Most Recent Form ADV (20190401-20190630)

README.md

This dataset comes from the U.S. Securities and Exchange Commission, an independent agency of the United States federal government and contains the information from the Form ADV. Form ADV (Uniform Application for Investment Adviser Registration) is the form used by investment advisers to register with both the SEC and state securities authorities. The data is from the most recent (at the time this was created) Form ADV data set containing forms submitted 4/1/19- 6/30/19. The original file was edited to exclude and rename certain columns.

The file contains data from Part I of the form which includes information about the investment adviser’s business, ownership, clients, employees, business practices, affiliations, and any disciplinary events of the adviser or its employees. Part 1 is organized in a check-the-box, fill-in-the-blank format. The SEC reviews the information from this part of the form to manage its regulatory and examination programs.

IA_ADV_Base_A_20190401_20190630.csv

FilingID,FormVersion,DateSubmitted,Name,City,State,Country,Zip,Employees,Investment_Employees,ManagementFees,HourlyCharges,SubscriptionFees,FixedFees,Commissions,PerformanceBasedFees,Total_AUM
1286469,17-Oct,4/1/2019 9:42,"GUIDESTONE CAPITAL MANAGEMENT, LLC",DALLAS,TX,United States,75244-6152,17,11,Y,N,N,N,N,N,19647309028
1306255,17-Oct,4/1/2019 9:42,"WEALTH ENHANCEMENT ADVISORY SERVICES, LLC",PLYMOUTH,MN,United States,55441,260,239,Y,Y,N,Y,N,N,8386250752
1308136,17-Oct,4/5/2019 12:13,SIR CAPITAL MANAGEMENT L.P.,NEW YORK,NY,United States,10036,16,9,Y,N,N,N,N,Y,1358541258
1308181,17-Oct,4/5/2019 12:24,"360 WEALTH MANAGEMENT, LLC",DALLAS,TX,United States,75248,116,74,Y,Y,N,Y,N,N,1248527726
1284016,17-Oct,4/5/2019 12:32,"PALADIN INTERNET PROPERTIES, INC.",FAIRFAX,VA,United States,22033,12,0,N,N,N,N,N,N,
1301841,17-Oct,4/1/2019 5:47,CDH INVESTMENT ADVISORY PRIVATE LIMITED,SINGAPORE,,Singapore,39192,49,43,Y,N,N,N,N,Y,3760884940
1276470,17-Oct,4/1/2019 6:02,"PENSION FUND EVALUATIONS, INC.",CENTEREACH,NY,United States,11720,4,2,N,N,N,Y,Y,N,620000000
1299355,17-Oct,4/1/2019 11:07,"FC ADVISORY, LLC",WEST CHESTER,PA,United States,19380,7,4,Y,Y,N,Y,N,N,174440377
1287065,17-Oct,4/1/2019 11:13,"GLASS RETIREMENT STRATEGIES, INC.",BINGHAM FARMS,MI,United States,48025,3,1,Y,N,N,N,Y,N,23814320
1306391,17-Oct,4/1/2019 11:52,"CLEAR BROOK ADVISORS, INC.",BOSTON,MA,United States,2116,4,4,Y,N,N,Y,N,N,27000000
1306395,17-Oct,4/1/2019 12:02,GALLATIN POINT CAPITAL LLC,GREENWICH,CT,United States,6830,14,9,Y,N,N,Y,N,Y,1262180921
1306393,17-Oct,4/1/2019 12:03,"BARRETT & COMPANY, INC.",PROVIDENCE,RI,United States,02903-2855,14,4,Y,N,N,N,N,N,156972684
1306422,17-Oct,4/1/2019 12:10,"SVB WEALTH ADVISORY, INC.",SAN FRANCISCO,CA,United States,94105,52,52,Y,N,N,Y,N,N,724299279
1306433,17-Oct,4/1/2019 12:14,"J.G.HENDRICKS FINANCIAL SERVICES, LLC",WEST DUNDEE,IL,United States,60118,2,2,Y,Y,N,Y,N,N,140581668
1306442,17-Oct,4/1/2019 12:28,"SPOTLIGHT ASSET GROUP, INC.",OAKBROOK TERRACE,IL,United States,60181-4717,17,10,Y,N,N,N,N,N,237837571
1306191,17-Oct,4/1/2019 12:34,JOHN MOORE & ASSOCIATES INC,ALBUQUERQUE,NM,United States,87110-9614,10,7,Y,Y,N,N,N,N,286800857
1307080,17-Oct,4/2/2019 14:51,"FORUM FINANCIAL MANAGEMENT, LP",LOMBARD,IL,United States,60148,96,68,Y,N,N,Y,N,N,3810052130
1307117,17-Oct,4/2/2019 15:30,GCP CAPITAL PARTNERS LLC,NEW YORK,NY,United States,10022,10,6,Y,N,N,N,N,Y,802703342
1307144,17-Oct,4/2/2019 16:00,"WOODBURY FINANCIAL SERVICES, INC.",OAKDALE,MN,United States,55128,1925,947,Y,Y,N,Y,Y,N,7631833044
1307140,17-Oct,4/2/2019 16:34,"JOHNSON INVESTMENT COUNSEL, INC.",CINCINNATI,OH,United States,45247,116,68,Y,Y,N,Y,N,N,10661232987
1295991,17-Oct,4/2/2019 17:36,"SWISHER FINANCIAL CONCEPTS, INC.",WESTERVILLE,OH,United States,43082,6,4,Y,Y,N,N,Y,N,110532457
1307515,17-Oct,4/3/2019 14:59,PINE VALLEY INVESTMENTS LIMITED LIABILITY COMPANY,CHERRY HILL,NJ,United States,8002,9,7,Y,N,N,N,N,N,424000000
1307554,17-Oct,4/3/2019 15:48,"PROCOURSE FIDUCIARY ADVISORS, LLC",CARMEL,IN,United States,46032,7,2,Y,N,N,Y,N,N,3231275306
1306477,17-Oct,4/3/2019 15:52,"TOLLESON PRIVATE WEALTH MANAGEMENT, LP",DALLAS,TX,United States,75205,83,58,Y,Y,N,Y,N,N,5563283533
1307547,17-Oct,4/3/2019 16:06,"LEIGH BALDWIN & CO., LLC",CAZENOVIA,NY,United States,13035,7,6,Y,N,N,N,N,N,65627040
1307578,17-Oct,4/3/2019 16:20,ELM PARTNERS MANAGEMENT LLC,PHILADELPHIA,PA,United States,19102,3,2,Y,N,N,N,N,N,742941576
1307490,17-Oct,4/3/2019 16:55,"VIEW RIDGE CAPITAL MANAGEMENT, LP",SAN FRANCISCO,CA,United States,94104,4,2,Y,N,N,N,N,Y,159975585
1307610,17-Oct,4/3/2019 17:10,"MIDWESTERN SECURITIES TRADING COMPANY, LLC",EAST PEORIA,IL,United States,61611,59,39,Y,Y,N,Y,Y,N,540067933
1306348,17-Oct,4/3/2019 17:22,"LUFKIN ADVISORS, LLC",RIVIERA BEACH,FL,United States,33404,2,2,Y,N,N,N,N,Y,42855484
1256755,17-Oct,4/3/2019 17:31,ADVISOR FINANCIAL SERVICES INC,CHATHAM,NY,United States,12037,2,1,Y,Y,N,Y,N,N,29817000
1307628,17-Oct,4/3/2019 17:39,PINE VALLEY INVESTMENTS LIMITED LIABILITY COMPANY,CHERRY HILL,NJ,United States,8002,9,7,Y,N,N,N,N,N,424000000
1307640,17-Oct,4/3/2019 18:20,"INTEGRITY PRIVATE WEALTH ADVISORS, LLC",DALLAS,TX,United States,75231,1,1,Y,Y,N,Y,N,N,11000000
1306350,17-Oct,4/1/2019 12:06,GFS ADVISORS LLC,HOUSTON,TX,United States,77056,11,9,Y,N,N,N,N,Y,1895662217
1301745,17-Oct,4/1/2019 12:13,NUMERIXS INVESTMENT TECHNOLOGIES INC,"VANCOUVER, BC",,Canada,V6B5A6,7,6,N,N,N,N,N,Y,304703167
1306465,17-Oct,4/1/2019 12:55,"KCM INVESTMENT ADVISORS, LLC",SAN RAFAEL,CA,United States,94901,16,9,Y,N,N,N,N,N,4176564121
1306429,17-Oct,4/1/2019 13:01,"ANDREW GARRETT, INC.",NEW YORK,NY,United States,10017,20,12,Y,Y,N,Y,N,N,95048720
1303649,17-Oct,4/1/2019 13:19,WEALTH MANAGEMENT & BUSINESS CONCEPTS,LAKE FOREST,CA,United States,92630,4,4,Y,Y,N,Y,N,N,96601798
1306509,17-Oct,4/1/2019 13:52,MORNINGSTAR INVESTMENT SERVICES LLC,CHICAGO,IL,United States,60602-1605,31,0,Y,N,N,N,N,N,10597675081
1305005,17-Oct,4/1/2019 14:15,TANAKA CAPITAL MANAGEMENT INC,NEW YORK,NY,United States,10017,3,3,Y,N,N,Y,N,N,36483000
1306548,17-Oct,4/1/2019 14:33,"TRUEFG, LLC",CEDAR PARK,TX,United States,78613,2,2,Y,Y,N,Y,N,N,121000000
1305387,17-Oct,4/1/2019 14:33,"INVESTOR'S CAPITAL MANAGEMENT, LLC",MENLO PARK,CA,United States,94025,5,3,Y,Y,N,Y,N,N,135541820
1306542,17-Oct,4/1/2019 14:35,"RUBENSTEIN PARTNERS, L.P.",PHILADELPHIA,PA,United States,19104-2868,52,21,Y,N,N,N,N,Y,1494100000
1290918,17-Oct,4/1/2019 14:40,T I S GROUP INC,NORTH OAKS,MN,United States,55127-3024,4,4,Y,N,Y,Y,N,N,121200000
1305455,17-Oct,4/1/2019 14:43,"PENSION PLANNING SOLUTIONS, INC.",GREENSBORO,NC,United States,27401,2,1,Y,Y,N,Y,N,N,189927790
1306571,17-Oct,4/1/2019 14:49,"THOMAS J. HERZFELD ADVISORS, INC.",MIAMI BEACH,FL,United States,33139,9,3,Y,Y,N,N,N,N,320529877
1306586,17-Oct,4/1/2019 15:00,TROWBRIDGE CAPITAL PARTNERS LLC.,NEW YORK,NY,United States,10022,2,2,Y,N,N,N,N,N,35630000
1306589,17-Oct,4/1/2019 15:06,PFS INVESTMENTS INC.,DULUTH,GA,United States,30099-0001,3582,3540,Y,N,N,N,N,N,3065650550
1306604,17-Oct,4/1/2019 15:26,"SEAPLANE PARTNERS, LLC",MILL VALLEY,CA,United States,94941,3,2,Y,N,N,N,N,N,33773622
1306596,17-Oct,4/1/2019 15:26,"VALUE FINANCIAL ADVISERS, INC.",DENVER,CO,United States,80237,5,4,Y,Y,N,Y,N,N,100230031
1292886,17-Oct,4/1/2019 16:26,SAILINGSTONE CAPITAL PARTNERS LLC,SAN FRANCISCO,CA,United States,94111,17,5,Y,N,N,N,N,Y,2277275616
1306686,17-Oct,4/1/2019 16:41,HSBC SECURITIES (USA) INC.,NEW YORK,NY,United States,10017,1017,216,Y,N,N,Y,N,Y,3376711516
1306700,17-Oct,4/1/2019 16:58,GOLDMAN SACHS & CO. LLC,NEW YORK,NY,United States,10282,1586,1502,Y,N,N,Y,Y,Y,1.98E+11
1306703,17-Oct,4/1/2019 17:09,"TRINITY PORTFOLIO ADVISORS, LLC",SOUTHLAKE,TX,United States,76092,15,6,Y,N,N,Y,N,N,277800016
1306725,17-Oct,4/1/2019 17:36,"STRAIGHTLINE GROUP, LLC",TROY,MI,United States,48084,12,7,Y,N,N,Y,N,N,922483572
1299085,17-Oct,4/1/2019 17:56,"STOCKMAN WEALTH MANAGEMENT, INC.",BILLINGS,MT,United States,59101,17,14,Y,N,N,Y,N,N,2582418487
1306753,17-Oct,4/1/2019 18:23,"VALUE MONITORING, INC",MENLO PARK,CA,United States,94025-2251,8,3,Y,N,N,N,N,N,114104381
1306758,17-Oct,4/1/2019 18:31,"OPTIVEST, INC.",DANA POINT,CA,United States,92629,6,6,Y,Y,N,Y,N,N,427725532
1306750,17-Oct,4/1/2019 18:57,"GAMBIT SECURITIES, INC.",CHARLESTON,SC,United States,29403,1,1,Y,N,N,N,N,N,42110859
1304542,17-Oct,4/1/2019 19:10,FUND DIRECT ADVISORS INC.,GREENSBORO,NC,United States,27409,7,6,Y,N,N,Y,N,N,705000000
1306440,17-Oct,4/1/2019 19:53,"VALIC FINANCIAL ADVISORS, INC.",HOUSTON,TX,United States,77019,2115,1358,Y,N,N,Y,N,N,17629653538
1278092,17-Oct,4/1/2019 21:09,"SOMPO JAPAN NIPPONKOA ASSET MANAGEMENT CO., LTD.",TOKYO,,Japan,1030027,160,56,Y,N,N,N,N,Y,34786349754
1302244,17-Oct,4/4/2019 9:28,"PINNACLE CAPITAL MANAGEMENT, LLC",FAYETTEVILLE,NY,United States,13066,6,3,Y,N,N,N,N,Y,138062555
1307686,17-Oct,4/4/2019 8:05,"BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.",CEDAR RAPIDS,IA,United States,52402,118,118,Y,Y,N,Y,Y,N,610253731
1307495,17-Oct,4/4/2019 9:27,"THE WELCH GROUP, LLC",BIRMINGHAM,AL,United States,35213,16,14,Y,Y,N,Y,N,N,1431562472
1307380,17-Oct,4/4/2019 9:48,"CLASSIC ASSET MANAGEMENT, LLC",FARGO,ND,United States,58102,7,7,Y,Y,Y,Y,N,N,141920000
1304635,17-Oct,4/1/2019 14:05,"CIG ASSET MANAGEMENT, INC.",SOUTHFIELD,MI,United States,48075,14,7,Y,N,N,Y,N,Y,153517327
1284481,17-Oct,4/1/2019 14:11,"ELEVAGE PARTNERS, LLC",SAN DIEGO,CA,United States,92108,11,5,Y,Y,N,Y,N,Y,231686152
1306554,17-Oct,4/1/2019 14:38,"NEXT FINANCIAL GROUP, INC.",HOUSTON,TX,United States,77042,457,451,Y,Y,N,Y,N,N,1652886583
1292992,17-Oct,4/1/2019 15:05,"PRUNEYARD FINANCIAL GROUP, INC.",CAMPBELL,CA,United States,95008,3,2,Y,N,N,Y,Y,N,118100820
1306483,17-Oct,4/1/2019 15:24,BYSKO JOHN ALLAN,OLD LYME,CT,United States,6371,2,1,Y,N,N,Y,N,N,148395243
1306622,17-Oct,4/1/2019 15:26,"ALEXANDRIA CAPITAL, LLC",WASHINGTON,DC,United States,20005,20,12,Y,Y,N,Y,N,N,964732127
1306588,17-Oct,4/1/2019 15:28,"VINE STREET WEALTH MANAGEMENT, LLC",MILL VALLEY,CA,United States,94941,5,4,Y,N,N,N,N,N,135192229
1305140,17-Oct,4/1/2019 15:32,"AMERAUDI ASSET MANAGEMENT, INC.",NEW YORK,NY,United States,10022,8,5,Y,N,N,N,N,N,580115414
1306715,17-Oct,4/1/2019 17:19,"DIMENSIONS WEALTH MANAGEMENT, LLC",ROSEVILLE,CA,United States,95678,2,1,Y,Y,N,Y,N,N,51102675
1306718,17-Oct,4/1/2019 17:21,"CAPITAL WEALTH PLANNING, LLC",NAPLES,FL,United States,34110,9,2,Y,N,N,N,N,N,1211453946
1306720,17-Oct,4/1/2019 17:28,"CCM PARTNERS, LP",DENVER,CO,United States,80202-1805,32,10,Y,N,N,N,N,Y,2117625684
1306719,17-Oct,4/1/2019 17:28,"PRIVATE ADVISOR GROUP, LLC",MORRISTOWN,NJ,United States,7960,680,677,Y,Y,Y,Y,N,N,16502150208
1306739,17-Oct,4/1/2019 17:57,"HASSELL WEALTH MANAGEMENT, L.L.C.",HOUMA,LA,United States,70360,7,3,Y,Y,N,Y,N,N,157878838
1306743,17-Oct,4/1/2019 18:01,GLADSTONE INSTITUTIONAL ADVISORY LLC,BEDMINSTER,NJ,United States,7921,44,42,Y,Y,N,Y,N,N,613654733
1294276,17-Oct,4/1/2019 18:31,HUDSON VALLEY PARTNERS,HAMBURG,NJ,United States,7419,1,1,Y,Y,N,Y,N,N,0
1306764,17-Oct,4/1/2019 19:10,"VECTOR CAPITAL MANAGEMENT, L.P.",SAN FRANCISCO,CA,United States,94105,45,29,Y,N,N,N,N,Y,4120085472
1306497,17-Oct,4/1/2019 19:23,STEPP & ROTHWELL INC,OVERLAND PARK,KS,United States,66210,20,9,Y,N,N,Y,N,N,565483172
1306768,17-Oct,4/1/2019 20:13,"THE EVERGREEN ADVANTAGE MANAGEMENT, INC.",SANTA MONICA,CA,United States,90401,4,4,Y,N,N,N,N,N,204319000
1284380,17-Oct,4/1/2019 22:31,"KPLANS INVESTMENT SERVICES, INC.",VALENCIA,CA,United States,91355,7,3,Y,Y,N,Y,Y,N,87600062
1306860,17-Oct,4/2/2019 10:17,"MWA FINANCIAL SERVICES, INC.",ROCK ISLAND,IL,United States,61204-4116,718,39,Y,Y,N,Y,N,N,20468756
1306887,17-Oct,4/2/2019 10:56,"ASCENSION CAPITAL ADVISORS, INC.",HOUSTON,TX,United States,77056,7,4,Y,N,N,N,N,N,297130167
1306832,17-Oct,4/2/2019 11:03,"RUBENSTEIN PARTNERS, L.P.",PHILADELPHIA,PA,United States,19104-2868,52,21,Y,N,N,N,N,Y,1494100000
1306026,17-Oct,4/2/2019 11:09,"SQN CAPITAL MANAGEMENT, LLC",NEW YORK,NY,United States,10005,8,5,Y,N,N,Y,N,Y,1126154044
1298674,17-Oct,4/2/2019 11:10,"3P EQUITY PARTNERS, LLC",SAN JOSE,CA,United States,95128-2529,4,3,N,N,N,N,N,Y,148600000
1306643,17-Oct,4/2/2019 11:40,"USADVISORS WEALTH MANAGEMENT, LLC",EDEN PRAIRIE,MN,United States,55344,23,20,Y,Y,N,Y,N,N,177228074
1282281,17-Oct,4/2/2019 11:47,"BARTH FINANCIAL ADVISORS, LLC",ORANGE,CA,United States,92868-2944,10,10,Y,Y,N,Y,N,N,107400248
1306938,17-Oct,4/2/2019 12:04,FRAGASSO FINANCIAL ADVISORS INC.,PITTSBURGH,PA,United States,15222,37,31,Y,N,N,Y,N,N,1112928915
1306941,17-Oct,4/2/2019 12:10,"KINGDOM FINANCIAL GROUP, LLC",PEORIA,AZ,United States,85381,10,4,Y,Y,N,Y,N,N,107071914
1306946,17-Oct,4/2/2019 12:22,"GREEN SQUARE BOSTON, LLC",WINCHESTER,MA,United States,1890,6,2,Y,N,N,N,N,N,471524713
1306954,17-Oct,4/2/2019 12:32,"GREEN SQUARE BOSTON, LLC",WINCHESTER,MA,United States,1890,6,2,Y,N,N,N,N,N,471524713
1306950,17-Oct,4/2/2019 12:56,TAYLOR AND TAYLOR FINANCIAL SERVICES USA LLC,RYE,NY,United States,10580,4,3,Y,N,N,Y,N,N,33221283
1306979,17-Oct,4/2/2019 12:58,COWEN PRIME SERVICES LLC,NEW YORK,NY,United States,10022,5,5,Y,N,N,N,Y,N,255437231
1306959,17-Oct,4/2/2019 13:03,ROUND INVESTMENTS LLC,LOS ANGELES,CA,United States,90024,3,2,Y,N,N,Y,N,N,1314914
1306428,17-Oct,4/2/2019 13:05,DTCP USA LLC,MENLO PARK,CA,United States,94025,7,6,N,N,N,Y,N,Y,419821077
1306479,17-Oct,4/2/2019 13:15,COPLEY FINANCIAL SERVICES CORP,FALL RIVER,MA,United States,2721,1,1,Y,N,N,N,N,N,118422305
1307014,17-Oct,4/2/2019 13:36,"J.J.B. HILLIARD, W.L. LYONS, LLC",LOUISVILLE,KY,United States,40202,1025,384,Y,N,N,Y,N,N,9278488517
1307018,17-Oct,4/2/2019 13:38,SONORA INVESTMENT MANAGEMENT LLC,TUCSON,AZ,United States,85719,12,7,Y,N,N,N,N,N,782528078
1290229,17-Oct,4/2/2019 13:51,JF ASSET MANAGEMENT LIMITED,"HONG KONG, HONG KONG",,Hong Kong,,418,75,Y,N,N,N,N,Y,48265285814
1307039,17-Oct,4/2/2019 14:11,TAG FINANCIAL INC,DIAMOND BAR,CA,United States,91765-4029,6,6,Y,Y,N,Y,N,N,240809584
1307646,17-Oct,4/3/2019 18:52,CARDINAL POINT CAPITAL MANAGEMENT INC.,"VANCOUVER, BC",,Canada,V6C 3P6,15,10,Y,Y,N,Y,N,N,232728288
1307650,17-Oct,4/3/2019 19:19,CARDINAL POINT CAPITAL MANAGEMENT INC.,"VANCOUVER, BC",,Canada,V6C 3P6,15,10,Y,Y,N,Y,N,N,232728288
1306975,17-Oct,4/3/2019 20:16,"ATREIDES MANAGEMENT, LP",BOSTON,MA,United States,02109-5700,5,3,Y,N,N,N,N,Y,
1307669,17-Oct,4/3/2019 22:10,"S & P FINANCIAL, INC.",ASHLAND,OR,United States,97520,2,1,Y,Y,N,N,Y,N,195509000
1307675,17-Oct,4/3/2019 22:33,"REGISTER FINANCIAL ADVISORS, LLC",ATLANTA,GA,United States,30326,20,12,Y,N,N,Y,N,N,102877919
1306796,17-Oct,4/2/2019 6:25,STATE STREET GLOBAL ADVISORS ASIA LIMITED,CENTRAL,,Hong Kong,,55,37,Y,N,N,N,N,N,38669601914
1306802,17-Oct,4/2/2019 7:54,"FRANKLIN ADVISERS, INC.",SAN MATEO,CA,United States,94403-1906,213,173,Y,N,N,N,N,Y,4.35E+11
1306545,17-Oct,4/2/2019 7:59,"SUNTRUST ADVISORY SERVICES, INC.",ATLANTA,GA,United States,30303,1571,1510,Y,Y,N,N,N,N,20406183375
1293643,17-Oct,4/2/2019 8:46,CANDRIAM BELGIUM S.A.,BRUSSELS,,Belgium,1000,268,108,Y,N,N,N,N,Y,95749776448
1279910,17-Oct,4/2/2019 9:01,HOLLOW BROOK WEALTH MANAGEMENT LLC,KATONAH,NY,United States,10536,10,5,Y,N,N,Y,N,Y,743600000
1307421,17-Oct,4/3/2019 12:25,"WEALTH MANAGER GROUP II, LLC",SAN DIEGO,CA,United States,92108,3,3,Y,Y,N,Y,N,N,0
1307706,17-Oct,4/4/2019 12:05,PHARO MANAGEMENT LLC,NEW YORK,NY,United States,10019,32,10,N,N,N,N,N,N,14067357370
1307826,17-Oct,4/4/2019 12:31,"CAMBRIDGE CAPITAL MANAGEMENT, LLC",O'FALLON,IL,United States,62269,6,4,Y,Y,N,Y,N,N,165865489
1307778,17-Oct,4/4/2019 13:07,"STEWART ASSET MANAGEMENT, LLC",NEW YORK,NY,United States,10022,9,7,Y,N,N,Y,N,Y,75354201
1307854,17-Oct,4/4/2019 13:25,"TALL PINES CAPITAL, LLC",OAK BROOK,IL,United States,60523,1,1,Y,N,N,N,N,N,2135000
1307859,17-Oct,4/4/2019 13:34,"WEALTH SOLUTIONS USA, LLC",MADRID,,Spain,28006,9,8,Y,Y,N,Y,N,N,
1303352,17-Oct,4/4/2019 14:06,"ROYAL FUND MANAGEMENT, LLC",THE VILLAGES,FL,United States,32159,112,105,Y,Y,N,Y,N,N,510209237
1287514,17-Oct,4/4/2019 14:34,BROCK FIDUCIARY SERVICES LLC,NEW YORK,NY,United States,10175,8,1,N,N,N,Y,N,N,12100000000
1307948,17-Oct,4/4/2019 15:50,PINE VALLEY INVESTMENTS LIMITED LIABILITY COMPANY,CHERRY HILL,NJ,United States,8002,9,7,Y,N,N,N,N,N,424000000
1304327,17-Oct,4/4/2019 16:06,OPTIVISE ADVISORY SERVICES LLC,DALLAS,TX,United States,75019,1,1,Y,Y,N,N,N,N,0
1307724,17-Oct,4/4/2019 11:33,SMARTX ADVISORY SOLUTIONS LLC,WEST PALM BEACH,FL,United States,33401,30,6,Y,N,N,N,N,N,1225828053
1307996,17-Oct,4/4/2019 17:05,"ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC",SAN FRANCISCO,CA,United States,94105,15,12,Y,N,N,Y,N,Y,545754381
1263323,17-Oct,4/4/2019 17:26,"WELLSPRING CAPITAL ADVISORS, LLC",CHICAGO,IL,United States,60601-1802,3,3,Y,N,N,Y,N,N,3365145244
1308033,17-Oct,4/4/2019 18:56,"TRITON FINANCIAL GROUP, INC.",MARLBOROUGH,MA,United States,1752,2,1,Y,Y,N,Y,N,N,115801260
1308003,17-Oct,4/4/2019 19:58,"TCP ASSET MANAGEMENT, LLC",COLUMBUS,OH,United States,43240,15,15,Y,Y,N,Y,N,N,192452549
1307233,17-Oct,4/4/2019 20:41,"CROSS FINANCIAL ADVISORS, LLC",BEAVERTON,OR,United States,97006,14,14,Y,Y,N,Y,N,N,159253307
1308053,17-Oct,4/4/2019 21:16,"AUTUMN GLORY PARTNERS, LLC",DALLAS,TX,United States,75225,3,1,Y,N,N,Y,N,N,297759370
1308339,17-Oct,4/5/2019 18:08,"COLE WEALTH MANAGEMENT, LLC",SCOTTSDALE,AZ,United States,85260,4,4,Y,Y,N,Y,N,N,110800000
1308199,17-Oct,4/5/2019 18:44,"OZSAN, GREGORI AND COMPANY LIMITED",LONDON,,United Kingdom,EC1V 8BP,1,1,N,N,N,Y,N,Y,892999089
1308353,17-Oct,4/5/2019 19:52,VIRTUS REAL ESTATE LLC,AUSTIN,TX,United States,78703,42,5,Y,N,N,N,N,Y,124977845
1303285,17-Oct,4/2/2019 13:20,LOVETT INVESTMENT CONSULTING LLC,STEAMBOAT SPRINGS,CO,United States,80487,1,1,N,N,N,Y,N,N,137267811
1296237,17-Oct,4/1/2019 8:00,"MARSHFIELD ASSOCIATES, INC.",WASHINGTON,DC,United States,20036,19,7,Y,N,N,N,N,Y,2284602597
1301800,17-Oct,4/1/2019 8:02,"MAPLE CAPITAL MANAGEMENT, INC.",MONTPELIER,VT,United States,5602,18,11,Y,Y,N,N,N,N,922510777
1284333,17-Oct,4/1/2019 8:24,CIP FUND MANAGEMENT LLC,NEW YORK,NY,United States,10017,11,10,Y,N,N,N,N,Y,645976623
1302648,17-Oct,4/1/2019 9:53,"SCHECHTER INVESTMENT ADVISORS, LLC",BIRMINGHAM,MI,United States,48009,13,6,Y,N,N,Y,N,N,850688020
1305449,17-Oct,4/2/2019 9:06,GARDEY FINANCIAL ADVISORS INC,SAGINAW,MI,United States,48638,16,6,Y,N,N,N,N,N,166019640
1306827,17-Oct,4/2/2019 9:20,"CAMBRIDGE ASSOCIATES, LLC",BOSTON,MA,United States,02110-2112,978,416,Y,Y,Y,Y,N,Y,2.10E+11
1306804,17-Oct,4/2/2019 9:53,"IBN FINANCIAL SERVICES, INC.",NORTH SYRACUSE,NY,United States,13212,8,1,Y,Y,N,N,N,N,41449144
1306851,17-Oct,4/2/2019 9:59,"TJT CAPITAL GROUP, LLC",STAMFORD,CT,United States,6902,4,3,Y,N,N,N,N,N,214390103
1306855,17-Oct,4/2/2019 10:11,"KENNEDY CAPITAL MANAGEMENT, INC.",ST LOUIS,MO,United States,63141-7739,53,30,Y,N,N,N,N,Y,4250323869
1306853,17-Oct,4/2/2019 10:22,"WHISKER TECHNOLOGIES, INC.",NEW YORK,NY,United States,10012,3,3,Y,N,N,Y,N,N,25162974
1306878,17-Oct,4/2/2019 10:47,ANNIS GARDNER WHITING CAPITAL ADVISORS LLC,TAMPA,FL,United States,33606,11,7,Y,N,N,Y,N,N,2195751262
1306877,17-Oct,4/2/2019 11:01,LJ INVESTMENT ADVISORS LLC,MIAMI,FL,United States,33131,8,6,Y,N,N,N,N,N,131935472
1299299,17-Oct,4/2/2019 11:08,"DOHENY ASSET MANAGEMENT, L.L.C.",LOS ANGELES,CA,United States,90024-4341,7,4,Y,N,N,N,N,N,184297366
1306713,17-Oct,4/2/2019 11:30,"ECONOLOGICS FINANCIAL ADVISORS, LLC",LARGO,FL,United States,33770,10,3,Y,Y,N,Y,N,N,3194367
1284852,17-Oct,4/2/2019 12:12,RAM ACTIVE INVESTMENTS S.A.,GENEVA,,Switzerland,CH-1204,41,11,Y,N,N,N,N,Y,4515809427
1306838,17-Oct,4/2/2019 12:43,SEABURY CAPITAL MANAGEMENT LLC,NEW YORK,NY,United States,10019,5,3,Y,N,N,N,N,Y,0
1307022,17-Oct,4/2/2019 13:45,"USA MUTUALS ADVISORS, INC.",DALLAS,TX,United States,75201,8,3,Y,N,N,N,N,N,251610834
1290746,17-Oct,4/3/2019 9:04,UNCOMMON GIVING ADVISORS LLC,NEW YORK,NY,United States,10017,2,1,Y,N,N,N,N,N,0
1307340,17-Oct,4/3/2019 10:23,"BASSO CAPITAL MANAGEMENT, L.P.",STAMFORD,CT,United States,06902-3546,11,6,Y,N,N,N,N,Y,523512100
1307766,17-Oct,4/4/2019 11:15,"RETIREMENT RESEARCHER, LLC",MCLEAN,VA,United States,22102,1,1,N,Y,Y,Y,N,N,
1276430,17-Oct,4/4/2019 11:19,FIVE ARROWS MANAGERS LLP,LONDON,,United Kingdom,EC4N 8AL,51,29,Y,N,N,N,N,Y,3258363118
1308060,17-Oct,4/5/2019 7:34,"RFG ADVISORY, LLC",VESTAVIA HILLS,AL,United States,35242,42,34,Y,Y,N,Y,N,N,948860334
1307337,17-Oct,4/5/2019 9:49,"FIDUCIARYVEST, LLC",ATLANTA,GA,United States,30346-1225,9,7,Y,Y,N,Y,N,N,15166464227
1308100,17-Oct,4/5/2019 10:05,"CALVARY WEALTH, LLC",AUGUSTA,GA,United States,30907,2,2,Y,Y,N,N,N,N,100788101
1301890,17-Oct,4/5/2019 11:35,FORT BAKER CAPITAL MANAGEMENT LP,LARKSPUR,CA,United States,94939,4,3,Y,N,N,N,N,Y,105000000
1307864,17-Oct,4/5/2019 12:50,"YELLOWWOOD WEALTH SOLUTIONS, LLC",CHARLOTTE,NC,United States,28202,3,2,Y,N,N,Y,Y,N,71081073
1305979,17-Oct,4/1/2019 5:13,STASH INVESTMENTS LLC,NEW YORK,NY,United States,10018,235,7,Y,N,N,Y,N,N,690032785
1306243,17-Oct,4/1/2019 7:03,ROTHSCHILD & CO WEALTH MANAGEMENT UK LIMITED,LONDON,,United Kingdom,EC4N 8AL,132,39,Y,N,N,N,Y,N,10156584958
1304791,17-Oct,4/1/2019 7:08,COMPREHENSIVE FINANCIAL PLANNING CORPORATION,RICHMOND,VA,United States,23221,4,3,Y,Y,N,Y,Y,N,130442000
1306237,17-Oct,4/1/2019 10:44,NEZU ASIA CAPITAL MANAGEMENT LIMITED,HONG KONG,,Hong Kong,,25,5,Y,N,N,N,N,Y,735747680
1306454,17-Oct,4/1/2019 12:40,MSH CAPITAL ADVISORS LLC,SCOTTSDALE,AZ,United States,85255-7153,14,5,Y,N,N,Y,N,N,438160857
1308075,17-Oct,4/5/2019 11:59,SEPHIRA INVESTMENT ADVISORS (UK) LIMITED,LONDON,,United Kingdom,NW1 6JZ,5,3,Y,N,N,N,N,Y,
1308152,17-Oct,4/5/2019 12:15,"RFG ADVISORY, LLC",VESTAVIA HILLS,AL,United States,35242,42,34,Y,Y,N,Y,N,N,948860334
1308202,17-Oct,4/5/2019 13:10,"RIVER ROAD ASSET MANAGEMENT, LLC",LOUISVILLE,KY,United States,40202-3466,44,20,Y,N,N,N,N,Y,4235073211
1286206,17-Oct,4/5/2019 13:28,"FENIX ASSET MANAGEMENT, LLC",NEW YORK,NY,United States,10005,5,1,Y,N,N,N,Y,N,37118175
1307041,17-Oct,4/4/2019 16:13,"CANAM CAPITAL MANAGEMENT, LLC",NEW YORK,NY,United States,10005,6,3,Y,N,N,N,Y,N,31500013
1307954,17-Oct,4/4/2019 16:24,PACITTI GROUP INC.,BRADENTON,FL,United States,34211,1,1,Y,Y,N,Y,N,N,0
1306814,17-Oct,4/4/2019 16:30,"GUARDSMAN PRIVATE CAPITAL MANAGEMENT, INC.",SARASOTA,FL,United States,34239,1,1,Y,Y,N,Y,N,N,75875194
1307976,17-Oct,4/4/2019 16:44,"GOLDENTREE LOAN MANAGEMENT, LP",NEW YORK,NY,United States,10022,8,6,Y,N,N,Y,N,Y,4742893000
1307998,17-Oct,4/4/2019 17:06,HEIRLOOM INVESTMENT MANAGEMENT LLC,TORONTO,,Canada,M5K 1G8,3,2,Y,N,N,Y,N,Y,149670738
1307637,17-Oct,4/4/2019 17:39,"DEGREEN CAPITAL MANAGEMENT, LLC",SCOTTSDALE,AZ,United States,85251-7632,4,2,Y,N,N,N,N,N,207404304
1308014,17-Oct,4/4/2019 18:03,"VIVALDI CAPITAL MANAGEMENT, LLC",CHICAGO,IL,United States,60606,36,5,Y,N,N,Y,N,Y,1525590451
1308047,17-Oct,4/4/2019 20:01,"ADAPTIVE FINANCIAL CONSULTING, LLC",BEACHWOOD,OH,United States,44122,7,4,Y,N,N,Y,N,N,153180767
1276203,17-Oct,4/4/2019 21:32,"JUNIPER INVESTMENT ADVISORS, LLC",SCOTTSDALE,AZ,United States,85253,4,4,Y,N,N,N,N,Y,0
1306107,17-Oct,4/4/2019 9:55,"ENGLESON & ASSOCIATES, INC.",ROCHESTER,NY,United States,14607,2,2,Y,Y,N,Y,Y,N,51186873
1307677,17-Oct,4/4/2019 10:24,MARBLE BAR ASSET MANAGEMENT LLP,LONDON,,United Kingdom,W1U8EW,39,21,Y,N,N,N,N,Y,801000000
1307590,17-Oct,4/4/2019 11:01,SIMPLICITY WEALTH LLC,HOLLAND,MI,United States,49423,6,6,Y,Y,N,N,N,N,0
1307754,17-Oct,4/4/2019 11:04,"FAMILY INVESTMENT CENTER, INC.",SAINT JOSEPH,MO,United States,64506,8,7,Y,Y,N,Y,N,N,280827159
1307767,17-Oct,4/4/2019 11:15,FIRST COMMAND ADVISORY SERVICES,FORT WORTH,TX,United States,76109,1100,788,Y,N,N,Y,N,N,12981871776
1307560,17-Oct,4/4/2019 11:23,LONG RIDGE CAPITAL MANAGEMENT LP,NEW YORK,NY,United States,10036,14,10,Y,N,N,N,N,Y,453502902
1307777,17-Oct,4/4/2019 11:29,"AVORY & COMPANY, LLC.",MIAMI,FL,United States,33137,1,1,Y,N,Y,N,N,Y,105182152
1307782,17-Oct,4/4/2019 11:29,MCLEAN ASSET MANAGEMENT CORPORATION,MCLEAN,VA,United States,22102,24,15,Y,Y,N,Y,N,N,743675192
1308106,17-Oct,4/5/2019 10:06,DIAMOND HILL CAPITAL MANAGEMENT INC,COLUMBUS,OH,United States,43215,125,48,Y,N,N,N,N,Y,19108313881
1305538,17-Oct,4/1/2019 8:17,"KABR MANAGEMENT, LLC",RIDGEFIELD PARK,NJ,United States,7660,9,5,N,N,N,N,N,Y,387542490
1305853,17-Oct,4/1/2019 8:32,"PRESIDENTIAL BROKERAGE, INC.",GREENWOOD VILLAGE,CO,United States,80111,24,15,Y,N,N,Y,N,N,104699201
1306203,17-Oct,4/1/2019 8:54,"PRINCIPLED ADVISORS, INC.",STATEN ISLAND,NY,United States,10314,2,1,Y,N,N,Y,Y,N,
1306273,17-Oct,4/1/2019 9:07,EQT PARTNERS INC.,NEW YORK,NY,United States,10036,47,39,N,N,N,N,N,N,5911124354
1306286,17-Oct,4/1/2019 9:22,"HORTER INVESTMENT MANAGEMENT, LLC",CINCINNATI,OH,United States,45249,174,154,Y,Y,N,Y,N,N,902003369
1306290,17-Oct,4/1/2019 9:30,INVICTA ADVISORS LLC,MONROEVILLE,PA,United States,15146,20,20,Y,Y,N,Y,N,N,150000000
1306282,17-Oct,4/1/2019 9:35,"CAPITECT, INC.",LOS ANGELES,CA,United States,90017,4,2,Y,N,N,Y,N,N,0
1306301,17-Oct,4/1/2019 9:49,"CITIZENS SECURITIES, INC.",DEDHAM,MA,United States,2026,1481,404,Y,N,N,N,N,N,3571716932
1305975,17-Oct,4/1/2019 9:52,"SCHECHTER PRIVATE CAPITAL, LLC",BIRMINGHAM,MI,United States,48009,4,3,Y,N,N,N,N,Y,86561324
1307582,17-Oct,4/3/2019 16:33,CULLINAN ASSOCIATES INC,LOUISVILLE,KY,United States,40207,17,7,Y,N,N,Y,N,N,1255998272
1287528,17-Oct,4/3/2019 16:54,"LAZARI CAPITAL MANAGEMENT, INC.",WOODLAND HILLS,CA,United States,91303,8,6,Y,N,N,Y,N,N,163570652
1307607,17-Oct,4/3/2019 17:08,COLLABORATIVE FINANCIAL PARTNERS LLC,COLUMBUS,OH,United States,43235,6,3,Y,N,N,Y,N,N,128000000
1307615,17-Oct,4/3/2019 17:19,REGATTA LOAN MANAGEMENT LLC,NEW YORK,NY,United States,10017,2,1,Y,N,N,N,N,Y,2729063000
1307600,17-Oct,4/3/2019 17:25,"THE LEUTHOLD GROUP, LLC",MINNEAPOLIS,MN,United States,55402,24,12,Y,N,Y,N,N,N,1209781752
1307631,17-Oct,4/3/2019 18:25,"SNS FINANCIAL GROUP, LLC",MINNEAPOLIS,MN,United States,55414,15,15,Y,N,N,Y,N,N,952440011
1307645,17-Oct,4/3/2019 18:47,"CARDINAL POINT WEALTH MANAGEMENT, LLC",IRVINE,CA,United States,92612,16,11,Y,Y,N,Y,N,N,175078758
1307647,17-Oct,4/3/2019 19:22,"MISSION WEALTH MANAGEMENT, LP",SANTA BARBARA,CA,United States,93101,34,26,Y,Y,N,Y,N,N,1884007000
1307674,17-Oct,4/3/2019 22:33,"EMPIRICAL FINANCIAL SERVICES, LLC",SEATTLE,WA,United States,98101,34,25,Y,Y,N,Y,N,Y,1978451143
1302617,17-Oct,4/4/2019 16:00,"ARBOR WEALTH MANAGEMENT, LLC",MIRAMAR BEACH,FL,United States,32550,6,5,Y,Y,N,Y,N,N,226212310
1304455,17-Oct,4/1/2019 13:08,"TRINITY FIDUCIARY PARTNERS, LLC",ARLINGTON,TX,United States,76011,5,3,Y,Y,N,N,N,N,99154203
1299887,17-Oct,4/1/2019 9:03,"INVERDALE CAPITAL MANAGEMENT, LLC",DALLAS,TX,United States,75201,9,6,Y,N,N,N,N,Y,172046565
1307411,17-Oct,4/3/2019 13:54,PVG ASSET MANAGEMENT CORP,DENVER,CO,United States,80122,10,4,Y,N,N,N,N,N,235060000
1288070,17-Oct,4/3/2019 14:10,CITY OF LONDON INVESTMENT MANAGEMENT CO LTD,LONDON,,United Kingdom,EC3V 0AS,72,26,Y,N,N,N,N,N,5173771913
1307477,17-Oct,4/3/2019 14:21,CITY OF LONDON INVESTMENT MANAGEMENT CO LTD,LONDON,,United Kingdom,EC3V 0AS,72,26,Y,N,N,N,N,N,5173771913
1308091,17-Oct,4/5/2019 9:38,"GREENSPRING ADVISORS, LLC",TOWSON,MD,United States,21286,20,16,Y,Y,Y,Y,N,N,3505277949
1306849,17-Oct,4/2/2019 9:54,"IBN FINANCIAL SERVICES, INC.",NORTH SYRACUSE,NY,United States,13212,8,1,Y,Y,N,N,N,N,41449144
1307325,17-Oct,4/3/2019 10:08,LANDMARK CAPITAL INC.,OAK BROOK,IL,United States,60523-4415,5,3,Y,Y,N,N,N,N,141919761
1306833,17-Oct,4/3/2019 10:09,"WESTFULLER ADVISORS, LLC",NEW YORK,NY,United States,10017,6,4,Y,Y,N,Y,N,N,98192096
1307324,17-Oct,4/3/2019 10:11,HORIZON PLANNING INC.,NEW YORK,NY,United States,10128-3118,1,1,Y,Y,N,N,N,N,
1303574,17-Oct,4/3/2019 10:22,RESOURCES MANAGEMENT CORP,WEST HARTFORD,CT,United States,6110,13,7,Y,N,N,N,N,N,700048000
1307333,17-Oct,4/3/2019 10:25,"WESPAC ADVISORS SOCAL, LLC",PASADENA,CA,United States,91101,7,5,Y,Y,N,Y,N,N,293843963
1306319,17-Oct,4/3/2019 10:27,"RESOURCES INVESTMENT ADVISORS, LLC",OVERLAND PARK,KS,United States,66211,200,170,Y,Y,N,Y,N,N,24827437613
1307347,17-Oct,4/3/2019 10:32,BLUEPRINT CAPITAL ADVISORS LLC,NEW YORK,NY,United States,10022,8,4,Y,N,N,N,N,N,1036200000
1307356,17-Oct,4/3/2019 10:44,"RH ADVISORS, LLC",FARMINGTON,UT,United States,84025,7,3,Y,Y,N,Y,N,N,114919928
1303069,17-Oct,4/3/2019 10:45,"APPLIED FINANCE CAPITAL MANAGEMENT, LLC",SAN JUAN,PR,United States,911,4,2,Y,N,Y,Y,N,N,574333000
1307361,17-Oct,4/3/2019 10:54,"PACIFIC ASSET MANAGEMENT, LLC",GIG HARBOR,WA,United States,98332,8,6,Y,N,N,N,N,N,181549000
1307339,17-Oct,4/3/2019 11:01,DG PARTNERS LLP,LONDON,,United Kingdom,W1K 4QB,40,11,Y,N,N,N,N,Y,1056063965
1307319,17-Oct,4/3/2019 11:19,INVESTCORP CREDIT MANAGEMENT US LLC,NEW YORK,NY,United States,10017,18,10,Y,N,N,Y,N,Y,5122719673
1307306,17-Oct,4/3/2019 11:22,"SVA WEALTH MANAGEMENT, LLC",MADISON,WI,United States,53717-4966,63,37,Y,Y,N,Y,N,N,2602321471
1307373,17-Oct,4/3/2019 11:33,NOMURA ASSET MANAGEMENT U.S.A. INC,NEW YORK,NY,United States,10019-7316,55,8,Y,N,N,N,N,Y,1665021463
1306653,17-Oct,4/3/2019 11:57,HEDGECOVEST LLC,WEST PALM BEACH,FL,United States,33401,22,6,Y,N,N,N,N,N,504501716
1307288,17-Oct,4/3/2019 12:29,CYPRESS CAPITAL MANAGEMENT US LIMITED,"VANCOUVER, BRITISH COLUMBIA",,Canada,V6E 3P3,11,10,Y,N,N,N,N,N,43235097
1307359,17-Oct,4/3/2019 12:48,"THE RICE PARTNERSHIP, LLC",HONOLULU,HI,United States,96813,6,6,Y,N,N,Y,N,N,278865319
1307456,17-Oct,4/3/2019 13:38,"DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.",SAN DIEGO,CA,United States,92121,31,7,Y,N,N,Y,N,Y,1650623381
1307284,17-Oct,4/3/2019 15:56,"CAI MANAGERS & CO., L.P.",BROOKLYN,NY,United States,11201,5,5,Y,N,N,N,N,Y,264958507
1307597,17-Oct,4/3/2019 16:48,GLOBAL X MANAGEMENT COMPANY LLC,NEW YORK,NY,United States,10022,49,10,Y,N,N,N,N,N,8100000000
1305740,17-Oct,4/3/2019 17:07,"FINANCIAL PLANNING CONCEPTS OF AMERICA, INC.",STATEN ISLAND,NY,United States,10314,3,2,Y,Y,N,Y,N,N,88000000
1307612,17-Oct,4/3/2019 17:17,"KCD FINANCIAL, INC.",GREEN BAY,WI,United States,54304,53,25,Y,Y,N,N,N,N,83242519
1307629,17-Oct,4/3/2019 17:37,"BEACON HARBOR WEALTH ADVISORS, INC.",VIRGINIA BEACH,VA,United States,23452,5,3,Y,Y,N,Y,N,N,0
1305873,17-Oct,4/3/2019 17:44,"LEVEL FOUR ADVISORY SERVICES, LLC",PLANO,TX,United States,75024,135,127,Y,Y,N,Y,N,N,2253954860
1307635,17-Oct,4/3/2019 19:01,RINCON PACIFIC MANAGEMENT INC,SAN CLEMENTE,CA,United States,92672,4,2,Y,N,N,N,N,N,130505653
1307651,17-Oct,4/3/2019 19:20,"CARDINAL POINT WEALTH MANAGEMENT, LLC",IRVINE,CA,United States,92612,16,11,Y,Y,N,Y,N,N,175078758
1307389,17-Oct,4/3/2019 11:57,NOMURA GLOBAL ALPHA LLC,NEW YORK,NY,United States,10019-7316,5,5,Y,N,N,N,N,Y,360914802
1307410,17-Oct,4/3/2019 12:06,"DETALUS ADVISORS, LLC",ST. LOUIS,MO,United States,63119,11,11,Y,N,N,Y,N,N,2185144843
1306859,17-Oct,4/3/2019 12:22,NEUBERGER BERMAN INVESTMENT ADVISERS LLC,NEW YORK,NY,United States,10104,1171,435,Y,N,N,Y,N,Y,2.42E+11
1304568,17-Oct,4/2/2019 12:52,"THE EIDEARD GROUP, LLC",BEDFORD,NH,United States,3110,11,4,Y,Y,N,Y,N,Y,539939186
1307417,17-Oct,4/3/2019 13:44,"PHAROS CAPITAL GROUP, LLC",BRENTWOOD,TN,United States,37027,19,10,Y,N,N,N,N,Y,760390180
1307459,17-Oct,4/3/2019 13:57,"BRIGHT FUTURES WEALTH MANAGEMENT, LLC",PITTSFORD,NY,United States,14534,12,12,Y,Y,N,Y,N,N,155996688
1307024,17-Oct,4/3/2019 14:06,"BLACKDIAMOND WEALTH MANAGEMENT, INC.",NEW YORK,NY,United States,10017,6,4,Y,N,N,Y,N,N,52712306
1307418,17-Oct,4/3/2019 14:12,"TOTAL INVESTMENT MANAGEMENT, INC.",SCOTTSDALE,AZ,United States,85260,9,5,Y,N,Y,Y,N,N,1016219138
1306351,17-Oct,4/3/2019 14:19,EDEN CAPITAL MANAGEMENT LLC,NEW YORK,NY,United States,10019,9,6,Y,N,N,N,N,Y,179597840
1307528,17-Oct,4/3/2019 15:08,"GREENCOURSE FINANCIAL ADVISORS, LLC",CHESTERFIELD,MO,United States,63017,4,4,Y,N,N,Y,N,N,165085639
1307546,17-Oct,4/3/2019 15:46,"RESOURCES INVESTMENT ADVISORS, LLC",OVERLAND PARK,KS,United States,66211,200,170,Y,Y,N,Y,N,N,24827437613
1308134,17-Oct,4/5/2019 10:56,"CANTOR FITZGERALD INVESTMENT ADVISORS, L.P.",NEW YORK,NY,United States,10022,20,6,Y,N,N,Y,N,N,3043249430
1308128,17-Oct,4/5/2019 10:56,"HFR ASSET MANAGEMENT, L.L.C",CHICAGO,IL,United States,60606,5,2,Y,N,N,Y,N,Y,8784931659
1305646,17-Oct,4/1/2019 5:41,UCAP ASSET MANAGEMENT LLC,NEW YORK,NY,United States,10016,11,5,Y,N,N,N,N,N,91068377
1301482,17-Oct,4/1/2019 6:30,"PAPAMARKOU WELLNER ASSET MANAGEMENT, INC.",NEW YORK,NY,United States,10022,9,7,Y,N,N,N,N,Y,262471149
1306239,17-Oct,4/1/2019 6:32,AGL CREDIT MANAGEMENT LP,NEW YORK,NY,United States,10036,13,6,Y,N,N,N,N,Y,650000000
1273602,17-Oct,4/1/2019 7:18,"C-J ADVISORY, INC.",SAN JOSE,CA,United States,95126-1135,5,2,Y,Y,N,Y,N,N,194698000
1306462,17-Oct,4/1/2019 12:45,"WEALTHPRO, LLC",GLOVERSVILLE,NY,United States,12078,2,1,Y,Y,N,Y,N,N,32674055
1306457,17-Oct,4/1/2019 12:48,"NORTH PIER FIDUCIARY MANAGEMENT, LLC",MARINA DEL REY,CA,United States,90292,7,5,Y,Y,N,Y,N,N,1182004616
1303561,17-Oct,4/1/2019 12:50,"LEOGROUP WEALTH SOLUTIONS, LLC",ISELIN,NJ,United States,8830,8,5,Y,Y,N,Y,N,N,422601888
1294233,17-Oct,4/1/2019 12:51,"ROSENWALD CAPITAL MANAGEMENT, INC.",REDONDO BEACH,CA,United States,90277,3,1,Y,N,N,N,N,Y,141166413
1306464,17-Oct,4/1/2019 12:58,FARR MILLER & WASHINGTON LLC,WASHINGTON,DC,United States,20036,14,14,Y,Y,N,Y,N,N,1509940951
1303520,17-Oct,4/1/2019 13:05,WYNKOOP LLC,GREENWOOD VILLAGE,CO,United States,80111,9,4,Y,N,N,N,N,Y,101410000
1306364,17-Oct,4/1/2019 13:27,"HARBOURVEST PARTNERS, LLC",BOSTON,MA,United States,2111,462,129,Y,N,N,Y,N,Y,58522987993
1306500,17-Oct,4/1/2019 13:31,"ADIRONDACK RETIREMENT SPECIALISTS, INC.",QUEENSBURY,NY,United States,12804,6,1,Y,N,N,N,N,N,137065086
1306506,17-Oct,4/1/2019 13:42,LINCOLN FINANCIAL SECURITIES CORPORATION,FORT WAYNE,IN,United States,46802,938,500,Y,Y,N,Y,Y,N,2820598874
1306381,17-Oct,4/1/2019 13:45,AVALON ADVISORS LLC,HOUSTON,TX,United States,77019-7124,63,42,Y,N,N,N,N,Y,7388558648
1299436,17-Oct,4/1/2019 13:53,MARSTONE LLC,NEW YORK,NY,United States,10017,25,2,Y,N,N,N,N,N,28006
1306527,17-Oct,4/1/2019 14:03,MCDONALD PARTNERS LLC,CLEVELAND,OH,United States,44114,53,49,Y,N,N,Y,Y,N,1114058999
1306532,17-Oct,4/1/2019 14:11,"SSGA FUNDS MANAGEMENT, INC.",BOSTON,MA,United States,2210,217,206,Y,N,N,N,N,N,4.81E+11
1299520,17-Oct,4/1/2019 14:31,"B RILEY WEALTH MANAGEMENT, INC.",MEMPHIS,TN,United States,38103,289,208,Y,Y,N,Y,Y,N,2181500010
1306556,17-Oct,4/1/2019 14:35,"PROSPERITY ECONOMICS PARTNERS, LLC",MT. ENTERPRISE,TX,United States,75681,17,17,N,N,N,Y,N,N,
1306541,17-Oct,4/1/2019 14:41,"WELLSPRING FINANCIAL ADVISORS, LLC",CLEVELAND,OH,United States,44124,19,7,Y,N,N,Y,N,N,1434925827
1306564,17-Oct,4/1/2019 14:44,"TRUEFG, LLC",CEDAR PARK,TX,United States,78613,2,2,Y,Y,N,Y,N,N,121000000
1292464,17-Oct,4/1/2019 14:44,ARIN RISK ADVISORS LLC,CONSHOHOCKEN,PA,United States,19428,6,5,Y,Y,N,Y,N,Y,126000000
1306566,17-Oct,4/1/2019 14:46,"RUEDI WEALTH MANAGEMENT, INC.",CHAMPAIGN,IL,United States,61821,6,5,Y,N,N,Y,N,N,237114468
1306573,17-Oct,4/1/2019 14:50,TOTH FINANCIAL ADVISORY CORP,LEESBURG,VA,United States,20175,17,9,Y,N,N,N,N,Y,541752147
1306578,17-Oct,4/1/2019 14:53,ECP MANAGER LP,WASHINGTON,DC,United States,20006-1130,30,22,Y,N,N,N,N,Y,1852485495
1304928,17-Oct,4/1/2019 15:08,FIRST CLASS CAPITAL LLC,LIBERTY,MO,United States,64068,1,1,Y,N,N,N,N,Y,10000000
1306536,17-Oct,4/1/2019 15:09,SPECTRUM CAPITAL MANAGEMENT,AUBURN,CA,United States,95603-3264,1,1,Y,N,N,N,N,N,116481837
1306599,17-Oct,4/1/2019 15:11,CS PLANNING CORP,PORTLAND,OR,United States,97225,21,19,Y,Y,N,Y,N,N,497300306
1306631,17-Oct,4/1/2019 15:33,"METLIFE INVESTMENT ADVISORS, LLC",WHIPPANY,NJ,United States,7981,937,560,Y,N,N,N,N,Y,4.61E+11
1286024,17-Oct,4/1/2019 15:42,"ARCADIA FUNDS, LLC",BURLINGTON,MA,United States,01803-4121,10,8,Y,N,N,Y,N,Y,1099713325
1306644,17-Oct,4/1/2019 15:45,CHURCHILL MANAGEMENT CORP,LOS ANGELES,CA,United States,90036,56,43,Y,N,N,N,N,N,5500283541
1306267,17-Oct,4/1/2019 15:59,VIKING GLOBAL INVESTORS LP,GREENWICH,CT,United States,06830-6378,177,50,Y,N,N,N,N,Y,34738320786
1306666,17-Oct,4/1/2019 16:09,"CLARO ADVISORS, LLC",BOSTON,MA,United States,2116,12,10,Y,Y,N,Y,N,N,339671175
1306671,17-Oct,4/1/2019 16:12,"NEWTYN MANAGEMENT, LLC",NEW YORK,NY,United States,10022-9409,10,7,Y,N,N,N,N,Y,1226398000
1299487,17-Oct,4/1/2019 16:59,"VENTURE CAPITAL FUND OF AMERICA III, INC.",NEW YORK,NY,United States,10022,11,6,N,N,N,N,N,Y,114384801
1291084,17-Oct,4/2/2019 9:55,"KASSOUF WEALTH ADVISORS, LLC",BIRMINGHAM,AL,United States,35205-4022,4,4,Y,Y,N,Y,N,N,283400000
1306840,17-Oct,4/2/2019 9:59,"ROONEY CAPITAL MANAGEMENT, INC.",THE VILLAGES,FL,United States,32162-1430,1,1,N,N,N,Y,N,N,210080000
1305871,17-Oct,4/4/2019 11:16,BARROW STREET ADVISORS LLC,STAMFORD,CT,United States,6902,4,3,Y,N,N,N,N,N,36570101
1307769,17-Oct,4/4/2019 11:21,"LAWRENCE WEALTH MANAGEMENT, LLC",ENGLEWOOD,CO,United States,80112,1,1,Y,N,N,N,N,N,33100000
1306616,17-Oct,4/1/2019 16:53,"BIECHELE ROYCE ADVISORS, INC.",FISHERS,IN,United States,46038,7,7,Y,N,N,N,N,N,316271109
1306409,17-Oct,4/1/2019 17:05,ALLIANCEBERNSTEIN L.P.,NEW YORK,NY,United States,10105,3479,2127,Y,N,Y,Y,Y,Y,4.87E+11
1306708,17-Oct,4/1/2019 17:10,"TRINITY PORTFOLIO ADVISORS, LLC",SOUTHLAKE,TX,United States,76092,15,6,Y,N,N,Y,N,N,277800016
1306689,17-Oct,4/1/2019 17:29,"CHICKASAW CAPITAL MANAGEMENT, LLC",MEMPHIS,TN,United States,38119,26,15,Y,N,N,N,Y,Y,3523671581
1306519,17-Oct,4/1/2019 17:37,RESURGENT FINANCIAL ADVISORS LLC,ATLANTA,GA,United States,30339,6,3,Y,Y,N,Y,N,N,
1306068,17-Oct,4/1/2019 17:54,GRASS RIVER CAPITAL PARTNERS LLC,MIAMI,FL,United States,33133,9,7,Y,N,N,Y,N,Y,459570202
1293697,17-Oct,4/1/2019 17:57,"BIRCH CAPITAL MANAGEMENT, LLC",DALLAS,TX,United States,75208-2525,2,1,Y,Y,N,N,N,N,117011728
1300491,17-Oct,4/1/2019 18:25,"BAKER TILLY INVESTMENT SERVICES, LLC",MADISON,WI,United States,53718,8,6,Y,Y,N,Y,N,N,0
1291297,17-Oct,4/1/2019 18:28,"WESTPARK CAPITAL, INC.",LOS ANGELES,CA,United States,90067,21,16,Y,N,N,Y,N,N,32831523
1306759,17-Oct,4/1/2019 18:32,"HUDSON VALUE PARTNERS, LLC",HAMBURG,NJ,United States,7419,1,1,Y,Y,N,Y,N,N,0
1306749,17-Oct,4/1/2019 18:47,"SLOAN INVESTMENT MANAGEMENT, L.L.C.",DALLAS,TX,United States,75201,7,3,Y,N,N,N,N,N,552302166
1301274,17-Oct,4/1/2019 19:17,NIKKO ASSET MANAGEMENT CO LTD,TOKYO,,Japan,107-6242,529,88,Y,N,N,Y,N,Y,1.91E+11
1306774,17-Oct,4/1/2019 20:05,POWELL CAPITAL LLC,GIG HARBOR,WA,United States,98335,2,1,Y,N,N,N,N,N,9255900
1306778,17-Oct,4/1/2019 21:42,"RIORDAN, LEWIS & HADEN, INC",LOS ANGELES,CA,United States,90024,14,14,Y,N,N,N,N,Y,1171313000
1283169,17-Oct,4/2/2019 5:15,CAIRN CAPITAL LIMITED,LONDON,,United Kingdom,SW1X 7LY,56,27,Y,N,N,Y,N,Y,1619869683
1305222,17-Oct,4/2/2019 10:07,"NEW CAPITAL MANAGEMENT, LP",HOUSTON,TX,United States,77006,4,2,Y,Y,N,Y,N,N,312000000
1306934,17-Oct,4/2/2019 19:00,MARBLE RIDGE CAPITAL LP,NEW YORK,NY,United States,10001,14,6,Y,N,N,N,N,Y,1002876718
1307251,17-Oct,4/2/2019 19:17,"HAVERDINK FINANCIAL MANAGEMENT, LLC",PORTAGE,MI,United States,49024-5373,2,1,Y,Y,N,Y,N,N,104895314
1307260,17-Oct,4/2/2019 21:14,"OPTIMAL CAPITAL ADVISORS, LLC",TRAVERSE CITY,MI,United States,49684,6,4,Y,Y,N,Y,Y,N,345924887
1307268,17-Oct,4/2/2019 21:25,"OPTIMAL CAPITAL ADVISORS, LLC",TRAVERSE CITY,MI,United States,49684,6,4,Y,Y,N,Y,Y,N,345924887
1306866,17-Oct,4/3/2019 8:58,METIS CAPITAL MANAGEMENT LLC,LARCHMONT,NY,United States,10538,1,1,Y,N,N,N,N,N,54856870
1306835,17-Oct,4/3/2019 9:11,"YODER, ANAT, NURIT LEVY",WALNUT CREEK,CA,United States,94596,3,2,Y,Y,N,Y,N,N,100062694
1306337,17-Oct,4/3/2019 9:16,GINKGO GLOBAL LIMITED,SHANGHAI,,China,200040,17,7,Y,N,N,N,N,Y,23000000
1307304,17-Oct,4/3/2019 9:23,"MEDINA CAPITAL ADVISORS, LLC",CORAL GABLES,FL,United States,33134,7,5,Y,N,N,N,N,Y,173538784
1303169,17-Oct,4/3/2019 9:36,"SLOY DAHL & HOLST, INC.",PORTLAND,OR,United States,97209,6,5,Y,Y,N,N,N,N,677452182
1307310,17-Oct,4/3/2019 9:41,"BOYD WEALTH MANAGEMENT, LLC",SACRAMENTO,CA,United States,95815,4,2,Y,N,N,Y,N,N,115769717
1306843,17-Oct,4/3/2019 9:43,SMITH MOORE & CO.,CLAYTON,MO,United States,63105,43,31,Y,Y,N,Y,N,N,863361445
1288956,17-Oct,4/3/2019 10:06,M-CAM INTERNATIONAL LLC,CHARLOTTESVILLE,VA,United States,22902,12,7,Y,N,N,N,N,N,
1306365,17-Oct,4/3/2019 10:29,"HARBOR GROUP INTERNATIONAL, LLC",NORFOLK,VA,United States,23510,78,32,Y,N,N,N,N,N,1013772380
1307320,17-Oct,4/3/2019 10:47,"THE MATHER GROUP, LLC",CHICAGO,IL,United States,60654,52,28,Y,N,N,Y,N,N,4145238546
1307261,17-Oct,4/3/2019 11:02,"SCHF (GPE), LLC",MENLO PARK,CA,United States,94025-7117,16,8,Y,N,N,N,N,N,4994458014
1306854,17-Oct,4/3/2019 11:25,"COMMERCE BROKERAGE SERVICES, INC.",CLAYTON,MO,United States,63105-1707,32,32,Y,N,N,N,N,N,461805222
1307472,17-Oct,4/3/2019 14:08,"YAKIRA CAPITAL MANAGEMENT, INC.",WESTPORT,CT,United States,6880,4,3,Y,N,N,N,N,Y,412052313
1306248,17-Oct,4/2/2019 6:44,ABERDEEN ASSET  MANAGERS LIMITED,ABERDEEN,,United Kingdom,AB10 1XL,1072,474,Y,N,N,Y,N,Y,1.63E+11
1308098,17-Oct,4/5/2019 9:49,"KLS PROFESSIONAL ADVISORS GROUP, LLC",NEW YORK,NY,United States,10019,55,31,N,Y,N,Y,N,N,5848741213
1308203,17-Oct,4/5/2019 13:28,"HEMMING& WEALTH MANAGEMENT, INC.",TRAVERSE CITY,MI,United States,49686,7,2,Y,Y,N,Y,N,N,0
1308214,17-Oct,4/5/2019 13:31,"LVW ADVISORS, LLC",PITTSFORD,NY,United States,14534,18,7,Y,N,N,Y,N,N,1792597611
1308215,17-Oct,4/5/2019 13:47,"HIGHTOWER ADVISORS, LLC",CHICAGO,IL,United States,60606,566,344,Y,Y,N,Y,N,N,48069831044
1308195,17-Oct,4/5/2019 14:03,KUDU INVESTMENT MANAGEMENT LLC,NEW YORK,NY,United States,10017,7,6,Y,N,N,N,N,N,287637261
1308244,17-Oct,4/5/2019 14:23,"ROSENWALD CAPITAL MANAGEMENT, INC.",REDONDO BEACH,CA,United States,90277,3,1,Y,N,N,N,N,Y,141166413
1308249,17-Oct,4/5/2019 14:33,CJM WEALTH MANAGEMENT LLC,DEER PARK,NY,United States,11729,9,4,Y,N,N,N,N,N,377166901
1307302,17-Oct,4/5/2019 14:56,"HAMLIN CAPITAL MANAGEMENT, LLC",NEW YORK,NY,United States,10019,21,10,Y,N,N,N,N,N,4253492994
1308266,17-Oct,4/5/2019 15:22,"FLUENT FINANCIAL, LLC",DALLAS,TX,United States,75254,8,5,Y,Y,N,Y,N,N,166505441
1308255,17-Oct,4/5/2019 15:31,INNOVATION PARTNERS LLC.,CHARLOTTE,NC,United States,28210,137,59,Y,Y,N,Y,N,N,119135269
1308272,17-Oct,4/5/2019 15:37,"ALMANACK INVESTMENT PARTNERS, LLC",WAYNE,PA,United States,19087,19,15,Y,N,N,Y,N,N,750000000
1308258,17-Oct,4/5/2019 15:48,DAIWA SB INVESTMENTS USA LTD,NEW YORK,NY,United States,10005-3504,5,0,Y,N,N,N,N,N,
1308321,17-Oct,4/5/2019 17:05,"RAYMOND JAMES & ASSOCIATES, INC.",ST PETERSBURG,FL,United States,33716,14205,4329,Y,Y,N,Y,Y,N,1.76E+11
1307504,17-Oct,4/3/2019 14:42,"ALTAVISTA WEALTH MANAGEMENT, INC.",ASHEVILLE,NC,United States,28803,11,6,Y,Y,N,Y,N,N,487856070
1307236,17-Oct,4/3/2019 15:28,GEC ADVISORS LLC,HOUSTON,TX,United States,77098,8,6,Y,N,N,N,N,Y,257242223
1307568,17-Oct,4/3/2019 16:06,TOTH FINANCIAL ADVISORY CORP,LEESBURG,VA,United States,20175,17,9,Y,N,N,N,N,Y,541752147
1307377,17-Oct,4/3/2019 16:16,SA STONE INVESTMENT ADVISORS INC.,BIRMINGHAM,AL,United States,35243,265,245,Y,Y,N,Y,N,N,1400215619
1307196,17-Oct,4/3/2019 16:32,VAN GORP LLC,NEW YORK,NY,United States,10022,22,8,Y,N,N,N,N,Y,180661029
1307327,17-Oct,4/3/2019 16:47,ITE MANAGEMENT L.P.,NEW YORK,NY,United States,10003,20,10,Y,N,N,Y,N,Y,1021190507
1307601,17-Oct,4/3/2019 17:01,GLOBAL X MANAGEMENT COMPANY LLC,NEW YORK,NY,United States,10022,49,10,Y,N,N,N,N,N,8100000000
1307598,17-Oct,4/3/2019 17:01,"QUAD-C MANAGEMENT, INC.",CHARLOTTESVILLE,VA,United States,22902,28,19,Y,N,N,N,N,Y,2069872083
1307613,17-Oct,4/3/2019 17:16,REGATTA LOAN MANAGEMENT LLC,NEW YORK,NY,United States,10017,2,1,Y,N,N,N,N,Y,2729063000
1307171,17-Oct,4/3/2019 17:31,LV ADVISORY SPA,SANTIAGO,,Chile,7550100,5,4,Y,N,N,N,N,N,
1307623,17-Oct,4/3/2019 17:55,"SDC CAPITAL PARTNERS, LLC",NEW YORK,NY,United States,10016,9,7,Y,N,N,N,N,Y,506586000
1307634,17-Oct,4/3/2019 18:08,PINE VALLEY INVESTMENTS LIMITED LIABILITY COMPANY,CHERRY HILL,NJ,United States,8002,9,7,Y,N,N,N,N,N,424000000
1307649,17-Oct,4/3/2019 19:21,"BERKELEY PARTNERS MANAGEMENT, LLC",SAN FRANCISCO,CA,United States,94104,41,15,Y,N,N,N,N,Y,405397636
1307664,17-Oct,4/3/2019 21:11,"STRATEGIC INVESTMENT MANAGEMENT, LLC",ARLINGTON,VA,United States,22209-1722,96,40,Y,N,N,Y,N,Y,38439437283
1306359,17-Oct,4/4/2019 10:36,INNOVATION PARTNERS LLC.,CHARLOTTE,NC,United States,28210,137,59,Y,Y,N,Y,N,N,119135269
1307739,17-Oct,4/4/2019 10:51,"MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED",NEW YORK,NY,United States,10036,41217,25576,Y,N,N,Y,Y,N,7.97E+11
1307730,17-Oct,4/4/2019 11:07,CRESCAT PORTFOLIO MANAGEMENT LLC,DENVER,CO,United States,80202,5,5,Y,N,N,N,N,Y,193692941
1307747,17-Oct,4/4/2019 10:59,"INFINEX INVESTMENTS, INC.",MERIDEN,CT,United States,06450-4858,867,523,Y,Y,N,Y,N,N,1355489175
1301446,17-Oct,4/5/2019 9:12,CAIRN LOAN INVESTMENTS LLP,LONDON,,United Kingdom,SW1X 7LY,3,3,Y,N,N,N,N,Y,3205424808
1308148,17-Oct,4/5/2019 11:31,ALPHACENTRIC ADVISORS LLC,HUNTINGTON,NY,United States,11743,6,2,Y,N,N,N,N,N,2509123590
1307683,17-Oct,4/5/2019 11:36,DRIVE SHACK INC.,NEW YORK,NY,United States,10011,27,2,Y,N,N,N,N,N,274387210
1307573,17-Oct,4/5/2019 11:56,"KINLOCH CAPITAL, LLC",RICHMOND,VA,United States,23218,1,1,Y,N,N,Y,N,N,0
1306327,17-Oct,4/1/2019 10:13,"KCD FINANCIAL, INC.",GREEN BAY,WI,United States,54304,53,25,Y,Y,N,N,N,N,83242519
1302198,17-Oct,4/1/2019 10:15,"EXENCIAL WEALTH ADVISORS, LLC",OKLAHOMA CITY,OK,United States,73131,50,24,Y,Y,N,Y,N,N,2055168990
1306333,17-Oct,4/1/2019 10:26,"FAMILY INVESTMENT CENTER, INC.",SAINT JOSEPH,MO,United States,64506,8,7,Y,Y,N,Y,N,N,280827159
1296615,17-Oct,4/1/2019 10:37,ALBERT BRIDGE CAPITAL LLP,LONDON,,United Kingdom,SW3 6RD,8,4,Y,N,N,N,N,Y,243666450
1294312,17-Oct,4/1/2019 10:54,FLEXADVISOR LLC,MIAMI,FL,United States,33131,2,1,Y,N,N,Y,N,N,0
1300388,17-Oct,4/1/2019 11:02,"BERKELEY, INC",BOISE,ID,United States,83703,4,4,Y,Y,N,Y,N,N,236450000
1270660,17-Oct,4/1/2019 11:08,"SHAREBUILDER ADVISORS, LLC",SEATTLE,WA,United States,98103,30,3,Y,N,N,Y,N,N,
1306384,17-Oct,4/1/2019 11:31,CAIN INTERNATIONAL ADVISERS LIMITED,LONDON,,United Kingdom,W1K 4LR,32,27,Y,N,N,Y,N,Y,0
1306390,17-Oct,4/1/2019 11:46,"ODYSSEY INVESTMENT PARTNERS, LLC",NEW YORK,NY,United States,10022,43,29,Y,N,N,N,N,Y,2648454055
1290041,17-Oct,4/1/2019 11:51,TRINITY FINANCIAL ADVISORS LLC,CHICAGO,IL,United States,60611-3319,9,4,Y,Y,N,Y,N,N,185903177
1306368,17-Oct,4/1/2019 11:52,"MIDDLETON DICKINSON CAPITAL MANAGEMENT, LLC",GENEVA,IL,United States,60134,5,3,Y,N,N,N,N,N,266697658
1306378,17-Oct,4/2/2019 13:46,"3 FACTOR INDEXING, LLC",WOODSIDE,CA,United States,94062,4,4,Y,Y,N,Y,N,N,135705612
1307032,17-Oct,4/2/2019 14:05,"WALLEYE TRADING ADVISORS, LLC",PLYMOUTH,MN,United States,55447,69,11,Y,N,N,N,N,Y,1219453153
1302566,17-Oct,4/2/2019 14:17,"NEWPORT INVESTMENT MANAGEMENT, LLC",CHICAGO,IL,United States,60654,10,7,Y,N,N,Y,N,Y,333769896
1307711,17-Oct,4/4/2019 9:39,"FINANCIAL PARTNERS CAPITAL MANAGEMENT, LLC",NEW YORK,NY,United States,10022-6265,10,6,Y,Y,N,Y,N,N,466147706
1307728,17-Oct,4/4/2019 11:31,CRAWFORD INVESTMENT COUNSEL INC,ATLANTA,GA,United States,30339,48,27,Y,N,N,Y,N,Y,5655070389
1304753,17-Oct,4/1/2019 8:15,"BANYAN TREE ASSET MANAGEMENT, LLC",TORRANCE,CA,United States,90503-5517,4,3,Y,N,N,N,N,N,843665511
1306346,17-Oct,4/1/2019 10:35,"JEFFERIES INVESTMENT ADVISERS, LLC",NEW YORK,NY,United States,10022-4213,108,47,Y,N,Y,N,Y,Y,4610461166
1306394,17-Oct,4/1/2019 12:08,SERONE CAPITAL MANAGEMENT LLP,LONDON,,United Kingdom,EC4N 6EU,14,7,Y,N,N,N,N,Y,422568938
1304977,17-Oct,4/1/2019 12:22,"WEALTHPRO, LLC",GLOVERSVILLE,NY,United States,12078,2,1,Y,Y,N,Y,N,N,32674055
1304287,17-Oct,4/1/2019 12:29,HOMRICH & BERG INC,ATLANTA,GA,United States,30326,98,59,Y,Y,N,Y,N,N,5457259462
1307142,17-Oct,4/2/2019 15:56,"ROYAL ALLIANCE ASSOCIATES, INC.",JERSEY CITY,NJ,United States,7302,2951,2027,Y,Y,N,Y,Y,N,12621142596
1294309,17-Oct,4/2/2019 16:07,"SPF INVESTMENT MANAGEMENT, L.P.",NEW YORK,NY,United States,10001,16,9,Y,N,N,N,N,Y,3199401567
1306988,17-Oct,4/2/2019 16:21,"VASI, LLC",SAN FRANCISCO,CA,United States,94104,3,3,Y,Y,N,Y,N,N,0
1306740,17-Oct,4/2/2019 17:04,"METZLER-PAYDEN, LLC",LOS ANGELES,CA,United States,90071,0,0,Y,N,N,N,N,N,2879219297
1307207,17-Oct,4/2/2019 17:25,"SPOUTING ROCK ASSET MANAGEMENT, LLC",BRYN MAWR,PA,United States,19010,11,6,Y,N,N,Y,N,Y,523821054
1307240,17-Oct,4/2/2019 18:38,"KAHLER FINANCIAL GROUP, INC.",RAPID CITY,SD,United States,57701,7,2,Y,Y,N,Y,N,N,124569085
1307200,17-Oct,4/2/2019 19:49,ENHANCING CAPITAL LLC,HARRISBURG,PA,United States,17111-3576,5,4,Y,N,N,N,N,Y,242260458
1304197,17-Oct,4/2/2019 22:23,ZENTIFIC INVESTMENT MANAGEMENT LIMITED,HONG KONG,,Hong Kong,,11,5,Y,N,N,N,N,Y,906316617
1295453,17-Oct,4/2/2019 13:42,"ARNERICH MASSENA, INC.",PORTLAND,OR,United States,97212-3723,50,15,Y,Y,N,Y,N,Y,11048576643
1307364,17-Oct,4/3/2019 11:07,"AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.",BOSTON,MA,United States,02109-1820,284,103,Y,N,N,N,N,Y,17448299313
1307381,17-Oct,4/3/2019 11:21,"TITLEIST ASSET MANAGEMENT, LTD.",SAN ANTONIO,TX,United States,78258,32,12,Y,N,N,Y,Y,N,308318437
1307395,17-Oct,4/3/2019 11:43,ENHANCING CAPITAL LLC,HARRISBURG,PA,United States,17111-3576,4,4,Y,N,N,N,N,Y,242260458
1306978,17-Oct,4/3/2019 12:11,TRUE CAPITAL MANAGEMENT LLC,SAN FRANCISCO,CA,United States,94104,34,12,Y,Y,N,Y,N,Y,1019396569
1306238,17-Oct,4/4/2019 5:17,CENTRICUS ASSET MANAGEMENT LIMITED,LONDON,,United Kingdom,SW1A 1EE,10,3,Y,N,N,N,N,Y,58305700
1307563,17-Oct,4/4/2019 9:18,"BETTER MONEY DECISIONS, LLC",ALBUQUERQUE,NM,United States,87109,7,5,Y,N,N,Y,N,N,110411153
1295086,17-Oct,4/5/2019 9:23,"TD AMERITRADE, INC.",OMAHA,NE,United States,68154,10207,1591,N,N,N,N,N,N,
1279653,17-Oct,4/5/2019 10:26,"WEALTHSOURCE PARTNERS, LLC",ARROYO GRANDE,CA,United States,93420,46,35,Y,Y,N,Y,N,N,730304995
1307581,17-Oct,4/5/2019 13:50,"MIDDLEGROUND MANAGEMENT, LP",LEXINGTON,KY,United States,40507,15,7,Y,N,N,N,N,Y,247903959
1307608,17-Oct,4/5/2019 14:20,"NAVALIGN, LLC",ENCINO,CA,United States,91436,7,6,Y,Y,N,Y,N,N,170278398
1307442,17-Oct,4/5/2019 14:45,HORIZON PLANNING INC.,NEW YORK,NY,United States,10128-3118,1,1,Y,Y,N,N,N,N,
1290763,17-Oct,4/5/2019 15:13,"NATIONAL ASSET MANAGEMENT, INC.",SEATTLE,WA,United States,98101,268,233,Y,Y,N,Y,N,Y,2396000000
1308282,17-Oct,4/5/2019 15:57,"RFG ADVISORY, LLC",VESTAVIA HILLS,AL,United States,35242,42,34,Y,Y,N,Y,N,N,948860334
1308194,17-Oct,4/5/2019 16:08,"INHERENT GROUP, LP",NEW YORK,NY,United States,10012,13,9,Y,N,N,N,N,Y,551218181
1308180,17-Oct,4/5/2019 16:24,"GREAT POINT PARTNERS, LLC",GREENWICH,CT,United States,6830,23,19,Y,N,N,N,N,Y,1533195482
1308316,17-Oct,4/5/2019 16:51,"THE MILESTONE GROUP, INC.",DENVER,CO,United States,80202,27,14,Y,Y,N,Y,N,N,1896959779
1268375,17-Oct,4/1/2019 6:16,HORN EICHENWALD INVESTMENTS CORP.,MIAMI,FL,United States,33133,5,2,Y,N,N,N,N,Y,164862102
1306120,17-Oct,4/1/2019 6:19,"ASPEN PARTNERS, LTD.",RICHMOND,VA,United States,23219,7,4,Y,N,N,N,N,N,107193459
1302053,17-Oct,4/1/2019 13:11,HUTNER CAPITAL MANAGEMENT INC.,MANCHESTER,VT,United States,5254,6,4,Y,N,N,Y,N,Y,146776395
1306822,17-Oct,4/2/2019 9:04,"MASSEY QUICK SIMON & CO., LLC",MORRISTOWN,NJ,United States,7960,53,17,Y,Y,N,Y,N,Y,2975554906
1306825,17-Oct,4/2/2019 9:15,"GREYSTAR INVESTMENT GROUP, LLC",CHARLESTON,SC,United States,29403,428,109,Y,N,N,N,N,Y,14583964638
1307077,17-Oct,4/2/2019 14:48,"QCM, LLC",SAN FRANCISCO,CA,United States,94104,13,6,Y,Y,N,N,N,Y,200240810
1307091,17-Oct,4/2/2019 14:59,"HENNION & WALSH ASSET MANAGEMENT, INC.",PARSIPPANY,NJ,United States,7054,55,5,Y,N,N,N,Y,N,183601515
1306910,17-Oct,4/2/2019 15:02,"LOGAN CAPITAL MANAGEMENT, INC.",ARDMORE,PA,United States,19003,31,8,Y,N,N,Y,N,N,1430707665
1301503,17-Oct,4/1/2019 9:22,"SVA PLUMB WEALTH MANAGEMENT, LLC",MADISON,WI,United States,53717-4966,63,37,Y,Y,N,Y,N,N,2602321471
1304151,17-Oct,4/1/2019 9:26,COHEN & STEERS UK LIMITED,LONDON,,United Kingdom,SW1Y 5JH,17,6,Y,N,N,N,N,Y,4306433116
1305846,17-Oct,4/1/2019 9:40,"TONER ASSET MANAGEMENT GROUP, INC.",VIRGINIA BEACH,VA,United States,23451,1,1,Y,N,N,Y,N,N,129965256
1300064,17-Oct,4/1/2019 9:45,"CASTLEVIEW PARTNERS, LLC",DALLAS,TX,United States,75225,15,10,Y,Y,N,Y,N,N,268677898
1287914,17-Oct,4/1/2019 9:50,"UNION CAPITAL ASSOCIATES, L.P.",GREENWICH,CT,United States,6830,13,12,Y,N,N,N,N,Y,179843374
1306313,17-Oct,4/1/2019 9:57,"SIENA CAPITAL MANAGEMENT, LLC",GRAND LEDGE,MI,United States,48837,5,4,Y,N,N,N,N,N,170951535
1292662,17-Oct,4/1/2019 10:11,GALLATIN POINT CAPITAL LLC,GREENWICH,CT,United States,6830,14,9,Y,N,N,Y,N,Y,1262180921
1287779,17-Oct,4/1/2019 10:20,"FIRSTHAND CAPITAL MANAGEMENT, INC.",SAN JOSE,CA,United States,95113,12,3,Y,N,N,N,N,Y,354119855
1306090,17-Oct,4/1/2019 10:23,"CSAT INVESTMENT ADVISORY, L.P.",ANN ARBOR,MI,United States,48108,5,3,Y,N,N,Y,N,N,263201792
1306226,17-Oct,4/1/2019 10:25,"VIRTUE CAPITAL MANAGEMENT, LLC",BRENTWOOD,TN,United States,37027,118,103,Y,Y,N,Y,N,N,465235315
1306233,17-Oct,4/1/2019 10:27,"NEZU ASIA CAPITAL MANAGEMENT, LLC",NEW YORK,NY,United States,10022,2,2,Y,N,N,N,N,Y,161732242
1306345,17-Oct,4/1/2019 10:33,SUMMIT CAPITAL SOLUTIONS LLC,BRENTWOOD,TN,United States,37027,3,0,Y,N,N,N,N,N,
1306363,17-Oct,4/1/2019 11:00,"CAPFINANCIAL PARTNERS, LLC",RALEIGH,NC,United States,27609,515,239,Y,Y,N,Y,N,Y,2.90E+11
1298866,17-Oct,4/1/2019 11:07,"CAMBRIA CAPITAL, LLC",SALT LAKE CITY,UT,United States,84107,20,8,Y,N,N,N,N,N,11094521
1306012,17-Oct,4/1/2019 11:10,MEDALIST PARTNERS LP,NEW YORK,NY,United States,10017,17,11,Y,N,N,N,N,Y,1583281544
1305850,17-Oct,4/1/2019 11:23,"FIRST MASON FINANCIAL, LLC",MEDINA,OH,United States,44256,2,1,Y,N,N,Y,N,N,441000000
1302268,17-Oct,4/1/2019 11:27,"ASSET MANAGEMENT ADVISORS, LLC",OKLAHOMA CITY,OK,United States,73118-1117,2,2,Y,N,N,N,N,N,137500000
1306426,17-Oct,4/1/2019 12:11,GENERATIONS WEALTH PLANNING LLC,SARASOTA,FL,United States,34236,3,3,Y,N,N,N,N,N,132031276
1306356,17-Oct,4/1/2019 12:27,DWS ALTERNATIVES GLOBAL LIMITED,LONDON,,United Kingdom,SW1E6SQ,100,79,Y,N,N,N,N,Y,17914073926
1301711,17-Oct,4/1/2019 12:33,GABLES CAPITAL MANAGEMENT INC,MIAMI,FL,United States,33131,5,3,Y,N,N,N,N,Y,355900215
1306397,17-Oct,4/1/2019 12:36,"MEEDER PUBLIC FUNDS, INC.",DUBLIN,OH,United States,43017,24,20,Y,N,N,Y,N,N,13145369544
1302370,17-Oct,4/1/2019 12:47,ZARVONA ENERGY LLC,HOUSTON,TX,United States,77002-6306,52,4,Y,N,N,N,N,Y,333394993
1286605,17-Oct,4/1/2019 12:49,"TAX EFFICIENT ASSET MANAGEMENT SOLUTION, INC.",COSTA MESA,CA,United States,92626,4,4,Y,Y,N,Y,N,N,136097380
1306473,17-Oct,4/1/2019 12:52,"HORTER INVESTMENT MANAGEMENT, LLC",CINCINNATI,OH,United States,45249,174,154,Y,Y,N,Y,N,N,902003369
1303541,17-Oct,4/1/2019 12:56,"LEOGROUP FUND SERVICES, LLC",ISELIN,NJ,United States,8830,9,7,Y,N,N,Y,N,Y,22636328
1306481,17-Oct,4/1/2019 13:09,"ANDREW GARRETT, INC.",NEW YORK,NY,United States,10017,20,12,Y,Y,N,Y,N,N,95048720
1306485,17-Oct,4/1/2019 13:16,"CHEVIOT VALUE MANAGEMENT, LLC",BEVERLY HILLS,CA,United States,90212,4,4,Y,N,N,N,N,N,357235575
1306513,17-Oct,4/1/2019 13:50,"LESA SROUFE & COMPANY, INC.",SEATTLE,WA,United States,98101,4,3,Y,N,N,Y,N,N,207324692
1306514,17-Oct,4/1/2019 14:03,"THE JORDAN COMPANY, L.P.",NEW YORK,NY,United States,10022,51,40,Y,N,N,N,N,Y,10494390136
1269496,17-Oct,4/1/2019 14:14,ERGOTELES LLC,NEW YORK,NY,United States,10022,17,9,N,N,N,N,N,Y,2870061875
1306552,17-Oct,4/1/2019 14:34,GLOBAL RETIREMENT PARTNERS LLC,SAN RAFAEL,CA,United States,94903,241,236,Y,Y,N,Y,N,N,40110414815
1296807,17-Oct,4/1/2019 14:43,BELPOINTE ASSET MANAGEMENT LLC,PHOENIX,AZ,United States,85044,97,92,Y,Y,N,Y,N,N,1320229249
1306455,17-Oct,4/1/2019 14:51,"VIEW CAPITAL RIA, LP",DALLAS,TX,United States,75201,16,10,Y,Y,N,Y,N,Y,1017602891
1302008,17-Oct,4/1/2019 14:53,E. A. HORWITZ LLC,DEERFIELD,IL,United States,60015,15,13,Y,N,N,N,Y,N,154886681
1295886,17-Oct,4/1/2019 15:03,KALAMATA ASSET MANAGEMENT LLC,BETHESDA,MD,United States,20814,5,4,N,N,N,N,N,N,106614484
1306636,17-Oct,4/1/2019 15:42,"AMERAUDI ASSET MANAGEMENT, INC.",NEW YORK,NY,United States,10022,8,5,Y,N,N,N,N,N,580115414
1271498,17-Oct,4/1/2019 15:59,"VIDENT ADVISORY, LLC",ALPHARETTA,GA,United States,30009,3,1,Y,N,N,N,N,N,1676497230
1306635,17-Oct,4/1/2019 16:01,"SHAH CAPITAL MANAGEMENT, INC",RALEIGH,NC,United States,27615,7,1,Y,N,N,N,N,Y,281515534
1306670,17-Oct,4/1/2019 16:06,"NEWTYN MANAGEMENT, LLC",NEW YORK,NY,United States,10022-9409,10,7,Y,N,N,N,N,Y,1226398000
1285426,17-Oct,4/1/2019 16:08,UPRIGHT FINANCIAL CORP,EAST HANOVER,NJ,United States,7936,4,1,Y,N,N,N,Y,Y,31097948
1306014,17-Oct,4/1/2019 16:19,"PLANVISION, LLC",PLYMOUTH,MN,United States,55447,1,1,N,N,N,Y,N,N,
1306674,17-Oct,4/1/2019 16:33,"ERGUZ, LLC",THE WOODLANDS,TX,United States,77380,1,1,Y,N,N,N,N,N,264223294
1306699,17-Oct,4/1/2019 17:04,"DIMENSIONS WEALTH MANAGEMENT, LLC",ROSEVILLE,CA,United States,95678,2,1,Y,Y,N,Y,N,N,51102675
1306338,17-Oct,4/2/2019 7:47,DSAM PARTNERS (US) LLC,NEW YORK,NY,United States,10106,4,1,N,N,N,N,N,N,103977081
1305564,17-Oct,4/2/2019 8:30,ARTIVEST ALTERNATIVE ADVISORS LLC,NEW YORK,NY,United States,10010,0,0,Y,N,N,N,N,N,200428245
1306807,17-Oct,4/2/2019 8:30,"GENERATION PARTNERS MANAGEMENT, LLC",GREENWICH,CT,United States,6830,5,5,Y,N,N,N,N,Y,177073327
1306820,17-Oct,4/2/2019 8:55,"HALLETT & ASSOCIATES, P.S.",PORT ANGELES,WA,United States,98362-0338,1,1,Y,Y,N,Y,N,N,104773524
1306270,17-Oct,4/2/2019 9:04,URBAN WEALTH MANAGEMENT GROUP LLC,EL SEGUNDO,CA,United States,90245,5,4,Y,Y,N,Y,N,N,120691558
1306235,17-Oct,4/2/2019 9:18,"SHORELINE CAPITAL MANAGEMENT, LTD.",GUANGZHOU,,China,510623,39,21,Y,N,N,N,N,Y,700334225
1291801,17-Oct,4/2/2019 9:39,STANDARD ADVISORY SERVICES LIMITED,BIRKIRKARA,,Malta,BKR 9037,7,3,Y,N,N,N,N,Y,4347230048
1306842,17-Oct,4/2/2019 9:43,OMEGA WEALTH MANAGEMENT LLC,ARLINGTON,VA,United States,22203,5,5,Y,Y,N,Y,N,N,98713562
1303029,17-Oct,4/2/2019 9:57,"TOREADOR RESEARCH & TRADING, LLC",SAN ANTONIO,TX,United States,78257,4,2,Y,N,N,N,N,N,198734000
1306917,17-Oct,4/4/2019 9:21,"ARS WEALTH ADVISORS, LLC",ST. PETERSBURG,FL,United States,33701,13,7,Y,Y,N,N,N,N,503109279
1269242,17-Oct,4/1/2019 9:02,ATLAS WEALTH ADVISORS LLC,DALLAS,TX,United States,75231,18,9,Y,Y,N,Y,N,N,282785708
1307132,17-Oct,4/2/2019 15:40,"DIVERGENT PLANNING, LLC",BETHESDA,MD,United States,20817,5,2,Y,N,N,Y,N,N,105702586
1307768,17-Oct,4/4/2019 11:22,ARBOR CAPITAL MANAGEMENT INC,ANCHORAGE,AK,United States,99503,4,4,Y,Y,N,N,N,Y,164000000
1307774,17-Oct,4/4/2019 11:24,"PATTON FUND MANAGEMENT, INC.",DALLAS,TX,United States,75225,2,1,Y,N,N,N,N,Y,291512785
1307723,17-Oct,4/5/2019 9:39,"BAKER TILLY INVESTMENT SERVICES, LLC",MADISON,WI,United States,53718,8,6,Y,Y,N,Y,N,N,1239456000
1308105,17-Oct,4/5/2019 10:14,"GWM ADVISORS, LLC",BATON ROUGE,LA,United States,70809,160,124,Y,Y,N,Y,N,N,2537216896
1307552,17-Oct,4/5/2019 10:43,BANDERA PARTNERS LLC,NEW YORK,NY,United States,10004-2358,5,2,Y,N,N,N,N,Y,150492275
1308303,17-Oct,4/5/2019 16:57,PERSONAL FINANCIAL GROUP,OVERLAND PARK,KS,United States,66211,6,6,Y,N,N,N,N,N,14377812
1293271,17-Oct,4/5/2019 17:05,"DGS CAPITAL MANAGEMENT, LLC",NEW YORK,NY,United States,10016,7,4,Y,Y,N,Y,N,N,117228069
1301943,17-Oct,4/5/2019 17:18,"RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC",SAINT PETERSBURG,FL,United States,33716,6224,5062,Y,Y,N,Y,Y,N,1.04E+11
1307907,17-Oct,4/5/2019 17:38,"PROSPECT FLEXIBLE INCOME MANAGEMENT, LLC",NEW YORK,NY,United States,10016,106,55,Y,N,N,N,N,Y,26437000
1308340,17-Oct,4/5/2019 18:09,"COLE WEALTH MANAGEMENT, LLC",SCOTTSDALE,AZ,United States,85260,4,4,Y,Y,N,Y,N,N,110800000
1307584,17-Oct,4/5/2019 20:40,"DH PARTNERS, LLC",SEATTLE,WA,United States,98101,6,5,Y,N,N,N,N,Y,116980709
1308329,17-Oct,4/5/2019 20:57,"CALMWATER ASSET MANAGEMENT, LLC",LOS ANGELES,CA,United States,90025,21,14,Y,N,N,N,N,Y,851574529
1307099,17-Oct,4/2/2019 15:09,"OLD IRONSIDES ENERGY, LLC",BOSTON,MA,United States,2116,21,11,Y,N,N,N,N,Y,1755249403
1307096,17-Oct,4/2/2019 15:13,CWS CAPITAL PARTNERS LLC,NEWPORT BEACH,CA,United States,92660,4,4,N,N,N,N,N,Y,275768158
1307119,17-Oct,4/2/2019 15:36,"STOCKMAN WEALTH MANAGEMENT, INC.",BILLINGS,MT,United States,59101,17,14,Y,N,N,Y,N,N,2582418487
1300222,17-Oct,4/2/2019 15:47,PRIMETRUST ADVISORS LLC,GREENVILLE,SC,United States,29601,3,2,Y,Y,N,Y,N,N,278224946
1307163,17-Oct,4/2/2019 16:34,"LEM CAPITAL, L.P.",PHILADELPHIA,PA,United States,19104-2868,19,14,Y,N,N,N,N,Y,669732474
1306543,17-Oct,4/2/2019 16:46,"CALTON & ASSOCIATES, INC.",TAMPA,FL,United States,33607,362,187,Y,Y,N,Y,Y,N,1067007652
1307173,17-Oct,4/2/2019 16:52,"CLEARSTEAD ADVISORS, LLC",CLEVELAND,OH,United States,44114,73,39,Y,N,N,Y,N,N,4331990185
1307192,17-Oct,4/2/2019 17:04,Q3 ASSET MANAGEMENT CORPORATION,BIRMINGHAM,MI,United States,48009,12,8,Y,Y,Y,N,N,N,374986982
1307206,17-Oct,4/2/2019 17:22,"PROFIT INVESTMENT MANAGEMENT, LLC",ROCKVILLE,MD,United States,20852,5,2,Y,N,N,N,N,Y,125738569
1307016,17-Oct,4/2/2019 17:41,FMB WEALTH MANAGEMENT,WESTLAKE VILLAGE,CA,United States,91361,15,9,Y,N,N,N,N,N,304184911
1307258,17-Oct,4/2/2019 19:55,"MINE & ARAO WEALTH CREATION AND MANAGEMENT, LLC",CAMPBELL,CA,United States,95008,3,2,Y,Y,N,N,N,N,113918517
1307263,17-Oct,4/2/2019 20:49,"NOBLE WEALTH MANAGEMENT, INC.",ALISO VIEJO,CA,United States,92656,7,6,Y,Y,N,Y,N,N,212952165
1307262,17-Oct,4/2/2019 21:03,LARIMER CAPITAL CORP,DENVER,CO,United States,80222,4,4,Y,N,N,N,Y,N,149932316
1306634,17-Oct,4/2/2019 22:06,"AMERICAN INFRASTRUCTURE PARTNERS, LLC",FOSTER CITY,CA,United States,94404,19,11,Y,N,N,N,N,Y,125406122
1307326,17-Oct,4/3/2019 10:09,"STEWART ASSET MANAGEMENT, LLC",NEW YORK,NY,United States,10022,9,7,Y,N,N,Y,N,Y,75354201
1308016,17-Oct,4/5/2019 9:19,"LAWRENCE WEALTH MANAGEMENT, LLC",ENGLEWOOD,CO,United States,80112,1,1,Y,N,N,N,N,N,32000000
1308142,17-Oct,4/5/2019 12:58,MONTICELLO ASSOCIATES INC,DENVER,CO,United States,80202,53,28,N,N,N,Y,N,N,
1308070,17-Oct,4/5/2019 13:49,SANTANDER INVESTMENT SECURITIES INC.,NEW YORK,NY,United States,10022-4604,160,9,N,N,N,Y,N,N,1669200000
1300041,17-Oct,4/5/2019 13:54,"ONE OAK CAPITAL MANAGEMENT, LLC",PURCHASE,NY,United States,10577,5,3,Y,N,N,N,N,Y,100000000
1307821,17-Oct,4/5/2019 14:10,REILLY HERBERT FAULKNER III,NISKAYUNA,NY,United States,12309,4,3,Y,N,N,N,N,N,261199961
1269769,17-Oct,4/1/2019 7:51,"SAMSUNG ASSET MANAGEMENT COMPANY, LTD.",SEOUL,,"Korea, South",6620,305,165,Y,N,N,N,N,Y,2.08E+11
1297839,17-Oct,4/1/2019 8:17,"FIFTH THIRD SECURITIES, INC.",CINCINNATI,OH,United States,45263,1414,690,Y,N,N,N,N,N,1122917134
1306264,17-Oct,4/1/2019 8:49,HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC,PITTSBURGH,PA,United States,15219-1818,11,11,Y,N,N,Y,N,N,612434592
1306706,17-Oct,4/1/2019 17:07,INTERVEST LTD,CHEVY CHASE,MD,United States,20815-7040,5,2,Y,Y,N,Y,N,N,117533211
1306580,17-Oct,4/1/2019 17:09,ALLIANCEBERNSTEIN HOLDING L.P.,NEW YORK,NY,United States,10105,0,0,N,N,N,N,N,N,
1306662,17-Oct,4/1/2019 17:20,ALLIANCEBERNSTEIN CORPORATION,NEW YORK,NY,United States,10105,0,0,N,N,N,N,N,N,
1306746,17-Oct,4/1/2019 18:10,GUNDERSON CAPITAL MANAGEMENT,CARLSBAD,CA,United States,92011,6,0,Y,N,Y,N,N,N,120000000
1305687,17-Oct,4/1/2019 18:39,COWEN INVESTMENT MANAGEMENT LLC,NEW YORK,NY,United States,10022,69,24,Y,N,N,N,N,Y,961766000
1306763,17-Oct,4/1/2019 18:52,"VECTOR CAPITAL MANAGEMENT, L.P.",SAN FRANCISCO,CA,United States,94105,45,29,Y,N,N,N,N,Y,4120085472
1296041,17-Oct,4/1/2019 19:07,"ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC",SAN FRANCISCO,CA,United States,94105,15,12,Y,N,N,Y,N,Y,545754381
1306432,17-Oct,4/1/2019 20:15,ADVISORY CONSULTING GROUP LLC,ALAMEDA,CA,United States,94502,2,2,Y,Y,N,Y,N,N,18718591
1306972,17-Oct,4/2/2019 12:58,BOLTON SECURITIES CORP,BOLTON,MA,United States,1740,95,85,Y,Y,N,Y,Y,Y,2095592390
1307309,17-Oct,4/3/2019 9:39,"SCHULTZ COLLINS, INC.",SAN FRANCISCO,CA,United States,94105-2431,8,8,Y,Y,N,Y,N,N,846130427
1307312,17-Oct,4/3/2019 9:41,"SLOY, DAHL & HOLST, LLC",PORTLAND,OR,United States,97209,6,5,Y,Y,N,N,N,N,677452182
1305174,17-Oct,4/1/2019 9:32,COHEN & STEERS ASIA LIMITED,CENTRAL,,Hong Kong,,16,7,Y,N,N,N,N,Y,3566856157
1307694,17-Oct,4/4/2019 8:32,"HOOVER FINANCIAL ADVISORS, INC.",MALVERN,PA,United States,19355,23,14,Y,Y,N,Y,N,N,826991415
1305178,17-Oct,4/3/2019 9:33,AUSTIN ATLANTIC ASSET MANAGEMENT CO.,CORAL GABLES,FL,United States,33134,6,4,Y,N,N,Y,N,N,583100000
1304478,17-Oct,4/1/2019 7:39,AS AVARON ASSET MANAGEMENT,TALLINN,,Estonia,10117,20,11,Y,N,N,N,N,Y,442528599
1276109,17-Oct,4/2/2019 15:34,BOUNDARY CREEK ADVISORS LP,NEW YORK,NY,United States,10017,3,2,Y,N,N,N,N,Y,
1275745,17-Oct,4/3/2019 9:23,GEOMATRIX (HK) LTD,HONG KONG,,Hong Kong,0,7,4,Y,N,N,N,N,Y,275000000
1306559,17-Oct,4/3/2019 9:26,HIGHCLERE CAPITAL LLC,NEW YORK,NY,United States,10016,4,3,Y,N,N,Y,N,N,32701045
1307357,17-Oct,4/3/2019 11:04,"GAPSTOW CAPITAL PARTNERS, L.P.",NEW YORK,NY,United States,10065,9,6,Y,N,N,N,N,Y,239234650
1307289,17-Oct,4/5/2019 10:14,"PRINCIPAL SECURITIES, INC.",DES MOINES,IA,United States,50309,1603,1603,Y,Y,N,Y,N,N,6109839100
1308000,17-Oct,4/5/2019 10:33,"BRACKET VENTURES MANAGEMENT, LLC",BEVERLY HILLS,CA,United States,90212,4,3,Y,N,N,N,N,Y,123663400
1308135,17-Oct,4/5/2019 11:19,CATALYST CAPITAL ADVISORS LLC,HUNTINGTON,NY,United States,11743,12,9,Y,N,N,N,N,N,5700184467
1307587,17-Oct,4/5/2019 11:40,"LONGVIEW FINANCIAL ADVISORS, LLC",LARKSPUR,CA,United States,94939,2,1,Y,N,N,N,N,N,221714060
1306303,17-Oct,4/1/2019 9:49,"ICW INVESTMENT ADVISORS, LLC",SCOTTSDALE,AZ,United States,85254-1595,6,3,Y,Y,N,Y,N,N,162200000
1306322,17-Oct,4/1/2019 10:03,BENTALL KENNEDY (U.S.) LP,SEATTLE,WA,United States,98101,151,14,Y,N,N,N,N,Y,14087000000
1306321,17-Oct,4/1/2019 10:09,SIGNATURE FINANCIAL MANAGEMENT INC,NORFOLK,VA,United States,23510-1676,48,20,Y,N,N,Y,N,Y,4347021846
1306336,17-Oct,4/1/2019 10:17,"KCD FINANCIAL, INC.",GREEN BAY,WI,United States,54304,53,25,Y,Y,N,N,N,N,83242519
1274654,17-Oct,4/2/2019 10:21,ERGUS ASSET MANAGEMENT LTD.,NASSAU,,"Bahamas, The",CB 12407,6,3,Y,N,N,N,N,Y,0
1306117,17-Oct,4/1/2019 10:08,"VANTAGE ADVISORS, LLC",CARMEL,IN,United States,46032,1,1,Y,N,N,N,N,N,22921748
1308138,17-Oct,4/5/2019 11:03,"CAPE INVESTMENT ADVISORY, INC.",MCDONOUGH,GA,United States,30253,42,42,Y,Y,N,Y,N,N,173215391
1308111,17-Oct,4/5/2019 11:12,"RESERVOIR OPERATIONS, L.P.",NEW YORK,NY,United States,10153,22,12,Y,N,N,N,N,Y,2943750475
1308002,17-Oct,4/5/2019 11:22,FIVE ARROWS MANAGERS (USA) LLC,NEW YORK,NY,United States,10017,12,10,Y,N,N,N,N,Y,479678493
1308147,17-Oct,4/5/2019 11:28,"NEW CENTURY FINANCIAL GROUP, LLC",PRINCETON,NJ,United States,8540,21,20,Y,Y,N,Y,N,N,216289997
1307043,17-Oct,4/5/2019 11:37,"NORTH SQUARE INVESTMENTS, LLC",CHICAGO,IL,United States,60603,21,0,Y,N,N,N,N,N,
1291692,17-Oct,4/4/2019 9:32,BROOKLANDS FUND MANAGEMENT LIMITED,LONDON,,United Kingdom,W1K 7AX,6,3,Y,N,N,N,N,Y,39212762
1307810,17-Oct,4/4/2019 12:03,"WELLS FARGO CLEARING SERVICES, LLC",ST. LOUIS,MO,United States,63103-2205,26352,11574,Y,Y,N,Y,Y,N,4.33E+11
1307841,17-Oct,4/4/2019 13:12,"ACCRETIVE WEALTH PARTNERS, LLC",RED BANK,NJ,United States,7701,3,3,Y,Y,N,Y,N,N,63241808
1296287,17-Oct,4/4/2019 13:20,SFE INVESTMENT COUNSEL INC.,LOS ANGELES,CA,United States,90017,10,10,Y,N,N,Y,N,N,327096390
1307850,17-Oct,4/4/2019 13:24,"CUSHING ASSET MANAGEMENT, LP",DALLAS,TX,United States,75201,33,18,Y,N,N,N,N,Y,2741718785
1307861,17-Oct,4/4/2019 13:37,"YELLOWWOOD WEALTH SOLUTIONS, LLC",CHARLOTTE,NC,United States,28202,3,2,Y,N,N,Y,Y,N,71081073
1307896,17-Oct,4/4/2019 14:30,MCLEAN ASSET MANAGEMENT CORPORATION,MCLEAN,VA,United States,22102,24,15,Y,Y,N,Y,N,N,743675192
1307300,17-Oct,4/4/2019 14:34,"SANDBOX FINANCIAL PARTNERS, LLC",BETHESDA,MD,United States,20817,5,3,Y,Y,N,Y,N,N,124437015
1307916,17-Oct,4/4/2019 15:02,"VISIONPOINT ADVISORY GROUP, LLC",DALLAS,TX,United States,75244,51,33,Y,Y,N,Y,N,N,1725976025
1306867,17-Oct,4/2/2019 15:08,"SENTRY INVESTMENT MANAGEMENT, L.L.C.",STEVENS POINT,WI,United States,54481,14,11,Y,N,N,N,N,N,12800144540
1305418,17-Oct,4/3/2019 12:54,RIVERSTONE WEALTH MANAGEMENT LLC,WEXFORD,PA,United States,15090,4,3,Y,Y,N,Y,N,N,115930000
1307440,17-Oct,4/3/2019 13:02,SAPPHIRE STAR CAPITAL LLC,KIRKLAND,WA,United States,98033,3,2,Y,N,N,N,N,Y,109654660
1307457,17-Oct,4/3/2019 13:35,"CLOUGH CAPITAL PARTNERS, LP",BOSTON,MA,United States,2109,22,10,Y,N,N,N,N,Y,1831026582
1307460,17-Oct,4/3/2019 13:46,"DUNHILL FINANCIAL, LLC",BRUSSELS,,Belgium,1050,3,2,Y,Y,N,Y,N,N,40232978
1307453,17-Oct,4/3/2019 14:07,CREDIT SUISSE SECURITIES (USA) LLC,NEW YORK,NY,United States,10010,4720,5,Y,N,N,N,N,Y,298781413
1307151,17-Oct,4/3/2019 15:01,"LANTERN WEALTH ADVISORS, LLC",MELVILLE,NY,United States,11747,10,9,Y,Y,N,Y,N,N,94913293
1307545,17-Oct,4/3/2019 15:22,"PARKSTONE WEALTH MANAGEMENT, LLC",ARLINGTON,TX,United States,76011,3,3,Y,Y,N,Y,N,N,121342197
1306114,17-Oct,4/3/2019 15:33,ELMWOOD ASSET MANAGEMENT LLC,NEW YORK,NY,United States,10019,12,8,Y,N,N,N,N,Y,499400000
1281946,17-Oct,4/3/2019 15:39,SAND GROVE CAPITAL MANAGEMENT (DELAWARE) LP,NEW YORK,NY,United States,10019,2,1,N,N,N,N,N,N,3138701844
1307806,17-Oct,4/4/2019 11:56,CAXTON ASSOCIATES LP,NEW YORK,NY,United States,10022,157,76,Y,N,N,N,N,Y,17740417474
1307807,17-Oct,4/4/2019 12:33,STATE STREET GLOBAL ADVISORS IRELAND LIMITED,DUBLIN,,Ireland,,111,35,Y,N,N,Y,N,N,26621611916
1304950,17-Oct,4/4/2019 13:57,"FLOWSTONE PARTNERS, LLC",AVON,CT,United States,6001,6,5,Y,N,N,N,N,Y,
1307478,17-Oct,4/4/2019 14:31,CUMBERLAND HILL CAPITAL MANAGEMENT LLC,DALLAS,TX,United States,75225,4,3,Y,N,N,N,N,Y,48631486
1307879,17-Oct,4/4/2019 14:41,"BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC",MILWAUKEE,WI,United States,53202,2,1,Y,N,N,N,N,Y,48008000
1307902,17-Oct,4/4/2019 14:44,"ADVISORY ALPHA, LLC",HOLLAND,MI,United States,49423,25,19,Y,Y,N,Y,N,N,576910152
1307602,17-Oct,4/4/2019 14:57,"TW-IM, LLC",DALLAS,TX,United States,75201,19,15,Y,N,N,N,N,Y,2347327328
1306615,17-Oct,4/4/2019 15:47,INSERO WEALTH STRATEGIES LLC,ROCHESTER,NY,United States,14614,3,2,Y,N,N,Y,N,N,147704401
1307134,17-Oct,4/4/2019 15:55,"PUTNAM INVESTMENT MANAGEMENT, LLC",BOSTON,MA,United States,2110,303,218,Y,N,N,N,N,Y,88631299657
1307960,17-Oct,4/4/2019 16:15,"DIVERSIFIED FINANCIAL MANAGEMENT ASSOCIATES, INC.",NORWELL,MA,United States,02061-1729,4,2,Y,Y,N,Y,N,N,147922360
1287756,17-Oct,4/4/2019 17:23,KDP ASSET MANAGEMENT INC,MONTPELIER,VT,United States,05602-2814,21,17,Y,N,N,Y,N,N,267517276
1308027,17-Oct,4/4/2019 18:25,"SWAINE & LEIDEL WEALTH SERVICES, LLC",SEBRING,FL,United States,33870,5,5,Y,Y,Y,Y,N,N,120589809
1308036,17-Oct,4/4/2019 18:57,"TRITON FINANCIAL GROUP, INC.",MARLBOROUGH,MA,United States,1752,2,1,Y,Y,N,Y,N,N,115801260
1308040,17-Oct,4/4/2019 19:17,LPL FINANCIAL LLC,BOSTON,MA,United States,2109,22790,15717,Y,Y,N,Y,Y,N,1.59E+11
1301728,17-Oct,4/4/2019 21:38,VERUM PARTNERS LLC,CHARLOTTE,NC,United States,28207,3,3,Y,N,N,Y,N,N,0
1307343,17-Oct,4/3/2019 10:26,GREEN VISTA ASSET MANAGEMENT LLC,WINTER PARK,FL,United States,32789,3,1,Y,N,N,N,N,N,4284651
1308157,17-Oct,4/5/2019 11:53,"BRAND ASSET MANAGEMENT GROUP, INC.",CHESTERFIELD,MO,United States,63017,7,6,Y,N,N,Y,Y,N,531743915
1306529,17-Oct,4/1/2019 15:56,"GUIDELINE, INC.",SAN MATEO,CA,United States,94403,108,2,N,N,N,N,N,N,1028000000
1306342,17-Oct,4/1/2019 16:07,"COLUMBIA WANGER ASSET MANAGEMENT, LLC",CHICAGO,IL,United States,60606-5016,55,25,Y,N,N,N,N,N,9448990069
1306652,17-Oct,4/1/2019 16:16,"THE ROCK CREEK GROUP, LP",WASHINGTON,DC,United States,20036,74,30,Y,N,N,Y,N,Y,14314017679
1305404,17-Oct,4/1/2019 16:26,GREYSTONE MANAGED INVESTMENTS INC.,"REGINA, SASKATCHEWAN",,Canada,S4S 7G4,121,70,Y,N,N,N,N,N,25898908962
1306673,17-Oct,4/1/2019 16:28,"KAHLER FINANCIAL GROUP, INC.",RAPID CITY,SD,United States,57701,7,2,Y,Y,N,Y,N,N,124569085
1306707,17-Oct,4/1/2019 17:11,"LGK ADVISORS, L.P.",NEW YORK,NY,United States,10022,15,7,Y,N,N,N,N,Y,964117155
1308160,17-Oct,4/5/2019 11:42,"RATIONAL ADVISORS, INC.",HUNTINGTON,NY,United States,11743,7,4,Y,N,N,N,N,N,465357387
1308155,17-Oct,4/5/2019 11:42,WESTWOOD MANAGEMENT CORP,DALLAS,TX,United States,75201,129,42,Y,N,N,Y,N,Y,13215540284
1301832,17-Oct,4/3/2019 9:37,CLAIRMONT INVESTMENT ADVISORS LLC,MIAMI BEACH,FL,United States,33139,7,5,Y,Y,N,Y,N,Y,112065579
1306862,17-Oct,4/4/2019 9:25,WATERMARK FUNDS MANAGEMENT PROPRIETARY LIMITED,"SYDNEY, NEW SOUTH WALES",,Australia,2000,10,5,Y,N,N,N,N,Y,459000000
1307932,17-Oct,4/5/2019 14:31,"KEYSTATE ADVISORY, LLC",LAS VEGAS,NV,United States,89109,7,7,Y,N,N,Y,N,N,5748102769
1307906,17-Oct,4/5/2019 15:41,"LUMINATE CAPITAL MANAGEMENT, INC.",SAN FRANCISCO,CA,United States,94129,11,7,Y,N,N,N,N,Y,806929733
1308287,17-Oct,4/5/2019 16:15,"IFS ADVISORY, LLC",ATLANTA,GA,United States,30326-1184,63,58,Y,Y,N,Y,N,N,600704717
1308007,17-Oct,4/5/2019 16:16,SUMMIT FINANCIAL GROUP INC,BOCA RATON,FL,United States,33432-5541,353,321,Y,Y,N,Y,N,N,2889596331
1308322,17-Oct,4/5/2019 17:09,"RAYMOND JAMES & ASSOCIATES, INC.",ST PETERSBURG,FL,United States,33716,14205,4329,Y,Y,N,Y,Y,N,1.76E+11
1308308,17-Oct,4/5/2019 17:38,"DISCIPLINE ADVISORS, INC.",MANKATO,MN,United States,56001,10,3,Y,N,N,N,Y,N,121671964
1305990,17-Oct,4/5/2019 18:08,GO INVEST LLC,WEST JORDAN,UT,United States,84088,2,1,Y,N,N,N,N,N,396425
1301127,17-Oct,4/5/2019 18:20,"MILLENNIUM ASSET MANAGEMENT, L.L.C.",CALABASAS,CA,United States,91302,0,0,Y,N,N,N,N,Y,1000000
1308351,17-Oct,4/5/2019 19:38,"CEDAR BROOK FINANCIAL PARTNERS, LLC",CLEVELAND,OH,United States,44124,61,33,Y,Y,N,Y,N,N,1030182463
1306984,17-Oct,4/2/2019 13:01,"MILLS WEALTH ADVISORS, LLC",SOUTHLAKE,TX,United States,76092,4,4,Y,Y,N,Y,N,Y,164007594
1306995,17-Oct,4/2/2019 13:11,"IAMS WEALTH MANAGEMENT, LLC",ELKHORN,NE,United States,68022-4609,43,40,Y,Y,N,Y,N,N,30514635
1307003,17-Oct,4/2/2019 13:19,"VISTA WEALTH MANAGEMENT GROUP, LLC",PALO ALTO,CA,United States,94306,27,25,Y,Y,N,Y,N,N,1781478062
1306839,17-Oct,4/2/2019 13:23,INFINITAS CAPITAL LLC,NEW YORK,NY,United States,10013,4,1,Y,N,N,N,N,Y,17236170
1305892,17-Oct,4/2/2019 13:32,"MTX WEALTH MANAGEMENT, LLC",RESTON,VA,United States,20190,9,3,Y,N,N,Y,N,N,427760182
1307221,17-Oct,4/2/2019 18:06,FMB RETIREMENT SERVICES,WESTLAKE VILLAGE,CA,United States,91361,8,8,Y,N,N,N,N,N,118992419
1307244,17-Oct,4/2/2019 18:56,CARDINAL POINT CAPITAL LLC,SAN FRANCISCO,CA,United States,94111,5,3,Y,N,N,N,N,Y,215801207
1294742,17-Oct,4/2/2019 19:06,"NOBLE WEALTH MANAGEMENT, INC.",ALISO VIEJO,CA,United States,92656,7,6,Y,Y,N,Y,N,N,212952165
1306220,17-Oct,4/2/2019 21:43,"INDEPENDENT WEALTH NETWORK, INC.",URBANDALE,IA,United States,50322,20,20,Y,Y,N,Y,N,N,148489954
1287296,17-Oct,4/1/2019 10:09,SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LTD,LONDON,,United Kingdom,EC2Y 5AU,491,190,Y,N,N,N,N,Y,43673433382
1305677,17-Oct,4/1/2019 10:20,"WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC",WINNETKA,IL,United States,60093,5,4,Y,N,N,Y,N,N,322441635
1303825,17-Oct,4/1/2019 10:22,CAPSTONE ADVISORY GROUP LLC,EDINA,MN,United States,55435,7,6,Y,Y,N,Y,N,N,422404022
1287396,17-Oct,4/1/2019 10:43,"WORTH VENTURE PARTNERS, LLC",NEW YORK,NY,United States,10022,8,3,Y,N,N,N,N,Y,524844159
1277266,17-Oct,4/1/2019 10:59,FMB WEALTH MANAGEMENT,WESTLAKE VILLAGE,CA,United States,91361,14,8,Y,N,N,N,N,N,304184911
1306024,17-Oct,4/1/2019 11:14,"ARBUS CAPITAL MANAGEMENT, LLC",NEW YORK,NY,United States,10025-5728,1,1,Y,Y,N,Y,N,N,58194525
1304439,17-Oct,4/1/2019 11:21,"EQUIUS PARTNERS, INC.",NOVATO,CA,United States,94949,12,7,Y,N,N,Y,N,N,941930291
1301986,17-Oct,4/1/2019 11:36,CGT WEALTH LLC,TAMPA,FL,United States,33607,1,0,Y,N,N,Y,N,N,0
1307036,17-Oct,4/2/2019 14:04,"H&H INTERNATIONAL INVESTMENT, LLC",MENLO PARK,CA,United States,94025,2,1,Y,N,N,N,N,Y,920051824
1307040,17-Oct,4/2/2019 14:06,"SECURE ASSET MANAGEMENT, L.L.C.",TROY,MI,United States,48084,16,16,Y,Y,N,Y,N,N,193751597
1307051,17-Oct,4/2/2019 14:18,"PRETIUM CREDIT MANAGEMENT, LLC",NEW YORK,NY,United States,10019,32,16,Y,N,N,N,N,Y,2466027014
1307070,17-Oct,4/2/2019 14:36,REGENT INVESTMENT MANAGEMENT LLC,LOUISVILLE,KY,United States,40207,4,3,Y,N,N,Y,N,Y,377962638
1298206,17-Oct,4/2/2019 14:41,PERSONAL WEALTH PARTNERS LLC,BLOOMINGTON,MN,United States,55425,10,10,Y,Y,N,Y,N,N,488669106
1307083,17-Oct,4/2/2019 14:54,"OLD PORT ADVISORS, INC",PORTLAND,ME,United States,4101,10,9,Y,Y,N,Y,N,N,640480410
1307102,17-Oct,4/2/2019 15:06,"CAPITAL INVESTMENT MANAGEMENT, INC",LEE'S SUMMIT,MO,United States,64063,9,4,Y,Y,N,Y,N,N,264638267
1307103,17-Oct,4/2/2019 15:09,"PROSPERITY FINANCIAL GROUP, INC.",SAN RAMON,CA,United States,94583,13,13,Y,Y,N,Y,N,N,167300527
1307106,17-Oct,4/2/2019 15:12,"CONCORDE ASSET MANAGEMENT, LLC",LIVONIA,MI,United States,48152,75,66,Y,Y,N,Y,N,N,322628594
1307116,17-Oct,4/2/2019 15:19,"CBIZ INVESTMENT ADVISORY SERVICES, LLC",CLEVELAND,OH,United States,44131,55,38,Y,Y,N,Y,N,N,2011942816
1294284,17-Oct,4/2/2019 15:27,"SAN JUAN ASSET MANAGEMENT, INC.",SAN JUAN,PR,United States,917,1,1,Y,N,N,N,N,N,
1307112,17-Oct,4/2/2019 16:00,THE JENTNER CORPORATION,AKRON,OH,United States,44333,10,5,Y,Y,N,Y,N,N,345305151
1307149,17-Oct,4/2/2019 16:06,ALGONQUIN ADVISORS LLC,GREENWICH,CT,United States,6831,7,5,Y,Y,N,Y,N,Y,212096977
1307137,17-Oct,4/2/2019 16:42,"GLOBAL FINANCIAL PRIVATE CLIENT, LLC",SARASOTA,FL,United States,34237,4,4,Y,Y,N,Y,N,N,218938321
1306304,17-Oct,4/2/2019 16:47,"MONTGOMERY WEALTH MANAGEMENT, LLC",MORRISTOWN,NJ,United States,7960,1,1,Y,N,N,Y,N,N,0
1307299,17-Oct,4/3/2019 9:12,PACTOLUS PRIVATE WEALTH MANAGEMENT LLC,VIENNA,VA,United States,22182,10,2,Y,Y,N,Y,Y,Y,300420337
1308099,17-Oct,4/5/2019 13:46,CGT WEALTH LLC,TAMPA,FL,United States,33607,1,0,Y,N,N,Y,N,N,0
1308227,17-Oct,4/5/2019 13:51,"HORTER INVESTMENT MANAGEMENT, LLC",CINCINNATI,OH,United States,45249,174,154,Y,Y,N,Y,N,N,902003369
1308230,17-Oct,4/5/2019 13:59,"TEACHERS ADVISORS, LLC",NEW YORK,NY,United States,10017-3206,386,288,Y,N,N,Y,N,Y,2.96E+11
1308254,17-Oct,4/5/2019 14:45,DERBY AND COMPANY INC,NEWTON,MA,United States,2459,13,4,Y,N,N,Y,N,N,529915706
1308238,17-Oct,4/5/2019 14:55,"RELATED FUND MANAGEMENT, LLC",NEW YORK,NY,United States,10023,39,25,Y,N,N,N,N,Y,5197425598
1308269,17-Oct,4/5/2019 15:35,HUB INTERNATIONAL INVESTMENT ADVISORY SERVICES INC.,CONCORD,CA,United States,94520,5,2,N,N,N,N,N,N,643471105
1308297,17-Oct,4/5/2019 16:25,BELPOINTE ASSET MANAGEMENT LLC,PHOENIX,AZ,United States,85044,97,92,Y,Y,N,Y,N,N,1320229249
1308176,17-Oct,4/5/2019 16:41,ALDEMAR RESEARCH CORPORATION,FAYETTEVILLE,NY,United States,13066,2,2,Y,Y,N,Y,N,N,38510152
1307521,17-Oct,4/5/2019 16:56,"NEWVIEW CAPITAL MANAGEMENT, LLC",BURLINGAME,CA,United States,94010,8,5,Y,N,N,N,N,Y,1350483757
1308324,17-Oct,4/5/2019 17:13,"STANCORP INVESTMENT ADVISERS, INC.",PORTLAND,OR,United States,97204,95,93,Y,N,N,Y,N,N,21032353419
1308333,17-Oct,4/5/2019 17:55,"LEGACY ASSET MANAGEMENT, INC.",HOUSTON,TX,United States,77046,7,4,Y,Y,N,N,N,N,295878359
1308338,17-Oct,4/5/2019 18:06,"CLARE MARKET INVESTMENTS, LLC",DALLAS,TX,United States,75225,4,4,Y,Y,N,Y,N,N,165200000
1308343,17-Oct,4/5/2019 18:16,LPL FINANCIAL LLC,BOSTON,MA,United States,2109,22790,15717,Y,Y,N,Y,Y,N,1.59E+11
1308346,17-Oct,4/5/2019 18:42,"TFC FINANCIAL MANAGEMENT, INC.",BOSTON,MA,United States,2110,17,11,Y,Y,N,Y,N,N,904386684
1308354,17-Oct,4/5/2019 20:07,"GARRETT WEALTH ADVISORY GROUP, LLC",WEATHERFORD,TX,United States,76086,11,6,Y,Y,N,Y,N,N,278720038
1308263,17-Oct,4/5/2019 21:41,"STELLUS CAPITAL MANAGEMENT, LLC",HOUSTON,TX,United States,77027,29,19,Y,N,N,N,N,Y,1521548735
1306810,17-Oct,4/2/2019 11:15,AARON WEALTH ADVISORS LLC,CHICAGO,IL,United States,60654,6,2,Y,N,N,Y,N,N,213119109
1302690,17-Oct,4/2/2019 11:42,"VICTORY ASSET MANAGEMENT CO., INC.",MULLICA HILL,NJ,United States,8062,4,3,Y,Y,N,Y,N,N,102127397
1298891,17-Oct,4/2/2019 10:13,"TRPC ADVISORY SERVICES, INC.",BRENTWOOD,TN,United States,37027,6,5,Y,Y,N,Y,N,N,316082280
1306872,17-Oct,4/2/2019 10:47,"DREXEL MORGAN CAPITAL ADVISERS, INC.",RADNOR,PA,United States,19087,10,4,Y,Y,N,Y,N,N,1169836684
1306892,17-Oct,4/2/2019 11:01,KRILOGY FINANCIAL LLC,ST. LOUIS,MO,United States,63141,45,35,Y,Y,N,Y,N,N,1014370660
1281963,17-Oct,4/2/2019 11:08,"MONSOON CAPITAL, LLC",BETHESDA,MD,United States,20814,5,1,Y,N,N,N,N,Y,153816549
1306315,17-Oct,4/2/2019 11:18,FUSION ANALYTICS INVESTMENT PARTNERS LLC,CORAL SPRINGS,FL,United States,33067,8,8,Y,N,N,Y,N,N,50000000
1306922,17-Oct,4/2/2019 11:42,"NEXUS CAPITAL, LLC",PITTSFORD,NY,United States,14534,2,1,Y,N,N,N,N,N,31619023
1306929,17-Oct,4/2/2019 11:47,"WEINBERGER ASSET MANAGEMENT, INC",LOS ANGELES,CA,United States,90049,3,3,Y,Y,N,N,N,N,119527812
1302948,17-Oct,4/2/2019 12:19,CAPITAL INVESTMENT COUNSEL INC,RALEIGH,NC,United States,27609,11,6,Y,Y,N,Y,Y,N,312615659
1305658,17-Oct,4/2/2019 12:53,"ADVANCED PORTFOLIO MANAGEMENT, LLC",NEW YORK,NY,United States,10019,14,14,Y,N,N,Y,N,Y,4009384343
1306983,17-Oct,4/2/2019 13:17,1776 WEALTH LLC,SANDY SPRINGS,GA,United States,30328,3,1,Y,Y,N,Y,N,N,145802339
1306196,17-Oct,4/2/2019 13:29,"THE HOGAN-KNOTTS FINANCIAL GROUP, INC.",RED BANK,NJ,United States,7701,6,4,Y,Y,N,N,N,N,226928351
1308187,17-Oct,4/5/2019 12:33,"SOUND INCOME STRATEGIES, LLC",FORT LAUDERDALE,FL,United States,33308,43,43,Y,Y,N,N,N,N,707393596
1306083,17-Oct,4/1/2019 7:52,"AEGIS WEALTH MANAGEMENT, LLC",MAITLAND,FL,United States,32751,8,7,Y,Y,N,Y,N,N,118981778
1267571,17-Oct,4/1/2019 7:55,SAMSUNG ASSET MANAGEMENT (HONG KONG) LIMITED,HONG KONG,,Hong Kong,,26,12,Y,N,N,N,N,Y,2239520670
1276197,17-Oct,4/1/2019 8:00,"FREEDOM FINANCIAL ASSET MANAGEMENT, LLC",SAN MATEO,CA,United States,94402,16,1,Y,N,N,N,N,Y,430532440
1304658,17-Oct,4/1/2019 8:03,RYAN FINANCIAL ADVISORS INC,ANDOVER,MA,United States,1810,5,4,Y,N,N,Y,N,N,191447730
1304379,17-Oct,4/1/2019 8:19,"EWING ASSET MANAGEMENT, LLC",CHARLOTTE,NC,United States,28284,6,3,Y,N,N,N,N,N,122446381
1304289,17-Oct,4/1/2019 8:24,ALGEBRIS INVESTMENTS (US) INC.,BOSTON,MA,United States,2116,6,3,N,N,N,N,N,Y,8727074607
1305760,17-Oct,4/1/2019 8:34,"CAPE INVESTMENT ADVISORY, INC.",MCDONOUGH,GA,United States,30253,42,42,Y,Y,N,Y,N,N,173215391
1291676,17-Oct,4/1/2019 8:43,INVESTIFAI LLC,"BUSINESS BAY, DUBAI",,United Arab Emirates,,4,4,Y,N,N,N,N,Y,0
1296706,17-Oct,4/1/2019 9:10,"QUANTITATIVE PROCESS, LLC",CHARLOTTE,NC,United States,28277,3,3,Y,Y,N,Y,N,N,204778766
1301900,17-Oct,4/1/2019 6:13,"HANLON INVESTMENT MANAGEMENT, INC.",EGG HARBOR TWP.,NJ,United States,8234,110,36,Y,Y,N,Y,N,N,703646965
1307945,17-Oct,4/4/2019 15:44,"AURORA PRIVATE WEALTH, INC.",ROCKAWAY,NJ,United States,7866,35,22,Y,Y,N,Y,N,N,426639604
1307950,17-Oct,4/4/2019 16:06,"LONGVIEW ASSET MANAGEMENT, LLC",SANTA FE,NM,United States,87501,6,3,Y,Y,N,Y,N,N,116171753
1307725,17-Oct,4/4/2019 16:12,STRATEGIC PARTNERS FUND SOLUTIONS ADVISORS L.P.,NEW YORK,NY,United States,10154,82,47,Y,N,N,N,N,Y,28339001388
1307972,17-Oct,4/4/2019 16:30,PACITTI GROUP INC.,BRADENTON,FL,United States,34211,1,1,Y,Y,N,Y,N,N,0
1307970,17-Oct,4/4/2019 16:34,"SHP WEALTH MANAGEMENT, LLC",PLYMOUTH,MA,United States,2360,23,10,Y,Y,N,N,N,N,294765370
1307447,17-Oct,4/4/2019 17:45,"BRAND ASSET MANAGEMENT GROUP, INC.",CHESTERFIELD,MO,United States,63017,7,6,Y,N,N,Y,Y,N,531743915
1308022,17-Oct,4/4/2019 18:13,"TRITON FINANCIAL GROUP, INC.",MARLBOROUGH,MA,United States,1752,2,1,Y,Y,N,Y,N,N,115801260
1308045,17-Oct,4/4/2019 19:42,"FINANCIAL MANAGEMENT, INC.",YAKIMA,WA,United States,98908-2886,13,13,Y,Y,N,Y,N,N,386241366
1308029,17-Oct,4/4/2019 20:22,"CLOVER LEAF FINANCIAL, LLC",FAIRPORT,NY,United States,14450,8,7,Y,N,N,N,N,N,29394117
1306898,17-Oct,4/3/2019 5:23,RATHBONE INVESTMENT MANAGEMENT LIMITED,LIVERPOOL,,United Kingdom,L3 1NW,803,317,Y,N,N,Y,Y,N,39784610261
1307586,17-Oct,4/4/2019 10:28,"SCHF (GPE), LLC",MENLO PARK,CA,United States,94025-7117,16,8,Y,N,N,N,N,N,4994458014
1307787,17-Oct,4/4/2019 11:34,"RETIREMENT MANAGEMENT SYSTEMS, INC.",SEVERNA PARK,MD,United States,21146,4,3,Y,Y,N,Y,N,N,1060610830
1307800,17-Oct,4/4/2019 11:42,SMARTX ADVISORY SOLUTIONS LLC,WEST PALM BEACH,FL,United States,33401,30,6,Y,N,N,N,N,N,1225828053
1307801,17-Oct,4/4/2019 11:46,"RETIREMENT RESEARCHER, LLC",MCLEAN,VA,United States,22102,1,1,N,Y,Y,Y,N,N,
1307824,17-Oct,4/4/2019 12:28,"YELLOWWOOD WEALTH SOLUTIONS, LLC",CHARLOTTE,NC,United States,28202,3,2,Y,N,N,Y,Y,N,71081073
1307831,17-Oct,4/4/2019 13:10,DIGITAL FINANCE LLC,WASHINGTON,DC,United States,20008,2,1,N,Y,N,Y,N,N,
1307534,17-Oct,4/4/2019 13:22,GLADSTONE INSTITUTIONAL ADVISORY LLC,BEDMINSTER,NJ,United States,7921,44,42,Y,Y,N,Y,N,N,613654733
1307068,17-Oct,4/4/2019 13:54,"BLOOOM, INC.",LEAWOOD,KS,United States,66211,23,4,N,N,N,Y,N,N,3332875237
1307549,17-Oct,4/4/2019 14:27,"TOWERS WATSON INVESTMENT SERVICES, INC.",ARLINGTON,VA,United States,22203,190,181,Y,Y,Y,Y,N,N,35203000000
1307886,17-Oct,4/4/2019 14:46,"BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY II, LLC",MILWAUKEE,WI,United States,53202,2,1,Y,N,N,N,N,Y,108760000
1307918,17-Oct,4/4/2019 15:00,"WEALTHPLAN PARTNERS, INC.",OMAHA,NE,United States,68154,70,30,Y,Y,N,Y,N,N,1665378328
1307920,17-Oct,4/4/2019 15:06,"CEDAR WEALTH MANAGEMENT, LLC",WALNUT CREEK,CA,United States,94596,4,3,Y,Y,N,Y,N,N,221653690
1307934,17-Oct,4/4/2019 15:20,SAILINGSTONE CAPITAL PARTNERS LLC,SAN FRANCISCO,CA,United States,94111,17,5,Y,N,N,N,N,Y,2277275616
1307506,17-Oct,4/4/2019 15:28,"PRIVATE PORTFOLIO PARTNERS, LLC",PARAMUS,NJ,United States,7652,28,28,Y,Y,N,Y,N,N,477479084
1304524,17-Oct,4/1/2019 9:13,HARBOR ADVISORY CORPORATION,PORTSMOUTH,NH,United States,3801,2,2,Y,Y,N,Y,N,N,141202765
1299849,17-Oct,4/1/2019 9:31,"SENTINEL CAPITAL SOLUTIONS, INC.",HAGERSTOWN,MD,United States,21740,2,1,Y,N,N,N,N,N,19653422
1306295,17-Oct,4/1/2019 9:41,"INFINITY Q CAPITAL MANAGEMENT, LLC",NEW YORK,NY,United States,10106,15,13,Y,N,N,N,N,Y,648476786
1306704,17-Oct,4/3/2019 7:31,CEDARSTONE ADVISORS,WESTLAKE VILLAGE,CA,United States,91361,3,2,Y,Y,N,N,N,N,124843489
1306289,17-Oct,4/2/2019 9:17,"D.H. HILL ADVISORS, INC.",KINGWOOD,TX,United States,77339,31,28,Y,Y,N,Y,N,N,127495000
1307731,17-Oct,4/4/2019 10:46,"CSENGE ADVISORY GROUP, LLC",CLEARWATER,FL,United States,33764,34,34,Y,Y,N,Y,N,N,665410802
1308071,17-Oct,4/5/2019 8:45,"HIXON ZUERCHER, LLC",FINDLAY,OH,United States,45840,7,4,Y,Y,N,Y,N,N,127408942
1304328,17-Oct,4/1/2019 9:38,COLD CREEK CAPITAL INC.,BRAINTREE,MA,United States,2184,2,2,Y,N,N,N,N,N,22927595
1305414,17-Oct,4/1/2019 9:39,"FELTL ADVISORS, LLC",MINNETONKA,MN,United States,55305,32,16,Y,N,N,Y,N,N,59949430
1306300,17-Oct,4/1/2019 9:46,"BHK SECURITIES, LLC",BIRMINGHAM,AL,United States,35209-8803,10,7,Y,N,N,N,Y,N,155404207
1306792,17-Oct,4/5/2019 11:07,"CHANNING GLOBAL ADVISORS, LLC",MIAMI,FL,United States,33131,5,3,Y,N,N,N,N,N,180075715
1306170,17-Oct,4/2/2019 5:49,"OPENGATE CAPITAL MANAGEMENT, LLC",LOS ANGELES,CA,United States,90067,22,17,Y,N,N,N,N,Y,802039245
1306349,17-Oct,4/1/2019 12:35,M SCIENCE LLC,NEW YORK,NY,United States,10010,97,57,N,N,N,Y,N,N,
1295765,17-Oct,4/1/2019 5:55,OMNI PARTNERS US LLC,IRVINE,CA,United States,92612,5,3,Y,N,N,N,N,Y,1246102344
1306308,17-Oct,4/1/2019 9:53,CERITY PARTNERS LLC,NEW YORK,NY,United States,10017,164,87,Y,Y,N,Y,N,Y,19657709637
1306809,17-Oct,4/26/2019 11:14,BLUE ORANGE CAPITAL L.P.,WASHINGTON,DC,United States,20006,6,6,Y,N,N,Y,N,Y,106713427
1318903,17-Oct,4/26/2019 18:03,NORTHWOOD INVESTORS LLC,DENVER,CO,United States,80202,101,26,Y,N,N,N,N,Y,7329247154
1321419,17-Oct,5/3/2019 14:19,"BCG SECURITIES, INC.",CHERRY HILL,NJ,United States,8002,85,35,Y,N,N,Y,Y,N,516160184
1324783,17-Oct,5/22/2019 11:57,"SUMMIT INVESTMENT ADVISORY SERVICES, INC.",ROSEVILLE,MN,United States,55113,6,6,Y,Y,N,Y,N,N,257762758
1321654,17-Oct,5/22/2019 12:03,STONE RIDGE ASSET MANAGEMENT LLC,NEW YORK,NY,United States,10022,136,26,Y,N,N,N,N,N,15877830952
1321580,17-Oct,5/22/2019 12:13,"BLACKROCK FINANCIAL MANAGEMENT, INC",NEW YORK,NY,United States,10055,4147,861,Y,N,N,Y,N,Y,8.33E+11
1324607,17-Oct,5/22/2019 12:49,"BEACON HARBOR WEALTH ADVISORS, INC.",VIRGINIA BEACH,VA,United States,23452,5,3,Y,Y,N,Y,N,N,0
1321804,17-Oct,5/22/2019 13:40,"CARVAL INVESTORS, LLC",HOPKINS,MN,United States,55343,167,71,Y,N,N,N,N,Y,16653816321
1299696,17-Oct,5/22/2019 14:08,OLYMPUS PEAK ASSET MANAGEMENT LP,NEW YORK,NY,United States,10151,12,7,Y,N,N,N,N,Y,581000639
1306951,17-Oct,5/22/2019 14:51,"CERBERUS CAPITAL MANAGEMENT, L.P.",NEW YORK,NY,United States,10022,735,211,Y,N,N,N,N,Y,55740356489
1322981,17-Oct,5/22/2019 14:51,"KSL ADVISORS, LLC",DENVER,CO,United States,80206,63,49,Y,N,N,N,N,Y,10151640000
1324829,17-Oct,5/22/2019 15:28,"GPS WEALTH STRATEGIES GROUP, LLC",DENVER,CO,United States,80231,28,18,Y,Y,N,Y,N,N,438420172
1324960,17-Oct,5/22/2019 15:37,"KEY GROUP MANAGEMENT, INC.",SCOTTSDALE,AZ,United States,85260,5,4,Y,Y,N,Y,N,N,100200000
1323367,17-Oct,5/22/2019 15:38,"INFINEDI PARTNERS, LP",NEW YORK,NY,United States,10028,1,1,Y,N,N,N,N,Y,0
1321590,17-Oct,5/22/2019 16:10,"REGENT PEAK WEALTH ADVISORS, LLC",ATLANTA,GA,United States,30305,5,3,Y,N,N,Y,N,N,0
1324997,17-Oct,5/22/2019 16:51,"PETERSON WEALTH ADVISORS, LLC",OREM,UT,United States,84057,4,4,Y,N,N,N,N,N,200120913
1323449,17-Oct,5/22/2019 17:10,"MOTLEY FOOL WEALTH MANAGEMENT, LLC",ALEXANDRIA,VA,United States,22314,36,16,Y,N,N,Y,N,N,1509494032
1324763,17-Oct,5/22/2019 17:21,"PACIFIC FORTUNE MANAGEMENT, INC.",BEIJING,,China,100000,3,1,Y,N,N,N,N,Y,400000
1324805,17-Oct,5/22/2019 17:31,"KEYSTONE WEALTH PARTNERS, LLC",CHANDLER,AZ,United States,85248,18,6,Y,N,N,Y,N,N,214691308
1325014,17-Oct,5/22/2019 17:38,"SAVVY FINANCIAL, INC.",FRANKLIN,TN,United States,37064,3,1,Y,N,N,N,N,N,
1308855,17-Oct,5/22/2019 19:23,"CREATIVE PLANNING, INC.",OVERLAND PARK,KS,United States,66211,482,363,Y,N,N,Y,N,N,36529379053
1325057,17-Oct,5/23/2019 9:09,COOKSON PEIRCE & CO INC,PITTSBURGH,PA,United States,15219-4421,18,12,Y,N,N,N,N,N,1351920931
1326433,17-Oct,5/30/2019 15:37,MMA SECURITIES LLC,NEW YORK,NY,United States,10036,85,78,N,Y,N,Y,Y,N,
1326277,17-Oct,5/30/2019 15:51,"KIMERY WEALTH MANAGEMENT, LLC",MEMPHIS,TN,United States,38119,6,5,Y,Y,N,Y,N,N,178316000
1326790,17-Oct,5/30/2019 16:20,"ARS WEALTH ADVISORS, LLC",ST. PETERSBURG,FL,United States,33701,13,7,Y,Y,N,N,N,N,503109279
1310696,17-Oct,5/30/2019 16:35,GSO CAPITAL PARTNERS LP,NEW YORK,NY,United States,10154,291,139,Y,N,N,N,N,Y,53255654452
1322471,17-Oct,5/30/2019 16:47,"GREENCOURSE FINANCIAL ADVISORS, LLC",CHESTERFIELD,MO,United States,63017,4,4,Y,N,N,Y,N,N,165085639
1321306,17-Oct,5/3/2019 10:35,"INDEPENDENT ADVISOR ALLIANCE, LLC",CHARLOTTE,NC,United States,28277,175,175,Y,Y,N,Y,N,N,4731036610
1321312,17-Oct,5/3/2019 10:56,ALPINE ASSOCIATES MANAGEMENT INC.,ENGLEWOOD CLIFFS,NJ,United States,07632-3101,26,11,Y,N,N,N,N,Y,2980663320
1321320,17-Oct,5/3/2019 11:03,TWO WEST CAPITAL ADVISORS LLC,OVERLAND PARK,KS,United States,66210,19,17,Y,N,N,Y,N,N,1170843451
1311063,17-Oct,5/3/2019 11:15,"MY LEGACY ADVISORS, LLC",HOPKINS,MN,United States,55343,13,7,Y,Y,N,Y,N,N,238506123
1322052,17-Oct,5/8/2019 9:52,CLIENT 1ST ADVISORY GROUP LLC,CLEARWATER,FL,United States,33756,5,5,Y,Y,N,Y,N,N,171813720
1325056,17-Oct,5/23/2019 8:56,"AMERICAN MONEY MANAGEMENT CORPORATION (""AMMC"")",CINCINNATI,OH,United States,45202,26,21,Y,N,N,Y,N,Y,53219784000
1324955,17-Oct,5/23/2019 10:25,BPC ADVISORS LLC,EAST SYRACUSE,NY,United States,13057,2,2,Y,Y,N,Y,N,N,51188012
1329700,17-Oct,6/21/2019 13:06,OPPENHEIMER & CO. INC.,NEW YORK,NY,United States,10004,2868,804,Y,N,N,Y,Y,Y,10613813009
1322836,17-Oct,6/21/2019 13:29,EMERALD SEPARATE ACCOUNT MANAGEMENT LLC,LEOLA,PA,United States,17540,5,4,Y,N,N,N,N,N,24136141
1330828,17-Oct,6/21/2019 13:32,"STEEL PEAK WEALTH MANAGEMENT, LLC",WOODLAND HILLS,CA,United States,91367,22,14,Y,N,N,Y,N,N,683951750
1330699,17-Oct,6/21/2019 13:47,DAVID KENNON INCORPORATED,SARASOTA,FL,United States,34237,3,1,Y,N,N,N,N,N,141000000
1325345,17-Oct,6/21/2019 13:49,"LORIENT CAPITAL MANAGEMENT, LLC",BIRMINGHAM,MI,United States,48009,14,9,Y,N,N,N,N,Y,178808451
1330823,17-Oct,6/21/2019 13:59,"PORTFOLIO DESIGN ADVISORS, INC.",CENTENNIAL,CO,United States,80112,4,3,Y,N,N,N,N,N,39499750
1330845,17-Oct,6/21/2019 14:08,CETERA ADVISOR NETWORKS LLC,EL SEGUNDO,CA,United States,90245-5672,1767,1574,Y,Y,N,Y,Y,N,18099125377
1330848,17-Oct,6/21/2019 14:11,CETERA ADVISORS LLC,DENVER,CO,United States,80237,1066,957,Y,Y,N,Y,Y,N,12246297195
1320877,17-Oct,6/21/2019 14:14,CETERA INVESTMENT ADVISERS LLC,SCHAUMBURG,IL,United States,60173-2096,2072,1911,Y,Y,N,Y,N,N,10324028419
1330850,17-Oct,6/21/2019 14:32,MARTIAL EAGLE FUND GP LLC,NEW YORK,NY,United States,10024,1,1,N,N,N,N,N,Y,0
1330735,17-Oct,6/21/2019 14:33,GP INVESTIMENTOS LTDA.,Sď PAULO,,Brazil,04538-132,43,14,Y,N,N,N,N,Y,1697392276
1327431,17-Oct,6/21/2019 14:40,"BFACFP, LLC",WEST CHESTER,PA,United States,19380,6,4,Y,Y,N,Y,N,N,0
1330856,17-Oct,6/21/2019 14:49,GLOBAL RETIREMENT PARTNERS LLC,SAN RAFAEL,CA,United States,94903,241,236,Y,Y,N,Y,N,N,40110414815
1316951,17-Oct,4/23/2019 10:00,"PLEASANT STREET WEALTH ADVISORS, LLC",GROTON,MA,United States,1450,2,2,Y,Y,N,Y,N,N,13200000
1317024,17-Oct,4/23/2019 10:25,CAPSTAR FINANCIAL SERVICES LLC,AUSTIN,TX,United States,78730,1,1,Y,N,N,Y,N,N,0
1317031,17-Oct,4/23/2019 10:45,"KOVACK ADVISORS, INC.",FT. LAUDERDALE,FL,United States,33308,290,262,Y,Y,N,Y,N,N,2261273564
1317048,17-Oct,4/23/2019 11:03,"SEAPORT CAPITAL, LLC",NEW YORK,NY,United States,10038,15,9,Y,N,N,N,N,Y,344152000
1317129,17-Oct,4/23/2019 12:36,"XML FINANCIAL, LLC",ROCKVILLE,MD,United States,20852,29,23,Y,Y,N,Y,N,N,469957899
1317155,17-Oct,4/23/2019 13:08,"IAMS WEALTH MANAGEMENT, LLC",ELKHORN,NE,United States,68022-4609,43,40,Y,Y,N,Y,N,N,30514635
1317167,17-Oct,4/23/2019 13:28,"INDEPENDENT ADVISOR ALLIANCE, LLC",CHARLOTTE,NC,United States,28277,175,175,Y,Y,N,Y,N,N,4731036610
1317169,17-Oct,4/23/2019 13:36,"CAPE INVESTMENT ADVISORY, INC.",MCDONOUGH,GA,United States,30253,42,42,Y,Y,N,Y,N,N,173215391
1311409,17-Oct,4/23/2019 14:31,"STEWARDSHIP ADVISORS, LLC",MOUNT JOY,PA,United States,17552,7,7,Y,Y,N,Y,N,N,180390560
1317193,17-Oct,4/23/2019 14:42,PHOENIX WEALTH ADVISORS INC.,CHAPEL HILL,NC,United States,27517,8,8,Y,Y,N,Y,N,N,329000000
1317254,17-Oct,4/23/2019 15:03,SUREVEST INC.,PHOENIX,AZ,United States,85016,8,8,Y,Y,N,Y,N,N,335555577
1317295,17-Oct,4/23/2019 15:47,"PRICE ASSET MANAGEMENT, LLC",CHICAGO,IL,United States,60606,9,2,Y,N,N,N,N,N,71880908
1317292,17-Oct,4/23/2019 16:18,"HMI CAPITAL, LLC",SAN FRANCISCO,CA,United States,94104,10,6,Y,N,N,N,N,Y,1719986572
1317348,17-Oct,4/23/2019 17:01,"REGATTA CAPITAL GROUP, LLC",EL SEGUNDO,CA,United States,90245,11,8,Y,Y,N,Y,N,N,323677040
1317367,17-Oct,4/23/2019 17:27,"GOLD MEDAL WATERS, INC.",BOULDER,CO,United States,80304,9,8,Y,Y,N,Y,N,N,103387218
1317460,17-Oct,4/24/2019 8:47,"BAIN CAPITAL REAL ESTATE, LP",BOSTON,MA,United States,2116,29,12,Y,N,N,N,N,N,4707764000
1317848,17-Oct,4/29/2019 10:40,"PHARO MANAGEMENT, INC.",NEW YORK,NY,United States,10019,33,10,N,N,N,N,N,N,21796202823
1320902,17-Oct,5/2/2019 11:21,FUND DIRECT ADVISORS INC.,GREENSBORO,NC,United States,27409,6,6,Y,N,N,Y,N,N,705000000
1324354,17-Oct,5/20/2019 13:11,"BHK SECURITIES, LLC",BIRMINGHAM,AL,United States,35209-8803,10,7,Y,N,N,N,Y,N,155404207
1325163,17-Oct,5/23/2019 12:52,"SOUTH STATE ADVISORY, INC.",COLUMBIA,SC,United States,29201,22,10,Y,Y,N,Y,N,N,418642819
1322711,17-Oct,5/23/2019 13:15,"TIPTREE ASSET MANAGEMENT COMPANY, LLC",NEW YORK,NY,United States,10171,2,2,Y,N,N,N,N,Y,76333777
1325099,17-Oct,5/23/2019 13:36,ANNIS GARDNER WHITING CAPITAL ADVISORS LLC,TAMPA,FL,United States,33606,12,8,Y,N,N,Y,N,N,2195751262
1325233,17-Oct,5/23/2019 15:22,TAYLOR AND TAYLOR FINANCIAL SERVICES USA LLC,RYE,NY,United States,10580,4,3,Y,N,N,Y,N,N,33221283
1319757,17-Oct,5/23/2019 15:48,NORTHFRONT FINANCIAL USA INC,"CALGARY, ALBERTA",,Canada,T2X 3X7,2,2,Y,N,N,N,N,N,0
1321902,17-Oct,5/28/2019 9:31,EATON VANCE INVESTMENT COUNSEL,BOSTON,MA,United States,2110,53,23,Y,N,N,Y,N,N,5952909258
1324213,17-Oct,5/28/2019 9:54,"CAPITALROCK FINANCIAL, LLC",NAPLES,FL,United States,34110,14,10,Y,Y,N,Y,N,N,281520262
1326414,17-Oct,6/5/2019 15:34,"JARRED BUNCH CONSULTING, LLC",INDIANAPOLIS,IN,United States,46240,29,18,Y,Y,N,Y,N,N,327179023
1327956,17-Oct,6/5/2019 16:13,AGF INVESTMENTS LLC,BOSTON,MA,United States,2109,8,5,Y,N,N,N,N,N,1361568578
1327966,17-Oct,6/5/2019 16:35,AGF INVESTMENTS LLC,BOSTON,MA,United States,2109,8,5,Y,N,N,N,N,N,1361568578
1327975,17-Oct,6/5/2019 16:39,"HORTER INVESTMENT MANAGEMENT, LLC",CINCINNATI,OH,United States,45249,174,154,Y,Y,N,Y,N,N,902003369
1327735,17-Oct,6/5/2019 17:22,GENSTAR CAPITAL MANAGEMENT LLC,SAN FRANCISCO,CA,United States,94111-4191,30,22,Y,N,N,N,N,N,16788995029
1326109,17-Oct,6/5/2019 17:31,"ENDOWMENT WEALTH MANAGEMENT, INC.",APPLETON,WI,United States,54911,8,6,Y,Y,N,Y,N,Y,158154231
1327989,17-Oct,6/5/2019 17:39,SILVERPEPPER LLC,HIGHLAND PARK,IL,United States,60035,4,2,Y,N,N,N,N,N,177840096
1327995,17-Oct,6/5/2019 17:43,"ML WEALTH, LLC",NEW YORK,NY,United States,10010,13,2,N,N,N,N,N,N,32384631
1320898,17-Oct,6/5/2019 17:56,COIGN CAPITAL ADVISORS LLC,DRAPER,UT,United States,84020,9,7,Y,N,N,Y,N,N,140151335
1328005,17-Oct,6/5/2019 18:27,"LONGBOARD ASSET MANAGEMENT, LP",PHOENIX,AZ,United States,85016,22,10,Y,N,N,N,N,N,262556503
1324195,17-Oct,6/5/2019 20:17,"LATERAL INVESTMENT MANAGEMENT, LLC",SAN MATEO,CA,United States,94402,12,7,N,N,N,N,N,Y,385242140
1328443,17-Oct,6/7/2019 17:06,ALLIANCEBERNSTEIN CORPORATION,NEW YORK,NY,United States,10105,0,0,N,N,N,N,N,N,
1328447,17-Oct,6/7/2019 17:26,"H.D. VEST ADVISORY SERVICES, INC",IRVING,TX,United States,75038,1982,1982,Y,N,N,Y,Y,N,12540488335
1328326,17-Oct,6/7/2019 19:04,"PARIAX, LLC",NEWPORT BEACH,CA,United States,92660,1,1,Y,Y,N,Y,N,N,0
1328465,17-Oct,6/7/2019 21:29,SAGE ONE LLC,POUGHKEEPSIE,NY,United States,12603,1,1,Y,Y,N,Y,N,N,0
1321920,17-Oct,5/7/2019 12:52,"MARINER FINANCIAL GROUP, LLC",GLASTONBURY,CT,United States,6033,6,5,Y,N,N,N,N,N,113300575
1321973,17-Oct,5/7/2019 13:02,"TFG WEALTH MANAGEMENT, LLC",NEWTOWN,PA,United States,18940,4,2,Y,Y,Y,Y,N,N,106670430
1321994,17-Oct,5/7/2019 13:34,"ADVISORY SERVICES NETWORK, LLC",ATLANTA,GA,United States,30328,132,119,Y,Y,N,Y,N,N,2486058337
1321990,17-Oct,5/7/2019 13:53,"QUESTAR ASSET MANAGEMENT, INC.",MINNEAPOLIS,MN,United States,55416,431,431,Y,Y,N,Y,N,N,1054098651
1321828,17-Oct,5/7/2019 14:40,MSH CAPITAL ADVISORS LLC,SCOTTSDALE,AZ,United States,85255-7153,14,5,Y,N,N,Y,N,N,438160857
1320822,17-Oct,5/7/2019 14:43,INTEGRATED WEALTH CONCEPTS LLC,WALTHAM,MA,United States,2451,197,170,Y,Y,N,Y,N,N,1353200000
1321923,17-Oct,5/7/2019 15:02,"SHOREBRIDGE CAPITAL MANAGEMENT, LLC",NEW YORK,NY,United States,10017,7,4,Y,N,N,N,N,N,540260324
1322039,17-Oct,5/7/2019 15:19,"HUDSON VALUE PARTNERS, LLC",HAMBURG,NJ,United States,7419,1,1,Y,Y,N,Y,N,N,0
1321754,17-Oct,5/7/2019 15:28,ROFFMAN MILLLER ASSOCIATES INC,PHILADELPHIA,PA,United States,19103,9,9,Y,N,N,N,N,N,1409749887
1320890,17-Oct,5/7/2019 15:53,"VERDE CAPITAL MANAGEMENT, INC.",CLARKSTON,MI,United States,48348,9,7,Y,N,N,Y,N,N,234145501
1322060,17-Oct,5/7/2019 16:06,"COBIZ WEALTH, LLC",DENVER,CO,United States,80202-2521,21,11,Y,N,N,Y,N,N,968166109
1321628,17-Oct,5/7/2019 16:07,MONTCALM TCR LLC,SAN FRANCISCO,CA,United States,94103,3,1,Y,N,N,N,N,N,172919918
1320243,17-Oct,5/7/2019 16:30,"MIK CAPITAL, LP",NEW YORK,NY,United States,10013,1,1,Y,N,N,N,N,Y,201386397
1322104,17-Oct,5/7/2019 17:38,GLOBAL RETIREMENT PARTNERS LLC,SAN RAFAEL,CA,United States,94903,241,236,Y,Y,N,Y,N,N,40110414815
1326474,17-Oct,5/30/2019 11:21,"ARBORETUM INVESTMENT ADVISORS, LLC",PORTSMOUTH,NH,United States,3801,19,11,Y,N,N,Y,N,N,223200000
1326473,17-Oct,5/30/2019 11:22,ANCHOR CAPITAL ADVISORS LLC,BOSTON,MA,United States,02110-4104,48,12,Y,N,N,N,N,N,2964915217
1327357,17-Oct,6/3/2019 15:17,H&H RETIREMENT DESIGN AND MANAGEMENT INC,LAS VEGAS,NV,United States,89135,6,6,Y,Y,N,Y,N,N,119312000
1327511,17-Oct,6/3/2019 17:26,ATLAS WEALTH ADVISORS LLC,DALLAS,TX,United States,75231,18,9,Y,Y,N,Y,N,N,282785708
1327522,17-Oct,6/3/2019 18:23,LODESTAR PRIVATE ASSET MANAGEMENT LLC,ALAMO,CA,United States,94507,8,6,Y,Y,N,Y,N,N,455733719
1326917,17-Oct,6/3/2019 18:59,BELL ASSET MANAGEMENT USA INC,NEW YORK,NY,United States,10004,20,7,Y,N,N,N,N,N,271566993
1286846,17-Oct,4/10/2019 20:34,"STERLING FINANCIAL GROUP, INC.",PASADENA,CA,United States,91101,4,2,Y,Y,N,Y,N,N,0
1309428,17-Oct,4/10/2019 20:43,"SPECIALIZED ADVISORS, LLC",DALLAS,TX,United States,75225,31,29,Y,N,N,Y,N,N,0
1300024,17-Oct,4/10/2019 21:05,IND-X ADVISORS LIMTED,HONG KONG,,Hong Kong,,20,17,N,N,Y,N,N,N,
1308350,17-Oct,4/10/2019 21:47,TITUS WEALTH MANAGEMENT,LARKSPUR,CA,United States,94939,19,12,Y,Y,N,Y,N,N,387703639
1309417,17-Oct,4/10/2019 21:50,MAPLE-BROWN ABBOTT LIMITED,SYDNEY,,Australia,2000,54,25,Y,N,N,N,N,Y,11797057949
1309398,17-Oct,4/10/2019 22:27,"SHORE CAPITAL PARTNERS MANAGEMENT, L.P.",CHICAGO,IL,United States,60601,30,21,Y,N,N,N,N,Y,630964818
1307362,17-Oct,4/11/2019 6:30,M&G INVESTMENT MANAGEMENT LTD.,"LONDON, ENGLAND",,United Kingdom,EC3M 5AG,1441,286,Y,N,N,Y,N,Y,2.93E+11
1278148,17-Oct,4/11/2019 7:10,GLOBAL PARTNERSHIPS,SEATTLE,WA,United States,98101,30,22,Y,N,N,N,N,N,128761518
1306343,17-Oct,4/11/2019 8:35,"KOVACK ADVISORS, INC.",FT. LAUDERDALE,FL,United States,33308,290,262,Y,Y,N,Y,N,N,2261273564
1309449,17-Oct,4/11/2019 9:03,ATRIA INVESTMENTS LLC,CHARLOTTE,NC,United States,28209,27,6,Y,N,N,N,N,N,3219685656
1309453,17-Oct,4/11/2019 9:26,"LJCOOPER CAPITAL MANAGEMENT, LLC",OREM,UT,United States,84097,19,19,Y,Y,N,Y,N,N,249522106
1309451,17-Oct,4/11/2019 9:28,ATRIA INVESTMENTS LLC,CHARLOTTE,NC,United States,28209,27,6,Y,N,N,N,N,N,3219685656
1309454,17-Oct,4/11/2019 9:37,"APOLLON WEALTH MANAGEMENT, LLC",MOUNT PLEASANT,SC,United States,29464,30,12,Y,Y,N,Y,N,N,245252218
1293820,17-Oct,4/11/2019 9:54,"ROCKBRIDGE GROWTH EQUITY MANAGEMENT, L.P.",DETROIT,MI,United States,48226,8,7,Y,N,N,N,N,Y,362000000
1309122,17-Oct,4/11/2019 10:02,"BUCKINGHAM ASSET MANAGEMENT, LLC",ST LOUIS,MO,United States,63105,448,210,Y,Y,N,Y,N,N,14907772949
1309465,17-Oct,4/11/2019 10:06,DEWITT INVESTMENT RESEARCH & MANAGEMENT INC,WAYNE,PA,United States,19087,5,4,Y,N,N,N,N,Y,93831943
1308681,17-Oct,4/11/2019 10:06,"ALMANAC REALTY INVESTORS, LLC",NEW YORK,NY,United States,10036,28,25,Y,N,N,N,N,N,4620453770
1309469,17-Oct,4/11/2019 10:13,WEDGE CAPITAL MANAGEMENT LLP,CHARLOTTE,NC,United States,28202-6002,34,28,Y,N,N,N,N,N,10462000000
1309471,17-Oct,4/11/2019 10:21,"TLW WEALTH MANAGEMENT, LLC",INDIAN ROCKS BEACH,FL,United States,33785,3,2,Y,N,N,N,N,N,105784118
1296397,17-Oct,4/11/2019 10:40,"PETTINGA FINANCIAL ADVISORS, LLC",EVANSVILLE,IN,United States,47708,8,5,Y,N,N,Y,N,N,716643635
1308666,17-Oct,4/11/2019 10:40,"HIGH DESERT INVESTMENT ADVISORS,LLC",ALBUQUERQUE,NM,United States,87122,1,1,Y,Y,N,Y,N,N,25000000
1309480,17-Oct,4/11/2019 10:44,"HARBOUR INVESTMENTS, INC.",MADISON,WI,United States,53719,217,177,Y,Y,N,Y,Y,N,1961011000
1293948,17-Oct,4/11/2019 10:51,"KENJOL CAPITAL MANAGEMENT, LLC",AUSTIN,TX,United States,78759,5,4,Y,Y,N,Y,N,N,204061468
1309486,17-Oct,4/11/2019 10:52,"ROYAL FUND MANAGEMENT, LLC",THE VILLAGES,FL,United States,32159,112,105,Y,Y,N,Y,N,N,510209237
1309484,17-Oct,4/11/2019 10:57,BACKCAST PARTNERS MANAGEMENT LLC,MILLBURN,NJ,United States,7041,5,5,Y,N,N,N,N,Y,153161497
1309490,17-Oct,4/11/2019 11:04,DAIWA SB INVESTMENTS USA LTD,NEW YORK,NY,United States,10005-3504,5,0,Y,N,N,N,N,N,
1309304,17-Oct,4/11/2019 11:05,LATTICE CAPITAL MANAGEMENT LLC,KIRKLAND,WA,United States,98033,5,2,Y,N,N,N,N,Y,188044620
1309478,17-Oct,4/11/2019 11:06,RETIREMENT INVESTMENT ADVISORS INC,OKLAHOMA CITY,OK,United States,73112,16,7,Y,Y,N,Y,N,N,665230526
1310562,17-Oct,4/16/2019 10:52,1505 CAPITAL LLC,NEW YORK,NY,United States,10005,3,2,Y,N,N,N,N,Y,28980000
1297772,17-Oct,4/16/2019 10:55,TPG ADVISORS LLC,NORTHFIELD,IL,United States,60093,4,4,Y,Y,N,Y,N,N,106118374
1310565,17-Oct,4/16/2019 10:56,1505 CAPITAL LLC,NEW YORK,NY,United States,10005,3,2,Y,N,N,N,N,Y,28980000
1310569,17-Oct,4/16/2019 10:58,1505 CAPITAL LLC,NEW YORK,NY,United States,10005,3,2,Y,N,N,N,N,Y,28980000
1310571,17-Oct,4/16/2019 11:01,1505 CAPITAL LLC,NEW YORK,NY,United States,10005,3,2,Y,N,N,N,N,Y,28980000
1307465,17-Oct,4/16/2019 11:14,TORRAY LLC,BETHESDA,MD,United States,20814-6523,13,6,Y,N,N,N,N,N,945805534
1292166,17-Oct,4/16/2019 11:20,"PEAR TREE PARTNERS, LP",LINCOLN,MA,United States,1773,7,7,N,N,N,N,N,N,188200000
1309998,17-Oct,4/16/2019 11:28,"LAKE HILL CAPITAL MANAGEMENT, LLC",NEW YORK,NY,United States,10022,4,4,Y,N,N,N,N,Y,100344352
1310560,17-Oct,4/16/2019 11:33,"KINGSVIEW ASSET MANAGEMENT, LLC",GRANTS PASS,OR,United States,97526,40,40,Y,Y,N,N,N,N,937382350
1310339,17-Oct,4/16/2019 11:34,"GOULD CAPITAL, LLC",TACOMA,WA,United States,98402,4,4,Y,N,N,Y,N,N,0
1310372,17-Oct,4/16/2019 11:35,KEATING INVESTMENT COUNSELORS INC,DELRAY BEACH,FL,United States,33483,4,3,Y,Y,N,Y,N,N,238877601
1310590,17-Oct,4/16/2019 11:38,OXINAS PARTNERS WEALTH MANAGEMENT LLC,JEFFERSON,IN,United States,47130,6,4,Y,Y,N,N,N,N,136013732
1310602,17-Oct,4/16/2019 11:47,"PATTON FUND MANAGEMENT, INC.",DALLAS,TX,United States,75225,2,1,Y,N,N,N,N,Y,291512785
1310604,17-Oct,4/16/2019 11:51,CHANGE PATH LLC,LEAWOOD,KS,United States,66211,70,66,Y,Y,N,N,N,N,443750155
1310594,17-Oct,4/16/2019 11:51,"LEICHT FINANCIAL PLANNING AND WEALTH MANAGEMENT, INC.",PARSIPPANY,NJ,United States,7054,5,1,Y,Y,N,Y,N,N,134258887
1310411,17-Oct,4/16/2019 11:54,"WCM INVESTMENT MANAGEMENT, LLC",LAGUNA BEACH,CA,United States,92651-2974,52,25,Y,N,N,N,N,Y,26522620861
1310579,17-Oct,4/16/2019 12:20,ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC,NEW CUMBERLAND,PA,United States,17070,5,5,Y,N,N,Y,N,N,0
1310617,17-Oct,4/16/2019 12:23,"PRIVATE PORTFOLIOS, INC.",SAN MATEO,CA,United States,94401-2491,4,3,Y,Y,N,N,N,N,157080886
1310227,17-Oct,4/16/2019 12:33,TEZA CAPITAL MANAGEMENT LLC,CHICAGO,IL,United States,60601,52,24,Y,N,N,N,N,Y,824582760
1310637,17-Oct,4/16/2019 12:39,"FINANCIAL INVESTMENT TEAM, INC.",PORTLAND,OR,United States,97224,6,5,Y,Y,N,N,N,N,107855705
1310642,17-Oct,4/16/2019 12:50,"MEYERS WEALTH MANAGEMENT, LLC",COLUMBUS,OH,United States,43220,8,5,Y,N,N,N,N,N,682500000
1317652,17-Oct,4/24/2019 13:24,"SUMMIT FINANCIAL CONSULTANTS, INC.",WESTLAKE VILLAGE,CA,United States,91361,14,5,Y,Y,N,Y,N,N,175550695
1317667,17-Oct,4/24/2019 13:31,"DRH INVESTMENTS, INC.",LOS ANGELES,CA,United States,90025,4,2,Y,N,N,N,N,Y,149250205
1316860,17-Oct,4/24/2019 14:15,"TRICADIA CAPITAL MANAGEMENT, LLC",NEW YORK,NY,United States,10171,5,4,Y,N,N,N,N,Y,859824700
1317709,17-Oct,4/24/2019 14:28,"AP WEALTH MANAGEMENT, LLC",AUGUSTA,GA,United States,30909,6,4,Y,Y,N,Y,N,N,132204715
1317726,17-Oct,4/24/2019 14:46,"FINANCIAL MANAGEMENT, INC.",YAKIMA,WA,United States,98908-2886,13,13,Y,Y,N,Y,N,N,386241366
1317724,17-Oct,4/24/2019 14:47,PHOENIX WEALTH ADVISORS INC.,CHAPEL HILL,NC,United States,27517,8,8,Y,Y,N,Y,N,N,329000000
1310823,17-Oct,4/24/2019 14:58,SAGE RHINO CAPITAL LLC,MENLO PARK,CA,United States,94025,5,2,Y,Y,N,Y,N,N,426085931
1308171,17-Oct,4/24/2019 15:34,"EXODUSPOINT CAPITAL MANAGEMENT, LP",NEW YORK,NY,United States,10022,203,85,N,N,N,N,N,Y,82203734509
1317664,17-Oct,4/24/2019 15:55,"AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.",BOSTON,MA,United States,02109-1820,284,103,Y,N,N,N,N,Y,17448299313
1317372,17-Oct,4/24/2019 16:23,FORT BAKER CAPITAL MANAGEMENT LP,LARKSPUR,CA,United States,94939,4,3,Y,N,N,N,N,Y,165000000
1317825,17-Oct,4/24/2019 16:31,"KAIZEN FINANCIAL STRATEGIES, LLC",CAMPBELL,CA,United States,95008,4,4,Y,Y,N,Y,N,N,74924144
1309888,17-Oct,4/24/2019 16:48,VIRGO INVESTMENT GROUP LLC,BURLINGAME,CA,United States,94010,18,7,Y,N,N,N,N,Y,1030511038
1317841,17-Oct,4/24/2019 17:06,"TCFG INVESTMENT ADVISORS, LLC",LAGUNA NIGUEL,CA,United States,92677,20,20,Y,Y,N,Y,N,N,444264276
1306903,17-Oct,4/24/2019 17:25,"WELLESLEY ASSET MANAGEMENT, INC.",WELLESLEY,MA,United States,2481,42,26,Y,N,N,N,N,Y,2427819602
1317119,17-Oct,4/24/2019 17:29,"TREYBOURNE WEALTH PLANNERS, INC.",GREENWOOD,IN,United States,46142,6,4,Y,Y,N,Y,N,N,236536369
1317857,17-Oct,4/24/2019 17:30,"JT STRATFORD, LLC",GAINESVILLE,GA,United States,30501,10,8,Y,Y,N,Y,N,N,288444421
1316533,17-Oct,4/24/2019 17:48,TURNBRIDGE RE FUND MANAGEMENT COMPANY I LLC,NEW YORK,NY,United States,10018,13,10,N,N,N,N,N,N,183673470
1317891,17-Oct,4/24/2019 18:10,"PERENNIAL ADVISORS GROUP, LLC",WESTFORD,MA,United States,1886,4,3,N,Y,N,Y,N,N,191539322
1310491,17-Oct,4/24/2019 18:37,"BEACON POINTE WEALTH ADVISORS, LLC",NEWPORT BEACH,CA,United States,92660,80,45,Y,Y,N,Y,N,N,2192043558
1317899,17-Oct,4/24/2019 18:38,SYMPHONIC FINANCIAL ADVISORS LLC,NEW YORK,NY,United States,10022,6,4,Y,Y,N,N,Y,N,122851364
1317906,17-Oct,4/24/2019 19:21,"HERON FINANCIAL GROUP, LLC",NEW YORK,NY,United States,10017,7,4,Y,Y,N,N,N,N,314181000
1317855,17-Oct,4/24/2019 19:45,LAKESIDE ADVISORS INC,SEATTLE,WA,United States,98122-2427,4,4,Y,Y,N,Y,N,N,253205479
1316661,17-Oct,4/24/2019 21:33,ACCUVEST GLOBAL ADVISORS,WALNUT CREEK,CA,United States,94597,7,6,Y,N,N,Y,N,Y,375515311
1319034,17-Oct,4/29/2019 9:23,LLOYD CRESCENDO ADVISORS LLC,MIAMI,FL,United States,33131,9,8,Y,N,N,N,N,Y,359699050
1318832,17-Oct,4/29/2019 9:52,"HIGLEY, JAMES, W.",WEST ORANGE,NJ,United States,7052,1,1,Y,Y,N,Y,N,N,111000000
1319822,17-Oct,4/30/2019 10:01,JJJ ADVISORS INC,DENVER,CO,United States,80237,10,4,Y,N,N,Y,N,N,564419311
1321773,17-Oct,5/6/2019 16:15,"DOWLING & YAHNKE, LLC",SAN DIEGO,CA,United States,92130,44,21,Y,Y,N,N,N,N,4235179267
1321609,17-Oct,5/6/2019 17:47,"ALETHEA CAPITAL MANAGEMENT, LLC",RANCHO SANTA FE,CA,United States,92067,5,1,Y,N,N,N,N,Y,246812797
1318245,17-Oct,5/6/2019 17:53,"PENNINGTON PARTNERS & CO., LLC",BETHESDA,MD,United States,20814,8,5,Y,Y,N,Y,N,Y,707214578
1321605,17-Oct,5/6/2019 18:00,WINEBRENNER CAPITAL MANAGEMENT LLC,LOUISVILLE,KY,United States,40223-5367,7,3,Y,N,N,N,N,Y,131043740
1321820,17-Oct,5/6/2019 18:04,GREYTOWN ADVISORS INC.,MIAMI,FL,United States,33131,6,4,Y,N,N,Y,N,N,587301974
1321495,17-Oct,5/6/2019 18:59,HEADWATERS SOLUTIONS LP,SAUSALITO,CA,United States,94965,2,2,Y,N,N,N,N,Y,0
1321835,17-Oct,5/6/2019 20:46,EFG ASSET MANAGEMENT (AMERICAS) CORP.,MIAMI,FL,United States,33131,14,8,Y,N,N,Y,N,Y,1413110000
1321839,17-Oct,5/6/2019 21:45,ASTIGNES CAPITAL ASIA PTE. LTD.,SINGAPORE,,Singapore,49145,39,16,Y,N,N,N,N,Y,8526691628
1321840,17-Oct,5/6/2019 21:47,LIFEWAY FINANCIAL CORPORATION,PLANO,TX,United States,75024,4,2,Y,Y,N,Y,N,N,182161533
1321843,17-Oct,5/7/2019 6:27,MAGNUM RESEARCH GLOBAL LIMITED,HONG KONG,,Hong Kong,0,8,2,Y,N,N,N,N,N,5000000
1321856,17-Oct,5/7/2019 9:08,"THE RICE PARTNERSHIP, LLC",HONOLULU,HI,United States,96813,6,6,Y,N,N,Y,N,N,278865319
1321862,17-Oct,5/7/2019 9:28,BORDEAUX WEALTH ADVISORS LLC,MENLO PARK,CA,United States,94025,12,10,Y,N,N,Y,N,N,2133451259
1309579,17-Oct,5/7/2019 9:33,"LIFESTYLE ASSET MANAGEMENT, INC.",FRIENDSWOOD,TX,United States,77546,11,10,Y,Y,N,N,N,N,175356105
1318947,17-Oct,5/7/2019 9:34,"EPSILON ASSET MANAGEMENT, LLC",NEW YORK,NY,United States,10017,5,2,Y,N,N,N,N,N,28072027
1321859,17-Oct,5/7/2019 9:35,AGFE LLP,LONDON,,United Kingdom,W1U 8EW,22,19,Y,N,N,Y,N,N,
1321877,17-Oct,5/7/2019 9:59,MEKETA INVESTMENT GROUP INC,WESTWOOD,MA,United States,02090-1150,182,129,Y,Y,N,Y,N,N,11407331000
1321450,17-Oct,5/7/2019 10:36,"MORGAN RIO CAPITAL MANAGEMENT, LLC",NEW YORK,NY,United States,10022,6,2,Y,N,N,N,N,Y,481856585
1321896,17-Oct,5/7/2019 10:47,AGFE AR LIMITED,LONDON,,United Kingdom,W1U 8EW,22,19,N,N,N,N,N,N,
1321908,17-Oct,5/7/2019 10:52,LINMAR CAPITAL LLC,NEW YORK,NY,United States,10018,1,1,Y,N,N,N,N,Y,4200000
1321906,17-Oct,5/7/2019 10:52,"VIRTUE CAPITAL MANAGEMENT, LLC",BRENTWOOD,TN,United States,37027,118,103,Y,Y,N,Y,N,N,465235315
1306448,17-Oct,4/23/2019 10:47,FREESTATE ADVISORS LLC,OVERLAND PARK,KS,United States,66211,11,11,Y,N,N,N,N,N,177192620
1317520,17-Oct,4/24/2019 10:38,ASSET PLANNING CORPORATION,KNOXVILLE,TN,United States,37923,6,4,Y,Y,N,Y,N,N,204988079
1317513,17-Oct,4/24/2019 10:47,"AURORA PRIVATE WEALTH, INC.",ROCKAWAY,NJ,United States,7866,35,22,Y,Y,N,Y,N,N,426639604
1317510,17-Oct,4/24/2019 11:04,GIVERNY CAPITAL INC.,MONTREAL,,Canada,H2Y 2J7,14,4,Y,N,N,N,N,N,912236815
1317558,17-Oct,4/24/2019 11:13,"PEFIN ADVISORS, LLC",NEW YORK,NY,United States,10017,2,2,Y,N,N,N,N,N,38651
1310662,17-Oct,4/24/2019 11:52,"PARK AVENUE WEALTH MANAGEMENT, LLC",LIVONIA,MI,United States,48152,1,1,N,N,N,N,N,N,
1318616,17-Oct,4/26/2019 13:06,"GLOBAL FINANCIAL PRIVATE CAPITAL, LLC",SARASOTA,FL,United States,34232,25,3,Y,N,N,N,N,N,3555568110
1318675,17-Oct,4/26/2019 13:24,"CROSSPOINT CAPITAL STRATEGIES, LLC",SAN FRANCISCO,CA,United States,94111,2,2,Y,N,N,Y,N,N,54000000
1318697,17-Oct,4/26/2019 13:32,"MRM ASSET ALLOCATION GROUP, INC.",ST LOUIS,MO,United States,63131,3,1,Y,N,N,N,N,N,73469412
1318702,17-Oct,4/26/2019 13:45,"ROYAL FUND MANAGEMENT, LLC",THE VILLAGES,FL,United States,32159,112,105,Y,Y,N,Y,N,N,510209237
1318699,17-Oct,4/26/2019 13:54,"SSN ADVISORY, INC.",KNOXVILLE,TN,United States,37932,246,215,Y,Y,N,Y,Y,N,2894270693
1318340,17-Oct,4/26/2019 14:23,"CHEROKEE & WALKER MANAGEMENT, LLC",SALT LAKE CITY,UT,United States,84121,10,5,Y,N,N,N,N,Y,101115423
1317871,17-Oct,4/26/2019 14:53,"EVERCORE WEALTH MANAGEMENT, LLC",NEW YORK,NY,United States,10055,84,50,Y,N,N,Y,N,N,7559815731
1318761,17-Oct,4/26/2019 15:02,ADDISON ADVISORS LLC,MIDDLEBURY,VT,United States,5753,5,2,Y,N,N,N,N,N,117995988
1318781,17-Oct,4/26/2019 15:12,"ALLWORTH FINANCIAL, L.P.",SACRAMENTO,CA,United States,95826,123,46,Y,Y,N,N,N,N,3453726822
1317393,17-Oct,4/26/2019 15:14,"BULL STREET ADVISORS, LLC",RINCON,GA,United States,31326,1,1,Y,N,N,Y,N,N,0
1321421,17-Oct,5/3/2019 13:56,"DUPREE FINANCIAL GROUP, LLC",LEXINGTON,KY,United States,40507,5,3,Y,N,N,N,N,N,206684288
1323254,17-Oct,5/15/2019 6:16,GCW GLOBAL CUSTOMISED WEALTH LLP,LONDON,,United Kingdom,W1S 1BG,4,3,Y,N,N,N,N,Y,
1323729,17-Oct,5/15/2019 22:03,"RFG ADVISORY, LLC",VESTAVIA HILLS,AL,United States,35242,42,34,Y,Y,N,Y,N,N,948860334
1306419,17-Oct,5/15/2019 22:18,"FOCUS FINANCIAL NETWORK, INC.",MINNEAPOLIS,MN,United States,55413,162,162,Y,Y,N,Y,N,N,2828800000
1322069,17-Oct,5/16/2019 8:23,VISTA ALTA INVESTMENTS LLC,CORAL GABLES,FL,United States,33146,1,1,Y,Y,N,Y,N,Y,63600000
1321611,17-Oct,5/16/2019 9:45,"BOSTON HILL ADVISORS, LLC",NORTH ANDOVER,MA,United States,1845,12,8,Y,Y,N,Y,N,N,672768573
1323779,17-Oct,5/16/2019 10:49,GORDIAN CAPITAL SINGAPORE PRIVATE LIMITED,SINGAPORE,,Singapore,69536,19,19,Y,N,N,N,N,Y,3101862000
1323806,17-Oct,5/16/2019 11:31,BEDEL FINANCIAL CONSULTING INC,INDIANAPOLIS,IN,United States,46240,15,12,Y,Y,N,Y,N,N,1197918463
1323804,17-Oct,5/16/2019 11:45,SANDLER CAPITAL MANAGEMENT,NEW YORK,NY,United States,10022,27,16,Y,N,N,N,N,Y,2432820000
1323810,17-Oct,5/16/2019 12:02,PARTNERS GROUP (USA) INC.,NEW YORK,NY,United States,10036,246,131,Y,N,N,N,N,Y,7960147853
1322804,17-Oct,5/16/2019 12:14,"BLUESTEM FINANCIAL ADVISORS, LLC",CHAMPAIGN,IL,United States,61820,5,3,N,Y,N,Y,N,N,150135600
1323919,17-Oct,5/16/2019 15:42,"SALZINGER SHEAFF BROCK, LLC",INDIANAPOLIS,IN,United States,46240,7,3,Y,N,N,N,N,N,153419841
1318546,17-Oct,4/26/2019 11:11,"TAPLIN, CANIDA & HABACHT, LLC",MIAMI,FL,United States,33131-4940,23,13,Y,N,N,Y,N,N,10600597529
1318834,17-Oct,4/29/2019 12:16,"STONE HOUSE INVESTMENT MANAGEMENT, LLC",TUNKHANNOCK,PA,United States,18657,10,7,Y,Y,N,Y,N,N,218158447
1324027,17-Oct,5/17/2019 10:32,"GREAT VALLEY ADVISOR GROUP, INC.",WILMINGTON,DE,United States,19806,109,66,Y,Y,N,Y,N,N,1440516713
1323581,17-Oct,5/17/2019 11:34,"HILL INVESTMENT GROUP, LLC",ST. LOUIS,MO,United States,63105,11,9,Y,N,N,Y,N,N,615500000
1321389,17-Oct,5/17/2019 11:46,MEDALIST PARTNERS LP,NEW YORK,NY,United States,10017,17,11,Y,N,N,N,N,Y,1583281544
1324067,17-Oct,5/17/2019 12:42,SUREVEST INC.,PHOENIX,AZ,United States,85016,8,8,Y,Y,N,Y,N,N,335555577
1324092,17-Oct,5/17/2019 12:50,"ROEHL & YI INVESTMENT ADVISORS, LLC",EUGENE,OR,United States,97401,13,7,Y,Y,N,Y,N,N,367129900
1280326,17-Oct,5/17/2019 13:15,"EHEDGE, INC.",NEW YORK,NY,United States,10007,2,1,Y,N,N,N,N,N,0
1323107,17-Oct,5/17/2019 13:37,"ELITE SECURITIES WEALTH STRATEGIES, INC.",HOUSTON,TX,United States,77057,4,4,Y,Y,N,Y,N,N,0
1321574,17-Oct,5/23/2019 18:10,"WALDRON PRIVATE WEALTH, LLC",BRIDGEVILLE,PA,United States,15017,21,18,Y,Y,N,Y,N,N,1836003932
1325303,17-Oct,5/23/2019 19:28,"ALPHA SQUARED CAPITAL, LLC",SCOTTSDALE,AZ,United States,85258,2,2,Y,Y,N,Y,N,N,0
1325119,17-Oct,5/23/2019 20:10,RIVERSTONE INVESTMENT GROUP LLC,NEW YORK,NY,United States,10019,121,48,Y,N,N,N,N,Y,23420116659
1324925,17-Oct,5/23/2019 20:14,WEALTHEON ADVISORS LLC,PLEASANTON,CA,United States,94566,2,1,Y,Y,N,Y,N,N,0
1322639,17-Oct,5/23/2019 22:22,DAIWA SB INVESTMENTS LTD,"CHIYODA-KU, TOKYO",,Japan,100-0013,371,99,Y,N,N,Y,N,Y,47809000000
1322679,17-Oct,5/24/2019 7:55,"COMERICA SECURITIES,INC.",DETROIT,MI,United States,48226,278,105,Y,Y,N,Y,N,N,1555291400
1325318,17-Oct,5/24/2019 8:20,VERUM PARTNERS LLC,CHARLOTTE,NC,United States,28207,5,5,Y,N,N,Y,N,N,0
1325321,17-Oct,5/24/2019 8:35,NORTHFRONT FINANCIAL USA INC,"CALGARY, ALBERTA",,Canada,T2X 3X7,2,2,Y,N,N,N,N,N,0
1324477,17-Oct,5/24/2019 9:14,BENEFIT STREET PARTNERS L.L.C.,NEW YORK,NY,United States,10019,177,109,Y,N,N,N,N,Y,23064105911
1325328,17-Oct,5/24/2019 9:19,NINEPOINT PARTNERS LP,"TORONTO, ONTARIO",,Canada,M5J 2J1,60,9,Y,N,N,N,N,Y,1755315299
1322764,17-Oct,5/24/2019 9:19,WETRADE MARKETS CORPORATION,NEW YORK,NY,United States,10036,1,1,N,N,N,Y,N,N,0
1324582,17-Oct,5/24/2019 9:39,"BFSG, LLC",IRVINE,CA,United States,92614,24,18,Y,Y,N,Y,N,N,444818259
1325334,17-Oct,5/24/2019 9:41,NINEPOINT PARTNERS LP,"TORONTO, ONTARIO",,Canada,M5J 2J1,60,9,Y,N,N,N,N,Y,1755315299
1325339,17-Oct,5/24/2019 9:44,"ABG CONSULTANTS, LLC",SALT LAKE CITY,UT,United States,84047,5,5,Y,Y,N,Y,N,N,318340195
1324441,17-Oct,5/24/2019 9:56,"WORLD ASSET MANAGEMENT, INC.",DETROIT,MI,United States,48226,15,4,Y,N,N,N,N,N,10460490623
1321881,17-Oct,5/7/2019 10:11,ARKADIOS WEALTH ADVISORS LLC,ATLANTA,GA,United States,30305,26,18,Y,Y,N,Y,N,N,33469774
1322086,17-Oct,5/8/2019 9:35,"LIGHTHOUSE FINANCIAL MANAGEMENT, LLC",WESTERLY,RI,United States,2891,5,3,Y,N,N,Y,N,N,118729139
1322885,17-Oct,5/10/2019 17:09,TILDEN LOUCKS & WOODNORTH LLC,CHICAGO,IL,United States,60601,2,0,Y,N,N,Y,N,N,108250442
1322046,17-Oct,5/23/2019 13:16,"GS INVESTMENT STRATEGIES, LLC",NEW YORK,NY,United States,10282,36,28,Y,N,N,N,N,Y,4812261325
1325059,17-Oct,5/23/2019 13:29,BLUEBAY ASSET MANAGEMENT LLP,LONDON,,United Kingdom,W1K 3JR,334,99,Y,N,N,N,N,Y,59280244975
1325022,17-Oct,5/23/2019 13:33,"NICOLET ADVISORY SERVICES, LLC",GREEN BAY,WI,United States,54301,25,23,Y,Y,N,Y,N,N,695437882
1325201,17-Oct,5/23/2019 14:09,"ONE OAK CAPITAL MANAGEMENT, LLC",PURCHASE,NY,United States,10577,5,3,Y,N,N,N,N,Y,100000000
1325202,17-Oct,5/23/2019 14:16,"BB&T INSTITUTIONAL INVESTMENT ADVISERS, INC.",GREENVILLE,SC,United States,29607,57,56,Y,Y,N,Y,N,N,7333665335
1325232,17-Oct,5/23/2019 15:28,"JUGGERNAUT MANAGEMENT, LLC",CHEVY CHASE,MD,United States,20815,15,11,Y,N,N,Y,N,Y,1349949238
1325002,17-Oct,5/23/2019 15:33,"DALAL STREET, LLC",IRVINE,CA,United States,92620-3675,2,2,Y,N,N,N,N,Y,643800000
1325243,17-Oct,5/23/2019 15:55,THE RETIREMENT SOLUTION INC.,REDMOND,WA,United States,98052,28,12,Y,N,N,Y,N,N,156005405
1325258,17-Oct,5/23/2019 16:19,"ROCKWOOD WEALTH MANAGEMENT, LLC",NEW HOPE,PA,United States,18938,18,15,Y,Y,N,Y,N,N,672197801
1324005,17-Oct,5/23/2019 17:23,"LIFE PLANNING ALLIANCE, LLC",PURCHASE,NY,United States,10577,6,5,Y,Y,N,Y,N,N,23158546
1323716,17-Oct,5/23/2019 17:26,BURTON ENRIGHT WELCH,WALNUT CREEK,CA,United States,94596,11,6,Y,Y,N,Y,Y,N,675294508
1325288,17-Oct,5/23/2019 17:37,"BENJAMIN F. EDWARDS & COMPANY, INCORPORATED",ST. LOUIS,MO,United States,63105,432,351,Y,Y,N,Y,N,N,6651153232
1325307,17-Oct,5/23/2019 21:35,STRATEGY ASSET MANAGERS L.L.C.,WOODCLIFF LAKE,NJ,United States,7677,10,3,Y,N,N,N,N,N,512863769
1325564,17-Oct,5/27/2019 19:21,"WEALTH QUEST PARTNERS, INC.",SAN DIEGO,CA,United States,92131-7003,4,3,Y,Y,N,Y,N,N,85025734
1325090,17-Oct,5/28/2019 10:08,"ALERA INVESTMENT ADVISORS, LLC",DEERFIELD,IL,United States,60015-2567,66,56,Y,Y,N,Y,N,N,628881112
1327293,17-Oct,6/3/2019 10:42,"VIRTUE CAPITAL MANAGEMENT, LLC",BRENTWOOD,TN,United States,37027,118,103,Y,Y,N,Y,N,N,465235315
1324605,17-Oct,6/3/2019 10:49,"HERITAGE WEALTH MANAGEMENT, LLC",PHOENIX,AZ,United States,85016,8,5,Y,Y,N,Y,N,N,153839494
1327310,17-Oct,6/3/2019 11:03,WESTFIELD INVESTMENT LLC,WESTFIELD,NJ,United States,7090,6,5,Y,N,N,N,N,Y,136569464
1325970,17-Oct,6/3/2019 11:15,"SVA WEALTH MANAGEMENT, LLC",MADISON,WI,United States,53717-4966,63,37,Y,Y,N,Y,N,N,2602321471
1311177,17-Oct,4/22/2019 15:58,"INTERWEALTH MANAGEMENT, LLC",SCOTTSDALE,AZ,United States,85255,3,2,Y,N,N,N,N,N,110000000
1322930,17-Oct,5/12/2019 12:56,"MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED",NEW YORK,NY,United States,10036,41217,25576,Y,N,N,Y,Y,N,7.97E+11
1323881,17-Oct,5/16/2019 14:40,"LEGACY FINANCIAL STRATEGIES, LLC",LEAWOOD,KS,United States,66211,10,9,Y,Y,N,Y,N,N,271335604
1323896,17-Oct,5/16/2019 15:17,"SHEAFF BROCK INVESTMENT ADVISORS, LLC",INDIANAPOLIS,IN,United States,46240,28,17,Y,N,N,N,N,N,845958523
1323903,17-Oct,5/16/2019 15:28,INNOVATIVE PORTFOLIOS LLC,INDIANAPOLIS,IN,United States,46240,16,7,Y,N,N,N,N,N,202064
1306952,17-Oct,5/16/2019 15:36,"ILLAC ADVISORS, LLC",HOUSTON,TX,United States,77056,5,2,Y,N,N,N,N,Y,166774767
1323406,17-Oct,5/16/2019 15:39,"CX INSTITUTIONAL, LLC",AUBURN,IN,United States,46706,32,20,Y,Y,N,Y,N,N,581057388
1323131,17-Oct,5/16/2019 15:49,"PYTHAGOREAN TRADING, LLC",GREENWICH,CT,United States,6830,2,2,N,N,N,N,N,Y,0
1323832,17-Oct,5/16/2019 15:56,"PINGORA ASSET MANAGEMENT, LLC",DENVER,CO,United States,80202-1782,24,23,Y,N,N,N,N,Y,1907190745
1323136,17-Oct,5/16/2019 16:30,"CHADDS FORD WEALTH PARTNERS, LLC",CHADDS FORD,PA,United States,19317,2,2,Y,Y,N,Y,N,N,0
1323949,17-Oct,5/16/2019 16:44,"TAP CONSULTING, LLC",KIRKWOOD,MO,United States,63122,12,8,Y,Y,N,Y,N,N,292000000
1323950,17-Oct,5/16/2019 16:46,PHYSICIAN WEALTH SOLUTIONS INC.,LAS VEGAS,NV,United States,89149,1,1,Y,N,N,Y,N,N,143377042
1322884,17-Oct,5/16/2019 17:06,"BRIDGECREEK INVESTMENT MANAGEMENT, LLC",TULSA,OK,United States,74137,3,2,Y,N,N,N,N,N,625000000
1323907,17-Oct,5/16/2019 17:29,"MEEKS WEALTH MANAGEMENT, LLC",SCOTTSDALE,AZ,United States,85255,1,1,Y,N,N,N,N,N,0
1323962,17-Oct,5/16/2019 17:29,"HUBBELL STRICKLAND WEALTH MANAGEMENT, LLC",NEW ORLEANS,LA,United States,70163,1,1,Y,N,N,Y,N,N,0
1323959,17-Oct,5/16/2019 17:29,"HARDWORKING CAPITAL ADVISORS, LLC",PALM DESERT,CA,United States,92211,6,3,Y,Y,N,Y,N,N,135568798
1311193,17-Oct,5/16/2019 18:48,"HARP & ASSOCIATES, LLC",PRINCETON,NJ,United States,8540,1,1,Y,Y,N,Y,N,N,0
1323701,17-Oct,5/16/2019 19:12,OPTIMUM QUANTVEST CORPORATION,STAMFORD,CT,United States,6901,10,5,Y,N,N,N,N,Y,952725212
1323984,17-Oct,5/16/2019 20:20,"M WEALTH MANAGEMENT, LLC",SAN DIEGO,CA,United States,92128,3,3,Y,Y,N,Y,N,N,145267260
1324082,17-Oct,5/17/2019 13:57,"LAKE STREET FINANCIAL, LLC",CHICAGO,IL,United States,60606,5,4,Y,Y,N,Y,N,N,302145020
1324123,17-Oct,5/17/2019 14:00,"MRAZ, AMERINE & ASSOCIATES, INC.",MODESTO,CA,United States,95354,10,5,Y,Y,N,Y,N,N,473071328
1324127,17-Oct,5/17/2019 14:04,LATTICE CAPITAL MANAGEMENT LLC,KIRKLAND,WA,United States,98033,5,2,Y,N,N,N,N,Y,188044620
1324128,17-Oct,5/17/2019 14:08,"CLEARVIEW CAPITAL, L.P.",STAMFORD,CT,United States,6901,20,15,Y,N,N,N,N,Y,1478058447
1321723,17-Oct,5/17/2019 14:15,"WATERLOO CAPITAL, L.P.",AUSTIN,TX,United States,78746,19,19,Y,Y,N,Y,Y,N,720873094
1323078,17-Oct,5/17/2019 14:38,"MIDDLEFIELD FINANCIAL SERVICES, INC.","TORONTO, ONTARIO",,Canada,M5X 1A6,2,1,Y,N,N,N,N,N,
1324150,17-Oct,5/17/2019 15:01,VERUM PARTNERS LLC,CHARLOTTE,NC,United States,28207,4,4,Y,N,N,Y,N,N,0
1324146,17-Oct,5/17/2019 15:12,"VOYA FINANCIAL ADVISORS, INC.",DES MOINES,IA,United States,50309,1696,1696,Y,Y,N,Y,Y,N,13452055842
1323684,17-Oct,5/17/2019 15:35,MELVIN CAPITAL MANAGEMENT LP,NEW YORK,NY,United States,10022,25,20,Y,N,N,N,N,Y,7718635330
1318032,17-Oct,4/25/2019 10:35,LANDAAS & COMPANY,MILWAUKEE,WI,United States,53202,26,24,Y,Y,N,N,N,N,980764087
1325984,17-Oct,5/29/2019 11:11,APPLETON PARTNERS INC,BOSTON,MA,United States,2109,49,22,Y,N,N,N,N,N,10189067277
1325990,17-Oct,5/29/2019 11:24,MAINSTREET INVESTMENT ADVISORS LLC,CHICAGO,IL,United States,60602,24,21,Y,N,N,Y,N,N,1099705335
1325888,17-Oct,5/29/2019 11:34,NEWTON INVESTMENT MANAGEMENT (NORTH AMERICA) LTD,LONDON,,United Kingdom,EC4V 4LA,114,62,Y,N,N,N,N,Y,6082881908
1326013,17-Oct,5/29/2019 12:04,FINANCIAL MANAGEMENT SERVICES OF AMERICA LLC.,LAFAYETTE,LA,United States,70506,8,4,Y,Y,N,N,N,N,108737637
1323326,17-Oct,5/29/2019 12:07,ASC WEALTH MANAGEMENT LLC,HAGATNA,GU,United States,96910,4,2,Y,Y,N,Y,N,N,0
1326575,17-Oct,5/30/2019 13:44,"SAGEPOINT FINANCIAL, INC.",PHOENIX,AZ,United States,85012,1957,1033,Y,Y,N,Y,Y,N,7988217859
1323815,17-Oct,5/30/2019 13:56,JENNISON ASSOCIATES LLC,NEW YORK,NY,United States,10017,309,64,Y,N,N,N,N,Y,1.61E+11
1326623,17-Oct,5/30/2019 14:00,"CWM ADVISORS, LLC",HOLLISTER,CA,United States,95023,10,4,Y,Y,N,Y,N,N,251784550
1326690,17-Oct,5/30/2019 14:52,"POLARIS GROWTH MANAGEMENT, LLC",BOSTON,MA,United States,2210,38,20,Y,N,N,N,N,N,3223689177
1326614,17-Oct,5/30/2019 15:07,"MADISON ADVISORY SERVICES, INC.",WHITE PLAINS,NY,United States,10604,16,12,Y,Y,N,Y,N,N,170482883
1326697,17-Oct,5/30/2019 15:12,"HOWARD FINANCIAL SERVICES, LTD.",DALLAS,TX,United States,75231,16,13,Y,Y,N,Y,N,N,624615188
1326726,17-Oct,5/30/2019 15:30,"WOODBURY FINANCIAL SERVICES, INC.",OAKDALE,MN,United States,55128,1925,947,Y,Y,N,Y,Y,N,7631833044
1326774,17-Oct,5/30/2019 16:08,CAUSEWAY CAPITAL MANAGEMENT LLC,LOS ANGELES,CA,United States,90025,83,34,Y,N,N,N,N,Y,48676468492
1326767,17-Oct,5/30/2019 16:08,"TWIN LAKES CAPITAL MANAGEMENT, LLC",REDWOOD SHORES,CA,United States,94065,5,3,Y,N,N,N,N,N,127802675
1326833,17-Oct,5/30/2019 16:51,"GREENCOURSE FINANCIAL ADVISORS, LLC",CHESTERFIELD,MO,United States,63017,4,4,Y,N,N,Y,N,N,165085639
1320832,17-Oct,6/11/2019 11:46,PERSONAL CAPITAL ADVISORS CORPORATION,SAN FRANCISCO,CA,United States,94104,236,233,Y,N,N,N,N,N,8558609158
1328769,17-Oct,6/11/2019 11:47,"BERK CLEVELAND RATHMELL WEALTH STRATEGIES, LLC",VESTAVIA,AL,United States,35242-2594,7,7,Y,Y,N,Y,N,N,236826381
1328770,17-Oct,6/11/2019 11:55,"DAY & ENNIS, LLC",MACON,GA,United States,31210,6,4,Y,N,N,Y,N,N,249748075
1328773,17-Oct,6/11/2019 11:58,"IAMS WEALTH MANAGEMENT, LLC",ELKHORN,NE,United States,68022-4609,43,40,Y,Y,N,Y,N,N,30514635
1328575,17-Oct,6/11/2019 12:18,TRUADVICE LLC,SARASOTA,FL,United States,34233,11,8,Y,Y,N,Y,N,N,215189793
1328780,17-Oct,6/11/2019 12:20,"FIDUCIARY INVESTMENT TRUSTS, LLC",OVERLAND PARK,KS,United States,66211,14,6,Y,Y,N,Y,N,N,297979874
1328739,17-Oct,6/11/2019 12:20,"BEACON HARBOR WEALTH ADVISORS, INC.",VIRGINIA BEACH,VA,United States,23452,5,3,Y,Y,N,Y,N,N,209992058
1325896,17-Oct,6/4/2019 13:58,"BASS AND BELL, INC.",LITTLE ROCK,AR,United States,72207,4,4,Y,N,N,N,N,N,343000000
1327595,17-Oct,6/4/2019 14:23,EXCALIBUR MANAGEMENT CORP,NEWTON,MA,United States,02462-1433,7,5,Y,N,N,Y,N,N,401866865
1327814,17-Oct,6/5/2019 11:00,"BLACKSTON'S FINANCIAL ADVISORY GROUP, LLC",THE VILLAGES,FL,United States,32162,5,5,Y,N,N,N,N,N,115107715
1328715,17-Oct,6/11/2019 8:52,"TRIAD HYBRID SOLUTIONS, LLC",NORCROSS,GA,United States,30092,56,51,Y,Y,N,Y,N,N,1467652125
1328918,17-Oct,6/12/2019 9:45,"RETURN ON INVESTMENT, LLC",SANTA BARBARA,CA,United States,93105,1,1,Y,Y,N,Y,N,N,0
1328317,17-Oct,6/14/2019 11:00,"CROSSMARK WEALTH MANAGEMENT, LLC",HOUSTON,TX,United States,77079,9,5,Y,N,N,N,N,N,824086268
1328987,17-Oct,6/14/2019 11:03,"EHD ADVISORY SERVICES, INC.",LANCASTER,PA,United States,17601,6,4,Y,N,N,Y,N,N,126425128
1327071,17-Oct,6/14/2019 11:04,"CROSSMARK GLOBAL INVESTMENTS, INC.",HOUSTON,TX,United States,77079,48,8,Y,N,N,N,N,N,4771162741
1328318,17-Oct,6/14/2019 11:11,MESIROW ADVANCED STRATEGIES INC,CHICAGO,IL,United States,60654,1,1,Y,N,N,N,N,Y,34768629
1307983,17-Oct,6/14/2019 11:19,PROVIDENCE CAPITAL PARTNERS INC.,GREENWOOD VILLAGE,CO,United States,80115,11,6,Y,Y,N,Y,N,N,134393906
1329501,17-Oct,6/14/2019 11:24,"FALCONS I, LLC",ATLANTA,GA,United States,30326,0,0,Y,N,N,N,N,Y,436710698
1329509,17-Oct,6/14/2019 11:37,"HAWKS I, LLC",ATLANTA,GA,United States,30326,0,0,Y,N,N,N,N,Y,
1329502,17-Oct,6/14/2019 11:37,"THE PARKRIDGE COMPANIES, LLC",PIKESVILLE,MD,United States,21208,3,3,Y,N,N,N,N,N,8575000
1327805,17-Oct,6/14/2019 11:42,"REAGAN COMPANIES ASSET MANAGEMENT, INC",MARCELLUS,NY,United States,13108,5,3,Y,Y,N,Y,N,N,435576436
1328036,17-Oct,6/14/2019 11:43,DISCOVERY AMERICAS CAPITAL S. DE R.L.DE C.V.,MEXICO CITY,,Mexico,11000,20,9,Y,N,N,Y,N,Y,708674709
1329513,17-Oct,6/14/2019 11:48,"ANGEL OAK CAPITAL PARTNERS II, LLC",ATLANTA,GA,United States,30326,0,0,Y,N,N,N,N,Y,
1329295,17-Oct,6/14/2019 11:49,"MUTUAL ADVISORS, LLC",CASPER,WY,United States,82604,90,71,Y,Y,N,Y,N,N,1813927513
1323864,17-Oct,6/14/2019 11:55,"ARGAND PARTNERS, LP",NEW YORK,NY,United States,10036,17,13,Y,N,N,N,N,Y,635942797
1329517,17-Oct,6/14/2019 11:56,"BUCKHEAD ONE FINANCIAL OPPORTUNITIES, LLC - MANAGEMENT SERIES",ATLANTA,GA,United States,30326,2,0,Y,N,N,N,N,N,
1285295,17-Oct,4/30/2019 8:42,MCS FINANCIAL ADVISORS LLC,BEND,OR,United States,97703-7307,2,2,Y,Y,N,N,N,N,171916629
1324052,17-Oct,5/17/2019 11:36,NEUBERGER BERMAN EUROPE LIMITED,LONDON,,United Kingdom,W1J 6ER,252,81,Y,N,N,N,N,Y,49090132220
1324402,17-Oct,5/21/2019 11:22,"OPPENHEIMER + CLOSE, LLC",NEW YORK,NY,United States,10019-2303,5,3,Y,Y,N,N,N,Y,89243602
1324377,17-Oct,5/21/2019 11:57,"DRAKE & ASSOCIATES, LLC",WAUKESHA,WI,United States,53186,9,3,Y,Y,N,N,N,N,101974455
1322501,17-Oct,5/21/2019 12:20,I SQUARED CAPITAL ADVISORS (US) LLC,MIAMI,FL,United States,33131-3067,116,37,Y,N,N,N,N,Y,21258095191
1326722,17-Oct,5/30/2019 15:19,"REDHAWK WEALTH ADVISORS, INC.",MINNEAPOLIS,MN,United States,55435,36,32,Y,N,N,Y,N,N,1075587169
1326719,17-Oct,5/30/2019 17:42,"VESTIA ADVISORS, LLC",FORT WAYNE,IN,United States,46804,14,9,Y,Y,N,Y,N,N,306328620
1324765,17-Oct,5/30/2019 19:37,"CRESTLINE MANAGEMENT, L.P.",FORT WORTH,TX,United States,76102-3135,121,78,Y,N,N,N,N,Y,12726358319
1326939,17-Oct,5/30/2019 20:15,ORIENTAL FINANCIAL SERVICES CORP.,SAN JUAN,PR,United States,918,29,16,Y,N,N,N,N,N,114770382
1328823,17-Oct,6/13/2019 13:37,TANDEM WEALTH ADVISORS LLC,PHOENIX,AZ,United States,85004,5,4,Y,Y,N,Y,N,N,118000000
1327720,17-Oct,6/13/2019 14:15,"LANDSBERG, BENNETT, & DUBBANEH LLC",PUNTA GORDA,FL,United States,33950,12,8,Y,N,N,N,N,N,556815324
1329325,17-Oct,6/13/2019 14:42,HARVEST CAPITAL MANAGEMENT INC,CONCORD,NH,United States,3301,9,7,Y,Y,N,Y,N,N,650733868
1327690,17-Oct,6/13/2019 14:56,"INVEST CAPITAL PARTNERS, LLC",SPRINGBORO,OH,United States,45066,10,8,Y,Y,N,Y,N,N,95627795
1329346,17-Oct,6/13/2019 15:38,"ANNEX ADVISORY SERVICES, LLC",ELM GROVE,WI,United States,53122,65,35,Y,Y,N,Y,N,N,2208501248
1329352,17-Oct,6/13/2019 15:42,"INSCRIPTION CAPITAL, LLC",HOUSTON,TX,United States,77098,7,6,Y,Y,N,Y,N,N,454106053
1329191,17-Oct,6/13/2019 16:03,"SAPPHIRE VENTURES, LLC",PALO ALTO,CA,United States,94304,38,19,Y,N,N,N,N,Y,3783117942
1329364,17-Oct,6/13/2019 16:20,STRATEGIC ADVISORS LLC,NEW YORK,NY,United States,10107,8,5,Y,Y,N,Y,N,N,309941961
1329373,17-Oct,6/13/2019 16:37,"MWA FINANCIAL SERVICES, INC.",ROCK ISLAND,IL,United States,61204-4116,718,39,Y,Y,N,Y,N,N,20468756
1328389,17-Oct,6/13/2019 16:58,"COURAGE MILLER PARTNERS, LLC",NORFOLK,VA,United States,23510,4,4,Y,Y,N,Y,N,N,242221099
1321000,17-Oct,5/2/2019 7:49,"NEXT GENERATION WEALTH MANAGEMENT, INC.",MILWAUKEE,WI,United States,53226,5,4,Y,Y,N,Y,N,N,307335066
1322931,17-Oct,5/12/2019 15:22,FINANCIAL MANAGEMENT NETWORK INC,MISSION VIEJO,CA,United States,92691,20,20,Y,Y,N,Y,N,N,695828012
1327140,17-Oct,5/31/2019 15:24,"WESTERN ASSET MANAGEMENT COMPANY, LLC",PASADENA,CA,United States,91101,637,125,Y,N,N,N,N,Y,3.48E+11
1321751,17-Oct,5/31/2019 15:41,"SUMMIT FINANCIAL, LLC",PARSIPPANY,NJ,United States,7054,195,62,Y,N,N,Y,N,N,3090293499
1325826,17-Oct,5/31/2019 15:43,WEALTHSTONE FAMILY OFFICE LLC,COLUMBUS,OH,United States,43220,24,11,Y,Y,N,Y,N,N,754756981
1327156,17-Oct,5/31/2019 15:52,"CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.",FAIRFIELD,IA,United States,52556-8757,2857,2822,Y,Y,N,Y,Y,N,44327336213
1326454,17-Oct,5/31/2019 16:18,OBP CAPITAL LLC,ROCKY MOUNT,NC,United States,27804,1,1,Y,N,N,N,N,N,44964339
1326860,17-Oct,5/31/2019 16:27,SONTAG ADVISORY LLC,NEW YORK,NY,United States,10175,43,21,Y,N,N,Y,N,N,4994191084
1327187,17-Oct,5/31/2019 17:12,"VARAGON CAPITAL PARTNERS, L.P.",NEW YORK,NY,United States,10171,63,39,Y,N,N,N,N,Y,9065691550
1326633,17-Oct,5/31/2019 17:37,"HIGHBRIDGE CAPITAL MANAGEMENT, LLC",NEW YORK,NY,United States,10019,155,51,Y,N,N,Y,N,Y,7279447785
1327200,17-Oct,5/31/2019 17:58,"RETIRERIGHT, LLC",WEST DES MOINES,IA,United States,50265,4,3,Y,Y,N,Y,N,N,
1327202,17-Oct,5/31/2019 18:04,YULAN CAPITAL MANAGEMENT LLC,NEW YORK,NY,United States,10016,4,2,Y,N,N,N,N,Y,118975383
1325476,17-Oct,5/31/2019 18:59,"PINNACLE PORTFOLIO ADVISORS, LLC",BOISE,ID,United States,83705,2,2,Y,Y,N,N,N,N,107719918
1325831,17-Oct,5/31/2019 19:22,GALLANT CAPITAL PARTNERS LLC,LOS ANGELES,CA,United States,90067,8,8,Y,N,N,N,N,Y,115183039
1322323,17-Oct,5/31/2019 19:53,TENBRIDGE PARTNERS LLC,PORTLAND,OR,United States,97205,5,3,Y,Y,N,Y,N,N,110001955
1328964,17-Oct,6/12/2019 11:29,"AJ WEALTH STRATEGIES, LLC",NEW YORK,NY,United States,10005,24,12,Y,N,N,Y,N,N,926000000
1328989,17-Oct,6/12/2019 11:53,"FINANCIAL & TAX ARCHITECTS, INC.",ST. LOUIS,MO,United States,63131,19,15,Y,N,N,Y,N,N,82415836
1328952,17-Oct,6/12/2019 11:58,TRUVVO PARTNERS LLC,NEW YORK,NY,United States,10017,29,12,Y,N,N,Y,N,Y,3901534175
1328990,17-Oct,6/12/2019 12:05,"ACTINVER WEALTH MANAGEMENT, INC.",HOUSTON,TX,United States,77056,20,15,Y,N,N,N,N,N,426924191
1329012,17-Oct,6/12/2019 12:41,"PRIVATE WEALTH STRATEGIES, L.L.C.",WORTHINGTON,OH,United States,43085,12,5,Y,N,N,Y,N,N,304259982
1328571,17-Oct,6/12/2019 12:57,"FRANCISCO PARTNERS MANAGEMENT, L.P.",SAN FRANCISCO,CA,United States,94129,80,50,Y,N,N,N,N,Y,11979522836
1329032,17-Oct,6/12/2019 13:50,"LAUREL WEALTH ADVISORS, INC.",LA JOLLA,CA,United States,92037,37,37,Y,Y,N,Y,N,N,1159900000
1329037,17-Oct,6/12/2019 14:04,"OAK HARVEST INVESTMENT SERVICES, LLC",HOUSTON,TX,United States,77024,7,7,Y,Y,N,Y,N,N,109828932
1328966,17-Oct,6/12/2019 14:20,"VASSALOU CAPITAL MANAGEMENT, LP",NEW YORK,NY,United States,10153,5,4,Y,N,N,N,N,Y,0
1328961,17-Oct,6/12/2019 14:33,PERKINS CAPITAL MANAGEMENT INC,WAYZATA,MN,United States,55391-1769,10,4,Y,N,N,N,N,N,157338412
1328714,17-Oct,6/12/2019 15:03,SIMPLICITY WEALTH LLC,HOLLAND,MI,United States,49423,13,13,Y,Y,N,N,N,N,0
1309560,17-Oct,4/23/2019 10:50,"POLARIS PORTFOLIOS, LLC",WELLESLEY,MA,United States,2482,3,2,Y,N,N,Y,N,N,935000
1324552,17-Oct,5/21/2019 10:40,ASHMORE INVESTMENT MANAGEMENT LTD,LONDON,,United Kingdom,WC2B 4AE,137,55,Y,N,N,N,N,Y,62793424880
1324576,17-Oct,5/21/2019 11:04,"VIRTUE CAPITAL MANAGEMENT, LLC",BRENTWOOD,TN,United States,37027,118,103,Y,Y,N,Y,N,N,465235315
1324593,17-Oct,5/21/2019 11:38,"KEY GROUP MANAGEMENT, INC.",SCOTTSDALE,AZ,United States,85260,5,4,Y,Y,N,Y,N,N,100200000
1322095,17-Oct,5/21/2019 11:47,REINHARDT FINANCIAL SERVICES INC,LAWRENCE,KS,United States,66044-2771,2,2,N,Y,N,Y,Y,N,242139263
1324566,17-Oct,5/21/2019 12:08,RAM REALTY ADVISORS LLC,PALM BEACH GARDENS,FL,United States,33418,42,34,Y,N,N,N,N,Y,653384167
1327124,17-Oct,5/31/2019 14:46,"JONATHAN ROBERTS ADVISORY GROUP, INC.",TAMPA,FL,United States,33634,360,310,Y,Y,N,Y,N,N,2095954582
1330854,17-Oct,6/21/2019 14:54,"OZSAN, GREGORI AND COMPANY, LLC",CLEARWATER,FL,United States,33756,2,1,N,N,N,Y,N,Y,892999089
1330328,17-Oct,6/21/2019 14:55,CAPITAL MANAGEMENT ADVISORS INC,MARIETTA,GA,United States,30067-8289,7,4,Y,Y,N,Y,N,N,113461335
1330858,17-Oct,6/21/2019 14:56,"THE PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC",WESTBOROUGH,MA,United States,1581,35,35,Y,Y,N,Y,N,N,306330400
1330831,17-Oct,6/21/2019 15:03,"JEMSTEP, INC.",LOS ALTOS,CA,United States,94022,107,3,N,N,N,N,N,N,
1330860,17-Oct,6/21/2019 15:09,"VERUS CAPITAL PARTNERS, LLC",SCOTTSDALE,AZ,United States,85260,39,39,Y,Y,N,Y,N,N,470062063
1327182,17-Oct,6/21/2019 15:12,"JTS FUND ADVISORS, LLC",WACO,TX,United States,76710-1453,18,8,Y,N,N,N,N,Y,180247820
1330869,17-Oct,6/21/2019 15:18,"KLS PROFESSIONAL ADVISORS GROUP, LLC",NEW YORK,NY,United States,10019,55,31,N,Y,N,Y,N,N,5848741213
1328448,17-Oct,6/21/2019 15:30,MAIN STREET RESEARCH LLC,SAUSALITO,CA,United States,94965,12,6,Y,Y,N,N,N,Y,1002421529
1329175,17-Oct,6/21/2019 15:34,PGM INC.,"MONTREAL, QUEBEC",,Canada,H3B 4W8,5,3,N,N,N,Y,Y,N,
1330629,17-Oct,6/21/2019 15:45,"INVESCO SENIOR SECURED MANAGEMENT, INC.",NEW YORK,NY,United States,10036,54,31,Y,N,N,N,N,Y,33921791165
1329947,17-Oct,6/21/2019 15:47,"COLUMBIA ADVISORY PARTNERS, LLC",SPOKANE,WA,United States,99205,10,9,Y,Y,N,Y,N,N,101000000
1329717,17-Oct,6/21/2019 15:47,"SHELTER HARBOR ADVISORS, LP",WEATOGUE,CT,United States,6089,3,3,N,N,N,N,N,Y,202593701
1330825,17-Oct,6/21/2019 15:49,INVESCO EUROPEAN RR L.P,NEW YORK,NY,United States,10019,54,31,Y,N,N,N,N,Y,458300000
1330834,17-Oct,6/21/2019 15:50,INVESCO RR FUND L.P,NEW YORK,NY,United States,10019,54,31,Y,N,N,N,N,Y,2501586240
1330868,17-Oct,6/21/2019 15:52,COPPER RIVER ADVISORS LLC,ENGLEWOOD,CO,United States,80112,3,3,Y,Y,N,N,N,N,132523644
1330885,17-Oct,6/21/2019 15:52,"ANDREW GARRETT, INC.",NEW YORK,NY,United States,10017,20,12,Y,Y,N,Y,N,N,95048720
1330889,17-Oct,6/21/2019 15:57,OPTIVISE ADVISORY SERVICES LLC,DALLAS,TX,United States,75019,6,6,Y,Y,N,N,N,N,0
1330887,17-Oct,6/21/2019 15:59,"RIZE ADVISORS, LLC",ARLINGTON,VA,United States,22201,13,1,N,N,N,Y,N,N,3424378
1316688,17-Oct,4/22/2019 13:22,FINANCIAL ADVOCATES INVESTMENT MANAGEMENT,OLYMPIA,WA,United States,98502,151,139,Y,Y,N,Y,N,N,2834883974
1319299,17-Oct,5/9/2019 9:01,FIDELITY MANAGEMENT & RESEARCH COMPANY,BOSTON,MA,United States,2210,321,23,Y,N,N,N,N,Y,3.39E+11
1324107,17-Oct,5/17/2019 13:43,SUREVEST INC.,PHOENIX,AZ,United States,85016,8,8,Y,Y,N,Y,N,N,335555577
1323761,17-Oct,5/20/2019 13:31,WELD CAPITAL MANAGEMENT LLC,NEW YORK,NY,United States,10016,6,5,Y,N,N,N,N,Y,693320983
1324360,17-Oct,5/20/2019 13:41,"CAPITAL ADVANTAGE, INC.",LAFAYETTE,CA,United States,94549-7114,11,9,Y,N,N,N,N,N,705917488
1321986,17-Oct,5/20/2019 13:57,"LEGACY CAPITAL GROUP CALIFORNIA, INC.",LOS GATOS,CA,United States,95030,14,7,Y,N,N,Y,Y,N,317557163
1325385,17-Oct,6/5/2019 8:28,CSV CAPITAL MANAGEMENT LTD.,SHANGHAI,,China,200040,8,6,Y,N,N,N,N,Y,19181375
1329353,17-Oct,6/13/2019 15:44,"KINGSVIEW ASSET MANAGEMENT, LLC",GRANTS PASS,OR,United States,97526,42,42,Y,Y,N,N,N,N,937382350
1329360,17-Oct,6/13/2019 16:20,"VERDANT, LLC",SITKA,AK,United States,99835,2,2,Y,N,N,Y,N,N,111925064
1329369,17-Oct,6/13/2019 16:30,WEALTHEON ADVISORS LLC,SAN RAMON,CA,United States,94582,2,1,Y,Y,N,Y,N,N,0
1328237,17-Oct,6/13/2019 16:56,"BROWNLIE & BRADEN ADVISORS, LLC",DALLAS,TX,United States,75201,19,15,N,Y,N,Y,Y,N,121281756
1328812,17-Oct,6/13/2019 17:24,"PRIVATE OCEAN, LLC",SAN RAFAEL,CA,United States,94903,53,24,Y,Y,N,Y,N,N,2004717946
1324596,17-Oct,6/13/2019 17:35,USCA RIA LLC,HOUSTON,TX,United States,77027,73,51,Y,N,N,Y,N,N,2963614496
1328882,17-Oct,6/13/2019 17:52,"PARSONEX ADVISORY SERVICES, INC.",ENGLEWOOD,CO,United States,80112,3,1,Y,Y,Y,Y,N,N,49700000
1328898,17-Oct,6/13/2019 18:03,"SANTA BARBARA ASSET MANAGEMENT, LLC",LOS ANGELES,CA,United States,90067,15,7,Y,N,N,N,N,Y,4735968437
1329520,17-Oct,6/19/2019 10:23,"AEGIS WEALTH GROUP, LLC",MIDVALE,UT,United States,84047,10,7,Y,N,N,Y,N,N,162986067
1330214,17-Oct,6/19/2019 11:13,CDAM (UK) LTD,LONDON,,United Kingdom,W1S 3RG,7,4,Y,N,N,N,N,Y,858856656
1330117,17-Oct,6/19/2019 11:39,"RICHARD W. PAUL & ASSOCIATES, LLC",NOVI,MI,United States,48375,10,8,Y,Y,N,Y,N,N,141154957
1330269,17-Oct,6/19/2019 11:58,MAN GLOBAL PRIVATE MARKETS (UK) LIMITED,LONDON,,United Kingdom,EC4R 3AD,18,6,Y,N,N,Y,N,Y,1557296310
1324261,17-Oct,6/19/2019 12:12,"IMA WEALTH, INC.",WICHITA,KS,United States,67226,19,15,Y,N,N,Y,N,N,443053757
1322078,17-Oct,6/19/2019 12:51,"MUTUAL OF OMAHA INVESTOR SERVICES, INC.",OMAHA,NE,United States,68175-1020,375,375,Y,Y,N,Y,N,N,
1330302,17-Oct,6/19/2019 13:50,LINDSELL TRAIN LIMITED,LONDON,,United Kingdom,SW1E 6AU,19,5,Y,N,N,N,N,Y,26334673000
1321355,17-Oct,5/6/2019 11:37,USAA INVESTMENT MANAGEMENT COMPANY,SAN ANTONIO,TX,United States,78288-0227,1560,8,Y,N,N,N,N,N,23148251726
1307585,17-Oct,5/6/2019 11:53,"UTOPIA WEALTH MANAGEMENT, LLC",COCONUT CREEK,FL,United States,33073,1,1,Y,Y,N,N,N,N,110650824
1330995,17-Oct,6/24/2019 10:08,"VIGIL WEALTH MANAGEMENT, LLC",PONTE VEDRA BEACH,FL,United States,32082,1,1,Y,Y,N,Y,N,N,0
1331105,17-Oct,6/24/2019 14:37,"9258 WEALTH MANAGEMENT, LLC",BLUE ASH,OH,United States,45242,10,9,Y,N,N,Y,N,N,369725469
1330215,17-Oct,6/24/2019 14:42,"KENJOL CAPITAL MANAGEMENT, LLC",HOUSTON,TX,United States,77046,5,4,Y,Y,N,Y,N,N,204061468
1331106,17-Oct,6/24/2019 14:50,GLG PARTNERS LP,LONDON,,United Kingdom,EC4R 3AD,79,77,Y,N,N,N,N,Y,23703282296
1331112,17-Oct,6/24/2019 14:53,TRADITION WEALTH MANAGEMENT LLC,EDINA,MN,United States,55435,20,16,Y,Y,N,Y,N,N,539381595
1331121,17-Oct,6/24/2019 15:05,"FIDUCIARY PLANNING, LLC",CORAL SPRINGS,FL,United States,33065,1,1,Y,N,N,Y,N,N,0
1328728,17-Oct,6/24/2019 15:17,BREAKLINE CAPITAL LLC,NEW YORK,NY,United States,10022,2,2,N,N,N,N,N,Y,115236000
1331133,17-Oct,6/24/2019 15:38,"FOLIOBEYOND, LLC",NEW YORK,NY,United States,10019,7,5,Y,N,N,Y,N,N,626000
1328935,17-Oct,6/24/2019 15:47,"IFP ADVISORS, LLC",TAMPA,FL,United States,33607,432,400,Y,Y,N,Y,N,N,5383570734
1331141,17-Oct,6/24/2019 15:51,"MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED",NEW YORK,NY,United States,10036,41217,25576,Y,N,N,Y,Y,N,7.97E+11
1330693,17-Oct,6/24/2019 16:05,"CAPITAL DEVELOPERS, LLC",GREENVILLE,NC,United States,27858,3,2,Y,N,N,Y,N,N,103743631
1331096,17-Oct,6/24/2019 16:07,"M. KULYK & ASSOCIATES, LLC",DECATUR,GA,United States,30033,5,5,Y,N,N,Y,N,N,195100000
1331134,17-Oct,6/24/2019 16:09,"YELLOWWOOD WEALTH SOLUTIONS, LLC",CHARLOTTE,NC,United States,28202,3,2,Y,N,N,Y,Y,N,71081073
1327649,17-Oct,6/24/2019 16:13,"SAKONNET POINT CAPITAL, LP",GREENWICH,CT,United States,6830,5,3,Y,N,N,N,N,Y,
1330590,17-Oct,6/24/2019 16:33,"TENOR CAPITAL MANAGEMENT COMPANY, L.P.",NEW YORK,NY,United States,10019,24,13,Y,N,N,N,N,Y,3036935366
1331147,17-Oct,6/24/2019 16:41,"JOJENCO HOLDINGS, LLC",SOUTHLAKE,TX,United States,76092,12,7,Y,Y,N,Y,N,N,302763478
1331124,17-Oct,6/24/2019 16:42,"FINANCIAL GUARD, LLC",SALT LAKE CITY,UT,United States,84121,19,13,Y,N,N,Y,N,N,1482709
1329257,17-Oct,6/24/2019 16:50,"AC ONE ASSET MANAGEMENT, LLC",LOS ANGELES,CA,United States,90071,4,4,Y,N,N,N,N,N,14800040
1321561,17-Oct,5/6/2019 9:36,QUANTUM ADVISORS PRIVATE LIMITED,MUMBAI,,India,400021,64,18,Y,N,N,N,N,Y,2501093392
1325348,17-Oct,5/24/2019 10:35,"CHIRON INVESTMENT MANAGEMENT, LLC",NEW YORK,NY,United States,10019,30,11,Y,N,N,N,N,Y,2366952408
1327552,17-Oct,6/4/2019 8:52,"FORUM FINANCIAL MANAGEMENT, LP",LOMBARD,IL,United States,60148,96,68,Y,N,N,Y,N,N,3810052130
1327716,17-Oct,6/4/2019 16:55,INSIGHT INVESTMENT RESEARCH LLP,LONDON,,United Kingdom,SE167TN,4,3,N,N,N,Y,N,N,
1325471,17-Oct,6/4/2019 17:20,AHOY CAPITAL MANAGEMENT LLC,PALO ALTO,CA,United States,94301,2,1,Y,N,N,N,N,N,188907150
1327726,17-Oct,6/4/2019 17:30,BRAUN-BOSTICH & ASSOCIATES INC.,CANONSBURG,PA,United States,15317,8,5,Y,N,N,Y,N,N,166670245
1327458,17-Oct,6/4/2019 18:45,"GUARDSMAN PRIVATE CAPITAL MANAGEMENT, INC.",SARASOTA,FL,United States,34239,1,1,Y,Y,N,Y,N,N,126547134
1290597,17-Oct,6/4/2019 20:19,MICHAEL RUSSO LTD,MOKENA,IL,United States,60448,3,3,Y,N,N,N,N,N,112071807
1328854,17-Oct,6/12/2019 8:59,"IFP ADVISORS, LLC",TAMPA,FL,United States,33607,432,400,Y,Y,N,Y,N,N,5383570734
1328078,17-Oct,6/12/2019 13:04,"CONNECTICUT WEALTH MANAGEMENT, LLC",FARMINGTON,CT,United States,06032-1911,17,9,Y,N,N,Y,N,N,703183578
1329029,17-Oct,6/12/2019 13:47,"ACCURATE INVESTMENT SOLUTIONS, INC.",SARVER,PA,United States,16055,13,8,Y,Y,N,Y,N,N,279106876
1329040,17-Oct,6/12/2019 14:01,SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED,CHICAGO,IL,United States,60603,23,22,Y,N,N,N,N,Y,3728042709
1329052,17-Oct,6/12/2019 14:21,"INDEPENDENT ADVISOR ALLIANCE, LLC",CHARLOTTE,NC,United States,28277,175,175,Y,Y,N,Y,N,N,4731036610
1328857,17-Oct,6/12/2019 15:21,"BLUEPOINTE CAPITAL MANAGEMENT, LLC",SAN MATEO,CA,United States,94404,6,2,Y,N,N,Y,N,N,416314315
1329094,17-Oct,6/12/2019 15:32,"FIRETHORN WEALTH PARTNERS, LLC",AUGUSTA,GA,United States,30904,4,4,Y,N,N,Y,Y,N,144387586
1329120,17-Oct,6/12/2019 16:43,UNFCU ADVISORS LLC,LONG ISLAND CITY,NY,United States,11101-4605,17,13,Y,Y,N,Y,N,N,46972415
1309492,17-Oct,4/11/2019 11:06,"AON RETIREMENT PLAN ADVISORS, LLC",ATLANTA,GA,United States,30326,8,4,Y,Y,N,Y,N,N,2695996
1309308,17-Oct,4/11/2019 11:08,"ELITE WEALTH MANAGEMENT, INC.",KIRKLAND,WA,United States,98033,5,2,Y,N,N,N,N,N,378502908
1309495,17-Oct,4/11/2019 11:08,"PRIVATE ADVISOR GROUP, LLC",MORRISTOWN,NJ,United States,7960,680,677,Y,Y,Y,Y,N,N,16502150208
1309509,17-Oct,4/11/2019 11:47,"WELLS FARGO CLEARING SERVICES, LLC",ST. LOUIS,MO,United States,63103-2205,26352,11574,Y,Y,N,Y,Y,N,4.33E+11
1309526,17-Oct,4/11/2019 11:51,MORI HUSTON PARTNERS LLC,MIAMI,FL,United States,33131,4,4,Y,Y,N,Y,N,Y,161843038
1309476,17-Oct,4/11/2019 11:54,"KINGSVIEW ASSET MANAGEMENT, LLC",GRANTS PASS,OR,United States,97526,39,39,Y,Y,N,N,N,N,937382350
1309512,17-Oct,4/11/2019 11:59,MBSC SECURITIES CORPORATION,NEW YORK,NY,United States,10166,355,113,Y,N,N,N,N,N,1482940388
1309223,17-Oct,4/11/2019 12:04,JNBA FINANCIAL ADVISORS INC,BLOOMINGTON,MN,United States,55437,24,18,Y,Y,N,Y,N,N,885245857
1309541,17-Oct,4/11/2019 12:13,"WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC",ST. LOUIS,MO,United States,63103,1978,1211,Y,Y,N,Y,Y,N,47520627966
1309353,17-Oct,4/11/2019 12:20,"EGI FINANCIAL, INC.",AKRON,OH,United States,44308-1831,7,7,Y,Y,N,N,N,N,148699026
1283915,17-Oct,4/11/2019 12:28,IIFL ASSET MANAGEMENT LIMITED,"MUMBAI,MAHARASHTRA",,India,400013,98,2,N,N,N,Y,N,Y,2569480065
1308720,17-Oct,4/11/2019 12:29,"FIRST PACIFIC ADVISORS, LP",LOS ANGELES,CA,United States,90025,76,31,Y,N,N,N,N,Y,27233444992
1309448,17-Oct,4/11/2019 12:32,MYDA ADVISORS LLC,INWOOD,NY,United States,11096,8,6,Y,N,N,Y,N,N,255447273
1309550,17-Oct,4/11/2019 12:34,"BEACON FINANCIAL PLANNING OF CAPE COD, INC.",HYANNIS,MA,United States,2601,3,3,Y,N,N,Y,N,N,136641756
1271505,17-Oct,4/11/2019 12:39,RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.,MINNEAPOLIS,MN,United States,55402,173,44,Y,N,N,Y,N,Y,32350129633
1309558,17-Oct,4/11/2019 12:50,"HAPANOWICZ & ASSOCIATES FINANCIAL SERVICES, INC.",PITTSBURGH,PA,United States,15219,9,5,Y,Y,N,N,N,N,242582511
1309489,17-Oct,4/11/2019 12:52,EASTSPRING INVESTMENTS INCORPORATED,CHICAGO,IL,United States,60606,4,0,N,N,N,N,N,N,
1308599,17-Oct,4/11/2019 12:59,SECURE PLANNING INC,PORTSMOUTH,NH,United States,3801,8,5,Y,Y,N,Y,Y,N,132139136
1309563,17-Oct,4/11/2019 13:00,ALGEBRIS INVESTMENTS (US) INC.,BOSTON,MA,United States,2116,6,3,N,N,N,N,N,Y,8727074607
1309566,17-Oct,4/11/2019 13:01,"MILLS WEALTH ADVISORS, LLC",SOUTHLAKE,TX,United States,76092,4,4,Y,Y,N,Y,N,Y,164007594
1309570,17-Oct,4/11/2019 13:05,"HILL INVESTMENT GROUP, LLC",ST. LOUIS,MO,United States,63105,11,9,Y,N,N,Y,N,N,615500000
1310645,17-Oct,4/16/2019 12:54,"KAHLER FINANCIAL GROUP, INC.",RAPID CITY,SD,United States,57701,7,2,Y,Y,N,Y,N,N,124569085
1310644,17-Oct,4/16/2019 13:06,DUDLEY CAPITAL MANAGEMENT LLC,MIDDLEBURG,VA,United States,20117,2,2,Y,Y,N,N,N,N,104878272
1310446,17-Oct,4/16/2019 13:18,"SAOS CAPITAL, LLC",MOUNT PLEASANT,SC,United States,29464,2,2,Y,N,N,N,N,N,83687509
1310663,17-Oct,4/16/2019 13:23,TPG ADVISORS LLC,NORTHFIELD,IL,United States,60093,4,4,Y,Y,N,Y,N,N,106118374
1310221,17-Oct,4/16/2019 13:26,J O HAMBRO CAPITAL MANAGEMENT LIMITED,LONDON,,United Kingdom,SW1Y 4AH,124,40,Y,N,N,N,N,Y,40432666103
1309785,17-Oct,4/16/2019 13:36,"BAIN CAPITAL CREDIT, LP",BOSTON,MA,United States,2116,350,144,Y,N,N,N,N,Y,34012484307
1309763,17-Oct,4/16/2019 13:36,"ABERDEEN CAPITAL MANAGEMENT, LLC",PHILADELPHIA,PA,United States,19103,422,26,Y,Y,Y,N,N,Y,4931976910
1302809,17-Oct,4/16/2019 13:38,"COLLINS ADVISORS, LLC",BUFFALO,NY,United States,14202,5,4,Y,N,N,N,N,N,88989267
1309684,17-Oct,4/16/2019 13:40,"ALLRED CAPITAL MANAGEMENT, LLC",DALLAS,TX,United States,75201,5,3,Y,Y,N,Y,N,N,286229000
1309766,17-Oct,4/16/2019 13:40,SL CAPITAL PARTNERS LLP,EDINBURGH,,United Kingdom,EH2 2LL,52,21,Y,N,N,N,N,Y,7020111861
1309852,17-Oct,4/16/2019 13:41,NEXTHERA CAPITAL LP,NEW YORK,NY,United States,10022,9,5,Y,N,N,N,N,Y,360865753
1310331,17-Oct,4/16/2019 13:41,"TRAJAN WEALTH, L.L.C.",SCOTTSDALE,AZ,United States,85258,32,13,Y,N,N,N,N,N,291789586
1310669,17-Oct,4/16/2019 13:42,"SPIRE WEALTH MANAGEMENT, LLC",RESTON,VA,United States,20190,122,70,Y,Y,N,Y,N,N,3156565450
1310671,17-Oct,4/16/2019 13:42,PEAK FINANCIAL MANAGEMENT INC,WELLESLEY,MA,United States,2481,10,5,Y,Y,N,N,N,N,273455031
1310676,17-Oct,4/16/2019 13:52,"EQ, LLC",MERCER ISLAND,WA,United States,98040,4,2,Y,N,N,N,N,N,203355004
1286480,17-Oct,4/16/2019 13:56,"TOWNSEND & ASSOCIATES, INC.",WESTMINSTER,CO,United States,80234,24,16,Y,Y,N,Y,N,N,554502607
1310680,17-Oct,4/16/2019 14:00,DOUBLELINE CAPITAL LP,GLENDALE,CA,United States,91203,243,93,Y,N,N,Y,N,Y,1.20E+11
1310681,17-Oct,4/16/2019 14:05,"WISE PLANNING, INC.",SEATTLE,WA,United States,98103,4,4,N,Y,N,Y,N,N,210858811
1308478,17-Oct,4/16/2019 14:07,BMO PRIVATE INVESTMENT COUNSEL INC.,"TORONTO, ONTARIO",,Canada,M5X 1A1,116,107,Y,N,N,Y,N,N,24629852516
1310709,17-Oct,4/16/2019 14:33,"MCDERMOTT INVESTMENT ADVISORS, LLC",FORT MYERS,FL,United States,33907,11,11,Y,Y,N,N,Y,N,201004308
1310710,17-Oct,4/16/2019 14:37,"THREE BRIDGE WEALTH ADVISORS, LLC",PORTOLA VALLEY,CA,United States,94028,7,3,Y,Y,N,Y,N,N,445230000
1310705,17-Oct,4/16/2019 14:43,"ROYAL FUND MANAGEMENT, LLC",THE VILLAGES,FL,United States,32159,112,105,Y,Y,N,Y,N,N,510209237
1317233,17-Oct,4/25/2019 9:33,ZYC INVESTMENT LLC,NEWBURGH,IN,United States,47630,2,1,Y,Y,N,N,N,N,
1317319,17-Oct,4/25/2019 11:21,ARKADIOS WEALTH ADVISORS LLC,ATLANTA,GA,United States,30305,26,18,Y,Y,N,Y,N,N,33469774
1318082,17-Oct,4/25/2019 11:29,ARROWGRASS CAPITAL PARTNERS LLP,LONDON,,United Kingdom,W1H 6AZ,76,27,Y,N,N,N,N,Y,7487031000
1318091,17-Oct,4/25/2019 11:45,TRANSPARENT WEALTH CONSULTING LLC,LAKEVILLE,NY,United States,14480,1,1,Y,Y,N,Y,N,N,35273103
1318107,17-Oct,4/25/2019 11:55,"HORTER INVESTMENT MANAGEMENT, LLC",CINCINNATI,OH,United States,45249,174,154,Y,Y,N,Y,N,N,902003369
1290814,17-Oct,4/25/2019 11:57,"SHFP, LLC",BRONXVILLE,NY,United States,10708,1,1,Y,Y,N,Y,N,N,49475000
1307197,17-Oct,4/25/2019 12:04,FIRST WESTERN ADVISORS,HOLLADAY,UT,United States,84121,20,15,Y,N,N,N,N,N,261879228
1318123,17-Oct,4/25/2019 12:12,OLIVER LUXXE ASSETS LLC,GLADSTONE,NJ,United States,7934,7,5,Y,N,N,Y,N,N,424925764
1318126,17-Oct,4/25/2019 12:31,"BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.",CEDAR RAPIDS,IA,United States,52402,118,118,Y,Y,N,Y,Y,N,610253731
1318136,17-Oct,4/25/2019 12:35,"SARGENT BICKHAM LAGUDIS, LLC",BOULDER,CO,United States,80301,26,17,Y,Y,N,Y,N,N,1569961106
1318137,17-Oct,4/25/2019 12:42,CHERRY BEKAERT WEALTH MANAGEMENT LLC,RICHMOND,VA,United States,23219,15,8,Y,Y,N,Y,N,N,439440066
1318179,17-Oct,4/25/2019 13:41,"PROCYON INSTITUTIONAL PARTNERS, LLC",SHELTON,CT,United States,6484,9,8,Y,Y,N,Y,N,N,1850000000
1317120,17-Oct,4/25/2019 13:46,SYSTEMATICA INVESTMENTS LIMITED,ST HELIER,,Jersey,JE2 3QA,0,0,Y,N,N,N,N,Y,8572973588
1318099,17-Oct,4/25/2019 13:58,IVC WEALTH ADVISORS LLC,SILVERDALE,PA,United States,18962,6,5,Y,N,N,Y,Y,N,0
1318194,17-Oct,4/25/2019 14:06,"INDEPENDENT ADVISOR ALLIANCE, LLC",CHARLOTTE,NC,United States,28277,175,175,Y,Y,N,Y,N,N,4731036610
1318221,17-Oct,4/25/2019 14:21,"WELLESLEY ASSET MANAGEMENT, INC.",WELLESLEY,MA,United States,2481,42,26,Y,N,N,N,N,Y,2427819602
1318206,17-Oct,4/25/2019 14:43,"CRESCENT CAPITAL CONSULTING, LLC",NEW ORLEANS,LA,United States,70163,15,13,Y,N,N,Y,N,N,617575329
1317572,17-Oct,4/25/2019 14:47,"ASPIRIANT, LLC",LOS ANGELES,CA,United States,90025,155,86,Y,Y,N,Y,N,N,11669979000
1318257,17-Oct,4/25/2019 15:08,"PROSPERITY WEALTH MANAGEMENT, INC.",SAN RAMON,CA,United States,94583,50,45,Y,Y,N,Y,N,N,202937313
1318256,17-Oct,4/25/2019 15:18,"SBAUER FUNDS, LLC",INDIANAPOLIS,IN,United States,46240,5,3,Y,N,N,N,N,N,21966350
1318285,17-Oct,4/25/2019 15:37,"MWA FINANCIAL SERVICES, INC.",ROCK ISLAND,IL,United States,61204-4116,718,39,Y,Y,N,Y,N,N,20468756
1311061,17-Oct,4/25/2019 15:49,"MCGINTY ROAD PARTNERS, LP",MINNEAPOLIS,MN,United States,55402,9,5,Y,N,N,N,N,Y,112946392
1316503,17-Oct,4/25/2019 15:59,"WEALTH MANAGEMENT ASSOCIATES, INC.",CHERRY HILL,NJ,United States,8003,13,13,Y,Y,N,Y,N,N,310706360
1318309,17-Oct,4/25/2019 16:07,"E*TRADE CAPITAL MANAGEMENT, LLC",NEW YORK,NY,United States,10036,0,0,Y,N,N,N,N,N,5673424781
1318317,17-Oct,4/25/2019 16:13,ELITE INVESTMENT TEAM LLC,SAN DIEGO,CA,United States,92101,12,12,Y,Y,N,Y,N,N,126500
1286038,17-Oct,4/22/2019 9:16,CLARITY CAPITAL PARTNERS,NEWPORT BEACH,CA,United States,92660,5,5,Y,Y,N,Y,Y,N,250000000
1316481,17-Oct,4/22/2019 9:16,PACITTI GROUP INC.,SARASOTA,FL,United States,34240,1,1,Y,Y,N,Y,N,N,0
1316501,17-Oct,4/22/2019 9:53,NEW LEAF VENTURE PARTNERS LLC,NEW YORK,NY,United States,10036,11,7,Y,N,N,N,N,Y,1060132760
1320768,17-Oct,5/2/2019 10:36,"SUMMIT WEALTH MANAGEMENT GROUP, INC.",CAMARILLO,CA,United States,93012,8,6,Y,Y,N,Y,N,N,221726923
1321910,17-Oct,5/7/2019 10:57,MANTLE RIDGE LP,NEW YORK,NY,United States,10022,4,2,Y,N,N,N,N,Y,2742039316
1321851,17-Oct,5/7/2019 11:08,"WMG FINANCIAL ADVISORS, LLC",KNOXVILLE,TN,United States,37932,17,14,Y,N,N,Y,N,N,119233292
1321917,17-Oct,5/7/2019 11:11,"FOUNDATION WEALTH MANAGEMENT, LLC",ST. LOUIS,MO,United States,63105,4,3,Y,N,N,Y,N,N,324051392
1321956,17-Oct,5/7/2019 12:29,COLCHESTER GLOBAL INVESTORS LTD,LONDON,,United Kingdom,W1S 3PR,54,8,Y,N,N,N,N,Y,40426849273
1321295,17-Oct,5/8/2019 8:56,"ROG IX, LLC",HOUSTON,TX,United States,77002,24,13,Y,N,N,N,N,Y,255000000
1322164,17-Oct,5/8/2019 9:44,"ALCENTRA NY, LLC",NEW YORK,NY,United States,10166,113,44,Y,N,N,N,N,Y,16120656383
1321996,17-Oct,5/8/2019 9:47,THE VARIABLE ANNUITY LIFE INSURANCE COMPANY,HOUSTON,TX,United States,77019,2100,6,Y,N,N,N,N,N,29647949297
1322171,17-Oct,5/8/2019 10:03,"THE KOCEN FINANCIAL GROUP, INC.",RANCHO MIRAGE,CA,United States,92270-1767,7,7,Y,N,N,Y,N,N,193395893
1322170,17-Oct,5/8/2019 10:11,BASELINE PARTNERS LLC,GILBERT,AZ,United States,85234,0,0,Y,N,N,N,N,Y,0
1322190,17-Oct,5/8/2019 10:46,"HARBOUR INVESTMENTS, INC.",MADISON,WI,United States,53719,217,177,Y,Y,N,Y,Y,N,1961011000
1322143,17-Oct,5/8/2019 11:41,"SUMMIT FINANCIAL CONSULTANTS, INC.",WESTLAKE VILLAGE,CA,United States,91361,15,6,Y,Y,N,Y,N,N,175550695
1322259,17-Oct,5/8/2019 13:35,"KCM INVESTMENT ADVISORS, LLC",SAN RAFAEL,CA,United States,94901,16,9,Y,N,N,N,N,N,4176564121
1322082,17-Oct,5/8/2019 14:21,"PERSHING SQUARE GP, LLC",NEW YORK,NY,United States,10019,38,10,N,N,N,N,N,Y,1199813067
1322286,17-Oct,5/8/2019 15:59,"PALLADIUM PARTNERS, LLC",NORFOLK,VA,United States,23510-3320,29,11,Y,Y,N,Y,N,N,2159257350
1322333,17-Oct,5/8/2019 16:27,SLATESTONE WEALTH LLC,JUPITER,FL,United States,33458,23,12,Y,N,N,Y,N,N,518051070
1322340,17-Oct,5/8/2019 16:36,"WILEY BROS.-AINTREE CAPITAL, LLC",NASHVILLE,TN,United States,37215,55,31,Y,Y,Y,Y,Y,Y,195205206
1322339,17-Oct,5/8/2019 16:41,TVR CAPITAL MANAGEMENT LP,STAMFORD,CT,United States,6902,3,2,Y,N,N,N,N,Y,101902955
1322997,17-Oct,5/16/2019 10:32,STELLIAM INVESTMENT MANAGEMENT LP,NEW YORK,NY,United States,10022,12,5,Y,N,N,N,N,Y,637702718
1323928,17-Oct,5/16/2019 15:53,PURSELL MANAGEMENT CO. LLC,PEACHTREE CORNERS,GA,United States,30092,3,2,Y,N,N,N,N,N,0
1323946,17-Oct,5/16/2019 16:34,THREE BELL CAPITAL LLC,LOS ALTOS,CA,United States,94022,11,7,Y,N,N,Y,N,N,1782865839
1322546,17-Oct,5/16/2019 16:42,"HUDSON VALUE PARTNERS, LLC",NEW YORK,NY,United States,10022,1,1,Y,Y,N,Y,N,N,0
1323952,17-Oct,5/16/2019 16:56,"BRENT FORREST & ASSOCIATES, L.L.C.",SAN ANTONIO,TX,United States,78249,5,3,Y,Y,N,N,N,N,288710970
1323972,17-Oct,5/16/2019 18:07,"FINANCIALADVICE4ME, LLC",BUENA VISTA,CO,United States,81211,3,2,Y,N,N,Y,N,N,0
1323974,17-Oct,5/16/2019 18:13,MAIN STREET RESEARCH LLC,SAUSALITO,CA,United States,94965,12,6,Y,Y,N,N,N,Y,1002421529
1323667,17-Oct,5/17/2019 6:55,SOFI CAPITAL ADVISORS LLC,SAN FRANCISCO,CA,United States,94129-1728,3,0,Y,N,N,N,N,Y,109000000
1324098,17-Oct,5/17/2019 13:01,"CAPITAL ADVANTAGE, INC.",LAFAYETTE,CA,United States,94549-7114,11,9,Y,N,N,N,N,N,705917488
1324106,17-Oct,5/17/2019 13:36,"BAY CLIADAKIS & ASSOCIATES, LLC",CHICO,CA,United States,95926,2,2,Y,N,N,Y,N,N,0
1323221,17-Oct,5/17/2019 14:05,CHEVY CHASE TRUST COMPANY,BETHESDA,MD,United States,20814,86,31,Y,N,N,Y,N,N,27686353937
1321278,17-Oct,5/17/2019 14:18,HORIZON ASSET MANAGEMENT LLC,NEW YORK,NY,United States,10016,83,18,Y,N,Y,Y,N,Y,5333592725
1324134,17-Oct,5/17/2019 14:23,"USADVISORS WEALTH MANAGEMENT, LLC",EDEN PRAIRIE,MN,United States,55344,23,20,Y,Y,N,Y,N,N,177228074
1321869,17-Oct,5/17/2019 14:32,ISI FINANCIAL GROUP INC,LANCASTER,PA,United States,17601,7,2,Y,Y,N,Y,N,N,441174313
1324143,17-Oct,5/17/2019 14:47,PRINCETON GLOBAL ASSET MANAGEMENT LLC,PRINCETON,NJ,United States,8542,9,6,Y,N,N,Y,N,N,198630400
1324144,17-Oct,5/17/2019 14:52,TRH FINANCIAL LLC,NORTH LIBERTY,IA,United States,52317,13,8,Y,Y,N,Y,N,N,253112389
1324147,17-Oct,5/17/2019 14:53,DECENNIAL FUND MANAGEMENT LP,CHICAGO,IL,United States,60607,5,2,Y,N,N,N,N,Y,0
1324149,17-Oct,5/17/2019 14:58,"MWA FINANCIAL SERVICES, INC.",ROCK ISLAND,IL,United States,61204-4116,718,39,Y,Y,N,Y,N,N,20468756
1309352,17-Oct,5/17/2019 14:58,"LARSON CAPITAL MANAGEMENT, LLC",CHESTERFIELD,MO,United States,63017,2,1,Y,Y,N,N,N,Y,0
1323942,17-Oct,5/17/2019 15:13,MANULIFE ASSET MANAGEMENT (US) LLC,BOSTON,MA,United States,2116,269,111,Y,N,N,N,N,Y,1.82E+11
1324047,17-Oct,5/17/2019 15:27,"PARADIGM CAPITAL MANAGEMENT, INC.",ALBANY,NY,United States,12207,12,6,Y,N,N,N,N,Y,943260635
1324154,17-Oct,5/17/2019 15:29,"ZEGA FINANCIAL, LLC",WEST PALM BEACH,FL,United States,33401,7,7,Y,N,N,N,N,N,385384726
1324164,17-Oct,5/17/2019 15:39,"AMERICAN PLANNING SERVICES, INC.",SUN CITY CENTER,FL,United States,33573,7,4,Y,Y,N,Y,N,N,133158843
1325344,17-Oct,5/24/2019 10:00,"WORLD ASSET MANAGEMENT, INC.",DETROIT,MI,United States,48226,15,4,Y,N,N,N,N,N,10460490623
1323400,17-Oct,5/24/2019 10:32,PROFESSIONAL FINANCIAL ADVISORS INC,RADNOR,PA,United States,19087,14,8,Y,N,N,Y,N,N,274488624
1322967,17-Oct,5/24/2019 10:39,LANCASTER INVESTMENT MANAGEMENT LLP,LONDON,,United Kingdom,W1T 2NU,15,11,Y,N,N,N,N,Y,2362960151
1325380,17-Oct,5/24/2019 11:23,"BB&T SECURITIES, LLC",RICHMOND,VA,United States,23219,1840,587,Y,N,N,Y,Y,N,20257150583
1324180,17-Oct,5/24/2019 11:26,RAINIER INVESTMENT MANAGEMENT LLC,SEATTLE,WA,United States,98101,4,4,Y,N,N,N,N,N,738293213
1325386,17-Oct,5/24/2019 11:29,"TRUBEE, COLLINS & CO., INC.",BUFFALO,NY,United States,14203,14,14,Y,N,N,Y,N,N,265499560
1325349,17-Oct,5/24/2019 11:31,"J. E. SANDIFER FINANCIAL CONSULTANTS, INC.",MOBILE,AL,United States,36608,5,2,Y,Y,N,N,N,N,132917799
1321466,17-Oct,5/24/2019 11:46,ACPI  INVESTMENTS  LIMITED,LONDON,,United Kingdom,W1S 3EH,13,13,Y,N,N,N,Y,Y,2704536537
1325020,17-Oct,5/24/2019 11:48,"DMJ WEALTH ADVISORS, LLC",GREENSBORO,NC,United States,27408,10,10,Y,Y,N,Y,N,N,0
1325400,17-Oct,5/24/2019 12:01,"GLOBAL ENDOWMENT MANAGEMENT, LP",CHARLOTTE,NC,United States,28202-4017,49,17,Y,N,N,Y,N,N,8297517304
1324420,17-Oct,5/24/2019 12:12,OWL ROCK CAPITAL ADVISORS LLC,NEW YORK,NY,United States,10022,65,40,Y,N,N,N,N,Y,8993432000
1325407,17-Oct,5/24/2019 12:13,"PROFESSIONAL FINANCIAL ADVISORS, INC.",NEW CUMBERLAND,PA,United States,17070,6,5,Y,Y,N,Y,N,N,158426266
1325410,17-Oct,5/24/2019 12:20,"RFG ADVISORY, LLC",VESTAVIA HILLS,AL,United States,35242,42,34,Y,Y,N,Y,N,N,948860334
1324868,17-Oct,5/24/2019 12:24,BRIAUD FINANCIAL PLANNING INC,COLLEGE STATION,TX,United States,77845,12,6,Y,N,N,Y,N,N,548156020
1325412,17-Oct,5/24/2019 12:30,"NAPA VALLEY WEALTH MANAGEMENT, INC.",ST. HELENA,CA,United States,94574,6,4,Y,Y,N,Y,Y,N,216259223
1325297,17-Oct,5/24/2019 12:33,"CAPITAL UNITED, LLC",HILLSBORO,OR,United States,97123,4,3,N,N,N,N,N,N,124000000
1323658,17-Oct,5/24/2019 12:42,"OPUS WEALTH PARTNERS, LLC",LISLE,IL,United States,60532,12,8,Y,Y,N,Y,N,N,357922255
1322193,17-Oct,5/24/2019 12:48,"SILVERARC CAPITAL MANAGEMENT, LLC",BOSTON,MA,United States,2116,2,2,Y,N,N,N,N,Y,0
1325424,17-Oct,5/24/2019 12:50,"SEASONS OF ADVICE WEALTH MANAGEMENT, LLC",NEW YORK,NY,United States,10036,16,9,Y,N,N,Y,N,N,571171408
1306702,17-Oct,5/24/2019 12:53,"ROGAN & ASSOCIATES, INC.",SAFETY HARBOR,FL,United States,34695,13,5,Y,Y,N,N,Y,N,319000000
1324917,17-Oct,5/24/2019 12:54,"REDWOOD INVESTMENT MANAGEMENT, LLC.",LOS ANGELES,CA,United States,90035,14,5,Y,N,N,N,N,Y,1102722038
1324745,17-Oct,5/24/2019 12:55,"NORTHERN OAK WEALTH MANAGEMENT, INC.",MILWAUKEE,WI,United States,53202,6,3,Y,N,N,Y,N,N,758439965
1325387,17-Oct,5/24/2019 13:12,"MANNING & NAPIER ADVISORS, LLC",FAIRPORT,NY,United States,14450,321,164,Y,N,N,N,N,Y,19927964931
1325430,17-Oct,5/24/2019 13:14,"BUDROS, RUHLIN & ROE, INC.",COLUMBUS,OH,United States,43215-7088,44,25,Y,Y,N,Y,N,N,2296442266
1325433,17-Oct,5/24/2019 13:14,"MULHOLLAND WEALTH ADVISORS, LLC",LOS ANGELES,CA,United States,90035,14,5,Y,N,N,N,N,N,128867750
1325440,17-Oct,5/24/2019 13:23,DEUTSCHE BANK SECURITIES INC.,NEW YORK,NY,United States,10154,2600,236,Y,N,N,Y,N,N,7630434
1320784,17-Oct,5/1/2019 13:36,"GREENOAK REAL ESTATE, LP",NEW YORK,NY,United States,10017,95,54,Y,N,N,N,N,Y,5853769275
1320652,17-Oct,5/1/2019 13:46,"KMCP ADVISORS II, LLC",SAN DIEGO,CA,United States,92121,2,2,Y,N,N,N,N,Y,100313349
1320807,17-Oct,5/1/2019 14:14,"SUMMIT CREEK ADVISORS, LLC",MINNEAPOLIS,MN,United States,55402,7,3,Y,N,N,N,N,N,500089531
1320299,17-Oct,5/1/2019 14:36,BURFORD CAPITAL INVESTMENT MANAGEMENT LLC,CHICAGO,IL,United States,60654,109,71,Y,N,N,N,N,Y,2528190000
1319733,17-Oct,5/1/2019 14:44,"FLAT ROCK GLOBAL, LLC",NEW YORK,NY,United States,10019,9,9,Y,N,N,N,N,Y,120000000
1320825,17-Oct,5/1/2019 14:49,"CREDIT SUISSE ASSET MANAGEMENT, LLC",NEW YORK,NY,United States,10010-3629,330,100,Y,N,N,N,N,Y,71473706790
1316555,17-Oct,5/1/2019 15:05,"TOROSO INVESTMENTS, LLC",MASSAPEQUA,NY,United States,11758,11,7,Y,N,N,Y,N,N,846488483
1320871,17-Oct,5/1/2019 15:31,"ABD RETIREMENT SERVICES, INC.",SAN FRANCISCO,CA,United States,94111,16,11,Y,N,N,Y,N,N,84054944
1320884,17-Oct,5/1/2019 15:47,CHANDLER ASSET MANAGEMENT INC,SAN DIEGO,CA,United States,92121-2796,30,16,Y,Y,N,Y,N,N,16551349341
1320876,17-Oct,5/1/2019 15:59,PALO ALTO INVESTORS LP,PALO ALTO,CA,United States,94301-1812,12,5,Y,N,N,N,N,Y,1994000000
1320889,17-Oct,5/1/2019 16:09,"MOUNT YALE INVESTMENT ADVISORS, LLC",DENVER,CO,United States,80203,24,10,Y,Y,N,Y,N,N,1287052265
1320917,17-Oct,5/1/2019 16:41,"MILLER INVESTMENT MANAGEMENT, LP",WEST CONSHOHOCKEN,PA,United States,19428-2874,26,14,Y,N,N,Y,N,Y,2439958910
1320647,17-Oct,5/1/2019 16:46,CONSTITUTION CAPITAL EQUITY PARTNERS LP,ANDOVER,MA,United States,1810,28,14,Y,N,N,N,N,N,2226947838
1320929,17-Oct,5/1/2019 17:08,"SAGE ADVISORS, LLC",SEATTLE,WA,United States,98101,8,4,Y,N,N,Y,N,N,0
1320922,17-Oct,5/1/2019 17:27,ADAMS WEALTH MANAGEMENT LLC,LOGAN,UT,United States,84321,13,10,Y,Y,N,Y,N,Y,200741643
1320934,17-Oct,5/1/2019 17:43,ANTIN INFRASTRUCTURE PARTNERS US SERVICES LLC,NEW YORK,NY,United States,10036,8,6,N,N,N,N,N,N,861961792
1320536,17-Oct,5/1/2019 18:26,SIERRA CREST INVESTMENT MANAGEMENT LLC,NEW YORK,NY,United States,10022,15,12,Y,N,N,N,N,Y,282632815
1320991,17-Oct,5/1/2019 22:42,"NWAM, LLC",MERCER ISLAND,WA,United States,98040,32,31,Y,Y,N,Y,N,N,1372759824
1323909,17-Oct,5/16/2019 15:33,"TRUST ADVISORS, LLC",INDIANAPOLIS,IN,United States,46240,3,2,Y,N,N,N,N,N,0
1327274,17-Oct,6/3/2019 11:57,"FLAGSHIP HARBOR ADVISORS, LLC",BOSTON,MA,United States,2109,54,54,Y,Y,N,Y,N,N,1395390981
1327340,17-Oct,6/3/2019 12:02,"NEWPORT GROUP SECURITIES, INC.",LAKE MARY,FL,United States,32746,32,22,Y,N,N,Y,N,N,26168999382
1327351,17-Oct,6/3/2019 12:39,"UNIONBANC INVESTMENT SERVICES, LLC",GLENDALE,CA,United States,91203,581,285,Y,N,N,N,N,N,1291432245
1327360,17-Oct,6/3/2019 12:56,"CAIN, WATTERS & ASSOCIATES, LLC",PLANO,TX,United States,75024,132,32,Y,Y,N,Y,N,N,1607976723
1327354,17-Oct,6/3/2019 13:12,FINANCIAL ADVOCATES INVESTMENT MANAGEMENT,OLYMPIA,WA,United States,98502,151,139,Y,Y,N,Y,N,N,2834883974
1327373,17-Oct,6/3/2019 13:22,ONEMAP MINERAL SERVICES LLC,HOUSTON,TX,United States,77024,25,3,Y,N,N,N,N,Y,490225281
1327313,17-Oct,6/3/2019 13:23,"ACORN FINANCIAL ADVISORY SERVICES, INC.",RESTON,VA,United States,20191,40,27,Y,Y,N,Y,N,N,810801321
1327371,17-Oct,6/3/2019 13:24,CORRIB CAPITAL MANAGEMENT LP,MINNEAPOLIS,MN,United States,55402,7,5,Y,N,N,N,N,Y,399818727
1327380,17-Oct,6/3/2019 13:37,"LAIDLAW ASSET MANAGEMENT, LLC",NEW YORK,NY,United States,10175,2,2,Y,N,N,N,N,N,107096420
1321778,17-Oct,5/6/2019 16:18,"VIRTUE CAPITAL MANAGEMENT, LLC",BRENTWOOD,TN,United States,37027,118,103,Y,Y,N,Y,N,N,465235315
1321802,17-Oct,5/6/2019 17:07,SYVERSON STREGE & COMPANY,WEST DES MOINES,IA,United States,50266,12,12,Y,Y,N,Y,N,N,432992725
1317263,17-Oct,5/6/2019 17:32,"AG TWIN BROOK MANAGER, LLC",NEW YORK,NY,United States,10167,60,55,Y,N,N,N,N,Y,
1307123,17-Oct,5/6/2019 17:34,TCI FOUNDATION INC.,TUCSON,AZ,United States,85718,7,7,N,N,N,N,N,N,
1321406,17-Oct,5/6/2019 17:48,VERITION FUND MANAGEMENT LLC,GREENWICH,CT,United States,06831-9998,77,50,Y,N,N,N,N,Y,2998255636
1272892,17-Oct,5/6/2019 18:03,"CX INSTITUTIONAL, LLC",AUBURN,IN,United States,46706,32,20,Y,Y,N,Y,N,N,581057388
1321818,17-Oct,5/6/2019 18:31,AMERICAN WEALTH MANAGEMENT,RENO,NV,United States,89511,9,5,Y,Y,N,Y,Y,N,327576117
1320662,17-Oct,5/17/2019 15:39,JANNEY MONTGOMERY SCOTT LLC,PHILADELPHIA,PA,United States,19103,1972,1070,Y,N,N,Y,Y,N,36622820585
1323173,17-Oct,5/17/2019 15:46,STANDARD GENERAL L.P.,NEW YORK,NY,United States,10153,16,7,Y,N,N,N,N,Y,1077500000
1322575,17-Oct,5/17/2019 15:56,"PRIME MERIDIAN CAPITAL MANAGEMENT, LLC",WALNUT CREEK,CA,United States,94596,11,4,Y,N,N,N,N,Y,630137134
1323436,17-Oct,5/22/2019 17:29,"LIBERTY ONE INVESTMENT MANAGEMENT, LLC",LIBERTYVILLE,IL,United States,60048,9,6,Y,N,N,N,N,N,0
1325411,17-Oct,5/24/2019 13:01,"BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLC",ST. LOUIS,MO,United States,63105,6,0,Y,Y,N,Y,N,N,
1325926,17-Oct,5/29/2019 10:19,GLADSTONE INSTITUTIONAL ADVISORY LLC,BEDMINSTER,NJ,United States,7921,45,43,Y,Y,N,Y,N,N,613654733
1324947,17-Oct,5/29/2019 11:13,WINSLOW ASSET MANAGEMENT INC,BEACHWOOD,OH,United States,44122,8,6,Y,N,N,Y,N,N,527715116
1325670,17-Oct,5/29/2019 11:33,"STEPHENS GROUP ASSET MANAGEMENT, LLC",LITTLE ROCK,AR,United States,72202-2215,4,2,Y,N,N,N,N,N,613628546
1328099,17-Oct,6/6/2019 12:04,INTEGRATED WEALTH CONCEPTS LLC,WALTHAM,MA,United States,2451,197,170,Y,Y,N,Y,N,N,1353200000
1328274,17-Oct,6/7/2019 9:33,"FS MULTI-ALTERNATIVE ADVISOR, LLC",PHILADELPHIA,PA,United States,19112,65,12,Y,N,N,N,N,N,38567000
1328021,17-Oct,6/7/2019 9:41,"D.A.C. DAVIS INVESTMENT COUNSEL, INC.","TORONTO, ONTARIO",,Canada,M5K 1J3,12,5,Y,N,N,N,N,N,10595289
1327943,17-Oct,6/7/2019 10:37,ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC,NEW CUMBERLAND,PA,United States,17070,5,5,Y,N,N,Y,N,N,102425155
1328294,17-Oct,6/7/2019 10:45,"ONE OAK CAPITAL MANAGEMENT, LLC",PURCHASE,NY,United States,10577,5,3,Y,N,N,N,N,Y,100000000
1328290,17-Oct,6/7/2019 10:47,OFO PARTNERS LLC,QUINCY,MA,United States,2169,3,2,Y,Y,N,Y,N,N,0
1316913,17-Oct,4/26/2019 10:06,HEP PARTNERS LLC,DALLAS,TX,United States,75201,21,12,Y,N,N,N,N,Y,249354109
1316723,17-Oct,4/26/2019 10:52,CIFC ASSET MANAGEMENT LLC,NEW YORK,NY,United States,10177,93,34,Y,N,N,N,N,Y,20601986961
1317157,17-Oct,4/26/2019 11:01,"RIALTO CAPITAL MANAGEMENT, LLC",MIAMI,FL,United States,33172,65,55,Y,N,N,N,N,Y,4480412775
1318563,17-Oct,4/26/2019 11:04,"FINANCIALADVICE4ME, LLC",BUENA VISTA,CO,United States,81211,3,2,Y,N,N,Y,N,N,0
1318591,17-Oct,4/26/2019 11:21,"CAPITAL RETURNS MANAGEMENT, LLC",NEW YORK,NY,United States,10022-8101,7,3,Y,N,N,N,N,Y,235957841
1318573,17-Oct,4/26/2019 11:24,"LIFE PLANNING PARTNERS, INC.",JACKSONVILLE,FL,United States,32217-2847,5,4,N,Y,N,Y,N,N,179757533
1317655,17-Oct,4/26/2019 11:44,ALCENTRA LIMITED,LONDON,,United Kingdom,EC4V 4LA,125,45,Y,N,N,N,N,Y,16414375946
1317041,17-Oct,4/26/2019 12:32,"PENDER CAPITAL MANAGEMENT, LLC",LOS ANGELES,CA,United States,90025,22,8,N,N,N,N,N,N,121924846
1327493,17-Oct,6/11/2019 12:23,"MANIKAY PARTNERS, LLC",NEW YORK,NY,United States,10022,18,12,Y,N,N,N,N,N,2398066541
1328786,17-Oct,6/11/2019 12:26,"MANIKAY PARTNERS, LLC",NEW YORK,NY,United States,10022,18,12,Y,N,N,N,N,N,2398066541
1328791,17-Oct,6/11/2019 13:01,"TLG ADVISORS, INC.",LITTLETON,CO,United States,80120,130,85,Y,Y,N,Y,N,N,404682715
1328744,17-Oct,6/11/2019 13:08,CALLAHAN FINANCIAL PLANNING COMPANY,OMAHA,NE,United States,68131,7,3,Y,Y,N,Y,N,N,122825038
1328800,17-Oct,6/11/2019 13:17,CALLAHAN FINANCIAL PLANNING COMPANY,OMAHA,NE,United States,68131,7,3,Y,Y,N,Y,N,N,122825038
1328777,17-Oct,6/11/2019 13:18,TERRY MCDANIEL & COMPANY,AUSTIN,TX,United States,78703,16,7,Y,N,N,N,N,N,1040277022
1328804,17-Oct,6/11/2019 13:35,"SRC MANAGEMENT COMPANY, LP",HOUSTON,TX,United States,77056,7,7,Y,N,N,N,N,Y,187058425
1317300,17-Oct,6/11/2019 13:39,ASSET PLANNING CORPORATION,W. PALM BEACH,FL,United States,33401,8,6,Y,Y,N,Y,N,N,115482735
1317097,17-Oct,6/11/2019 14:03,BRIDGELIGHT CAPITAL LLC,SCOTTSDALE,AZ,United States,85255,11,7,Y,N,N,Y,N,N,229381706
1328839,17-Oct,6/11/2019 15:23,"BARES CAPITAL MANAGEMENT, INC.",AUSTIN,TX,United States,78738,14,14,Y,N,N,N,N,N,3426597938
1326030,17-Oct,6/11/2019 15:38,"IFP ADVISORS, LLC",TAMPA,FL,United States,33607,432,400,Y,Y,N,Y,N,N,5383570734
1327028,17-Oct,6/11/2019 16:36,"SULLIVAN REALTY CAPITAL, LLC",NEW YORK,NY,United States,10022,64,35,Y,N,N,N,N,N,1599000000
1317814,17-Oct,4/25/2019 9:37,"CMC FINANCIAL GROUP, LLC",ATLANTA,GA,United States,30328,4,2,Y,N,N,Y,N,N,167175223
1320045,17-Oct,4/30/2019 12:28,"HILLHOUSE CAPITAL ADVISORS, LTD.",CENTRAL,,Hong Kong,,88,32,Y,N,N,N,N,Y,28589947598
1326186,17-Oct,5/31/2019 9:31,"SILVERHAWK ASSET MANAGEMENT, LLC",SCOTTSDALE,AZ,United States,85255,13,13,Y,Y,N,Y,N,N,233990000
1326061,17-Oct,5/31/2019 9:40,"LIVE OAK INVESTMENT PARTNERS, LLC",AUSTIN,TX,United States,78746-4352,2,2,Y,Y,N,Y,N,N,0
1327549,17-Oct,6/11/2019 10:00,H2O AM LLP,LONDON,,United Kingdom,W1S 3AG,64,26,Y,N,N,N,N,Y,7954913293
1322361,17-Oct,6/14/2019 12:01,"MPWA, INC.",BAKERSFIELD,CA,United States,93301,4,4,Y,Y,N,Y,N,N,98750000
1329526,17-Oct,6/14/2019 12:09,"MONTIS FINANCIAL, LLC",WALTHAM,MA,United States,2451,8,5,Y,Y,N,N,N,N,511300000
1329275,17-Oct,6/14/2019 12:18,"BLUESTEM ASSET MANAGEMENT, LLC",CHARLOTTESVILLE,VA,United States,22902,8,4,Y,N,N,N,N,Y,1699687484
1329529,17-Oct,6/14/2019 12:24,NOVARE CAPITAL MANAGEMENT,CHARLOTTE,NC,United States,28202,15,13,Y,N,N,Y,N,N,979011765
1329164,17-Oct,6/14/2019 13:08,HENDLEY & CO INC,ZANESVILLE,OH,United States,43701,6,3,Y,N,N,N,N,N,296645160
1329483,17-Oct,6/14/2019 13:38,"MEANS INVESTMENT CO., INC.",BANGOR,ME,United States,04401-3614,12,7,Y,N,N,N,N,N,430082176
1329553,17-Oct,6/14/2019 13:51,MMA SECURITIES LLC,NEW YORK,NY,United States,10036,85,78,N,Y,N,Y,Y,N,
1327017,17-Oct,6/14/2019 14:11,"CHILTON INVESTMENT COMPANY, LLC",STAMFORD,CT,United States,6902,46,10,Y,N,N,N,N,Y,2578940000
1329570,17-Oct,6/14/2019 14:12,FSC SECURITIES CORPORATION,ATLANTA,GA,United States,30339,1602,678,Y,Y,N,Y,Y,N,8223701222
1329572,17-Oct,6/14/2019 14:16,"SAGEPOINT FINANCIAL, INC.",PHOENIX,AZ,United States,85012,1957,1033,Y,Y,N,Y,Y,N,7988217859
1329575,17-Oct,6/14/2019 14:18,"WOODBURY FINANCIAL SERVICES, INC.",OAKDALE,MN,United States,55128,1925,947,Y,Y,N,Y,Y,N,7631833044
1327021,17-Oct,6/14/2019 14:25,"CHILTON INVESTMENT SERVICES, LLC",STAMFORD,CT,United States,6902,53,16,Y,N,N,Y,N,N,3776435000
1329587,17-Oct,6/14/2019 14:43,"360 WEALTH MANAGEMENT, LLC",DALLAS,TX,United States,75248,116,74,Y,Y,N,Y,N,N,1248527726
1329591,17-Oct,6/14/2019 15:09,"TAMARACK ADVISERS, LP",CARLSBAD,CA,United States,92008,7,4,Y,N,N,N,N,Y,371275010
1328832,17-Oct,6/14/2019 15:42,"WHITNEY PEAK CAPITAL, LLC",BOSTON,MA,United States,2116,5,4,Y,N,N,N,N,Y,377257190
1329540,17-Oct,6/14/2019 15:52,GENERAL EQUITY HOLDINGS LP,BROOKLYN,NY,United States,11201,3,1,Y,N,N,N,N,Y,237913135
1321578,17-Oct,5/6/2019 10:14,SOUTHEASTERN ASSET MANAGEMENT INC.,MEMPHIS,TN,United States,38119-4843,70,14,Y,N,N,N,N,Y,14063194254
1321586,17-Oct,5/6/2019 10:15,VERUM PARTNERS LLC,CHARLOTTE,NC,United States,28207,3,3,Y,N,N,Y,N,N,0
1323230,17-Oct,5/14/2019 9:46,PFS INVESTMENTS INC.,DULUTH,GA,United States,30099-0001,3582,3540,Y,N,N,N,N,N,3065650550
1324865,17-Oct,5/22/2019 11:59,"DMJ WEALTH ADVISORS, LLC",GREENSBORO,NC,United States,27408,10,10,Y,Y,N,Y,N,N,0
1324556,17-Oct,5/22/2019 12:08,GOALVEST ADVISORY LLC,NEW YORK,NY,United States,10007,2,1,Y,Y,N,Y,N,N,33997416
1324296,17-Oct,5/22/2019 12:14,"THRIVE WEALTH MANAGEMENT, LLC",AUDUBON,PA,United States,19403,9,8,Y,Y,N,Y,N,N,278592912
1322721,17-Oct,5/22/2019 12:27,ALPHAMALL LLC,"DOCKLANDS, VIC",,Australia,3008,2,2,Y,N,N,Y,N,Y,0
1324912,17-Oct,5/22/2019 14:07,"SANDBRIDGE INVESTMENT MANAGEMENT, LLC",NEW YORK,NY,United States,10022,3,3,Y,N,N,N,N,Y,175039178
1323031,17-Oct,5/22/2019 15:23,"SINGERMAN REAL ESTATE MANAGEMENT COMPANY, L.P.",CHICAGO,IL,United States,60611,17,14,Y,N,N,N,N,Y,943652480
1319017,17-Oct,5/22/2019 15:34,FINANCIAL INSIGHTS INC,TACOMA,WA,United States,98402-5308,18,7,Y,Y,N,N,N,N,367968014
1324015,17-Oct,5/22/2019 15:45,"HMC, LLC",NEW YORK,NY,United States,10022,13,6,Y,N,N,N,N,Y,187960196
1324660,17-Oct,5/22/2019 16:03,"ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC",SAN FRANCISCO,CA,United States,94105,15,12,Y,N,N,Y,N,Y,545754381
1322831,17-Oct,5/22/2019 16:34,"GLOBAL ENDOWMENT MANAGEMENT, LP",CHARLOTTE,NC,United States,28202-4017,49,17,Y,N,N,Y,N,N,8297517304
1324220,17-Oct,5/22/2019 17:11,ELEVATED PRINCIPLES INC.,SAN FRANCISCO,CA,United States,94105,8,1,N,N,N,N,N,N,93090
1273652,17-Oct,5/22/2019 17:38,"GLS CAPITAL, LLC",CHICAGO,IL,United States,60606-0070,4,3,Y,N,N,N,N,Y,58235593
1324405,17-Oct,5/22/2019 17:50,"THOMPSON DAVIS & CO., INC.",RICHMOND,VA,United States,23219,13,9,Y,N,N,Y,Y,Y,57095912
1325044,17-Oct,5/22/2019 21:04,BERTRAM CAPITAL MANAGEMENT LLC,FOSTER CITY,CA,United States,94404,27,14,Y,N,N,N,N,Y,977249812
1319484,17-Oct,4/29/2019 16:23,"VIVALDI CAPITAL MANAGEMENT, LLC",CHICAGO,IL,United States,60606,36,5,Y,N,N,Y,N,Y,1525590451
1321293,17-Oct,5/3/2019 9:56,"PRIVATE ADVISOR GROUP, LLC",MORRISTOWN,NJ,United States,7960,680,677,Y,Y,Y,Y,N,N,16502150208
1310700,17-Oct,5/30/2019 16:56,GSO / BLACKSTONE DEBT FUNDS MANAGEMENT LLC,NEW YORK,NY,United States,10154,319,142,Y,N,N,N,N,Y,36143112974
1324942,17-Oct,5/30/2019 16:59,"CAPRI EGM, LLC",CHICAGO,IL,United States,60606,3,2,Y,N,N,N,N,Y,
1329090,17-Oct,6/12/2019 15:24,"ARGENTUS ADVISORS, LLC",GIG HARBOR,WA,United States,98335,11,10,Y,Y,N,Y,N,N,143000000
1329091,17-Oct,6/12/2019 15:26,"FIRETHORN WEALTH PARTNERS, LLC",AUGUSTA,GA,United States,30904,4,4,Y,N,N,Y,Y,N,144387586
1329003,17-Oct,6/12/2019 15:36,"NANTAHALA CAPITAL MANAGEMENT, LLC",NEW CANAAN,CT,United States,6840,13,5,Y,N,N,N,N,Y,2169186148
1328778,17-Oct,6/12/2019 15:49,"CORPS CAPITAL ADVISORS, LLC",DALLAS,TX,United States,75201,1,1,Y,Y,N,Y,N,N,0
1328051,17-Oct,6/12/2019 16:01,KAYE CAPITAL MANAGEMENT,EL SEGUNDO,CA,United States,90245,6,6,Y,Y,N,Y,N,N,201682912
1323916,17-Oct,6/12/2019 16:48,PALOS MANAGEMENT INC.,"MONTREAL, QUEBEC",,Canada,H3B 2B6,12,2,Y,N,N,N,N,N,138865326
1329071,17-Oct,6/12/2019 17:25,"STONNINGTON GROUP, LLC",PASADENA,CA,United States,91106,5,3,Y,N,N,Y,Y,N,257400000
1327232,17-Oct,6/12/2019 17:31,"EMERALD LAKE CAPITAL MANAGEMENT, LLC",LOS ANGELES,CA,United States,90049-3930,2,1,Y,N,N,N,N,Y,278380585
1329147,17-Oct,6/12/2019 18:43,"GEBHARDT GROUP, INC",LAFAYETTE,CA,United States,94549,5,2,Y,Y,N,Y,Y,N,126891824
1329144,17-Oct,6/12/2019 20:39,"VESTORY, LLC",BELLEVUE,WA,United States,98004,16,10,Y,Y,N,Y,N,N,381239375
1329327,17-Oct,6/20/2019 13:35,"BOYD WEALTH MANAGEMENT, LLC",SACRAMENTO,CA,United States,95815,4,3,Y,N,N,Y,N,N,115769717
1330594,17-Oct,6/20/2019 13:55,WETHERBY ASSET MANAGEMENT,SAN FRANCISCO,CA,United States,94104,69,40,Y,Y,N,Y,N,N,4851933986
1330621,17-Oct,6/20/2019 14:42,"LAVA CREEK CAPITAL MANAGEMENT, LLC",SAN FRANCISCO,CA,United States,94111,2,2,Y,N,N,N,N,N,74600000
1330720,17-Oct,6/21/2019 8:59,ALTPOINT CAPITAL PARTNERS LLC,GREENWICH,CT,United States,6830,9,5,Y,N,N,N,N,Y,287662912
1330660,17-Oct,6/21/2019 9:22,"THE MATHER GROUP, LLC",CHICAGO,IL,United States,60654,52,28,Y,N,N,Y,N,N,4145238546
1330733,17-Oct,6/21/2019 9:48,"EHLERS INVESTMENT PARTNERS, LLC",WAUKESHA,WI,United States,53188-1015,8,6,Y,Y,N,Y,N,N,660849202
1323589,17-Oct,6/21/2019 10:06,"SHAWSPRING PARTNERS, LLC",BOSTON,MA,United States,2116,5,4,Y,N,N,N,N,Y,217284429
1330739,17-Oct,6/21/2019 10:11,"LANTERN WEALTH ADVISORS, LLC",MELVILLE,NY,United States,11747,10,9,Y,Y,N,Y,N,N,94913293
1320047,17-Oct,4/30/2019 12:21,"STARR-MATHEWS FINANCIAL, LLC",CALHOUN,GA,United States,30701,6,6,Y,Y,N,Y,N,N,120826838
1321440,17-Oct,5/3/2019 14:50,"HARBOUR INVESTMENTS, INC.",MADISON,WI,United States,53719,217,177,Y,Y,N,Y,Y,N,1961011000
1320796,17-Oct,5/3/2019 15:10,MONARCH ALTERNATIVE CAPITAL LP,NEW YORK,NY,United States,10022-4214,67,21,Y,N,N,N,N,Y,5543993573
1321448,17-Oct,5/3/2019 15:20,"THE PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC",WESTBOROUGH,MA,United States,1581,35,35,Y,Y,N,Y,N,N,306330400
1321460,17-Oct,5/3/2019 15:43,"RFM FINANCIAL SOLUTIONS, LLC",MT. PLEASANT,MI,United States,48858,5,2,Y,Y,N,Y,N,N,122194816
1319258,17-Oct,5/3/2019 15:51,"REGENT PEAK WEALTH ADVISORS, LLC",ATLANTA,GA,United States,30305,5,3,Y,N,N,Y,N,N,0
1321437,17-Oct,5/3/2019 15:56,RITHOLTZ WEALTH MANAGEMENT,NEW YORK,NY,United States,10018,24,18,Y,Y,N,Y,N,N,1003981435
1321474,17-Oct,5/3/2019 16:06,"VIGIL WEALTH MANAGEMENT, LLC",PONTE VEDRA BEACH,FL,United States,32082,1,1,Y,Y,N,Y,N,N,0
1321477,17-Oct,5/3/2019 16:20,"REGENT PEAK WEALTH ADVISORS, LLC",ATLANTA,GA,United States,30305,5,3,Y,N,N,Y,N,N,0
1308256,17-Oct,5/3/2019 16:37,"ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.",SUGAR LAND,TX,United States,77479,5,2,Y,N,N,Y,N,Y,51035109
1321494,17-Oct,5/3/2019 16:47,"NEWPORT GROUP SECURITIES, INC.",LAKE MARY,FL,United States,32746,32,22,Y,N,N,Y,N,N,26168999382
1321496,17-Oct,5/3/2019 16:52,"TCG ADVISORS, LP",AUSTIN,TX,United States,78746,90,30,Y,Y,N,Y,N,Y,2817341269
1321499,17-Oct,5/3/2019 17:01,WHEELER FROST ASSOCIATES INC,SAN DIEGO,CA,United States,92103-6514,8,5,Y,Y,N,Y,N,N,272712872
1308933,17-Oct,5/3/2019 17:11,"TRUE NORTH ADVISORS, LLC",DALLAS,TX,United States,75219,24,11,Y,N,N,Y,N,N,1387188625
1321523,17-Oct,5/3/2019 18:33,SEMITA ASSET MANAGEMENT LLC,HOUSTON,TX,United States,77056,4,4,Y,Y,N,Y,N,N,93500000
1321261,17-Oct,5/3/2019 22:44,ASTIGNES CAPITAL ASIA PTE. LTD.,SINGAPORE,,Singapore,49145,39,16,Y,N,N,N,N,Y,8526691628
1325622,17-Oct,5/28/2019 11:02,"ADDITIVE ADVISORY AND CAPITAL, LLC",MEMPHIS,TN,United States,38119,6,4,Y,N,N,Y,N,Y,188768389
1320333,17-Oct,5/28/2019 11:15,"BARON CAPITAL MANAGEMENT, INC.",NEW YORK,NY,United States,10153-0023,163,38,Y,N,N,N,N,Y,1811358491
1325654,17-Oct,5/28/2019 11:16,"USI ADVISORS, INC.",GLASTONBURY,CT,United States,6033,86,34,Y,Y,N,Y,Y,N,17645231533
1308273,17-Oct,5/30/2019 21:13,"COLONIAL RIVER INVESTMENTS, LLC",MIDLOTHIAN,VA,United States,23114,27,18,Y,Y,N,Y,N,N,136306993
1330870,17-Oct,6/21/2019 16:06,"E*TRADE CAPITAL MANAGEMENT, LLC",NEW YORK,NY,United States,10036,0,0,Y,N,N,N,N,N,5673424781
1329376,17-Oct,6/21/2019 16:07,"TIAA ADVISORY, LLC",NEW YORK,NY,United States,10017,2,0,Y,N,N,Y,N,N,
1330485,17-Oct,6/21/2019 16:09,CDKV HOLDINGS LLC,DENVER,CO,United States,80209,2,2,Y,Y,N,Y,N,N,69755725
1330393,17-Oct,6/21/2019 16:23,"HIGHMARK CAPITAL MANAGEMENT, INC.",SAN FRANCISCO,CA,United States,94104,76,40,Y,N,N,Y,N,N,7448090880
1330777,17-Oct,6/21/2019 16:30,"SANCTUARY ADVISORS, LLC",INDIANAPOLIS,IN,United States,46260,68,64,Y,Y,N,Y,N,N,2359096958
1318564,17-Oct,4/26/2019 11:00,"STIFEL, NICOLAUS & COMPANY, INCORPORATED",ST LOUIS,MO,United States,63102,5746,3940,Y,N,N,Y,Y,N,74649055670
1317057,17-Oct,4/30/2019 6:05,SPRINGS CAPITAL (HONG KONG) LIMITED,HONG KONG,,Hong Kong,,8,4,Y,N,N,N,N,Y,2445168846
1319310,17-Oct,5/9/2019 9:34,"FIDELITY SELECTCO, LLC",GREENWOOD VILLAGE,CO,United States,80111,0,0,Y,N,N,N,N,N,0
1323306,17-Oct,5/23/2019 9:47,"TRANSCEND WEALTH COLLECTIVE, LLC",SHORT HILLS,NJ,United States,7078,8,6,Y,Y,N,Y,N,N,568162072
1327795,17-Oct,6/5/2019 9:57,"PACIFIC WEALTH STRATEGIES GROUP, INC.",SANTA BARBARA,CA,United States,93110,8,4,Y,Y,N,Y,N,N,171107944
1328058,17-Oct,6/6/2019 10:43,PEAK FINANCIAL MANAGEMENT INC,WELLESLEY,MA,United States,2481,10,5,Y,Y,N,N,N,N,273455031
1321455,17-Oct,6/6/2019 10:54,"NORTH FOURTH ASSET MANAGEMENT, LP",NEW YORK,NY,United States,10022,6,5,Y,N,N,N,N,Y,373973695
1328070,17-Oct,6/6/2019 11:05,"ALMANACK INVESTMENT PARTNERS, LLC",WAYNE,PA,United States,19087,19,15,Y,N,N,Y,N,N,750000000
1330107,17-Oct,6/19/2019 14:52,"SHERIDAN PRODUCTION PARTNERS MANAGER, LLC",HOUSTON,TX,United States,77056,70,60,Y,N,N,N,N,Y,3956000000
1326546,17-Oct,6/19/2019 14:55,"RYZZ CAPITAL MANAGEMENT, LLC",SCOTTSDALE,AZ,United States,85260,9,2,Y,N,N,N,N,N,44620000
1330332,17-Oct,6/19/2019 14:56,"HORTER INVESTMENT MANAGEMENT, LLC",CINCINNATI,OH,United States,45249,174,154,Y,Y,N,Y,N,N,902003369
1330372,17-Oct,6/19/2019 16:01,"PRIVATE ADVISOR GROUP, LLC",MORRISTOWN,NJ,United States,7960,680,677,Y,Y,Y,Y,N,N,16502150208
1330330,17-Oct,6/19/2019 16:09,INVESTORS FINANCIAL GROUP LLC,PLYMOUTH,MN,United States,55441,26,22,Y,Y,N,Y,N,N,725309635
1330350,17-Oct,6/19/2019 16:23,"KAIZEN FINANCIAL STRATEGIES, LLC",CAMPBELL,CA,United States,95008,4,4,Y,Y,N,Y,N,N,100948955
1324488,17-Oct,6/19/2019 16:35,"WHITE OAK GLOBAL ADVISORS, LLC",SAN FRANCISCO,CA,United States,94111-4048,79,34,Y,N,N,N,N,Y,5490627984
1330412,17-Oct,6/19/2019 17:07,"ASPIRE PRIVATE CAPITAL, LLC",CORNELIUS,NC,United States,28031,10,7,Y,N,N,N,N,N,173679394
1330368,17-Oct,6/19/2019 17:20,"INTEGRATED FINANCIAL PLANNING, P.C.",DURANGO,CO,United States,81301,2,2,Y,Y,N,Y,N,N,109552608
1330413,17-Oct,6/19/2019 17:56,AUSTIN PRIVATE WEALTH,AUSTIN,TX,United States,78705,7,6,Y,N,N,Y,N,N,0
1326069,17-Oct,6/19/2019 19:06,"MARTIS CAPITAL MANAGEMENT, LLC",WASHINGTON,DC,United States,20006,14,10,Y,N,N,N,N,Y,1539406604
1327540,17-Oct,6/19/2019 22:27,PLEIAD INVESTMENT ADVISORS LIMITED,HONG KONG,,Hong Kong,,17,7,Y,N,N,N,N,Y,2206415164
1330572,17-Oct,6/21/2019 16:42,INVESCO INVESTMENT ADVISERS LLC,DOWNERS GROVE,IL,United States,60515,28,28,Y,N,N,N,N,N,10903338249
1328124,17-Oct,6/21/2019 16:42,"AXA ADVISORS, LLC",NEW YORK,NY,United States,10104,5930,3538,Y,Y,N,Y,N,N,14671064923
1330787,17-Oct,6/21/2019 17:01,INVESCO CAPITAL MANAGEMENT LLC,DOWNERS GROVE,IL,United States,60515,148,19,Y,N,N,N,N,N,1.74E+11
1330907,17-Oct,6/21/2019 17:04,"MLP3, LLC",LINWOOD,NJ,United States,8821,4,3,Y,Y,N,Y,N,N,146137981
1321565,17-Oct,5/6/2019 9:37,MPA CAPITAL MANAGEMENT LLC,WILMINGTON,DE,United States,19809-3727,2,2,Y,N,N,N,N,Y,107307179
1323314,17-Oct,5/14/2019 14:02,BREITER CAPITAL MANAGEMENT INC,BRADENTON,FL,United States,34205,8,7,Y,Y,N,Y,N,N,202987638
1322995,17-Oct,5/14/2019 14:06,"SLATESTONE PRIVATE CLIENT, LLC",JUPITER,FL,United States,33458,2,2,Y,N,N,Y,N,N,
1326098,17-Oct,5/31/2019 8:20,BAHL & GAYNOR INC,CINCINNATI,OH,United States,45202,24,21,Y,N,N,Y,N,N,12363156659
1322833,17-Oct,6/24/2019 12:33,SEAMOUNT FINANCIAL GROUP INC,COLORADO SPRINGS,CO,United States,80903,9,4,Y,Y,N,Y,N,N,388000000
1330487,17-Oct,6/24/2019 13:03,"GARDE CAPITAL, INC.",SEATTLE,WA,United States,98101,13,8,Y,Y,N,Y,N,N,993245000
1330786,17-Oct,6/24/2019 13:19,"ALPHA FIDUCIARY, INC.",PHOENIX,AZ,United States,85054,6,4,Y,Y,N,Y,N,N,511148918
1318078,17-Oct,6/24/2019 13:41,"NEO IVY CAPITAL MANAGEMENT, LLC",NEW YORK,NY,United States,10022,6,6,Y,N,N,N,N,Y,318563286
1331042,17-Oct,6/24/2019 13:49,ACCESS EQUITY MANAGEMENT LIMITED,LONDON,,United Kingdom,W1U 7NA,3,2,Y,Y,N,Y,N,N,
1327576,17-Oct,6/24/2019 14:20,"COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC",BOSTON,MA,United States,2110,1030,381,Y,N,N,Y,N,Y,3.23E+11
1331130,17-Oct,6/24/2019 16:58,"INDEX FUND ADVISORS, INC.",IRVINE,CA,United States,92612-6566,45,13,Y,N,N,N,N,N,3572355741
1329260,17-Oct,6/24/2019 17:16,"ALPS ADVISORS, INC.",DENVER,CO,United States,80203,46,14,Y,N,N,Y,N,N,16538775695
1329322,17-Oct,6/24/2019 17:21,RED ROCKS CAPITAL LLC,DENVER,CO,United States,80203,12,5,Y,N,N,N,N,N,208700301
1331159,17-Oct,6/24/2019 17:27,MASON INVESTMENTS LIMITED,HONG KONG,,China,,1,1,N,N,N,Y,N,N,
1331167,17-Oct,6/24/2019 17:45,CAUSEY DEMGEN & MOORE P.C.,DENVER,CO,United States,80202-1939,55,6,Y,Y,N,Y,N,N,214692614
1331168,17-Oct,6/24/2019 17:56,"WEALTH QUEST PARTNERS, INC.",SAN DIEGO,CA,United States,92131-7003,4,3,Y,Y,N,Y,N,N,85025734
1331170,17-Oct,6/24/2019 18:13,APPLIED CAPITAL LLC,LITTLE ROCK,AR,United States,72205,7,7,Y,N,N,N,N,N,125000000
1321024,17-Oct,5/2/2019 16:18,"MARBLEGATE ASSET MANAGEMENT, LLC",GREENWICH,CT,United States,6830,17,8,Y,N,N,N,N,Y,1381164100
1328483,17-Oct,6/11/2019 14:35,"SICA WEALTH MANAGEMENT, LLC",MORRISTOWN,NJ,United States,7960,10,10,Y,N,N,N,N,Y,130247002
1328841,17-Oct,6/11/2019 15:19,FOUNDATIONS INVESTMENT ADVISORS LLC,SCOTTSDALE,AZ,United States,85259,114,114,Y,Y,N,Y,N,N,695148991
1328824,17-Oct,6/11/2019 15:46,"COMMONFUND ASSET MANAGEMENT COMPANY, INC.",WILTON,CT,United States,06897-0812,27,27,Y,N,N,Y,N,Y,15889514737
1328884,17-Oct,6/11/2019 16:46,NORTHSTAR ASSET MANAGEMENT INC,BOSTON,MA,United States,2130,13,6,Y,N,N,N,N,N,481135294
1327151,17-Oct,6/11/2019 17:04,MARTIN FUND MANAGEMENT LLC,NEW YORK,NY,United States,10153,3,3,Y,N,N,N,N,Y,124969622
1328890,17-Oct,6/11/2019 17:21,"JEFFERIES INVESTMENT ADVISERS, LLC",NEW YORK,NY,United States,10022-4213,108,47,Y,N,Y,N,Y,Y,4610461166
1326911,17-Oct,6/11/2019 17:26,"WRIGHT WEALTH STRATEGIES, LLC",SAN LUIS OBISPO,CA,United States,93401,2,1,Y,Y,N,Y,N,N,0
1324979,17-Oct,6/11/2019 18:23,"HUDSON VALUE PARTNERS, LLC",NEW YORK,NY,United States,10022,1,1,Y,Y,N,Y,N,N,0
1328914,17-Oct,6/11/2019 21:10,"PERENNIAL INVESTMENT ADVISORS, LLC",LOS ANGELES,CA,United States,90025,14,14,Y,Y,N,Y,N,N,262900000
1329577,17-Oct,6/14/2019 14:20,VISION2020 WEALTH MANAGEMENT CORP.,JERSEY CITY,NJ,United States,7302,924,0,Y,N,N,N,N,N,5630578631
1329061,17-Oct,6/14/2019 14:37,"DEW WEALTH STRATEGIES, LLC",CLAYTON,MO,United States,63105,3,3,Y,Y,N,Y,N,N,68825439
1330198,17-Oct,6/19/2019 9:01,SANTANDER INVESTMENT SECURITIES INC.,NEW YORK,NY,United States,10022-4604,160,9,N,N,N,Y,N,N,1669200000
1328703,17-Oct,6/19/2019 11:57,SANDBAR ASSET MANAGEMENT LLP,"LONDON, ENGLAND",,United Kingdom,EC2N 2AT,12,7,Y,N,N,N,N,Y,603853996
1330167,17-Oct,6/19/2019 12:21,"STERLING FINANCIAL GROUP, INC.",PASADENA,CA,United States,91101,4,2,Y,Y,N,Y,N,N,151946420
1330289,17-Oct,6/19/2019 13:14,"CAPITAL DESIGN ASSOCIATES GROUP, LLC",GREENVILLE,SC,United States,29607,9,2,Y,Y,N,Y,N,N,398778793
1330293,17-Oct,6/19/2019 13:16,"PALADIN ADVISORY GROUP, LLC",CLIVE,IA,United States,50325,5,5,Y,Y,N,Y,N,N,133313059
1330306,17-Oct,6/19/2019 13:54,TAYLOR AND TAYLOR FINANCIAL SERVICES USA LLC,RYE,NY,United States,10580,4,3,Y,N,N,Y,N,N,33221283
1330098,17-Oct,6/19/2019 14:23,BRANT POINT INVESTMENT MANAGEMENT LLC,NEW YORK,NY,United States,10152,6,5,Y,N,N,N,N,Y,502059951
1330326,17-Oct,6/19/2019 14:40,"OAKMONT INVESTMENT ADVISORS, INC.",PITTSBURGH,PA,United States,15232,3,2,Y,N,N,N,N,N,111291864
1306546,17-Oct,4/11/2019 13:14,"GRIFFIN CAPITAL QOZ ADVISOR, LLC",EL SEGUNDO,CA,United States,90245,6,6,Y,N,N,N,N,Y,7306193
1299587,17-Oct,4/11/2019 13:19,"HOHIMER WEALTH MANAGEMENT, LLC",SEATTLE,WA,United States,98101,10,5,Y,Y,N,Y,N,N,0
1309575,17-Oct,4/11/2019 13:27,RINGS CAPITAL MANAGEMENT LLC,CHICAGO,IL,United States,60640,1,1,Y,N,N,N,N,Y,146353791
1299724,17-Oct,4/11/2019 13:31,"ADVISED ASSETS GROUP, LLC",GREENWOOD VILLAGE,CO,United States,80111,284,281,Y,N,N,Y,N,N,31783420921
1309562,17-Oct,4/11/2019 13:56,EASTSPRING INVESTMENTS INCORPORATED,CHICAGO,IL,United States,60606,4,0,N,N,N,N,N,N,
1309594,17-Oct,4/11/2019 13:58,ALGEBRIS INVESTMENTS (US) INC.,BOSTON,MA,United States,2116,6,3,N,N,N,N,N,Y,8727074607
1309578,17-Oct,4/11/2019 13:58,"BRIGHT FUTURES WEALTH MANAGEMENT, LLC",PITTSFORD,NY,United States,14534,12,12,Y,Y,N,Y,N,N,155996688
1309598,17-Oct,4/11/2019 14:02,UNITED FINANCIAL PLANNING GROUP LLC,HAUPPAUGE,NY,United States,11788-2981,1,1,Y,Y,N,Y,N,N,80234539
1294892,17-Oct,4/11/2019 14:14,"STOKES CAPITAL ADVISORS, LLC",GREENWOOD,SC,United States,29649,2,1,Y,N,N,N,N,N,205306661
1309617,17-Oct,4/11/2019 14:32,"QUIET FOUNDATION, INC.",CHICAGO,IL,United States,60607,5,2,N,N,N,N,N,N,
1309148,17-Oct,4/11/2019 14:40,"WASMER, SCHROEDER & COMPANY, LLC",NAPLES,FL,United States,34102,67,33,Y,N,N,Y,N,N,8894127106
1309623,17-Oct,4/11/2019 14:49,"WASMER, SCHROEDER & COMPANY, LLC",NAPLES,FL,United States,34102,67,33,Y,N,N,Y,N,N,8894127106
1309564,17-Oct,4/11/2019 14:59,AFFINITY WEALTH MANAGEMENT LLC,WILMINGTON,DE,United States,19808,16,10,Y,Y,N,Y,N,N,430510591
1307981,17-Oct,4/11/2019 15:03,"LECONTE WEALTH MANAGEMENT, LLC",MARYVILLE,TN,United States,37801,8,4,Y,Y,N,Y,N,N,157323010
1308974,17-Oct,4/11/2019 15:39,"STERLING INVESTMENT COUNSEL, LLC",BUFFALO,NY,United States,14202,9,8,Y,Y,N,Y,N,N,329387983
1309249,17-Oct,4/11/2019 15:46,"PELOTON WEALTH STRATEGISTS, INC.",INDIANAPOLIS,IN,United States,46240,4,3,Y,Y,N,Y,N,N,187102781
1310713,17-Oct,4/16/2019 14:54,"APELLA CAPITAL, LLC",GLASTONBURY,CT,United States,6033,16,13,Y,N,N,N,N,N,549000000
1307507,17-Oct,4/16/2019 15:10,"ABOUND WEALTH MANAGEMENT, LLC",FRANKLIN,TN,United States,37064,8,6,Y,Y,N,N,N,N,229294368
1310450,17-Oct,4/16/2019 15:16,SIGULER GUFF ADVISERS LLC,NEW YORK,NY,United States,10166,117,61,Y,N,N,Y,N,N,12772048673
1310459,17-Oct,4/16/2019 15:23,"RUSSIA PARTNERS MANAGEMENT, LLC",NEW YORK,NY,United States,10166,27,18,Y,N,N,N,N,N,558264951
1297733,17-Oct,4/16/2019 15:37,"VESTIA ADVISORS, LLC",FORT WAYNE,IN,United States,46804,12,9,Y,Y,N,Y,N,N,306328620
1310748,17-Oct,4/16/2019 15:49,"WELLS FARGO CLEARING SERVICES, LLC",ST. LOUIS,MO,United States,63103-2205,26352,11574,Y,Y,N,Y,Y,N,4.33E+11
1310756,17-Oct,4/16/2019 15:58,"DIVERSIFIED, LLC",WILMINGTON,DE,United States,19803,11,6,Y,N,N,Y,N,N,323908994
1310757,17-Oct,4/16/2019 16:04,"WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC",ST. LOUIS,MO,United States,63103,1978,1211,Y,Y,N,Y,Y,N,47520627966
1310729,17-Oct,4/16/2019 16:14,"INLIGHT WEALTH MANAGEMENT, LLC",ATLANTA,GA,United States,30361,5,3,Y,N,N,N,N,N,260709998
1310761,17-Oct,4/16/2019 16:20,"SGL FINANCIAL, LLC",BUFFALO GROVE,IL,United States,60089,21,21,Y,Y,N,Y,N,N,74379616
1310765,17-Oct,4/16/2019 16:21,"PRIVATE PORTFOLIOS, INC.",SAN MATEO,CA,United States,94401-2491,4,3,Y,Y,N,N,N,N,157080886
1310768,17-Oct,4/16/2019 16:22,GLOBAL RETIREMENT PARTNERS LLC,SAN RAFAEL,CA,United States,94903,241,236,Y,Y,N,Y,N,N,40110414815
1310758,17-Oct,4/16/2019 16:24,"BEAR CREEK ASSET MANAGEMENT, LLC",DENVER,CO,United States,80202,11,11,Y,N,N,N,N,Y,7721188000
1310628,17-Oct,4/16/2019 16:31,"INVEST FORWARD, INC.",NEW YORK,NY,United States,10009,7,1,Y,N,N,N,N,N,2115345
1310584,17-Oct,4/16/2019 16:43,"IFM INVESTORS (US) ADVISOR, LLC",NEW YORK,NY,United States,10036,60,49,N,N,N,N,N,N,11171231911
1310727,17-Oct,4/16/2019 16:46,"THOMPSON DAVIS & CO., INC.",RICHMOND,VA,United States,23219,13,9,Y,N,N,Y,Y,Y,57095912
1310539,17-Oct,4/16/2019 16:48,"COOPER FINANCIAL SERVICES, INC.",HAMDEN,CT,United States,6518,7,3,Y,N,N,N,N,N,135014651
1317632,17-Oct,4/24/2019 12:46,"ADVISED ASSETS GROUP, LLC",GREENWOOD VILLAGE,CO,United States,80111,284,281,Y,N,N,Y,N,N,31783420921
1318330,17-Oct,4/25/2019 16:29,"CT FINANCIAL ADVISORS, LLC",CHADDS FORD,PA,United States,19317,5,4,Y,N,N,N,N,Y,199212619
1318290,17-Oct,4/25/2019 16:41,HYNES ADVISORY INC.,SAN DIEGO,CA,United States,92130,7,5,Y,Y,N,Y,N,N,215521959
1303207,17-Oct,4/25/2019 16:46,"HM CAPITAL MANAGEMENT, LLC",CLAYTON,MO,United States,63105,8,7,Y,N,N,Y,N,Y,2131211758
1318360,17-Oct,4/25/2019 17:02,"KLCM ADVISORS, INC.",MILWAUKEE,WI,United States,53202,9,5,Y,N,N,Y,N,N,759093361
1316878,17-Oct,4/25/2019 17:08,CENTRIC INVESTMENT GROUP INC,LITTLETON,CO,United States,80127,13,6,Y,Y,N,Y,N,N,13101591
1318294,17-Oct,4/25/2019 17:12,"HAWKEYE PARTNERS, LP",AUSTIN,TX,United States,78701-0023,15,13,Y,N,N,N,N,Y,594313171
1318364,17-Oct,4/25/2019 17:16,"HOUSEHOLDER GROUP ESTATE AND RETIREMENT SPECIALIST, LLC",SCOTTSDALE,AZ,United States,85260,56,55,Y,Y,N,Y,N,N,670174496
1318375,17-Oct,4/25/2019 17:29,"CLINTON GROUP, INC",NEW YORK,NY,United States,10022,9,6,Y,N,N,Y,N,Y,592536462
1318381,17-Oct,4/25/2019 17:39,CENTRIC INVESTMENT GROUP INC,LITTLETON,CO,United States,80127,13,6,Y,Y,N,Y,N,N,13101591
1317197,17-Oct,4/25/2019 17:40,WINDOW ROCK CAPITAL PARTNERS LLC,GILBERT,AZ,United States,85234,12,4,Y,N,N,N,N,Y,77177650
1316645,17-Oct,4/25/2019 18:12,"CORDASCO FINANCIAL NETWORK, LLC",PHILADELPHIA,PA,United States,19103,13,9,Y,Y,N,Y,N,N,382664217
1318413,17-Oct,4/25/2019 19:11,"KCS WEALTH ADVISORY, LLC",LOS ANGELES,CA,United States,90064,7,4,Y,Y,N,Y,N,N,169774868
1318414,17-Oct,4/25/2019 19:19,CAPITAL RESEARCH AND MANAGEMENT COMPANY,LOS ANGELES,CA,United States,90071-1406,1079,267,Y,N,N,N,N,N,1.94E+12
1318420,17-Oct,4/25/2019 19:41,"CLEAR CREEK FINANCIAL MANAGEMENT, LLC",SILVERDALE,WA,United States,98383,17,17,Y,Y,N,Y,N,N,257414816
1318439,17-Oct,4/25/2019 22:08,GLOBAL WEALTH LAW CORPORATION,PITTSBURGH,PA,United States,15120-1507,3,3,Y,N,N,N,N,N,16250000
1317533,17-Oct,4/26/2019 8:58,"GERONIMO INVESTMENT MANAGEMENT, LLC",EDINA,MN,United States,55435-5990,25,22,Y,N,N,N,N,Y,307700000
1318504,17-Oct,4/26/2019 9:50,DAVINCI FINANCIAL DESIGNS LLC,COLUMBIA,SC,United States,29206,16,16,Y,Y,N,Y,N,N,294094273
1318410,17-Oct,4/26/2019 9:50,JACOBS LEVY EQUITY MANAGEMENT INC,FLORHAM PARK,NJ,United States,07932-0650,62,31,Y,N,N,N,N,Y,8468904678
1318454,17-Oct,4/26/2019 10:06,WOJCIK RICHARD J,BURLINGTON,MA,United States,1803,4,2,Y,Y,N,Y,N,N,119282600
1318186,17-Oct,4/26/2019 10:14,"FINANCIAL SOLUTIONS ADVISORY GROUP, INC.",CHICAGO,IL,United States,60631,8,8,Y,Y,N,Y,N,N,300000000
1318527,17-Oct,4/26/2019 10:21,UBP INVESTMENT ADVISORS S.A.,GENEVA,,Switzerland,1207,10,4,Y,N,N,N,N,N,521005981
1318529,17-Oct,4/26/2019 10:21,"ACORN WEALTH ADVISORS, LLC",GRAND BLANC,MI,United States,48439,6,5,Y,Y,N,Y,N,N,272221981
1318525,17-Oct,4/26/2019 10:24,"ABACUS CAPITAL GROUP, LLC",NEW YORK,NY,United States,10170,15,12,Y,N,N,N,N,Y,1684628608
1309621,17-Oct,4/26/2019 10:28,"SPECTRUM MANAGEMENT GROUP, INC.",INDIANAPOLIS,IN,United States,46240,9,6,Y,Y,N,Y,N,N,523382769
1317304,17-Oct,4/30/2019 15:12,"TRINITY CAPITAL MANAGEMENT, LLC",GERMANTOWN,TN,United States,38138,4,2,Y,Y,N,Y,N,N,104081938
1322313,17-Oct,5/8/2019 17:11,"FIRST EAGLE PRIVATE CREDIT, LLC",BOSTON,MA,United States,2116,62,22,Y,N,N,N,N,Y,4647893671
1310726,17-Oct,5/8/2019 18:19,NCH CAPITAL INC.,NEW YORK,NY,United States,10018,90,25,Y,N,N,N,N,Y,3013659784
1322380,17-Oct,5/8/2019 20:19,"KINGSVIEW ASSET MANAGEMENT, LLC",GRANTS PASS,OR,United States,97526,39,39,Y,Y,N,N,N,N,937382350
1322384,17-Oct,5/8/2019 21:04,"F3LOGIC, LLC",ARCHBOLD,OH,United States,43502,32,26,Y,Y,N,Y,N,N,667054610
1317506,17-Oct,5/9/2019 9:28,FIAM LLC,SMITHFIELD,RI,United States,2917,450,395,Y,N,N,Y,N,Y,84566449735
1322336,17-Oct,5/9/2019 10:34,OPTIVISE ADVISORY SERVICES LLC,DALLAS,TX,United States,75019,1,1,Y,Y,N,N,N,N,0
1318565,17-Oct,5/9/2019 10:47,GREAT DIAMOND PARTNERS LLC,PORTLAND,ME,United States,4101,7,4,Y,Y,N,Y,N,N,0
1322514,17-Oct,5/9/2019 13:11,SQUAREPOINT OPS LLC,NEW YORK,NY,United States,10019,330,172,Y,N,N,N,N,Y,15579296979
1321774,17-Oct,5/9/2019 15:43,ZYC INVESTMENT LLC,NEWBURGH,IN,United States,47630,2,1,Y,Y,N,Y,N,N,
1308237,17-Oct,5/9/2019 15:44,REVIEW SERVICES INC,BROOKFIELD,WI,United States,53005,3,3,Y,Y,N,Y,N,N,132889729
1322591,17-Oct,5/9/2019 15:53,"BEUTEL, GOODMAN & COMPANY LTD.","TORONTO,  ONT.",,Canada,M4R 1K8,91,25,Y,N,N,Y,N,N,27726000000
1321776,17-Oct,5/9/2019 17:28,"JAMES ALPHA MANAGEMENT, LLC",NEW YORK,NY,United States,10022,9,4,Y,N,N,N,N,Y,111326769
1322648,17-Oct,5/10/2019 8:09,"ONE OAK CAPITAL MANAGEMENT, LLC",PURCHASE,NY,United States,10577,5,3,Y,N,N,N,N,Y,100000000
1322656,17-Oct,5/10/2019 8:36,AFFIANCE FINANCIAL LLC,ST. LOUIS PARK,MN,United States,55426,23,10,Y,N,N,Y,N,N,611899336
1321321,17-Oct,5/10/2019 8:43,"INTEGRATED FINANCIAL STRATEGIES, LLC",CHARLOTTE,NC,United States,28210,8,4,Y,Y,N,Y,N,N,197952000
1322175,17-Oct,5/10/2019 8:59,MERCER INVESTMENTS LLC,BOSTON,MA,United States,2110,675,543,Y,Y,N,Y,N,Y,94881900000
1324113,17-Oct,5/17/2019 15:42,EMPACTFUL LLC,RUMSON,NJ,United States,7760,2,1,Y,N,N,N,N,N,280000
1305319,17-Oct,5/17/2019 15:43,"SPARX CAPITAL INVESTMENTS, INC.",SAN FRANCISCO,CA,United States,94111,3,3,Y,N,N,N,N,N,0
1324135,17-Oct,5/17/2019 15:46,JANNEY CAPITAL MANAGEMENT LLC,PITTSBURGH,PA,United States,15222,17,12,Y,N,N,N,N,N,3037623796
1324161,17-Oct,5/17/2019 15:47,"CONVERGENCE FINANCIAL, LLC",COLUMBIA,MO,United States,65203,9,5,Y,Y,N,Y,N,N,
1324165,17-Oct,5/17/2019 15:48,"VOYA FINANCIAL ADVISORS, INC.",DES MOINES,IA,United States,50309,1696,1696,Y,Y,N,Y,Y,N,13452055842
1278525,17-Oct,5/17/2019 15:53,"RETIRERIGHT, LLC",WEST DES MOINES,IA,United States,50265,4,3,Y,Y,N,Y,N,N,
1323714,17-Oct,5/17/2019 16:25,"WASMER, SCHROEDER & COMPANY, LLC",NAPLES,FL,United States,34102,67,33,Y,N,N,Y,N,N,8894127106
1324184,17-Oct,5/17/2019 16:54,ALPHA WEALTH MANAGEMENT AND PLANNING LLC,NOVATO,CA,United States,94949,11,8,Y,Y,N,Y,N,N,163647832
1308676,17-Oct,5/17/2019 17:47,"TOWER ROAD CAPITAL, L.P.",NEW YORK,NY,United States,10019,3,2,Y,N,N,N,N,Y,0
1324204,17-Oct,5/17/2019 19:14,ERMAN RETIREMENT ADVISORY,SEAL BEACH,CA,United States,90740,7,3,Y,Y,N,N,Y,N,154223472
1324207,17-Oct,5/17/2019 20:24,"R.V. KUHNS & ASSOCIATES, INC.",PORTLAND,OR,United States,97204,107,94,N,Y,N,Y,N,N,
1324216,17-Oct,5/18/2019 10:06,"INDEPENDENT ADVISOR ALLIANCE, LLC",CHARLOTTE,NC,United States,28277,175,175,Y,Y,N,Y,N,N,4731036610
1324217,17-Oct,5/18/2019 10:10,"OMPHALOS PARTNERS, LLC",ORINDA,CA,United States,94563,3,3,Y,N,N,N,N,Y,164044607
1316573,17-Oct,5/20/2019 9:43,SHADOWFALL CAPITAL & RESEARCH LLP,LONDON,,United Kingdom,EC4N 7AF,5,3,N,N,Y,Y,N,N,
1324259,17-Oct,5/20/2019 9:52,WEALTHEDGE INVESTMENT ADVISORS LLC,NEW YORK,NY,United States,10016,4,3,Y,N,N,N,N,N,157490068
1307982,17-Oct,5/20/2019 9:54,FEDERATED SECURITIES CORP.,PITTSBURGH,PA,United States,15222-3779,281,207,N,N,N,N,N,N,
1309330,17-Oct,5/20/2019 9:56,FEDERATED MDTA LLC,BOSTON,MA,United States,2110,22,12,Y,N,N,N,N,Y,4218190135
1307984,17-Oct,5/20/2019 9:59,FEDERATED INVESTMENT COUNSELING,PITTSBURGH,PA,United States,15222-3779,178,119,Y,N,N,N,N,Y,98493529182
1309326,17-Oct,5/20/2019 10:00,FEDERATED EQUITY MANAGEMENT COMPANY OF PENNSYLVANIA,PITTSBURGH,PA,United States,15222-3779,12,12,Y,N,N,N,N,N,26972448232
1309302,17-Oct,5/20/2019 10:02,FEDERATED ADVISORY SERVICES COMPANY,PITTSBURGH,PA,United States,15222-3779,178,56,N,N,N,N,N,N,
1309338,17-Oct,5/20/2019 10:03,FEDERATED INVESTORS (UK) LLP,LONDON,,United Kingdom,EC2V 6ET,17,11,Y,N,N,N,N,N,14216941162
1324262,17-Oct,5/20/2019 10:04,"ENSPYRE WEALTH ADVISORS, INC.",WOODBURY,MN,United States,55125,4,3,Y,Y,N,Y,N,N,0
1324281,17-Oct,5/20/2019 10:56,"SYMPHONY WEALTH MANAGEMENT, LLC.",TAMPA,FL,United States,33626,2,1,Y,N,N,N,N,N,105737033
1324287,17-Oct,5/20/2019 11:11,"SOVEREIGN FINANCIAL GROUP, INC.",STAMFORD,CT,United States,6902,3,3,Y,Y,N,Y,N,N,197248437
1324990,17-Oct,5/24/2019 13:42,"DREXEL MORGAN CAPITAL ADVISERS, INC.",RADNOR,PA,United States,19087,10,4,Y,Y,N,Y,N,N,1169836684
1325425,17-Oct,5/24/2019 13:42,ORBIMED ADVISORS LLC,NEW YORK,NY,United States,10022,91,60,Y,N,N,N,N,Y,14900000000
1325447,17-Oct,5/24/2019 13:51,"FORMULA FOLIO INVESTMENTS, LLC",GRAND RAPIDS,MI,United States,49503,114,17,Y,N,Y,N,N,N,3201913020
1325454,17-Oct,5/24/2019 13:52,KEY INVESTMENT SERVICES LLC,BROOKLYN,OH,United States,44144,1284,400,Y,N,N,N,N,N,2044935677
1325241,17-Oct,5/24/2019 13:56,"ELLEVEST, INC.",NEW YORK,NY,United States,10010,82,3,Y,Y,N,Y,N,N,283387408
1325210,17-Oct,5/24/2019 14:00,"AM INVESTMENT STRATEGIES, LLC",CHATTANOOGA,TN,United States,37402,5,2,Y,N,N,Y,N,N,353490628
1317051,17-Oct,5/24/2019 14:07,COMPREHENSIVE FINANCIAL PLANNING INC,EAST PETERSBURG,PA,United States,17520-1329,5,5,Y,Y,N,N,N,N,122317699
1325467,17-Oct,5/24/2019 14:09,"FORMULA FOLIO INVESTMENTS, LLC",GRAND RAPIDS,MI,United States,49503,114,17,Y,N,Y,N,N,N,3201913020
1325464,17-Oct,5/24/2019 14:22,"RETIREMENT WEALTH ADVISORS, INC.",GRAND RAPIDS,MI,United States,49503,189,189,Y,Y,N,Y,N,N,1956087423
1323180,17-Oct,5/24/2019 14:25,KENSHO CAPITAL LLC,BERKELEY,CA,United States,94707,1,1,Y,N,N,Y,N,Y,286000000
1325472,17-Oct,5/24/2019 14:31,"KENNEDY CAPITAL MANAGEMENT, INC.",ST LOUIS,MO,United States,63141-7739,53,30,Y,N,N,N,N,Y,4250323869
1325314,17-Oct,5/24/2019 14:35,"CAMARDA FINANCIAL ADVISORS , LLC",FLEMING ISLAND,FL,United States,32003,14,6,Y,Y,N,Y,N,N,211341019
1320185,17-Oct,5/24/2019 14:40,CDKV HOLDINGS LLC,DENVER,CO,United States,80209,2,2,Y,Y,N,Y,N,N,69755725
1322202,17-Oct,5/24/2019 14:44,ARCLINE INVESTMENT MANAGEMENT LP,SAN FRANCISCO,CA,United States,94111-4106,18,18,Y,N,N,N,N,Y,1530083502
1324104,17-Oct,5/24/2019 14:51,RESOURCE CONSULTING GROUP INC,ORLANDO,FL,United States,32801,24,15,Y,N,N,Y,N,N,1756686019
1325490,17-Oct,5/24/2019 14:56,FUND DIRECT ADVISORS INC.,GREENSBORO,NC,United States,27409,6,6,Y,N,N,Y,N,N,705000000
1322320,17-Oct,5/24/2019 15:00,"PINNACLE ADVISORY GROUP, INC.",COLUMBIA,MD,United States,21046,50,28,Y,Y,N,Y,N,N,1954331836
1324493,17-Oct,5/24/2019 15:08,"SOUTH SHORE CAPITAL ADVISORS, LLC",COHASSET,MA,United States,02025-1715,4,4,Y,N,N,N,N,N,169750131
1310356,17-Oct,5/24/2019 15:19,"ARMIS ADVISERS, LLC",HARTWELL,GA,United States,30643,6,3,Y,N,N,Y,N,N,141548559
1325499,17-Oct,5/24/2019 15:32,"SEQUOIA FINANCIAL ADVISORS, L.L.C.",AKRON,OH,United States,44333,85,45,Y,Y,N,Y,N,N,3916656402
1310182,17-Oct,5/24/2019 15:40,RECURRENCE TECHNOLOGIES LLC,JERSEY CITY,NJ,United States,7310,5,3,Y,N,N,N,N,Y,
1322022,17-Oct,5/24/2019 15:48,"EDWARD D. JONES & CO., L.P.",ST. LOUIS,MO,United States,63131,23408,17661,Y,N,N,N,N,N,3.29E+11
1325504,17-Oct,5/24/2019 15:49,STRATEGY ASSET MANAGERS L.L.C.,WOODCLIFF LAKE,NJ,United States,7677,10,3,Y,N,N,N,N,N,512863769
1310521,17-Oct,5/24/2019 16:05,FAIRMOUNT FUNDS MANAGEMENT LLC,PHILADELPHIA,PA,United States,19103,2,2,Y,N,N,N,N,Y,65800000
1325506,17-Oct,5/24/2019 16:08,"KINLOCH CAPITAL, LLC",GLEN ALLEN,VA,United States,23060,3,2,Y,N,N,Y,N,N,0
1325474,17-Oct,5/24/2019 16:12,MENLO ADVISORS LLC,MENLO PARK,CA,United States,94025,4,2,Y,Y,N,N,N,Y,226408531
1317312,17-Oct,4/23/2019 16:43,"YELLOWWOOD WEALTH SOLUTIONS, LLC",CHARLOTTE,NC,United States,28202,3,2,Y,N,N,Y,Y,N,71081073
1321963,17-Oct,5/7/2019 12:36,"MWA FINANCIAL SERVICES, INC.",ROCK ISLAND,IL,United States,61204-4116,718,39,Y,Y,N,Y,N,N,20468756
1321092,17-Oct,5/7/2019 12:53,INVESTMENT MANAGEMENT & PLANNING LLC,GREENVILLE,DE,United States,19807,4,4,Y,Y,N,N,N,N,132692899
1321977,17-Oct,5/7/2019 13:00,CLAIRMONT INVESTMENT ADVISORS LLC,MIAMI BEACH,FL,United States,33139,7,5,Y,Y,N,Y,N,Y,112065579
1321482,17-Oct,5/7/2019 13:35,"HUNT INVESTMENT MANAGEMENT, LLC",NEW YORK,NY,United States,10169,74,31,Y,N,N,Y,N,Y,839317962
1322004,17-Oct,5/7/2019 13:53,"9258 WEALTH MANAGEMENT, LLC",BLUE ASH,OH,United States,45242,10,9,Y,N,N,Y,N,N,369725469
1320709,17-Oct,5/7/2019 14:43,NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.,WESTERLY,RI,United States,2891,15,7,Y,Y,N,Y,N,N,755900945
1323900,17-Oct,5/20/2019 12:39,K1 INVESTMENT MANAGEMENT LLC,MANHATTAN BEACH,CA,United States,90266-4911,47,39,Y,N,N,N,N,Y,4302244260
1324338,17-Oct,5/20/2019 12:48,"SOURCE FINANCIAL ADVISORS, LLC",NEW YORK,NY,United States,10017,5,3,Y,Y,N,Y,N,N,340497417
1324339,17-Oct,5/20/2019 12:49,"LOWENBERG GROUP, LLC",AUSTIN,TX,United States,78746,8,4,Y,N,N,Y,N,N,132614784
1324351,17-Oct,5/20/2019 13:10,BRAINVEST WEALTH MANAGEMENT LLC,AVENTURA,FL,United States,33180,2,2,Y,N,N,N,N,Y,123361593
1323944,17-Oct,5/20/2019 13:22,"HASTINGS EQUITY PARTNERS, LLC",HOUSTON,TX,United States,77010,11,8,Y,N,N,N,N,Y,454736000
1324203,17-Oct,5/20/2019 13:28,"GEBHARDT GROUP, INC",LAFAYETTE,CA,United States,94549,5,2,Y,Y,N,Y,Y,N,126891824
1307405,17-Oct,5/21/2019 11:02,"CE INVESTMENT MANAGEMENT, LLC",OKLAHOMA CITY,OK,United States,73118,7,6,Y,N,N,N,N,N,0
1324736,17-Oct,5/22/2019 9:15,GLUSKIN SHEFF + ASSOCIATES INC,TORONTO        ON,,Canada,M5H 2R2,139,41,Y,N,Y,N,N,Y,7160269000
1326052,17-Oct,5/29/2019 12:41,"VIRTUE CAPITAL MANAGEMENT, LLC",BRENTWOOD,TN,United States,37027,118,103,Y,Y,N,Y,N,N,465235315
1318530,17-Oct,5/29/2019 13:08,"D. E. SHAW INVESTMENT MANAGEMENT, L.L.C.",NEW YORK,NY,United States,10036,24,23,Y,N,N,N,N,Y,25592451558
1326076,17-Oct,5/29/2019 13:36,"3D WEALTH RIA, LLC",LOCUST VALLEY,NY,United States,11560,5,5,Y,N,N,N,N,N,12458271
1309670,17-Oct,5/29/2019 13:41,IFB WEALTH MANAGEMENT LLC,MIAMI,FL,United States,33135,2,1,Y,N,N,N,N,N,0
1325861,17-Oct,5/29/2019 14:17,SSI INVESTMENT MANAGEMENT INC.,BEVERLY HILLS,CA,United States,90210,36,12,Y,N,N,N,N,Y,1942389000
1324569,17-Oct,5/29/2019 14:37,ARES MANAGEMENT LLC,LOS ANGELES,CA,United States,90067,949,388,Y,N,N,N,N,Y,86773240868
1321958,17-Oct,5/7/2019 12:25,"U.S. FINANCIAL ADVISORS, LLC",BRAINTREE,MA,United States,2184,43,22,Y,Y,N,Y,N,N,462132214
1321964,17-Oct,5/7/2019 12:35,BORDEAUX WEALTH ADVISORS LLC,MENLO PARK,CA,United States,94025,12,10,Y,N,N,Y,N,N,2133451259
1321967,17-Oct,5/7/2019 12:39,"KCM INVESTMENT ADVISORS, LLC",SAN RAFAEL,CA,United States,94901,16,9,Y,N,N,N,N,N,4176564121
1320039,17-Oct,5/7/2019 12:54,"VANGUARD GLOBAL ADVISERS, LLC",MALVERN,PA,United States,19355,490,369,Y,N,N,N,N,N,2.05E+11
1321983,17-Oct,5/7/2019 13:14,PAULSON WEALTH MANAGEMENT INC.,WHEATON,IL,United States,60187,6,3,Y,Y,N,Y,N,N,179773937
1321697,17-Oct,5/7/2019 13:43,"SUMMIT TRAIL ADVISORS, LLC",NEW YORK,NY,United States,10017,42,31,Y,Y,N,Y,N,N,5042455121
1321981,17-Oct,5/7/2019 14:12,RIVER WEALTH ADVISORS LLC,HARRISBURG,PA,United States,17110,10,5,Y,Y,N,Y,N,N,491543888
1322032,17-Oct,5/7/2019 15:06,"POLARIS GREYSTONE FINANCIAL GROUP, LLC",SAN RAFAEL,CA,United States,94901,34,29,Y,N,N,N,N,N,1591408453
1322040,17-Oct,5/7/2019 15:22,"PINE BROOK ROAD ADVISORS, LP",NEW YORK,NY,United States,10165,41,26,Y,N,N,N,N,Y,5772110003
1317199,17-Oct,5/7/2019 15:42,"PINZ CAPITAL MANAGEMENT, LP",NEW YORK,NY,United States,10022,7,5,Y,N,N,Y,N,Y,250034825
1322059,17-Oct,5/7/2019 16:03,"WELLS FARGO CLEARING SERVICES, LLC",ST. LOUIS,MO,United States,63103-2205,26352,11574,Y,Y,N,Y,Y,N,4.33E+11
1320939,17-Oct,5/10/2019 13:02,"RAYMOND JAMES & ASSOCIATES, INC.",ST PETERSBURG,FL,United States,33716,14205,4329,Y,Y,N,Y,Y,N,1.76E+11
1321018,17-Oct,5/10/2019 13:08,"RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC",SAINT PETERSBURG,FL,United States,33716,6224,5062,Y,Y,N,Y,Y,N,1.04E+11
1283278,17-Oct,5/10/2019 13:15,"EXCEL WEALTH MANAGEMENT, LLC",ROCKY HILL,CT,United States,6067,3,3,Y,Y,N,Y,N,N,306298542
1323114,17-Oct,5/13/2019 15:01,"MISSION WEALTH MANAGEMENT, LP",SANTA BARBARA,CA,United States,93101,34,26,Y,Y,N,Y,N,N,1884007000
1327833,17-Oct,6/7/2019 11:24,"STRATEGIC FINANCIAL SERVICES, INC.",UTICA,NY,United States,13502,28,17,Y,N,N,Y,Y,N,1158054078
1322422,17-Oct,6/7/2019 11:32,"FREEMAN CAPITAL ADVISORS, LLC",CHARLOTTE,NC,United States,28273,2,1,Y,N,N,N,N,N,0
1328309,17-Oct,6/7/2019 11:35,ARROWGRASS CAPITAL PARTNERS LLP,LONDON,,United Kingdom,W1H 6AZ,76,27,Y,N,N,N,N,Y,7487031000
1328174,17-Oct,6/7/2019 11:45,"FLAGSHIP HARBOR ADVISORS, LLC",BOSTON,MA,United States,2109,54,54,Y,Y,N,Y,N,N,1395390981
1316511,17-Oct,4/22/2019 10:46,"ROSE GROVE CAPITAL MANAGEMENT, LLC",WELLESLEY,MA,United States,2482,13,7,Y,N,N,N,N,Y,1587204994
1316561,17-Oct,4/22/2019 11:00,TINICUM INCORPORATED,NEW YORK,NY,United States,10022,27,20,Y,N,N,N,N,N,2360886497
1316606,17-Oct,4/22/2019 11:45,FINANCIAL ADVOCATES INVESTMENT MANAGEMENT,OLYMPIA,WA,United States,98502,151,139,Y,Y,N,Y,N,N,2834883974
1316635,17-Oct,4/22/2019 12:15,"DUNCAN WILLIAMS ASSET MANAGEMENT, LLC",MEMPHIS,TN,United States,38119,8,5,Y,Y,N,Y,N,N,103773543
1316646,17-Oct,4/22/2019 12:22,NTB FINANCIAL CORPORATION,CENTENNIAL,CO,United States,80112,64,20,Y,Y,N,Y,N,N,243888982
1316676,17-Oct,4/22/2019 12:59,"BREAKAWAY CAPITAL MANAGEMENT HOLDINGS, LLC",LOS ANGELES,CA,United States,90067,4,4,Y,N,N,Y,N,Y,339300000
1316719,17-Oct,4/22/2019 13:59,"C.S. MCKEE, L.P.",PITTSBURGH,PA,United States,15222,37,12,Y,N,N,N,N,N,9688441393
1311351,17-Oct,4/22/2019 14:31,"WINDSOR CAPITAL MANAGEMENT, LLC",PHOENIX,AZ,United States,85050,7,6,Y,Y,N,N,N,N,502082972
1316692,17-Oct,4/22/2019 14:51,CUMBERLAND INVESTMENT COUNSEL INC.,TORONTO ONTARIO,,Canada,M5R 3K5,21,18,Y,N,N,N,N,Y,1085957076
1316796,17-Oct,4/22/2019 15:12,"GRANITE HARBOR ADVISORS, INC.",HOUSTON,TX,United States,77064,5,4,Y,Y,N,Y,N,N,161800000
1316814,17-Oct,4/22/2019 15:32,PARADIGM WEALTH ADVISORY LLC,BRIDGEWATER,NJ,United States,8807,10,6,Y,Y,N,Y,N,N,207979932
1272847,17-Oct,4/22/2019 15:45,"DOHJ, LLC",SEATTLE,WA,United States,98161,6,5,Y,Y,N,Y,N,N,0
1322840,17-Oct,5/13/2019 10:47,"TOUNJIAN ADVISORY GROUP, LLC",FORT MYERS,FL,United States,33912,9,2,Y,N,N,N,N,N,139451756
1323802,17-Oct,5/16/2019 12:07,"GRADIENT SECURITIES, LLC",ARDEN HILLS,MN,United States,55126,60,60,Y,Y,N,Y,N,N,189873868
1327490,17-Oct,6/6/2019 13:54,"CANDLEWOOD INVESTMENT GROUP, LP",RYE,NY,United States,10580,9,5,Y,N,N,N,N,Y,394349000
1328132,17-Oct,6/6/2019 14:03,"MIO PARTNERS, INC.",NEW YORK,NY,United States,10167,170,35,Y,N,N,N,N,Y,26232953078
1328068,17-Oct,6/6/2019 14:07,"STONETREE CAPITAL ADVISORS, LLC",BOCA RATON,FL,United States,33431,2,2,Y,N,N,N,N,Y,158727000
1328148,17-Oct,6/6/2019 14:42,SLATESTONE WEALTH LLC,JUPITER,FL,United States,33458,23,12,Y,N,N,Y,N,N,518051070
1328180,17-Oct,6/6/2019 15:43,"HERITAGE INVESTMENT GROUP, INC.",POMPANO BEACH,FL,United States,33062,20,13,Y,N,N,N,N,N,1137408541
1328178,17-Oct,6/6/2019 16:02,DESTRA CAPITAL ADVISORS LLC,CHICAGO,IL,United States,60606,20,15,Y,N,N,N,N,N,450031651
1327816,17-Oct,6/6/2019 16:46,AURORA MANAGEMENT PARTNERS LLC,LOS ANGELES,CA,United States,90024-4378,27,21,Y,N,N,N,N,Y,2043013537
1328214,17-Oct,6/6/2019 17:23,"SUMMIT TRAIL ADVISORS, LLC",NEW YORK,NY,United States,10017,42,31,Y,Y,N,Y,N,N,5042455121
1328222,17-Oct,6/6/2019 18:08,STAR ASIA MANAGEMENT LTD,MOUNT LAUREL,NJ,United States,8054,4,2,Y,N,N,N,N,Y,1039456857
1328227,17-Oct,6/6/2019 18:19,SMITH CAPITAL MANAGEMENT INC,LITTLE ROCK,AR,United States,72202,7,5,Y,Y,N,Y,N,Y,463469114
1328219,17-Oct,6/6/2019 18:44,MUTUAL OF AMERICA LIFE INSURANCE COMPANY,NEW YORK,NY,United States,10022-6839,982,3,N,N,N,N,N,N,884476645
1326729,17-Oct,6/6/2019 19:49,"SEATTLE-NORTHWEST ASSET MANAGEMENT, LLC",SEATTLE,WA,United States,98121,19,9,Y,N,N,Y,N,N,3437925866
1328249,17-Oct,6/6/2019 20:41,WEALTHEON ADVISORS LLC,SAN RAMON,CA,United States,94582,2,1,Y,Y,N,Y,N,N,0
1328081,17-Oct,6/7/2019 10:04,INNOVATION PARTNERS LLC.,CHARLOTTE,NC,United States,28210,137,59,Y,Y,N,Y,N,N,135908130
1325660,17-Oct,6/7/2019 10:07,NUVEEN CAPITAL MARKETS LLC,SAN FRANCISCO,CA,United States,94105,25,21,Y,N,N,N,N,Y,0
1328060,17-Oct,6/7/2019 10:21,"SEVENBRIDGE FINANCIAL GROUP, LLC",HARRISBURG,PA,United States,17110,6,4,Y,N,N,Y,N,N,256400000
1328362,17-Oct,6/10/2019 8:55,FIG LLC,NEW YORK,NY,United States,10105,906,216,Y,N,N,Y,N,Y,87742067596
1329610,17-Oct,6/14/2019 16:55,"A.R.T. ADVISORS, LLC",NEW YORK,NY,United States,10022,28,16,Y,N,N,N,N,Y,2960771000
1328565,17-Oct,6/14/2019 17:07,ROG VI L.L.C.,HOUSTON,TX,United States,77002,24,13,Y,N,N,Y,N,Y,701663923
1329384,17-Oct,6/14/2019 18:25,"STARK WEALTH ADVISORS, LLC",LEAGUE CITY,TX,United States,77573,3,3,Y,N,N,Y,N,N,0
1328196,17-Oct,6/15/2019 8:12,"HEARTWOOD WEALTH ADVISORS, LLC",RICHMOND,VA,United States,23235,9,8,Y,Y,N,N,N,N,0
1329350,17-Oct,6/15/2019 9:27,CINCTIVE CAPITAL MANAGEMENT LP,NEW YORK,NY,United States,10001,25,21,Y,N,N,N,N,Y,0
1329642,17-Oct,6/15/2019 9:51,"PENSIONMARK FINANCIAL GROUP, LLC",SANTA BARBARA,CA,United States,93101,194,92,Y,Y,N,Y,N,N,18441771035
1321365,17-Oct,5/3/2019 12:21,"LANDMARK FINANCIAL ADVISORS, LLC",BOWLING GREEN,KY,United States,42101,6,4,Y,Y,N,N,N,N,290300000
1321383,17-Oct,5/3/2019 12:51,"DRIFTWOOD CAPITAL, LLC",DALLAS,TX,United States,75202,2,2,Y,N,N,N,N,N,8100961
1321382,17-Oct,5/3/2019 13:26,"CT INVESTMENT MANAGEMENT CO., LLC",NEW YORK,NY,United States,10154,119,81,Y,N,N,N,N,Y,330051451
1321397,17-Oct,5/3/2019 13:27,ONEMAP MINERAL SERVICES LLC,HOUSTON,TX,United States,77024,25,3,Y,N,N,N,N,Y,490225281
1321408,17-Oct,5/3/2019 13:41,"MARGOLIS BRADY RAGHAVAN FINANCIAL, INC.",HOUSTON,TX,United States,77027,9,5,Y,Y,N,Y,Y,Y,522945426
1324081,17-Oct,5/17/2019 14:30,MOTIV8 INVESTMENTS LLC,STUART,FL,United States,34994,15,13,Y,Y,N,Y,N,N,81829972
1323368,17-Oct,5/17/2019 14:49,DECENNIAL FUND MANAGEMENT LP,CHICAGO,IL,United States,60607,5,2,Y,N,N,N,N,Y,0
1324324,17-Oct,5/20/2019 12:23,NWI MANAGEMENT LP,NEW YORK,NY,United States,10022,20,9,Y,N,N,N,N,Y,7663275528
1324331,17-Oct,5/20/2019 12:40,PFS INVESTMENTS INC.,DULUTH,GA,United States,30099-0001,3582,3540,Y,N,N,N,N,N,3065650550
1323789,17-Oct,5/20/2019 12:42,"AQUIRE WEALTH ADVISORS, LLC",SOUTH JORDAN,UT,United States,84095,17,17,Y,Y,N,Y,N,N,159325790
1325322,17-Oct,5/24/2019 8:36,"ABOUND WEALTH MANAGEMENT, LLC",FRANKLIN,TN,United States,37064,8,6,Y,Y,N,N,N,N,229294368
1306645,17-Oct,6/10/2019 21:23,"RENAISSANCE WEALTH ADVISORS, LLC",NEWTON,MA,United States,2466,2,2,Y,N,N,Y,N,N,4443000
1329107,17-Oct,6/13/2019 7:54,"REGENT WEALTH MANAGEMENT, INC.",TULSA,OK,United States,74145-7521,3,3,Y,Y,N,N,N,N,68716445
1329173,17-Oct,6/13/2019 8:43,MARBLE BAR ASSET MANAGEMENT LLP,LONDON,,United Kingdom,W1U8EW,39,21,Y,N,N,N,N,Y,801000000
1329204,17-Oct,6/13/2019 10:17,OPTIVISE ADVISORY SERVICES LLC,DALLAS,TX,United States,75019,6,6,Y,Y,N,N,N,N,0
1329396,17-Oct,6/13/2019 17:53,"JEFFERIES INVESTMENT ADVISERS, LLC",NEW YORK,NY,United States,10022-4213,108,47,Y,N,Y,N,Y,Y,4610461166
1329405,17-Oct,6/13/2019 18:39,"COBIZ WEALTH, LLC",DENVER,CO,United States,80202-2521,21,11,Y,N,N,Y,N,N,968166109
1329410,17-Oct,6/13/2019 19:45,"XP ADVISORY US, INC.",MIAMI,FL,United States,33131,15,11,Y,Y,N,N,N,Y,115785852
1329420,17-Oct,6/13/2019 20:50,"GARRETT INVESTMENT ADVISORS, LLC",MANHATTAN,KS,United States,66502,41,40,Y,Y,N,Y,N,N,108650444
1329422,17-Oct,6/13/2019 22:14,NEZU ASIA CAPITAL MANAGEMENT LIMITED,HONG KONG,,Hong Kong,,25,5,Y,N,N,N,N,Y,735747680
1316563,17-Oct,4/22/2019 10:54,"TRPC ADVISORY SERVICES, INC.",BRENTWOOD,TN,United States,37027,6,5,Y,Y,N,Y,N,N,316082280
1316619,17-Oct,4/22/2019 11:50,PENBROOK MANAGEMENT LLC,NEW YORK,NY,United States,10022,3,3,Y,N,N,N,N,Y,123545970
1316623,17-Oct,4/22/2019 11:54,"HARBOUR INVESTMENTS, INC.",MADISON,WI,United States,53719,217,177,Y,Y,N,Y,Y,N,1961011000
1316632,17-Oct,4/22/2019 12:05,"CWM PARTNERS, LLC",NEW YORK,NY,United States,10021,1,1,Y,N,N,Y,N,N,0
1311523,17-Oct,4/22/2019 12:24,"CALVARY WEALTH, LLC",AUGUSTA,GA,United States,30907,2,2,Y,Y,N,N,N,N,99779618
1316654,17-Oct,4/22/2019 12:34,"CANTELLA & CO., INC.",MALDEN,MA,United States,2148,235,149,Y,Y,N,Y,Y,N,1253803424
1311030,17-Oct,4/22/2019 13:24,"CORNERSTONE ADVISORY, LLC",HUNT VALLEY,MD,United States,21030,13,7,Y,Y,N,Y,N,N,1056915248
1318023,17-Oct,4/25/2019 10:54,"MT ASSET MANAGEMENT, LLC",NEW YORK,NY,United States,10166,8,3,Y,N,N,N,N,N,1002087829
1320638,17-Oct,5/1/2019 9:19,"TRIAD ADVISORS, LLC",NORCROSS,GA,United States,30092,199,123,Y,Y,N,Y,N,N,920995833
1320169,17-Oct,5/1/2019 9:49,"COLUMBIA RIDGE CAPITAL MANAGEMENT, INC.",JOHNSON CITY,NY,United States,13790-3330,10,5,Y,Y,N,Y,N,N,143300000
1319889,17-Oct,5/1/2019 9:50,"PATHWAY CAPITAL MANAGEMENT, LP",IRVINE,CA,United States,92612,162,58,Y,N,N,Y,N,Y,55102712404
1321445,17-Oct,5/3/2019 15:01,"BCG SECURITIES, INC.",CHERRY HILL,NJ,United States,8002,85,35,Y,N,N,Y,Y,N,516160184
1321109,17-Oct,5/3/2019 15:13,"GROVE STREET ADVISORS, LLC",NEWTON,MA,United States,2462,36,10,N,N,N,Y,N,Y,5473592000
1319556,17-Oct,5/3/2019 15:57,"VIRTUE CAPITAL MANAGEMENT, LLC",BRENTWOOD,TN,United States,37027,118,103,Y,Y,N,Y,N,N,465235315
1321463,17-Oct,5/3/2019 16:23,"ANNANDALE CAPITAL, LLC",DALLAS,TX,United States,75204,5,3,Y,N,N,Y,N,Y,629292500
1321488,17-Oct,5/3/2019 16:46,"OPTAS, LLC",SAN FRANCISCO,CA,United States,94104,3,3,Y,Y,N,Y,N,N,0
1321214,17-Oct,5/3/2019 16:50,"OCCIDENTAL ASSET MANAGEMENT, LLC",BURLINGAME,CA,United States,94010,8,8,Y,N,N,N,N,N,271339071
1321504,17-Oct,5/3/2019 17:07,DAVINCI FINANCIAL DESIGNS LLC,COLUMBIA,SC,United States,29206,16,16,Y,Y,N,Y,N,N,294094273
1321521,17-Oct,5/3/2019 18:20,GLEAN MANAGEMENT LP,WEST HOLLYWOOD,CA,United States,90046,3,0,Y,N,N,N,N,Y,197189126
1319830,17-Oct,4/30/2019 10:12,GREEN VISTA ASSET MANAGEMENT LLC,WINTER PARK,FL,United States,32789,3,1,Y,N,N,N,N,N,4284651
1275370,17-Oct,5/8/2019 9:19,"TOOMEY INVESTMENT MANAGEMENT, INC",WALLINGFORD,CT,United States,6492,2,2,Y,Y,N,Y,N,N,94203839
1322165,17-Oct,5/8/2019 10:11,"PROSPECT HILL GROWTH PARTNERS, L.P.",WALTHAM,MA,United States,2451,29,17,Y,N,N,N,N,Y,825196731
1321729,17-Oct,5/8/2019 10:23,"CIC WEALTH, LLC",ROCKVILLE,MD,United States,20852,13,8,Y,Y,N,Y,N,N,402222583
1306894,17-Oct,5/8/2019 11:21,CARL DOMINO INC.,WEST PALM BEACH,FL,United States,33401,3,2,Y,Y,N,Y,N,N,73625619
1322216,17-Oct,5/8/2019 11:47,"MID-ATLANTIC SECURITIES, INC.",RALEIGH,NC,United States,27609,30,20,Y,Y,N,Y,N,N,131066696
1323869,17-Oct,5/30/2019 11:58,WALTER & KEENAN FINANCIAL CONSULTING CO,SOUTH BEND,IN,United States,46601,4,2,Y,Y,N,Y,N,N,360724408
1324686,17-Oct,5/30/2019 12:14,CAPRIN ASSET MANAGEMENT LLC,HENRICO,VA,United States,23226,11,6,Y,N,N,N,N,N,1304006383
1326535,17-Oct,5/30/2019 12:30,CHURCHILL MANAGEMENT CORP,LOS ANGELES,CA,United States,90036,56,43,Y,N,N,N,N,N,5500283541
1326536,17-Oct,5/30/2019 12:32,"PRIME CAPITAL INVESTMENT ADVISORS, LLC",OVERLAND PARK,KS,United States,66211,161,93,Y,Y,N,Y,N,Y,9275151580
1326542,17-Oct,5/30/2019 12:46,FSC SECURITIES CORPORATION,ATLANTA,GA,United States,30339,1602,678,Y,Y,N,Y,Y,N,8223701222
1307316,17-Oct,5/30/2019 12:54,BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED,HONG KONG,,China,,404,92,Y,N,N,N,N,N,48350256988
1322007,17-Oct,5/31/2019 12:47,"DIVIDEND ASSETS CAPITAL, LLC",RIDGELAND,SC,United States,29936-8126,13,6,Y,N,N,N,N,N,717528882
1327081,17-Oct,5/31/2019 12:52,"GLOBAL FINANCIAL PRIVATE CAPITAL, LLC",SARASOTA,FL,United States,34232,25,3,Y,N,N,N,N,N,3555568110
1327089,17-Oct,5/31/2019 13:14,"HEMMING& WEALTH MANAGEMENT, INC.",TRAVERSE CITY,MI,United States,49686,7,2,Y,Y,N,Y,N,N,0
1328513,17-Oct,6/10/2019 10:28,"WECHTER FELDMAN WEALTH MANAGEMENT, INC.",PARSIPPANY,NJ,United States,7054,7,4,Y,Y,N,Y,N,N,274663323
1328716,17-Oct,6/17/2019 11:19,"JONES ROAD CAPITAL MANAGEMENT, L.P.",NEW YORK,NY,United States,10017,8,4,Y,N,N,N,N,Y,315855514
1327998,17-Oct,6/17/2019 11:30,"KDK PRIVATE WEALTH MANAGEMENT, LLC",HOUSTON,TX,United States,77057,1,1,Y,N,N,N,N,N,0
1326391,17-Oct,6/17/2019 11:46,"UNIONVIEW, LLC",SEATTLE,WA,United States,98109,3,2,Y,N,N,N,N,N,
1329732,17-Oct,6/17/2019 12:22,"CORNERSTONE WEALTH STRATEGIES, INC.",KENNEWICK,WA,United States,99336,8,6,Y,Y,N,Y,N,N,413582605
1329745,17-Oct,6/17/2019 12:43,"VIRTUE CAPITAL MANAGEMENT, LLC",BRENTWOOD,TN,United States,37027,118,103,Y,Y,N,Y,N,N,465235315
1328568,17-Oct,6/17/2019 13:16,ENGINEERS GATE MANAGER LP,NEW YORK,NY,United States,10001,91,46,N,N,N,N,N,Y,2322529940
1306965,17-Oct,6/17/2019 13:55,VISE AL ADVISORS,SAN FRANCISCO,CA,United States,94104,6,4,Y,N,N,N,N,N,0
1329806,17-Oct,6/17/2019 15:43,"CORBIN CAPITAL PARTNERS, L.P.",NEW YORK,NY,United States,10022,47,14,Y,N,N,N,N,Y,7337014129
1319753,17-Oct,4/30/2019 9:45,MEDIQUS ASSET ADVISORS INC,CHICAGO,IL,United States,60601-1014,10,7,Y,Y,N,Y,Y,N,871752270
1320277,17-Oct,4/30/2019 15:09,"WILMINGTON TRUST INVESTMENT ADVISORS, INC.",WILMINGTON,DE,United States,19890-0001,143,128,Y,N,N,Y,N,N,19938132757
1321573,17-Oct,5/6/2019 9:54,"SEACREST INVESTMENT MANAGEMENT, LLC",PURCHASE,NY,United States,10577-2524,7,7,Y,N,N,N,N,N,144494292
1323786,17-Oct,5/16/2019 11:06,"PARKVIEW ADVISORS, LLC",HOUSTON,TX,United States,77027,1,1,Y,N,N,N,N,Y,61792000
1322975,17-Oct,5/17/2019 8:40,"INTEGRATED FINANCIAL PLANNING, P.C.",DURANGO,CO,United States,81301,2,2,Y,Y,N,Y,N,N,109552608
1320689,17-Oct,5/31/2019 13:44,PRINCIPLE WEALTH PARTNERS LLC,MADISON,CT,United States,6443,8,6,Y,N,N,N,N,N,700220955
1327106,17-Oct,5/31/2019 13:56,"CAPRI EGM, LLC",CHICAGO,IL,United States,60606,3,2,Y,N,N,N,N,Y,
1327115,17-Oct,5/31/2019 14:15,"ARMIS ADVISERS, LLC",HARTWELL,GA,United States,30643,6,3,Y,N,N,Y,N,N,141548559
1327122,17-Oct,5/31/2019 14:31,"CAPITAL ADVANTAGE, INC.",LAFAYETTE,CA,United States,94549-7114,11,9,Y,N,N,N,N,N,705917488
1327119,17-Oct,5/31/2019 14:44,"BARES CAPITAL MANAGEMENT, INC.",AUSTIN,TX,United States,78738,14,14,Y,N,N,N,N,N,3426597938
1327132,17-Oct,5/31/2019 14:49,"BOK FINANCIAL SECURITIES, INC.",TULSA,OK,United States,74172,175,164,Y,Y,N,Y,Y,Y,754026663
1311586,17-Oct,5/31/2019 15:11,"COLHB2 ENERGY INVESTMENT ADVISOR, LLC",LOS ANGELES,CA,United States,90071,38,10,Y,N,N,N,N,Y,0
1327147,17-Oct,5/31/2019 15:31,"MWA FINANCIAL SERVICES, INC.",ROCK ISLAND,IL,United States,61204-4116,718,39,Y,Y,N,Y,N,N,20468756
1325251,17-Oct,5/31/2019 15:42,KELMAN LAZAROV INC,MEMPHIS,TN,United States,38137-2805,16,11,Y,Y,N,Y,N,N,398763112
1327152,17-Oct,5/31/2019 15:51,"ROYAL FUND MANAGEMENT, LLC",THE VILLAGES,FL,United States,32159,112,105,Y,Y,N,Y,N,N,510209237
1327170,17-Oct,5/31/2019 16:24,"SEMMAX FINANCIAL ADVISORS, INC.",WINSTON-SALEM,NC,United States,27127,17,6,Y,Y,N,Y,N,N,152951085
1325675,17-Oct,5/31/2019 16:54,"BARREL PARK INVESTMENTS, LLC",BROOKLYN,NY,United States,11249,1,1,Y,N,N,N,N,N,23000000
1325981,17-Oct,5/31/2019 17:01,DEEPCURRENTS INVESTMENT GROUP LLC,NEW YORK,NY,United States,10036,6,3,Y,N,N,Y,N,Y,1166306581
1327108,17-Oct,5/31/2019 17:29,"AXA ADVISORS, LLC",NEW YORK,NY,United States,10104,5930,3538,Y,Y,N,Y,N,N,14671064923
1325330,17-Oct,5/31/2019 17:48,"TELIKOS INVESTMENT MANAGEMENT, LLC",PARSIPPANY,NJ,United States,7054,1,1,Y,N,N,N,N,N,0
1327203,17-Oct,5/31/2019 18:15,"SCHULTZE ASSET MANAGEMENT, LP",RYE BROOK,NY,United States,10573,7,4,Y,N,N,N,N,Y,90026263
1327204,17-Oct,5/31/2019 18:18,WELTON INVESTMENT PARTNERS LLC,CARMEL,CA,United States,93921-6147,27,7,Y,N,N,N,N,Y,411973249
1327211,17-Oct,5/31/2019 19:22,"CLAY NORTHAM WEALTH MANAGEMENT, LLC",SEAL BEACH,CA,United States,90740,2,2,Y,N,N,N,N,N,122468143
1327220,17-Oct,5/31/2019 22:04,"PROMONTORY FINANCIAL PLANNING, LLC",FARMINGTON,UT,United States,84025,8,8,Y,Y,N,Y,N,N,135000000
1329957,17-Oct,6/18/2019 10:43,"STOEVER GLASS WEALTH MANAGEMENT, INC.",NEW YORK,NY,United States,10005,11,9,Y,Y,N,Y,N,N,72301360
1324419,17-Oct,6/21/2019 17:09,NEWSOUTH CAPITAL MANAGEMENT INC,MEMPHIS,TN,United States,38120-4129,11,9,Y,N,N,N,N,Y,3683498254
1329437,17-Oct,6/21/2019 17:10,STRATEGIC ADVISERS LLC,BOSTON,MA,United States,2210,164,119,Y,N,N,N,N,N,3.44E+11
1329435,17-Oct,6/21/2019 17:12,FIDELITY PERSONAL AND WORKPLACE ADVISORS LLC,BOSTON,MA,United States,2210,6722,6722,Y,N,N,Y,N,N,3.38E+11
1328200,17-Oct,6/21/2019 17:14,RESOLUTE ADVISORS LLC,SAN FRANCISCO,CA,United States,94111,3,3,Y,N,N,Y,N,N,383757894
1325611,17-Oct,5/28/2019 10:04,OPTIVISE ADVISORY SERVICES LLC,DALLAS,TX,United States,75019,6,6,Y,Y,N,N,N,N,0
1324231,17-Oct,5/29/2019 12:21,GC OPAL ADVISORS LLC,CHICAGO,IL,United States,60606,406,143,Y,N,N,N,N,Y,26014360836
1330740,17-Oct,6/24/2019 17:05,"J. P. DAVIS, INC.",ORO VALLEY,AZ,United States,85755,3,3,Y,Y,N,Y,N,N,114787383
1329279,17-Oct,6/24/2019 19:13,OFI PRIVATE INVESTMENTS INC,NEW YORK,NY,United States,10281-1008,0,0,Y,N,N,N,N,N,1996704186
1329280,17-Oct,6/24/2019 19:14,HARBOURVIEW ASSET MANAGEMENT CORPORATION,NEW YORK,NY,United States,10281-1008,0,0,Y,N,N,N,N,Y,397700000
1329281,17-Oct,6/24/2019 19:16,OPPENHEIMERFUNDS INC,NEW YORK,NY,United States,10281-1008,0,0,Y,N,N,N,N,N,869207599
1329650,17-Oct,6/24/2019 19:17,"OC PRIVATE CAPITAL, LLC",NEW YORK,NY,United States,10281,0,0,Y,N,N,N,N,N,120703261
1331183,17-Oct,6/24/2019 19:32,"ENSEMBLE CAPITAL MANAGEMENT, LLC",BURLINGAME,CA,United States,94010,11,8,Y,N,N,N,N,N,780848000
1329554,17-Oct,6/24/2019 19:34,"TPG FINANCIAL ADVISORS, LLC",PORTLAND,OR,United States,97223,16,10,Y,Y,N,Y,N,N,805173963
1311214,17-Oct,6/24/2019 22:06,"ANDA ASSET MANAGEMENT CO., LTD.",SEOUL,,"Korea, South",6054,36,16,Y,N,N,N,N,Y,939041567
1330454,17-Oct,6/25/2019 5:46,CEVIAN CAPITAL II GP LIMITED,ST. HELIER,,Jersey,JE4 5QR,48,31,Y,N,N,N,N,Y,14032290263
1330177,17-Oct,6/25/2019 6:29,"PETRA CAPITAL MANAGEMENT, INC.",SEOUL,,"Korea, South",7238,13,7,Y,N,N,N,N,Y,359795833
1326322,17-Oct,6/25/2019 6:47,MITSUBISHI UFJ TRUST AND BANKING CORPORATION,TOKYO,,Japan,100-8212,6500,250,Y,N,N,Y,N,Y,3.96E+11
1330970,17-Oct,6/25/2019 7:02,AVENDUS WEALTH MANAGEMENT PRIVATE LIMITED,BANDRA(EAST) MUMBAI,,India,400 051,119,53,Y,N,N,Y,Y,Y,1589842702
1330228,17-Oct,6/25/2019 9:03,SYMONS CAPITAL MANAGEMENT INC,PITTSBURGH,PA,United States,15228-2702,11,8,Y,N,N,N,N,N,266980407
1308253,17-Oct,4/8/2019 7:53,SANTANDER SECURITIES LLC,DORCHESTER,MA,United States,2125,1087,211,Y,N,N,N,N,N,1022315581
1308370,17-Oct,4/8/2019 8:44,CENTER FOR FINANCIAL PLANNING INC,SOUTHFIELD,MI,United States,48033-7470,28,12,Y,Y,N,Y,N,N,966700000
1308374,17-Oct,4/8/2019 9:05,CONNORS INVESTOR SERVICES INC,WYOMISSING,PA,United States,19610-3213,11,10,Y,N,N,N,N,N,800677316
1307087,17-Oct,4/8/2019 9:43,"APOLLO WEALTH MANAGEMENT, LLC",LANCASTER,NY,United States,14086,1,1,Y,Y,N,N,N,N,58940693
1308345,17-Oct,4/8/2019 9:56,"INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC",ORLANDO,FL,United States,32801,103,94,Y,Y,N,Y,N,Y,794447256
1306404,17-Oct,4/8/2019 10:01,OXFORD ASSET MANAGEMENT LLP,OXFORD,,United Kingdom,OX1 2BW,83,57,Y,N,N,N,N,Y,9721000000
1308020,17-Oct,4/8/2019 10:07,"GENESEE CAPITAL ADVISORS, LLC",AUBURN,NY,United States,13021,4,2,Y,Y,N,Y,N,N,151909429
1308401,17-Oct,4/8/2019 10:10,"ECONOLOGICS FINANCIAL ADVISORS, LLC",LARGO,FL,United States,33770,10,3,Y,Y,N,Y,N,N,3194367
1308355,17-Oct,4/8/2019 10:35,"GLOBAL STRATEGIC INVESTMENT SOLUTIONS, LLC",SCOTTSDALE,AZ,United States,85254,3,2,Y,N,N,N,N,N,274928341
1307335,17-Oct,4/8/2019 10:36,KILTEARN PARTNERS LLP,EDINBURGH,,United Kingdom,EH3 8BL,20,9,Y,N,N,N,N,N,10666365276
1308413,17-Oct,4/8/2019 10:37,"DW PARTNERS, LP",NEW YORK,NY,United States,10022,48,18,Y,N,N,N,N,Y,2919251651
1308419,17-Oct,4/8/2019 10:37,"NUWAVE INVESTMENT MANAGEMENT, LLC",PARSIPPANY,NJ,United States,7054,10,7,Y,N,N,N,N,Y,150619053
1308415,17-Oct,4/8/2019 10:43,"GRIFFIN ASSET MANAGEMENT, LLC",NEW YORK,NY,United States,10169,11,7,Y,N,N,Y,N,Y,707234701
1308436,17-Oct,4/8/2019 11:05,"HARBOUR INVESTMENTS, INC.",MADISON,WI,United States,53719,217,177,Y,Y,N,Y,Y,N,1961011000
1308409,17-Oct,4/8/2019 11:12,"SSN ADVISORY, INC.",KNOXVILLE,TN,United States,37932,246,215,Y,Y,N,Y,Y,N,2894270693
1308448,17-Oct,4/8/2019 11:35,"THE KARRAS COMPANY, INC.",ROY,UT,United States,84067,6,3,Y,Y,N,Y,Y,N,209916555
1308464,17-Oct,4/8/2019 11:47,"KMS FINANCIAL SERVICES, INC.",SEATTLE,WA,United States,98121,419,377,Y,Y,N,Y,Y,N,6400114753
1309648,17-Oct,4/11/2019 15:53,"AG ASSET ADVISORY, LLC",LOS ANGELES,CA,United States,90067,3,2,Y,Y,N,Y,N,Y,229145586
1293428,17-Oct,4/11/2019 15:55,CLARITY INVESTMENTS + PLANNING LLC,MOUNT KISCO,NY,United States,10549,1,1,Y,Y,N,Y,N,N,79134430
1309099,17-Oct,4/11/2019 15:58,PDS PLANNING INC,COLUMBUS,OH,United States,43215,13,11,Y,N,N,Y,N,N,572207350
1309640,17-Oct,4/11/2019 16:00,CLEARPATH CAPITAL PARTNERS LLC,SAN FRANCISCO,CA,United States,94111,5,5,Y,Y,N,Y,N,Y,302272539
1307897,17-Oct,4/11/2019 16:21,SONICA CAPITAL LLC,NEW YORK,NY,United States,10010,2,2,Y,N,N,N,N,Y,35594470
1309645,17-Oct,4/11/2019 16:26,"GPB CAPITAL HOLDINGS, LLC",NEW YORK,NY,United States,10011,80,15,Y,N,N,N,N,Y,335776805
1309680,17-Oct,4/11/2019 16:29,"GREENWOOD CAPITAL ASSOCIATES, LLC",GREENWOOD,SC,United States,29646,19,16,Y,N,N,N,N,N,1254588046
1308223,17-Oct,4/11/2019 16:34,BISCAYNEAMERICAS ADVISERS L.L.C.,MIAMI,FL,United States,33131,10,3,Y,N,N,Y,N,Y,765272791
1309681,17-Oct,4/11/2019 16:34,"SOLARIS ADVISORS, LLC",NEW YORK,NY,United States,10022-1003,12,9,Y,N,N,Y,N,N,1431155296
1307537,17-Oct,4/11/2019 16:45,"CCM NEW OPPORTUNITIES, LLC",OVERLAND PARK,KS,United States,66202,3,2,Y,Y,N,Y,N,N,
1304848,17-Oct,4/11/2019 17:16,"CIM CAPITAL IC MANAGEMENT, LLC",LOS ANGELES,CA,United States,90010,15,7,Y,N,N,N,N,Y,
1309649,17-Oct,4/11/2019 17:37,"KRANE FINANCIAL SOLUTIONS, LLC",CALABASAS,CA,United States,91302,3,1,Y,Y,N,Y,N,N,108985131
1309001,17-Oct,4/11/2019 17:52,WELLS CAPITAL MANAGEMENT INCORPORATED,SAN FRANCISCO,CA,United States,94105,811,378,Y,N,N,Y,N,Y,3.50E+11
1309710,17-Oct,4/11/2019 17:55,LINCOLN FINANCIAL ADVISORS CORPORATION,FORT WAYNE,IN,United States,46802,1995,1399,Y,Y,N,Y,Y,N,22285255860
1309673,17-Oct,4/11/2019 17:59,CANVAS CAPITAL S.A.,Sď PAULO,,Brazil,04542-000,52,23,Y,N,N,N,N,Y,1309253609
1309726,17-Oct,4/11/2019 18:26,LINCOLN FINANCIAL SECURITIES CORPORATION,FORT WAYNE,IN,United States,46802,938,500,Y,Y,N,Y,Y,N,2820598874
1309728,17-Oct,4/11/2019 18:33,"ENVISION FINANCIAL TRANSPARENCY, LLC",GREENSBORO,NC,United States,27410,16,16,Y,Y,N,Y,N,N,216675770
1309735,17-Oct,4/11/2019 18:36,"UNCONVENTIONAL INVESTOR, LLC",SAN LEANDRO,CA,United States,94577,2,2,Y,Y,N,N,N,N,135395514
1307701,17-Oct,4/16/2019 17:14,6ELM CAPITAL LP,NEW YORK,NY,United States,10003,5,4,Y,N,N,N,N,Y,15853000
1310787,17-Oct,4/16/2019 17:16,MOON CAPITAL MANAGEMENT LP,NEW YORK,NY,United States,10022,43,24,Y,N,N,N,N,Y,1399344910
1290767,17-Oct,4/16/2019 17:24,SAVIOR LLC,WALTHAM,MA,United States,2453,3,3,Y,N,N,Y,N,N,0
1310665,17-Oct,4/16/2019 17:30,MPWM ADVISORY SOLUTIONS LLC,NEW YORK,NY,United States,10016,6,6,Y,N,N,Y,N,N,68755789
1310805,17-Oct,4/16/2019 17:43,MONEY MANAGEMENT FINANCIAL SERVICES LLC,MOORESTOWN,NJ,United States,8057,4,4,Y,Y,N,Y,N,N,143344955
1310792,17-Oct,4/16/2019 17:54,YAUPON CAPITAL MANAGEMENT LP,NEW YORK,NY,United States,10018,7,6,Y,N,N,N,N,Y,294289000
1310811,17-Oct,4/16/2019 17:57,M-CAM INTERNATIONAL LLC,CHARLOTTESVILLE,VA,United States,22902,12,7,Y,N,N,N,N,N,
1310822,17-Oct,4/16/2019 18:50,"ONE OAK CAPITAL MANAGEMENT, LLC",PURCHASE,NY,United States,10577,5,3,Y,N,N,N,N,Y,100000000
1308617,17-Oct,4/16/2019 19:02,JOEL R. MOGY INVESTMENT COUNSEL INC.,BEVERLY HILLS,CA,United States,90212-4301,9,3,Y,Y,N,Y,N,N,1005046846
1310824,17-Oct,4/16/2019 19:05,SPITFIRE CAPITAL LLC,MILL VALLEY,CA,United States,94941,4,3,Y,N,N,N,N,Y,135466690
1310825,17-Oct,4/16/2019 19:09,"DETALUS ADVISORS, LLC",ST. LOUIS,MO,United States,63119,12,12,Y,N,N,Y,N,N,2185144843
1310830,17-Oct,4/16/2019 19:30,"M FINANCIAL ASSET MANAGEMENT, INC.",PORTLAND,OR,United States,97209,5,3,Y,N,N,N,N,N,872356674
1310826,17-Oct,4/16/2019 19:37,NIPPON VALUE INVESTORS KK,TOKYO,,Japan,100-0005,11,4,Y,N,N,Y,N,N,1655266309
1310832,17-Oct,4/16/2019 19:43,NIPPON VALUE INVESTORS KK,TOKYO,,Japan,100-0005,11,4,Y,N,N,Y,N,N,1655266309
1306787,17-Oct,4/16/2019 20:25,"HAVEN MONEY, INC.",SAN FRANCISCO,CA,United States,94103,6,3,Y,N,N,Y,N,N,1994914
1310846,17-Oct,4/16/2019 21:52,"HALIFAX INVESTMENT MANAGEMENT, L.L.C.",WASHINGTON,DC,United States,20036,20,16,Y,N,N,N,N,Y,883689538
1310494,17-Oct,4/17/2019 7:23,EASTSPRING INVESTMENTS (SINGAPORE) LIMITED,SINGAPORE,,Singapore,18983,428,137,Y,N,N,Y,N,Y,97653997007
1306705,17-Oct,4/17/2019 8:14,"SLATE CREEK CAPITAL, LLC",DENVER,CO,United States,80220,2,2,Y,N,N,N,N,Y,0
1310599,17-Oct,4/17/2019 8:54,"AGATE PASS INVESTMENT MANAGEMENT, LLC",BAINBRIDGE ISLAND,WA,United States,98110,4,4,Y,N,N,N,N,N,127503264
1309159,17-Oct,4/17/2019 9:02,"CLARIS FINANCIAL, LLC",GLEN ALLEN,VA,United States,23060,7,5,Y,N,N,N,N,N,105423875
1318450,17-Oct,4/26/2019 10:41,SAILINGSTONE CAPITAL PARTNERS LLC,SAN FRANCISCO,CA,United States,94111,17,5,Y,N,N,N,N,Y,2277275616
1307737,17-Oct,4/26/2019 11:21,"GLOBAL FINANCIAL PRIVATE CAPITAL, LLC",SARASOTA,FL,United States,34232,25,3,Y,N,N,N,N,N,3555568110
1318655,17-Oct,4/26/2019 12:38,VERUM PARTNERS LLC,CHARLOTTE,NC,United States,28207,3,3,Y,N,N,Y,N,N,0
1318627,17-Oct,4/26/2019 13:04,EQIS CAPITAL MANAGEMENT INC.,SAN RAFAEL,CA,United States,94901,71,10,Y,N,N,N,N,N,1837922515
1318690,17-Oct,4/26/2019 13:31,FIRSTRUST LLC,DAYTONA BEACH,FL,United States,32114,10,5,Y,Y,N,Y,N,N,155500000
1318694,17-Oct,4/26/2019 13:35,GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC,PORTLAND,OR,United States,97201,51,9,Y,N,N,N,N,Y,1776000000
1318440,17-Oct,4/26/2019 13:40,"CENTER LAKE CAPITAL MANAGEMENT, LLC",NEW YORK,NY,United States,10012,3,2,Y,N,N,N,N,Y,199772704
1310838,17-Oct,4/26/2019 13:58,"FUND ARCHITECTS, LLC",HEATH,TX,United States,75032,4,2,Y,N,N,N,N,N,119857465
1310350,17-Oct,4/26/2019 14:04,"PETER B. CANNELL & CO., INC.",NEW YORK,NY,United States,10022,25,10,Y,N,N,Y,N,N,3129444118
1317548,17-Oct,4/26/2019 14:29,BENIN MANAGEMENT CORP,WILTON,CT,United States,6897,3,3,Y,N,N,Y,N,N,332278092
1318751,17-Oct,4/26/2019 14:37,FIRSTRUST LLC,DAYTONA BEACH,FL,United States,32114,10,5,Y,Y,N,Y,N,N,155500000
1317915,17-Oct,4/26/2019 15:03,"BLUE VISTA CAPITAL, LLC",CHICAGO,IL,United States,60654-3453,57,44,Y,N,N,Y,N,Y,2012473243
1318774,17-Oct,4/26/2019 15:18,NORTHSTAR ASSET MANAGEMENT LLC,BLUE BELL,PA,United States,19422,7,3,Y,N,N,N,N,N,379421176
1318778,17-Oct,4/26/2019 15:20,"RIZE ADVISORS, LLC",ARLINGTON,VA,United States,22201,13,1,N,N,N,Y,N,N,3424378
1307170,17-Oct,4/26/2019 16:33,"WUNDERLICH CAPITAL MANAGEMENT, LLC",MEMPHIS,TN,United States,38103,1,1,Y,N,N,N,N,N,136205000
1307698,17-Oct,4/26/2019 16:40,GOLDMAN SACHS ASSET MANAGEMENT (SINGAPORE) PTE. LTD.,SINGAPORE,,Singapore,39393,41,35,Y,N,N,N,N,Y,966520230
1309978,17-Oct,4/26/2019 16:42,SOFI WEALTH LLC,SAN FRANCISCO,CA,United States,94129,20,20,N,N,N,N,N,N,79436845
1307688,17-Oct,4/26/2019 16:46,APTITUDE INVESTMENT MANAGEMENT LP,SEATTLE,WA,United States,98104,14,7,Y,N,N,N,N,Y,1391800000
1298820,17-Oct,4/26/2019 17:06,"PATTON ALBERTSON MILLER GROUP, LLC",CHATTANOOGA,TN,United States,37450,13,7,Y,Y,N,Y,N,N,459161034
1307690,17-Oct,4/26/2019 17:35,"GOLDMAN SACHS ASSET MANAGEMENT, L.P.",NEW YORK,NY,United States,10282,1366,896,Y,N,N,Y,N,Y,9.02E+11
1318872,17-Oct,4/26/2019 17:50,GOLDMAN SACHS & CO. LLC,NEW YORK,NY,United States,10282,1586,1502,Y,N,N,Y,Y,Y,1.98E+11
1318901,17-Oct,4/26/2019 18:26,"TURNING ROCK PARTNERS, L.P.",NEW YORK,NY,United States,10022,7,4,Y,N,N,N,N,Y,263640437
1318902,17-Oct,4/26/2019 18:41,"20/20 CAPITAL MANAGEMENT, INC",COSTA MESA,CA,United States,92626,35,20,Y,Y,N,Y,N,N,352252172
1318936,17-Oct,4/26/2019 19:21,"ADVANCED PORTFOLIO MANAGEMENT, LLC",NEW YORK,NY,United States,10019,14,14,Y,N,N,Y,N,Y,4009384343
1317413,17-Oct,4/26/2019 19:27,"OAKTREE FUND ADVISORS, LLC",LOS ANGELES,CA,United States,90071,157,44,Y,N,N,N,N,Y,0
1319784,17-Oct,4/30/2019 9:16,"HARFST AND ASSOCIATES, INC.",ASHLAND,OR,United States,97520,8,2,Y,Y,N,Y,N,N,414605847
1318736,17-Oct,5/1/2019 14:34,"HORIZONS WEALTH MANAGEMENT, INC.",ASHEVILLE,NC,United States,28801,4,3,Y,Y,N,Y,N,N,100822202
1320812,17-Oct,5/1/2019 14:45,TDI REAL ESTATE HOLDINGS LLC,IRVING,TX,United States,75039,223,63,Y,N,N,N,N,Y,1184359000
1320838,17-Oct,5/1/2019 14:58,"WILLOW CREEK WEALTH MANAGEMENT, INC.",SEBASTOPOL,CA,United States,95472,14,9,Y,Y,N,Y,N,N,1022944129
1311458,17-Oct,5/1/2019 15:11,"GLOBAL ASSETS ADVISORY, LLC",ORLANDO,FL,United States,32801,5,4,Y,N,N,N,N,N,0
1320859,17-Oct,5/1/2019 15:23,"HILDENE CAPITAL MANAGEMENT, LLC",STAMFORD,CT,United States,6902,24,11,Y,N,N,N,N,Y,9585298547
1261529,17-Oct,5/1/2019 15:23,"INSIGNIUM ASSET MANAGEMENT, LLC","DUBENDORF, ZURICH",,Switzerland,8600,2,1,Y,N,N,N,N,N,
1320553,17-Oct,5/1/2019 15:49,"LWEALTH, LLC",DALLAS,TX,United States,75243,3,3,Y,Y,N,Y,N,N,118239538
1320891,17-Oct,5/1/2019 15:58,"WEBSTER EQUITY PARTNERS, LLC",WALTHAM,MA,United States,2451,16,12,Y,N,N,N,N,Y,1818087187
1320190,17-Oct,5/1/2019 16:07,"FREESTONE CAPITAL MANAGEMENT, LLC",SEATTLE,WA,United States,98104,66,25,Y,N,N,N,Y,Y,4689552671
1320874,17-Oct,5/1/2019 16:12,"CLOCKTOWER GROUP, L.P.",SANTA MONICA,CA,United States,90401,20,11,Y,N,N,Y,N,Y,527466643
1320909,17-Oct,5/1/2019 16:26,"TISHMAN SPEYER PROPERTIES, L.P.",NEW YORK,NY,United States,10111,550,128,Y,N,N,Y,N,Y,14977244212
1320808,17-Oct,5/1/2019 16:33,"CHAPWOOD CAPITAL INVESTMENT MANAGEMENT, LLC",PLANO,TX,United States,75093,5,3,Y,N,N,N,N,Y,191619462
1320944,17-Oct,5/1/2019 17:41,"GPB CAPITAL HOLDINGS, LLC",NEW YORK,NY,United States,10011,80,15,Y,N,N,N,N,Y,335776805
1320945,17-Oct,5/1/2019 17:44,"HYPERION PARTNERS, LLC",DEVON,PA,United States,19333,2,2,Y,N,N,Y,N,N,119003273
1320857,17-Oct,5/1/2019 18:01,"PIONEER FAMILY OFFICE, LLC",AVENTURA,FL,United States,33180,6,3,Y,N,N,N,N,N,376817585
1320956,17-Oct,5/1/2019 18:18,"BURNETT FINANCIAL GROUP, INC.",EDMOND,OK,United States,73013,1,1,Y,Y,N,Y,N,N,101466205
1320949,17-Oct,5/1/2019 18:24,ATHYRIUM CAPITAL MANAGEMENT LP,NEW YORK,NY,United States,10017-4920,21,15,Y,N,N,N,N,Y,3146899000
1320951,17-Oct,5/1/2019 18:24,CLARITY CAPITAL PARTNERS,NEWPORT BEACH,CA,United States,92660,6,6,Y,Y,N,Y,Y,N,250000000
1320962,17-Oct,5/1/2019 18:39,"SUNBURST FINANCIAL GROUP, LLC",VESTAVIA HILLS,AL,United States,35216,8,4,Y,Y,N,Y,N,N,237797272
1320965,17-Oct,5/1/2019 18:58,BLAKESLEE & BLAKESLEE FINANCIAL ADVISERS INC.,SAN LUIS OBISPO,CA,United States,93401,7,6,Y,Y,N,N,N,N,109238470
1301305,17-Oct,5/1/2019 20:19,"ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.",HAGATNA,,Guam,96910-5156,10,6,Y,N,N,N,Y,N,174000000
1322325,17-Oct,5/8/2019 16:08,"KOHMANN BOSSHARD FINANCIAL SERVICES, LLC.",AKRON,OH,United States,44333,4,4,Y,Y,N,Y,N,N,203635546
1322330,17-Oct,5/8/2019 16:19,NORTH STAR INVESTMENT MANAGEMENT CORPORATION,CHICAGO,IL,United States,60606-2902,25,25,Y,Y,N,Y,N,N,1309086981
1322342,17-Oct,5/8/2019 16:43,"CENTIVA CAPITAL, LP",NEW YORK,NY,United States,10019,38,26,N,N,N,N,N,Y,1900943714
1322262,17-Oct,5/8/2019 13:41,"F3 INVESTMENT MANAGEMENT, LLC",APPLETON,WI,United States,54914,3,2,Y,N,N,Y,N,N,232994872
1310687,17-Oct,5/8/2019 14:13,"BRIGHT FUTURES WEALTH MANAGEMENT, LLC",PITTSFORD,NY,United States,14534,15,15,Y,Y,N,Y,N,N,155996688
1322080,17-Oct,5/8/2019 14:23,"PERSHING SQUARE CAPITAL MANAGEMENT, L.P.",NEW YORK,NY,United States,10019,38,10,Y,N,N,N,N,Y,9629450870
1319557,17-Oct,5/8/2019 14:43,"PHOENIX CAPITAL REALTY ADVISORS, LLC",ADDISON,TX,United States,75001,19,18,Y,N,N,N,N,Y,1048802189
1322234,17-Oct,5/8/2019 14:57,STRATEGIC ASSET MANAGEMENT LTD.,LA PAZ,,Bolivia,,1,1,Y,N,N,N,N,N,11543350
1322181,17-Oct,5/8/2019 14:57,"TSP CAPITAL MANAGEMENT GROUP, LLC",SUMMIT,NJ,United States,7901,5,2,Y,N,N,Y,N,Y,278590125
1322296,17-Oct,5/8/2019 15:16,"CAUBLE & HARRE WEALTH MANAGEMENT, INC.",ST. LOUIS,MO,United States,63141,3,3,Y,Y,N,Y,N,N,162144201
1322271,17-Oct,5/8/2019 15:25,"PINNACLE WEALTH ADVISORS, INC.",CLACKAMAS,OR,United States,97015,5,4,Y,Y,N,Y,Y,N,111585093
1322692,17-Oct,5/10/2019 10:17,OFO PARTNERS LLC,QUINCY,MA,United States,2169,3,2,Y,Y,N,Y,N,N,0
1324293,17-Oct,5/20/2019 11:26,"WEALTH FORWARD, LLC",FARGO,ND,United States,58104,3,2,Y,Y,N,Y,N,N,110858143
1324316,17-Oct,5/20/2019 12:09,ASA MANAGED ACCOUNT MANAGERS LLC,MINNETONKA,MN,United States,55305,0,0,Y,N,N,Y,N,Y,237693000
1324319,17-Oct,5/20/2019 12:11,GLOBAL RETIREMENT PARTNERS LLC,SAN RAFAEL,CA,United States,94903,241,236,Y,Y,N,Y,N,N,40110414815
1324317,17-Oct,5/20/2019 12:14,"WEST FINANCIAL ADVISORS, L.L.C.",DES MOINES,IA,United States,50309,6,6,Y,Y,N,N,N,N,246400000
1308210,17-Oct,5/20/2019 12:40,"BLACK BAY ENERGY CAPITAL, LLC",NEW ORLEANS,LA,United States,70163,6,5,Y,N,N,N,N,Y,250381200
1324336,17-Oct,5/20/2019 12:48,"BLACK BAY ENERGY CAPITAL, LLC",NEW ORLEANS,LA,United States,70163,6,5,Y,N,N,N,N,Y,250381200
1324337,17-Oct,5/20/2019 12:54,"ROYAL FUND MANAGEMENT, LLC",THE VILLAGES,FL,United States,32159,112,105,Y,Y,N,Y,N,N,510209237
1324340,17-Oct,5/20/2019 13:06,INTEGRATED ADVISORS NETWORK LLC,PALOS VERDES ESTATES,CA,United States,90274,52,49,Y,Y,N,Y,N,N,1024109611
1324356,17-Oct,5/20/2019 13:18,CORNERSTONE WEALTH MANAGEMENT LLC,SAN DIEGO,CA,United States,92127,9,5,Y,N,N,Y,N,Y,295553322
1324362,17-Oct,5/20/2019 13:47,"KING WEALTH MANAGEMENT GROUP, LLC",SARATOGA SPRINGS,NY,United States,12866,8,6,Y,N,N,Y,N,N,439043216
1324365,17-Oct,5/20/2019 13:56,"IAMS WEALTH MANAGEMENT, LLC",ELKHORN,NE,United States,68022-4609,43,40,Y,Y,N,Y,N,N,30514635
1322753,17-Oct,5/20/2019 14:06,"REACT INVESTMENT SOLUTIONS, LLC",LOS GATOS,CA,United States,95030,15,6,Y,N,N,Y,N,N,317557163
1324315,17-Oct,5/20/2019 14:09,"1919 INVESTMENT COUNSEL, LLC",BALTIMORE,MD,United States,21202,121,56,Y,N,N,Y,N,N,11808425236
1278596,17-Oct,5/20/2019 14:14,"WCP INVESTMENT MANAGER II, LLC",WILTON,CT,United States,6897,37,16,Y,N,N,Y,N,Y,
1324370,17-Oct,5/20/2019 14:15,"MUTUAL ADVISORS, LLC",CASPER,WY,United States,82604,90,71,Y,Y,N,Y,N,N,1813927513
1324327,17-Oct,5/20/2019 14:17,"DIXON, HUBARD, FEINOUR & BROWN, INC.",ROANOKE,VA,United States,24011-2414,7,7,Y,N,N,N,N,N,526605128
1319053,17-Oct,4/29/2019 9:44,"NEW ENGLAND FINANCIAL PLANNING GROUP, LLC",BURLINGTON,MA,United States,1803,4,2,Y,Y,N,Y,N,N,119282600
1319046,17-Oct,4/29/2019 9:47,STRATOS WEALTH ADVISORS LLC,BEACHWOOD,OH,United States,44122,34,21,Y,Y,N,Y,N,N,494631414
1321029,17-Oct,5/2/2019 10:20,"ALEXANDRIA CAPITAL, LLC",WASHINGTON,DC,United States,20005,20,12,Y,Y,N,Y,N,N,964732127
1322158,17-Oct,5/8/2019 9:09,ASSET MANAGEMENT ONE USA INC.,NEW YORK,NY,United States,10022,17,9,Y,Y,N,N,N,Y,4848998949
1321328,17-Oct,5/9/2019 10:09,"KC INVESTMENT ADVISORS, LLC",WICHITA,KS,United States,67206,6,6,Y,Y,N,Y,N,N,165250469
1324398,17-Oct,5/21/2019 12:15,ARROW WEALTH ADVISORY LLC,NEW YORK,NY,United States,10128,1,1,N,N,N,Y,N,N,104728890
1324086,17-Oct,5/21/2019 12:48,"EMERGENT CAPITAL ADVISORS, LLC",HOUSTON,TX,United States,77027-9479,5,5,Y,N,N,N,N,Y,48059284
1324630,17-Oct,5/21/2019 13:15,RAM REALTY ADVISORS LLC,PALM BEACH GARDENS,FL,United States,33418,42,34,Y,N,N,N,N,Y,653384167
1324626,17-Oct,5/21/2019 13:22,CARROLL FINANCIAL ASSOCIATES INC,CHARLOTTE,NC,United States,28209,46,38,Y,Y,N,Y,N,N,2463897753
1324650,17-Oct,5/21/2019 13:51,"GLOBAL STRATEGIC INVESTMENT SOLUTIONS, LLC",SCOTTSDALE,AZ,United States,85254,4,3,Y,N,N,N,N,N,274928341
1324667,17-Oct,5/21/2019 14:45,"GREYLOCK CAPITAL MANAGEMENT, LLC",NEW YORK,NY,United States,10017-6401,18,9,Y,N,N,N,N,Y,858981617
1324672,17-Oct,5/21/2019 14:48,"SANDBOX FINANCIAL PARTNERS, LLC",BETHESDA,MD,United States,20817,5,3,Y,Y,N,Y,N,N,124437015
1324678,17-Oct,5/21/2019 15:06,"TRIAD HYBRID SOLUTIONS, LLC",NORCROSS,GA,United States,30092,56,51,Y,Y,N,Y,N,N,1467652125
1324699,17-Oct,5/21/2019 15:38,"POLARIS PORTFOLIOS, LLC",WELLESLEY,MA,United States,2482,3,2,Y,N,N,Y,N,N,935000
1325360,17-Oct,5/24/2019 16:32,STONEPEAK PARTNERS LP,NEW YORK,NY,United States,10001,50,34,Y,N,N,N,N,Y,15615386914
1324957,17-Oct,5/24/2019 17:13,"IFP ADVISORS, LLC",TAMPA,FL,United States,33607,432,400,Y,Y,N,Y,N,N,5383570734
1324662,17-Oct,5/24/2019 17:53,BRISTOL GATE CAPITAL PARTNERS INC.,TORONTO,,Canada,M4V 1K9,14,10,Y,N,N,N,N,Y,918286627
1325528,17-Oct,5/24/2019 18:14,"BUCKHEAD CAPITAL MANAGEMENT, LLC",ATLANTA,GA,United States,30339-5995,9,7,Y,N,N,Y,N,Y,986806706
1325523,17-Oct,5/24/2019 18:16,ADVANTAGE ALPHA CAPITAL PARTNERS LP,SAN FRANCISCO,CA,United States,94111,2,2,Y,N,N,N,N,Y,195699993
1325097,17-Oct,5/24/2019 19:28,"SOCORRO ASSET MANAGEMENT, L.P.",DALLAS,TX,United States,75219,4,2,Y,N,N,N,N,N,0
1323210,17-Oct,5/24/2019 20:23,PINNACLE INVESTMENT MANAGEMENT LIMITED,"SYDNEY, NEW SOUTH WALES",,Australia,NSW 2000,70,30,Y,N,N,N,N,Y,29066231116
1319102,17-Oct,5/1/2019 12:00,FIG LLC,NEW YORK,NY,United States,10105,906,216,Y,N,N,Y,N,Y,87742067596
1320760,17-Oct,5/1/2019 12:31,"CRIBSTONE CAPITAL MANAGEMENT, LLC",AUGUSTA,ME,United States,4330,9,6,Y,N,N,Y,N,N,470104379
1320701,17-Oct,5/1/2019 12:44,"THE ADVOCATE GROUP, LLC",MINNETONKA,MN,United States,55305,11,6,Y,N,N,Y,N,N,340376849
1310961,17-Oct,5/1/2019 12:55,EPG WEALTH MANAGEMENT LLC,ATLANTA,GA,United States,30305,3,3,Y,Y,N,Y,N,N,
1326152,17-Oct,5/29/2019 15:03,"SNS FINANCIAL GROUP, LLC",MINNEAPOLIS,MN,United States,55414,16,16,Y,N,N,Y,N,N,952440011
1326179,17-Oct,5/29/2019 15:30,"ARS WEALTH ADVISORS, LLC",ST. PETERSBURG,FL,United States,33701,13,7,Y,Y,N,N,N,N,503109279
1326182,17-Oct,5/29/2019 15:44,"HEFREN-TILLOTSON, INC.",PITTSBURGH,PA,United States,15222,236,95,Y,Y,N,N,Y,N,7765418086
1326195,17-Oct,5/29/2019 15:57,"IFS ADVISORY, LLC",ATLANTA,GA,United States,30326-1184,63,58,Y,Y,N,Y,N,N,600704717
1326255,17-Oct,5/29/2019 17:29,"WEALTHPLAN PARTNERS, INC.",OMAHA,NE,United States,68154,71,31,Y,Y,N,Y,N,N,1665378328
1309197,17-Oct,5/29/2019 17:39,PACIFIC INVESTMENT MANAGEMENT COMPANY LLC,NEWPORT BEACH,CA,United States,92660,2597,633,Y,N,N,N,N,Y,2.20E+12
1325659,17-Oct,5/29/2019 18:06,HOLLIS PARK PARTNERS LP,NEW YORK,NY,United States,10017,13,6,Y,N,N,N,N,Y,3324021872
1324592,17-Oct,5/29/2019 19:25,TORONADO PARTNERS LLC,SAN FRANCISCO,CA,United States,94111,3,2,Y,N,N,N,N,Y,444964743
1326309,17-Oct,5/29/2019 20:46,M FINANCIAL INVESTMENT ADVISERS INC,PORTLAND,OR,United States,97209,4,0,Y,N,N,N,N,N,579597279
1327082,17-Oct,5/31/2019 12:51,"NORTHROCK PARTNERS, LLC",MINNEAPOLIS,MN,United States,55402,42,14,Y,N,N,Y,N,N,1287941397
1326332,17-Oct,5/31/2019 13:03,"TRIAD FINANCIAL ADVISORS, INC.",GREENSBORO,NC,United States,27455,13,13,Y,N,N,N,N,N,627916263
1327083,17-Oct,5/31/2019 13:03,"FERRER FREEMAN & COMPANY, LLC",GREENWICH,CT,United States,6830,6,5,Y,N,N,N,N,Y,442759803
1325495,17-Oct,5/31/2019 13:44,"SPELTS WEALTH MANAGEMENT, INC",CHICO,CA,United States,95928,2,2,Y,Y,N,Y,N,N,107000000
1310346,17-Oct,5/31/2019 14:34,"LOOMIS, SAYLES & COMPANY, L.P.",BOSTON,MA,United States,02111-2621,607,607,Y,N,N,N,N,Y,2.30E+11
1325217,17-Oct,5/31/2019 14:46,"ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.",SUGAR LAND,TX,United States,77479,5,3,Y,N,N,Y,N,Y,51035109
1327114,17-Oct,5/31/2019 14:48,"NATIONAL INVESTMENT SERVICES, INC",MILWAUKEE,WI,United States,53202-5310,38,14,Y,N,N,N,N,Y,7223418000
1323668,17-Oct,6/1/2019 12:33,INDUSTRIAL DEVELOPMENT FUNDING LLC,NEW YORK,NY,United States,10017,3,3,Y,N,N,N,N,Y,25569221
1327404,17-Oct,6/3/2019 14:21,"ALGONQUIN FINANCIAL ADV, INC. D/B/A AVELLINO FINANCIAL ADV, INC.",HILLSIDE,IL,United States,60162,5,5,Y,Y,N,Y,N,N,26560031
1326732,17-Oct,6/3/2019 14:26,GLG PARTNERS LP,LONDON,,United Kingdom,EC4R 3AD,79,77,Y,N,N,N,N,Y,23703282296
1316516,17-Oct,4/22/2019 10:15,"TRUMAN CAPITAL ADVISORS, LP",ARMONK,NY,United States,10504,23,6,Y,N,N,N,N,Y,1290536911
1324182,17-Oct,5/17/2019 17:24,"SKYBRIDGE CAPITAL II, LLC",NEW YORK,NY,United States,10022,54,16,Y,N,N,Y,N,Y,9461122000
1324197,17-Oct,5/17/2019 18:19,361 CAPITAL LLC,DENVER,CO,United States,80237,33,8,Y,N,N,N,N,N,1546619388
1324205,17-Oct,5/17/2019 19:24,"THE MENARD FINANCIAL GROUP, LLC",HOUSTON,TX,United States,77057,2,1,Y,Y,N,Y,N,N,203086274
1324210,17-Oct,5/17/2019 21:25,"WELCH INVESTMENT GROUP, LLC",GRANTS PASS,OR,United States,97527,4,3,Y,Y,N,N,N,N,123672029
1327906,17-Oct,6/7/2019 11:50,"HENDERSHOT INVESTMENTS, INC.",CENTREVILLE,VA,United States,20120,4,3,Y,Y,Y,Y,N,N,375697111
1327800,17-Oct,6/7/2019 12:01,MARATHON ASSET MANAGEMENT LLP,LONDON,,United Kingdom,WC2H 9EA,78,14,Y,N,N,N,N,Y,64548542592
1328330,17-Oct,6/7/2019 12:20,KAILASA CAPITAL MANAGEMENT LLC,PITTSBURGH,PA,United States,15222,4,3,Y,N,N,N,N,Y,165542650
1328334,17-Oct,6/7/2019 12:38,"WATERLOO CAPITAL, L.P.",AUSTIN,TX,United States,78746,19,19,Y,Y,N,Y,Y,N,720873094
1327324,17-Oct,6/7/2019 12:45,"BRASS TAX WEALTH MANAGEMENT, INC.",CINCINNATI,OH,United States,45241,6,6,Y,N,N,Y,N,N,323018478
1328339,17-Oct,6/7/2019 12:59,ADVISORS PREFERRED LLC,ROCKVILLE,MD,United States,20850,10,5,Y,N,N,N,N,N,560000000
1328340,17-Oct,6/7/2019 13:01,ADVISORS PREFERRED LLC,ROCKVILLE,MD,United States,20850,10,5,Y,N,N,N,N,N,560000000
1322615,17-Oct,6/7/2019 13:20,"CASTLE CREEK ARBITRAGE, LLC",CHICAGO,IL,United States,60603,10,4,Y,N,N,N,N,Y,773380717
1328360,17-Oct,6/7/2019 13:58,"SCISSORTAIL WEALTH MANAGEMENT, LLC",TULSA,OK,United States,74105,3,2,Y,N,N,Y,N,N,134757014
1328366,17-Oct,6/7/2019 14:17,TYTON WEALTH,TOKYO,,Japan,150-0011,1,1,Y,N,N,N,N,Y,0
1322238,17-Oct,6/7/2019 14:21,WEALTHCARE ADVISORY PARTNERS LLC,WEST CHESTER,PA,United States,19380,106,70,Y,Y,N,Y,N,N,1075740638
1328374,17-Oct,6/7/2019 14:29,CHURCHILL MANAGEMENT CORP,LOS ANGELES,CA,United States,90036,56,43,Y,N,N,N,N,N,5500283541
1328376,17-Oct,6/7/2019 14:36,OFO PARTNERS LLC,QUINCY,MA,United States,2169,3,2,Y,Y,N,Y,N,N,0
1328381,17-Oct,6/7/2019 14:38,OFO PARTNERS LLC,QUINCY,MA,United States,2169,3,2,Y,Y,N,Y,N,N,0
1328062,17-Oct,6/7/2019 14:41,INDIGO PARTNERS LLC,PHOENIX,AZ,United States,85016-4278,10,8,Y,N,N,N,N,Y,5879293415
1328368,17-Oct,6/7/2019 14:43,MKT ADVISORS LLC,ESCONDIDO,CA,United States,92025,3,3,Y,N,N,N,N,N,276551050
1327593,17-Oct,6/7/2019 14:44,"PAR-FOUR INVESTMENT MANAGEMENT, LLC",WOODCLIFF LAKE,NJ,United States,7677,14,9,Y,N,N,Y,N,Y,1791680000
1307780,17-Oct,5/6/2019 11:13,"HUDSON VALLEY WEALTH MANAGEMENT, INC",PEARL RIVER,NY,United States,10965,6,1,Y,Y,N,Y,N,Y,82884158
1321594,17-Oct,5/7/2019 8:30,"ADVICEGUILD, A PUBLIC BENEFIT CORPORATION",MEDIA,PA,United States,19063,2,1,N,N,N,Y,N,N,
1323841,17-Oct,5/16/2019 13:07,IHT WEALTH MANAGEMENT LLC,CHICAGO,IL,United States,60606,153,99,Y,Y,N,N,N,N,1267880055
1323120,17-Oct,5/16/2019 13:45,"HERITAGE FINANCIAL ADVISORS, LLC",WATERVILLE,OH,United States,43566,2,2,Y,Y,N,Y,N,N,113263237
1323860,17-Oct,5/16/2019 13:55,"TEACHERS ADVISORS, LLC",NEW YORK,NY,United States,10017-3206,386,288,Y,N,N,Y,N,Y,2.96E+11
1323865,17-Oct,5/16/2019 13:59,TIAA-CREF INVESTMENT MANAGEMENT LLC,NEW YORK,NY,United States,10017-3206,386,288,Y,N,N,Y,N,N,2.08E+11
1318870,17-Oct,5/16/2019 14:23,"TRILLIUM ASSET MANAGEMENT, LLC",BOSTON,MA,United States,2111,45,24,Y,N,N,Y,N,N,2536935036
1324100,17-Oct,5/17/2019 13:09,"AMERICAN CAPITAL ADVISORY, LLC",KETCHUM,ID,United States,83340,3,3,Y,N,N,Y,N,N,109000000
1322444,17-Oct,5/17/2019 16:45,"PORTFOLIO ADVISORS, INC.",FRESNO,CA,United States,93711-5799,7,6,Y,Y,N,Y,N,N,168920340
1323196,17-Oct,5/17/2019 18:50,MCMORGAN & COMPANY LLC,SAN FRANCISCO,CA,United States,94111,26,14,Y,N,N,N,N,Y,6329401571
1324188,17-Oct,5/17/2019 19:48,"CRUISER CAPITAL ADVISORS, LLC",NEW YORK,NY,United States,10022,5,4,Y,N,N,N,N,Y,188826059
1320150,17-Oct,5/28/2019 11:24,"BAMCO, INC.",NEW YORK,NY,United States,10153-0023,163,38,Y,N,N,N,N,N,26288386792
1326857,17-Oct,6/4/2019 10:01,"RHO CAPITAL PARTNERS, INC",NEW YORK,NY,United States,10019-3310,13,12,Y,N,N,Y,N,Y,1018740880
1327558,17-Oct,6/6/2019 14:16,"HFR ASSET MANAGEMENT, L.L.C",CHICAGO,IL,United States,60606,2,2,Y,N,N,Y,N,Y,4187860487
1328149,17-Oct,6/6/2019 14:37,CHOICE WEALTH ADVISORS LLC,WATERVILLE,ME,United States,4901,5,4,Y,Y,N,Y,N,N,116219978
1322963,17-Oct,6/6/2019 14:49,"BUSH INVESTMENT GROUP, LLC DBA BUSH WEALTH MANAGEMENT",VALDOSTA,GA,United States,31602,5,3,Y,Y,N,Y,Y,N,0
1328844,17-Oct,6/11/2019 15:23,"HORTER INVESTMENT MANAGEMENT, LLC",CINCINNATI,OH,United States,45249,174,154,Y,Y,N,Y,N,N,902003369
1328872,17-Oct,6/11/2019 16:23,"STUART CHAUSSʅ & ASSOCIATES, INC.",PALOS VERDES ESTATES,CA,United States,90274,1,1,Y,N,N,N,N,N,143536334
1327495,17-Oct,6/11/2019 16:49,FIRST NEBRASKA ADVISORY LLC,NORTH PLATTE,NE,United States,69101,2,2,Y,N,N,N,N,N,213338759
1329656,17-Oct,6/16/2019 16:04,SUNDVOLD CAPITAL MANAGEMENT LLC,COLUMBIA,MO,United States,65203,8,6,Y,Y,N,Y,N,N,94700000
1329659,17-Oct,6/16/2019 16:39,SUNDVOLD CAPITAL MANAGEMENT LLC,COLUMBIA,MO,United States,65203,8,6,Y,Y,N,Y,N,N,94700000
1325876,17-Oct,6/17/2019 5:08,MOST CAPITAL LLC,MINSK,,Belarus,220006,2,2,Y,N,N,N,N,N,
1321622,17-Oct,6/17/2019 8:17,"WISHBONE MANAGEMENT, LP",CHICAGO,IL,United States,60606,25,4,N,N,N,N,N,Y,696667474
1328028,17-Oct,6/17/2019 9:00,INDEPENDENT FRANCHISE PARTNERS LLP,LONDON,,United Kingdom,W1H 6AZ,18,9,Y,N,N,N,N,N,13509004972
1308843,17-Oct,6/17/2019 9:29,TRUST ADVISORY GROUP LTD,WOBURN,MA,United States,1801,7,4,Y,Y,N,Y,N,N,312109134
1300235,17-Oct,6/17/2019 9:37,"PEAK PLANNING GROUP, LLC",DENVER,CO,United States,80210,2,2,Y,Y,N,Y,N,N,108837963
1323512,17-Oct,6/17/2019 9:58,MAIN POST ADVISORS,SANTA MONICA,CA,United States,90401,2,2,Y,N,N,N,N,Y,0
1329684,17-Oct,6/17/2019 10:29,"CAPSTONE FINANCIAL GROUP, INC",OKLAHOMA CITY,OK,United States,73134,4,1,Y,N,N,N,N,N,114365234
1329185,17-Oct,6/17/2019 10:41,"HIXON ZUERCHER, LLC",FINDLAY,OH,United States,45840,7,4,Y,Y,N,Y,N,N,127408942
1329686,17-Oct,6/17/2019 10:42,YHB INVESTMENT ADVISORS INC,WEST HARTFORD,CT,United States,06107-2417,23,14,Y,Y,N,Y,N,N,1333226000
1329690,17-Oct,6/17/2019 10:49,VIKING GLOBAL INVESTORS LP,GREENWICH,CT,United States,06830-6378,177,50,Y,N,N,N,N,Y,34738320786
1328745,17-Oct,6/17/2019 11:10,"PURA VIDA INVESTMENTS, LLC",NEW YORK,NY,United States,10022,11,6,Y,N,N,N,N,Y,388499161
1329698,17-Oct,6/17/2019 11:13,ROBOBROKER LLC,"SABUROVO, MOSCOW REGION",,Russia,143442,1,1,Y,N,N,N,N,N,
1329005,17-Oct,6/17/2019 11:21,WELLINGTON MANAGEMENT JAPAN PTE. LTD.,TOKYO,,Japan,100-0005,67,15,Y,N,N,Y,N,Y,24806834870
1329712,17-Oct,6/17/2019 11:24,"FINANCIAL & TAX ARCHITECTS, INC.",ST. LOUIS,MO,United States,63131,19,15,Y,N,N,Y,N,N,82415836
1329714,17-Oct,6/17/2019 11:25,"HARBOUR INVESTMENTS, INC.",MADISON,WI,United States,53719,217,177,Y,Y,N,Y,Y,N,1961011000
1329721,17-Oct,6/17/2019 11:43,PRIVATE ASSET MANAGEMENT INC,KIRKLAND,WA,United States,98033,4,3,Y,Y,N,Y,N,N,117861628
1329720,17-Oct,6/17/2019 11:45,CORE INVESTMENT ADVISORS LLC,COLUMBUS,OH,United States,43215,10,2,Y,N,N,N,N,N,662578000
1328959,17-Oct,6/17/2019 12:16,ASTRA CAPITAL MANAGEMENT LLC,WASHINGTON,DC,United States,20006,13,10,Y,N,N,N,N,Y,327505500
1328817,17-Oct,6/11/2019 14:15,J.P. MORGAN PRIVATE INVESTMENTS INC.,NEW YORK,NY,United States,10179-0001,642,88,Y,N,N,N,N,Y,1.35E+11
1329809,17-Oct,6/17/2019 15:55,"LAUREL WEALTH ADVISORS, INC.",LA JOLLA,CA,United States,92037,37,37,Y,Y,N,Y,N,N,1159900000
1329675,17-Oct,6/18/2019 9:21,"C.S. MCKEE, L.P.",PITTSBURGH,PA,United States,15222,37,11,Y,N,N,N,N,N,9688441393
1321270,17-Oct,6/18/2019 18:05,"FINANCIAL PLANNERS OF CLEVELAND, INC.",MAYFIELD HEIGHTS,OH,United States,44124,23,23,Y,N,N,Y,N,N,1054130683
1330146,17-Oct,6/18/2019 18:24,PRIME ADVISORS INC,REDMOND,WA,United States,98053,56,24,Y,Y,N,Y,N,N,17656365430
1328038,17-Oct,6/18/2019 18:25,"ARGENT RETIREMENT PLAN ADVISORS, LLC",NEW ORLEANS,LA,United States,70170,8,6,Y,Y,N,Y,N,N,18759078
1330154,17-Oct,6/18/2019 18:39,"SPARX ASSET MANAGEMENT CO., LTD.",TOKYO,,Japan,108-0075,114,31,Y,N,N,N,N,Y,8538667589
1330168,17-Oct,6/18/2019 19:46,ATHENA INVESTMENT MANAGEMENT,ORINDA,CA,United States,94563,3,1,Y,N,N,N,N,N,151206762
1326544,17-Oct,6/18/2019 20:15,"TPG OPPORTUNITIES ADVISERS, LLC",FORT WORTH,TX,United States,76102,195,99,Y,N,N,N,N,N,28192402000
1330173,17-Oct,6/18/2019 20:43,CAIN CAPITAL L.L.C.,DALLAS,TX,United States,75219,4,4,N,N,N,Y,N,Y,120937487
1330190,17-Oct,6/19/2019 8:44,"PLEASANT STREET WEALTH ADVISORS, LLC",GROTON,MA,United States,1450,2,2,Y,Y,N,Y,N,N,13200000
1330200,17-Oct,6/19/2019 9:06,F.N.B. INVESTMENT ADVISORS INC,PITTSBURGH,PA,United States,15212,40,20,Y,N,N,Y,N,N,3397472994
1330057,17-Oct,6/19/2019 9:13,"EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC",NEW YORK,NY,United States,10006,12,10,Y,N,N,N,Y,N,330000000
1330199,17-Oct,6/19/2019 9:13,SANTANDER INVESTMENT SECURITIES INC.,NEW YORK,NY,United States,10022-4604,160,9,N,N,N,Y,N,N,1669200000
1330204,17-Oct,6/19/2019 9:16,MORGAN STANLEY SMITH BARNEY LLC,PURCHASE,NY,United States,10577-2530,26000,15000,Y,N,N,Y,Y,N,7.29E+11
1330202,17-Oct,6/19/2019 9:22,SUN LIFE CAPITAL MANAGEMENT (U.S.) LLC,WELLESLEY HILLS,MA,United States,02481-5699,79,76,Y,N,N,Y,N,N,35493357149
1330048,17-Oct,6/19/2019 9:23,"FLOWSTONE PARTNERS, LLC",AVON,CT,United States,6001,7,6,Y,N,N,N,N,Y,
1325254,17-Oct,6/19/2019 9:55,QUANTUMROCK CAPITAL GMBH,"HAMBURG, HAMBURG",,Germany,20144,4,4,Y,N,N,N,N,Y,10000000
1330071,17-Oct,6/19/2019 10:31,"MUZINICH & CO., INC.",NEW YORK,NY,United States,10022-2692,95,49,Y,N,N,N,N,Y,27022597314
1327774,17-Oct,6/19/2019 10:45,FORT WASHINGTON INVESTMENT ADVISORS INC,CINCINNATI,OH,United States,45202,143,89,Y,Y,N,Y,N,Y,52421781660
1330219,17-Oct,6/19/2019 10:46,PALOS MANAGEMENT INC.,"MONTREAL, QUEBEC",,Canada,H3B 2B6,12,2,Y,N,N,N,N,N,138865326
1330220,17-Oct,6/19/2019 10:53,"KEELEY-TETON ADVISORS, LLC",CHICAGO,IL,United States,60604,21,12,Y,N,N,Y,N,N,1116447783
1317782,17-Oct,4/24/2019 15:34,THREE BIRDS ADVISORS LLC,NEW YORK,NY,United States,10029,1,1,Y,N,N,N,N,N,0
1317780,17-Oct,4/24/2019 15:34,THE INTERNATIONAL INVESTMENT GROUP L.L.C.,NEW YORK,NY,United States,10016,17,15,Y,N,N,N,N,Y,25000000
1318957,17-Oct,5/7/2019 9:15,WEBER HARTMANN VRIJHOF & PARTNERS LTD.,ZURICH,,Switzerland,8050,7,4,Y,Y,N,Y,N,N,73300315
1321860,17-Oct,5/7/2019 9:19,BASELINE PARTNERS LLC,GILBERT,AZ,United States,85234,0,0,Y,N,N,N,N,Y,0
1321861,17-Oct,5/7/2019 9:30,SPRING LAKE EQUITY GP LLC,BOSTON,MA,United States,2110,0,0,N,N,N,N,N,Y,371116508
1321290,17-Oct,5/7/2019 9:54,MEKETA INVESTMENT GROUP INC,WESTWOOD,MA,United States,02090-1150,182,129,Y,Y,N,Y,N,N,11407331000
1320895,17-Oct,5/7/2019 10:14,"OAK HARVEST INVESTMENT SERVICES, LLC",HOUSTON,TX,United States,77024,7,7,Y,Y,N,Y,N,N,109828932
1321891,17-Oct,5/7/2019 10:31,"INTEGRITY ADVISORY, LLC",OVERLAND PARK,KS,United States,66213,6,3,Y,Y,N,Y,N,N,143244851
1321895,17-Oct,5/7/2019 10:35,HIGHLAND CONSULTING ASSOCIATES INC.,CLEVELAND,OH,United States,44145-8132,23,16,Y,Y,N,Y,N,N,12184025580
1321943,17-Oct,5/7/2019 11:48,"YODER, ANAT, NURIT LEVY",WALNUT CREEK,CA,United States,94596,3,2,Y,Y,N,Y,N,N,100062694
1320530,17-Oct,5/7/2019 16:59,"HUDSON CAPITAL MANAGEMENT (NY), L.P.",NEW YORK,NY,United States,10022,15,9,Y,N,N,Y,N,Y,317040041
1322090,17-Oct,5/7/2019 17:15,"INTELLIGENCE DRIVEN ADVISERS, LLC",CARLSBAD,CA,United States,92009,19,14,Y,Y,N,Y,N,N,536315390
1322109,17-Oct,5/7/2019 18:01,"KCS WEALTH ADVISORY, LLC",LOS ANGELES,CA,United States,90064,7,4,Y,Y,N,Y,N,N,169774868
1326409,17-Oct,5/30/2019 10:08,BORDEAUX WEALTH ADVISORS LLC,MENLO PARK,CA,United States,94025,12,10,Y,N,N,Y,N,N,2133451259
1326426,17-Oct,5/30/2019 10:30,"DRAKE & ASSOCIATES, LLC",WAUKESHA,WI,United States,53186,9,3,Y,Y,N,N,N,N,101974455
1316444,17-Oct,5/30/2019 10:37,PANTHEON INVESTMENT LLC,CHATTANOOGA,TN,United States,37402,1,1,Y,N,N,Y,N,Y,229448136
1324822,17-Oct,6/10/2019 10:34,"DIORITE CAPITAL MANAGEMENT, LLC",JACKSON HEIGHTS,NY,United States,11372,1,1,Y,N,N,N,N,Y,70000000
1328523,17-Oct,6/10/2019 11:01,"ENGINE CAPITAL MANAGEMENT, LP",NEW YORK,NY,United States,10105,4,2,Y,N,N,N,N,Y,211038069
1320720,17-Oct,5/2/2019 10:24,"JASPER ASSET MANAGEMENT, LLC",NEW YORK,NY,United States,10022,7,5,Y,N,N,N,N,Y,25000000
1321037,17-Oct,5/2/2019 10:35,"CAPITAL WEALTH PLANNING, LLC",NAPLES,FL,United States,34110,9,2,Y,N,N,N,N,N,1211453946
1321036,17-Oct,5/2/2019 10:43,"CALDWELL ADVISORS, LLC",BRENTWOOD,TN,United States,37027,6,5,Y,Y,N,Y,N,N,202802615
1321057,17-Oct,5/2/2019 11:15,"MANIKAY PARTNERS, LLC",NEW YORK,NY,United States,10022,18,12,Y,N,N,N,N,N,2398066541
1320894,17-Oct,5/3/2019 10:30,"INTEGRATED WEALTH STRATEGIES, LLC",AUSTIN,TX,United States,78703,5,5,Y,Y,N,Y,N,N,143310371
1321349,17-Oct,5/3/2019 11:52,KKR CREDIT ADVISORS (US) LLC,SAN FRANCISCO,CA,United States,94104,226,122,Y,N,N,N,N,Y,58220387000
1321323,17-Oct,5/3/2019 12:07,INTRINSIC INVESTORS LLC,WAUWATOSA,WI,United States,53226,4,3,Y,N,N,N,N,N,102573567
1323305,17-Oct,5/14/2019 13:27,ARROW WEALTH ADVISORY LLC,NEW YORK,NY,United States,10128,1,1,N,N,N,Y,N,N,10472888918
1323310,17-Oct,5/14/2019 13:46,"ONEK FINANCIAL, INC.",BALTIMORE,MD,United States,21202,44,10,Y,N,N,Y,N,N,43702872
1323219,17-Oct,5/14/2019 13:49,"RBC CAPITAL MARKETS, LLC",NEW YORK,NY,United States,10281,7576,1847,Y,N,N,Y,Y,N,1.19E+11
1322292,17-Oct,5/14/2019 14:28,PARAGON OUTCOMES MANAGEMENT LLC,NEW YORK,NY,United States,10022,11,11,Y,N,N,N,N,Y,651240592
1323341,17-Oct,5/14/2019 15:04,S GOLDMAN ASSET MANAGEMENT LLC,NEW YORK,NY,United States,10022,2,1,Y,N,N,Y,N,Y,37028000
1323334,17-Oct,5/14/2019 15:12,"COMPOSURE WEALTH MANAGEMENT, LLC",CHICAGO,IL,United States,60657,1,1,Y,Y,N,N,N,N,0
1323492,17-Oct,5/15/2019 9:57,PARK PIEDMONT ADVISORS LLC,CHICAGO,IL,United States,60604,10,7,Y,N,N,N,N,N,689000000
1323414,17-Oct,5/15/2019 12:49,"MERIDIAN INVESTMENT COUNSEL, INC.",SAN LEANDRO,CA,United States,94577,7,5,Y,Y,N,Y,N,N,312725723
1323037,17-Oct,5/15/2019 13:47,"STRATOS WEALTH PARTNERS, LTD",BEACHWOOD,OH,United States,44122,481,274,Y,Y,N,Y,N,N,5443576293
1323473,17-Oct,5/15/2019 13:52,"MERIDIAN WEALTH MANAGEMENT, LLC",LEXINGTON,KY,United States,40507,21,18,Y,Y,N,Y,N,N,614868130
1323599,17-Oct,5/15/2019 14:14,"HUBBELL STRICKLAND WEALTH MANAGEMENT, LLC",NEW ORLEANS,LA,United States,70163,1,1,Y,N,N,Y,N,N,0
1323631,17-Oct,5/15/2019 15:14,"VIRTUE CAPITAL MANAGEMENT, LLC",BRENTWOOD,TN,United States,37027,118,103,Y,Y,N,Y,N,N,465235315
1319322,17-Oct,5/15/2019 15:31,FIDELITY PERSONAL AND WORKPLACE ADVISORS LLC,BOSTON,MA,United States,2210,6722,6722,Y,N,N,Y,N,N,3.38E+11
1316712,17-Oct,4/26/2019 12:37,"ELEVATED CAPITAL ADVISORS, LLC",SANDY,UT,United States,84070,14,7,Y,Y,N,Y,N,N,153799880
1322714,17-Oct,5/13/2019 17:55,JJJ ADVISORS INC,DENVER,CO,United States,80237,10,4,Y,N,N,Y,N,N,564419311
1323372,17-Oct,5/16/2019 11:48,LIVINGSTON GROUP ASSET MANAGEMENT COMPANY,CHATTANOOGA,TN,United States,37402-2936,24,10,Y,Y,N,Y,N,N,395237528
1323874,17-Oct,5/17/2019 9:08,"QUADRANT PRIVATE WEALTH MANAGEMENT, LLC",BETHLEHEM,PA,United States,18018,9,6,Y,N,N,Y,N,N,622229668
1327303,17-Oct,6/3/2019 11:21,"RPC PRIVATE WEALTH, LLC",HINSDALE,IL,United States,60521,4,4,Y,N,N,Y,N,N,101762526
1327014,17-Oct,6/3/2019 11:26,"UNITED INCOME, INC.",WASHINGTON,DC,United States,20036,44,15,Y,N,N,Y,N,N,721613106
1325937,17-Oct,6/3/2019 11:39,"MUTUAL ADVISORS, LLC",CASPER,WY,United States,82604,90,71,Y,Y,N,Y,N,N,1813927513
1327323,17-Oct,6/3/2019 11:47,"MERITAGE CAPITAL, LLC",AUSTIN,TX,United States,78701-3017,7,4,Y,N,N,Y,N,Y,987142274
1327343,17-Oct,6/3/2019 12:08,"AQUIRE WEALTH ADVISORS, LLC",SOUTH JORDAN,UT,United States,84095,17,17,Y,Y,N,Y,N,N,159325790
1327347,17-Oct,6/3/2019 12:35,"CHRONOS WEALTH MANAGEMENT, L.L.C.",CLEARWATER,FL,United States,33756,3,3,Y,N,N,N,N,N,142993256
1327309,17-Oct,6/3/2019 12:42,CLARIVEST ASSET MANAGEMENT LLC,SAN DIEGO,CA,United States,92130,23,13,Y,N,N,N,N,Y,6742900000
1327352,17-Oct,6/3/2019 12:59,"MWA FINANCIAL SERVICES, INC.",ROCK ISLAND,IL,United States,61204-4116,718,39,Y,Y,N,Y,N,N,20468756
1327368,17-Oct,6/3/2019 13:18,MERCER GLOBAL ADVISORS INC.,DENVER,CO,United States,80202,342,223,Y,N,N,Y,N,N,10687217357
1327378,17-Oct,6/3/2019 13:34,"CLARFELD FINANCIAL ADVISORS, LLC",TARRYTOWN,NY,United States,10591,80,40,Y,Y,N,Y,N,N,6349000000
1326983,17-Oct,6/3/2019 14:04,BORDEAUX WEALTH ADVISORS LLC,MENLO PARK,CA,United States,94025,12,10,Y,N,N,Y,N,N,2288738212
1327376,17-Oct,6/3/2019 14:23,"LAKESIDE WEALTH MANAGEMENT GROUP, LLC",CHESTERTON,IN,United States,46304,24,24,Y,Y,N,Y,N,N,1162046273
1327417,17-Oct,6/3/2019 14:53,EATON-CAMBRIDGE INC.,PHOENIX,AZ,United States,85018,5,4,Y,Y,N,Y,N,N,111383203
1327426,17-Oct,6/3/2019 15:00,"MELKONIAN CAPITAL MANAGEMENT, LLC",NEW YORK,NY,United States,10001,6,3,Y,N,N,N,N,Y,193643177
1325969,17-Oct,6/3/2019 15:34,SPEECE THORSON CAPITAL GROUP INC,MINNEAPOLIS,MN,United States,55402,4,4,Y,N,N,N,N,N,361000000
1324864,17-Oct,6/3/2019 15:38,"MURRAY FINANCIAL GROUP, LLC",ALBERT LEA,MN,United States,56007,12,8,Y,Y,N,N,N,N,625003100
1327466,17-Oct,6/3/2019 15:56,"VIRTUE CAPITAL MANAGEMENT, LLC",BRENTWOOD,TN,United States,37027,118,103,Y,Y,N,Y,N,N,465235315
1316478,17-Oct,4/23/2019 8:22,"BRYAN ADVISORY SERVICES, LLC",CANONSBURG,PA,United States,15317,6,6,Y,N,N,N,N,N,158526865
1321333,17-Oct,5/3/2019 11:19,"HORTER INVESTMENT MANAGEMENT, LLC",CINCINNATI,OH,United States,45249,174,154,Y,Y,N,Y,N,N,902003369
1319958,17-Oct,5/3/2019 12:00,"R.H. HANSFORD & CO., INC",MIAMI BEACH,FL,United States,33140-2140,2,2,Y,Y,N,N,N,Y,58208728
1321364,17-Oct,5/3/2019 12:18,"FAIRHAVEN WEALTH MANAGEMENT, LLC",OAK BROOK,IL,United States,60523,8,7,Y,N,N,Y,Y,N,315102472
1321378,17-Oct,5/7/2019 11:28,"PACIFIC FORTUNE MANAGEMENT, INC.",BEIJING,,China,100000,3,1,Y,N,N,N,N,Y,400000
1322302,17-Oct,5/9/2019 12:33,"HIGHMORE GROUP ADVISORS, LLC",NEW YORK,NY,United States,10022,8,6,Y,N,N,Y,N,Y,632582371
1316929,17-Oct,5/9/2019 13:59,L. C. BHANDARI & CO.,MEDFORD,NJ,United States,08055-9577,1,1,Y,N,N,Y,N,N,194002688
1322439,17-Oct,5/9/2019 14:27,"WMG FINANCIAL ADVISORS, LLC",KNOXVILLE,TN,United States,37932,18,15,Y,N,N,Y,N,N,119233292
1322594,17-Oct,5/9/2019 16:03,"PROSPERITY WEALTH MANAGEMENT, INC.",SAN RAMON,CA,United States,94583,50,45,Y,Y,N,Y,N,N,202937313
1322255,17-Oct,5/9/2019 16:18,"TOROSO INVESTMENTS, LLC",MASSAPEQUA,NY,United States,11758,11,7,Y,N,N,Y,N,N,846488483
1322602,17-Oct,5/9/2019 16:25,LPL FINANCIAL LLC,BOSTON,MA,United States,2109,22790,15717,Y,Y,N,Y,Y,N,1.59E+11
1322614,17-Oct,5/9/2019 16:51,WEALTHCARE CAPITAL MANAGEMENT LLC,RICHMOND,VA,United States,23219,57,34,Y,Y,N,Y,N,N,1264008596
1321345,17-Oct,5/9/2019 17:28,USAA ASSET MANAGEMENT COMPANY,SAN ANTONIO,TX,United States,78288-0227,100,71,Y,N,N,N,N,Y,1.48E+11
1322371,17-Oct,5/9/2019 17:41,TURNBRIDGE RE FUND MANAGEMENT COMPANY I LLC,NEW YORK,NY,United States,10018,13,10,N,N,N,N,N,N,183673470
1322625,17-Oct,5/9/2019 18:15,"DEAN WEALTH PARTNERS, LLC",AUSTIN,TX,United States,78731,5,2,Y,Y,N,Y,N,N,26000000
1321019,17-Oct,5/13/2019 9:03,EDINBURGH PARTNERS LIMITED,"EDINBURGH, MIDLOTHIAN",,United Kingdom,EH3 7JF,58,14,Y,N,N,Y,N,Y,8868406789
1324042,17-Oct,5/17/2019 11:31,"BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLC",ST. LOUIS,MO,United States,63105,6,0,Y,Y,N,Y,N,N,
1307338,17-Oct,5/17/2019 11:45,ROCKEFELLER FINANCIAL LLC,NEW YORK,NY,United States,10111,45,0,Y,N,N,N,Y,Y,562313042
1321863,17-Oct,5/17/2019 11:58,"PACIFIC ADVISORY CAPITAL GROUP, LLC",LOS ANGELES,CA,United States,90071,7,4,Y,N,N,Y,N,N,63285853
1324076,17-Oct,5/17/2019 12:23,"IMUS WILKINSON INVESTMENT MANAGEMENT, LLC",TUCSON,AZ,United States,85718,6,6,Y,Y,N,Y,N,N,113519445
1324080,17-Oct,5/17/2019 12:26,"ELITE WEALTH MANAGEMENT, INC.",KIRKLAND,WA,United States,98033,5,2,Y,N,N,N,N,N,378502908
1303862,17-Oct,4/8/2019 11:50,"ST. BERNARD FINANCIAL SERVICES, INC.",RUSSELLVILLE,AR,United States,72801,94,42,Y,Y,N,N,N,N,61423155
1308467,17-Oct,4/8/2019 11:59,PROEQUITIES INC,BIRMINGHAM,AL,United States,35223,1464,771,Y,Y,N,Y,Y,N,3378639075
1306694,17-Oct,4/8/2019 12:03,PHILOSMITH CAPITAL CORPORATION,STAMFORD,CT,United States,6901,6,5,Y,N,N,N,N,Y,154000000
1308341,17-Oct,4/8/2019 12:05,"STEEL PEAK WEALTH MANAGEMENT, LLC",WOODLAND HILLS,CA,United States,91367,22,14,Y,N,N,Y,N,N,683951750
1308452,17-Oct,4/8/2019 12:05,GC OPAL ADVISORS LLC,CHICAGO,IL,United States,60606,406,143,Y,N,N,N,N,Y,26014360836
1308473,17-Oct,4/8/2019 12:12,"KMS FINANCIAL SERVICES, INC.",SEATTLE,WA,United States,98121,419,377,Y,Y,N,Y,Y,N,6400114753
1308475,17-Oct,4/8/2019 12:22,"ZURAW FINANCIAL ADVISORS, LLC",GREENSBORO,NC,United States,27408,2,1,Y,Y,N,Y,N,N,214007931
1308477,17-Oct,4/8/2019 12:22,RINGS CAPITAL MANAGEMENT LLC,CHICAGO,IL,United States,60640,1,1,Y,N,N,N,N,Y,146353791
1306302,17-Oct,4/8/2019 12:23,CHOATE INVESTMENT ADVISORS LLC,BOSTON,MA,United States,2110,14,11,Y,Y,N,Y,N,N,4495300651
1308441,17-Oct,4/8/2019 12:27,USA FINANCIAL PORTFORMULAS CORPORATION,ADA,MI,United States,49301,35,4,Y,N,N,N,N,N,346246683
1308488,17-Oct,4/8/2019 12:34,"KAIZEN FINANCIAL ADVISORS, LLC",KIRKLAND,WA,United States,98033,3,2,Y,Y,N,Y,N,N,121428829
1308461,17-Oct,4/8/2019 12:47,"RADEMACHER FINANCIAL, INC.",LAWRENCE,KS,United States,66047,8,7,Y,Y,N,Y,N,N,110026183
1308118,17-Oct,4/8/2019 13:12,"DEER PARK ROAD MANAGEMENT COMPANY, LP",STEAMBOAT SPRINGS,CO,United States,80487,23,7,Y,N,N,N,N,Y,3407866489
1308189,17-Oct,4/8/2019 13:19,"RESPOND.COM, INC.",FAIRFAX,VA,United States,22033,12,0,N,N,N,N,N,N,
1308511,17-Oct,4/8/2019 13:25,MINERVA ADVISORS LLC,BALA CYNWYD,PA,United States,19004,3,2,Y,N,N,N,N,Y,313199974
1308499,17-Oct,4/8/2019 13:39,"CLIENT FIRST CAPITAL, LLC",SAN DIEGO,CA,United States,92116,1,1,Y,Y,N,Y,N,N,0
1308523,17-Oct,4/8/2019 13:48,"CATALINA CAPITAL GROUP, LLC",TORRANCE,CA,United States,90505,3,3,Y,N,N,Y,N,Y,136320143
1308476,17-Oct,4/8/2019 13:50,"ROCKBRIDGE CAPITAL, LLC",COLUMBUS,OH,United States,43219-6160,82,12,Y,N,N,N,N,Y,2129499396
1308186,17-Oct,4/8/2019 13:57,URSAMINE CREDIT ADVISORS LLC,SAN JUAN,PR,United States,912,9,8,Y,N,N,N,N,Y,1027000000
1308144,17-Oct,4/8/2019 13:58,"NICOLET ADVISORY SERVICES, LLC",GREEN BAY,WI,United States,54301,25,23,Y,Y,N,Y,N,N,695437882
1308978,17-Oct,4/11/2019 18:48,RADIN CAPITAL PARTNERS INC.,TORONTO,,Canada,M4V 1L5,9,4,Y,N,N,N,N,Y,553761309
1309739,17-Oct,4/11/2019 19:14,"BROUWER & JANACHOWSKI, LLC",MILL VALLEY,CA,United States,94941,21,9,Y,N,N,Y,N,N,1785438242
1307475,17-Oct,4/11/2019 19:17,ADAMS WEALTH MANAGEMENT LLC,LOGAN,UT,United States,84321,13,9,Y,Y,N,Y,N,Y,200741643
1295369,17-Oct,4/11/2019 20:54,ATLANTIC PEAK CAPITAL LP,NEW YORK,NY,United States,10022,1,1,Y,N,N,N,N,Y,0
1309506,17-Oct,4/11/2019 21:16,SOLOMON HESS SBA MANAGEMENT LLC,FALLS CHURCH,VA,United States,22046,10,4,Y,N,N,N,N,Y,773334925
1309430,17-Oct,4/11/2019 21:58,MITSUBISHI UFJ TRUST AND BANKING CORPORATION,TOKYO,,Japan,100-8212,6959,250,Y,N,N,Y,N,Y,4.41E+11
1309762,17-Oct,4/12/2019 6:51,ARGYLE STREET MANAGEMENT LIMITED,HONG KONG,,Hong Kong,,24,10,Y,N,N,N,N,Y,1560400000
1309759,17-Oct,4/12/2019 8:12,OPTIVISE ADVISORY SERVICES LLC,DALLAS,TX,United States,75019,1,1,Y,Y,N,N,N,N,0
1309768,17-Oct,4/12/2019 8:45,"CCM NEW OPPORTUNITIES, LLC",OVERLAND PARK,KS,United States,66202,3,2,Y,Y,N,Y,N,N,
1309450,17-Oct,4/12/2019 9:03,"PERIGON WEALTH MANAGEMENT, LLC",SAN FRANCISCO,CA,United States,94105,19,14,Y,Y,N,Y,N,N,772000000
1307681,17-Oct,4/12/2019 9:04,STATE STREET GLOBAL ADVISORS LIMITED,LONDON,,United Kingdom,E14 5HJ,359,143,Y,N,N,N,N,Y,3.43E+11
1309665,17-Oct,4/12/2019 9:13,"TRUEWEALTH, LLC",ATLANTA,GA,United States,30326,29,16,Y,Y,N,Y,N,N,1333079770
1309772,17-Oct,4/12/2019 9:14,"HAYDEN ROYAL, LLC",CHARLOTTE,NC,United States,28209,32,19,Y,N,N,N,N,N,546358338
1308893,17-Oct,4/12/2019 9:28,"FRAZEE INVESTMENT CONSULTING, INC.",MEMPHIS,TN,United States,38119,3,2,Y,N,N,N,N,N,134432514
1283845,17-Oct,4/12/2019 9:28,MARSHALL WACE NORTH AMERICA L.P.,NEW YORK,NY,United States,10022,60,30,Y,N,N,N,N,Y,20060580849
1309786,17-Oct,4/12/2019 9:31,ALTA WEALTH ADVISORS LLC,WOBURN,MA,United States,1801,5,5,Y,Y,N,Y,N,N,130668985
1309784,17-Oct,4/12/2019 9:35,CANVAS CAPITAL S.A.,Sď PAULO,,Brazil,04542-000,52,23,Y,N,N,N,N,Y,1309253609
1309791,17-Oct,4/12/2019 9:39,"TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC",NEW YORK,NY,United States,10017-3206,1988,920,Y,N,N,N,N,N,25183075928
1308752,17-Oct,4/12/2019 9:41,"GRODMAN FINANCIAL GROUP, LLC",MANCHESTER,NH,United States,03101-1934,3,0,Y,Y,N,N,Y,N,150000000
1309797,17-Oct,4/12/2019 9:42,"FALCON WEALTH PLANNING, INC.",ONTARIO,CA,United States,91764,10,5,Y,Y,N,N,N,N,145456369
1309468,17-Oct,4/12/2019 9:47,CONGRESS WEALTH MANAGEMENT LLC,BOSTON,MA,United States,2210,22,12,Y,Y,N,Y,N,N,1794294014
1309799,17-Oct,4/12/2019 9:51,"UHLER AND VERTICH FINANCIAL PLANNERS, LLC",FORT MYERS,FL,United States,33919-1068,7,2,Y,Y,N,Y,N,N,214150113
1309765,17-Oct,4/12/2019 9:56,ACK ASSET MANAGEMENT LLC,SCARSDALE,NY,United States,10583,8,5,Y,N,N,N,N,Y,543640000
1309668,17-Oct,4/12/2019 9:59,"STERLING MANOR FINANCIAL, LLC",SARATOGA SPRINGS,NY,United States,12866,4,4,Y,Y,N,Y,N,N,70583112
1310256,17-Oct,4/17/2019 9:32,MARTIAL EAGLE FUND GP LLC,NEW YORK,NY,United States,10024,1,1,N,N,N,N,N,Y,0
1310889,17-Oct,4/17/2019 10:07,IHT WEALTH MANAGEMENT LLC,CHICAGO,IL,United States,60606,153,99,Y,Y,N,N,N,N,1267880055
1310672,17-Oct,4/17/2019 10:29,"BALDWIN INVESTMENT MANAGEMENT, LLC",WEST CONSHOHOCKEN,PA,United States,19428,8,8,Y,N,N,N,N,N,702552609
1310903,17-Oct,4/17/2019 10:38,"FBL WEALTH MANAGEMENT, LLC",WEST DES MOINES,IA,United States,50266,85,80,Y,N,N,Y,N,N,0
1309845,17-Oct,4/17/2019 10:42,"THE O'DELL GROUP, LLC",CINCINNATI,OH,United States,45236,15,9,Y,Y,N,Y,N,N,364060439
1310916,17-Oct,4/17/2019 10:49,PRIVATE WEALTH MANAGEMENT GROUP LLC,PRINCETON,NJ,United States,8540,5,4,Y,Y,N,Y,N,N,212557716
1310912,17-Oct,4/17/2019 10:51,"GARRETT INVESTMENT ADVISORS, LLC",MANHATTAN,KS,United States,66502,38,37,Y,Y,N,Y,N,N,108650444
1310922,17-Oct,4/17/2019 11:03,"MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.",CHICAGO,IL,United States,60654,179,98,Y,N,N,N,N,Y,24270497421
1308649,17-Oct,4/17/2019 11:08,CASTLEKEEP INVESTMENT ADVISORS LLC,WESTPORT,CT,United States,06880-4822,5,4,Y,Y,N,N,N,N,537461659
1310931,17-Oct,4/17/2019 11:16,"FINANCIAL GUIDANCE GROUP, INC.",PALM HARBOR,FL,United States,34683-6200,5,3,Y,Y,N,Y,N,N,103975258
1310933,17-Oct,4/17/2019 11:16,"MID-ATLANTIC SECURITIES, INC.",RALEIGH,NC,United States,27609,30,20,Y,Y,N,Y,N,N,131066696
1310934,17-Oct,4/17/2019 11:20,"GREEN STREET INVESTORS, LLC",NEWPORT BEACH,CA,United States,92660,6,2,Y,N,N,N,N,Y,187894500
1299788,17-Oct,4/17/2019 11:51,"ALTUM WEALTH ADVISORS, LLC",CHICO,CA,United States,95926,2,2,Y,N,N,Y,N,N,0
1310955,17-Oct,4/17/2019 11:54,"BAY CLIADAKIS & ASSOCIATES, LLC",CHICO,CA,United States,95926,2,2,Y,N,N,Y,N,N,0
1310939,17-Oct,4/17/2019 11:54,"D.B. ROOT & COMPANY, LLC",PITTSBURGH,PA,United States,15219,21,12,Y,N,N,Y,N,N,644271941
1310872,17-Oct,4/17/2019 12:02,TURNING POINT FINANCIAL,FREDERICK,MD,United States,21703,7,7,Y,Y,N,Y,N,N,0
1310959,17-Oct,4/17/2019 12:03,"NORTHERN CAPITAL RETIREMENT SERVICES, INC.",SPOKANE,WA,United States,99223,9,6,Y,N,N,N,N,N,163326042
1317256,17-Oct,4/25/2019 13:01,"LWS WEALTH ADVISORS, INC.",BASKING RIDGE,NJ,United States,7920,4,3,Y,Y,N,Y,N,N,282531980
1310812,17-Oct,4/25/2019 13:43,"PRINCIPAL REVIEW, LLC",MIAMI,FL,United States,33130,2,1,N,N,N,Y,N,N,
1318190,17-Oct,4/25/2019 13:53,"PROCYON PRIVATE WEALTH PARTNERS, LLC",SHELTON,CT,United States,6484,14,10,Y,Y,N,Y,N,N,390000000
1318060,17-Oct,4/25/2019 14:09,"KABOUTER MANAGEMENT, LLC",CHICAGO,IL,United States,60611,31,15,Y,N,N,N,N,Y,4033866903
1306964,17-Oct,4/25/2019 14:22,HUGH JOHNSON ADVISORS LLC,ALBANY,NY,United States,12207,10,9,Y,N,N,Y,N,N,1421532694
1318225,17-Oct,4/25/2019 14:33,"PROSPERITY FINANCIAL GROUP, INC.",SAN RAMON,CA,United States,94583,13,13,Y,Y,N,Y,N,N,167300527
1318234,17-Oct,4/25/2019 14:37,ADAMS WEALTH MANAGEMENT LLC,LOGAN,UT,United States,84321,13,9,Y,Y,N,Y,N,Y,200741643
1318241,17-Oct,4/25/2019 14:53,"LOTUSGROUP ADVISORS, LLC",DENVER,CO,United States,80206,9,8,Y,N,N,N,N,N,142591043
1310074,17-Oct,4/25/2019 15:02,INKSTONE SECURITIES LLC,MERCER ISLAND,WA,United States,98040,1,1,Y,N,N,Y,N,Y,0
1318938,17-Oct,4/26/2019 19:29,"VIVID FINANCIAL MANAGEMENT, INC.",ORCUTT,CA,United States,93455,10,8,Y,N,N,Y,N,N,334993542
1318652,17-Oct,4/26/2019 19:47,"KELLY WOOD FINANCIAL GROUP, LLC",BOISE,ID,United States,83702,5,2,Y,N,N,N,N,N,150000000
1317648,17-Oct,4/26/2019 19:52,THE INVESTMENT HOUSE LLC,LOS ANGELES,CA,United States,90025-3384,13,9,Y,N,N,N,N,Y,788748350
1318982,17-Oct,4/28/2019 13:13,"VINE STREET WEALTH MANAGEMENT, LLC",MILL VALLEY,CA,United States,94941,5,4,Y,N,N,N,N,N,135192229
1317703,17-Oct,4/28/2019 17:54,"RWM ASSET MANAGEMENT, LLC",TAVARES,FL,United States,32778,8,7,Y,N,N,N,N,N,17893365
1319007,17-Oct,4/29/2019 8:14,"WATER ASSET MANAGEMENT, LLC",NEW YORK,NY,United States,10022,10,5,Y,N,N,N,N,Y,291171608
1319011,17-Oct,4/29/2019 8:23,SANTANDER SECURITIES LLC,DORCHESTER,MA,United States,2125,1087,211,Y,N,N,N,N,N,1022315581
1319020,17-Oct,4/29/2019 8:55,"ACCIPITER CAPITAL MANAGEMENT, LLC",PALM BEACH GARDENS,FL,United States,33410,4,3,Y,N,N,N,N,Y,119359564
1319024,17-Oct,4/29/2019 9:08,THE CENTRAL TRUST BANK,JEFFERSON CITY,MO,United States,65101,6,5,Y,N,N,Y,N,N,785798129
1306624,17-Oct,4/29/2019 9:59,"GLOBAL PORTFOLIO STRATEGIES, INC.",HARTFORD,CT,United States,6103,61,13,Y,N,N,Y,N,N,4260714503
1317340,17-Oct,4/29/2019 10:29,"RUGGIE CAPITAL GROUP, LLC",TAVARES,FL,United States,32778,15,11,Y,Y,N,Y,N,N,219733623
1319146,17-Oct,4/29/2019 11:12,HEMISTA INC.,BOSTON,MA,United States,2114,1,1,Y,N,N,N,N,N,
1318815,17-Oct,4/29/2019 11:17,SAVANNA INVESTMENT MANAGEMENT LLC,NEW YORK,NY,United States,10022,37,20,Y,N,N,N,N,Y,1528486667
1318785,17-Oct,4/29/2019 11:30,"SELWAY ASSET MANAGEMENT, INC.",BOISE,ID,United States,83702,6,5,Y,N,N,N,N,N,226491862
1319189,17-Oct,4/29/2019 11:43,AGAMERICA LENDING LLC,LAKELAND,FL,United States,33811,53,9,Y,N,N,N,N,Y,341200000
1317938,17-Oct,4/25/2019 5:43,FRANKLIN TEMPLETON INVESTIMENTOS (BRASIL) LTDA.,SAO PAULO - SP,,Brazil,04538-133,30,10,Y,N,N,N,N,Y,2014527304
1322068,17-Oct,5/8/2019 16:53,JANA PARTNERS LLC,NEW YORK,NY,United States,10153,42,10,Y,N,N,N,N,Y,3564725292
1322199,17-Oct,5/8/2019 17:02,BASELINE PARTNERS LLC,GILBERT,AZ,United States,85234,0,0,Y,N,N,N,N,Y,0
1317371,17-Oct,5/8/2019 17:39,"MCDANIEL KNUTSON, INC.",LAWRENCE,KS,United States,66047-3051,6,6,Y,Y,N,Y,N,N,258158540
1322360,17-Oct,5/8/2019 17:54,"MKFP, LLC",LAWRENCE,KS,United States,66047-3051,6,6,Y,Y,N,Y,N,N,258158540
1322357,17-Oct,5/8/2019 18:14,MINOT WEALTH MANAGEMENT LLC,WESTWOOD,MA,United States,2090,4,2,Y,Y,N,Y,N,N,0
1321575,17-Oct,5/8/2019 18:26,"DIFESA CAPITAL MANAGEMENT, LP",NEW YORK,NY,United States,10019,3,3,Y,N,N,N,N,Y,
1322377,17-Oct,5/8/2019 20:03,"DEAN WEALTH PARTNERS, LLC",AUSTIN,TX,United States,78731,5,2,Y,Y,N,Y,N,N,26000000
1322665,17-Oct,5/10/2019 9:16,MANAGED ACCOUNT ADVISORS LLC,JERSEY CITY,NJ,United States,7302,76,45,Y,N,N,N,N,N,3.42E+11
1321620,17-Oct,5/10/2019 9:19,"SAVANT CAPITAL,  LLC",ROCKFORD,IL,United States,61107,163,46,Y,Y,N,Y,N,N,5989342553
1322669,17-Oct,5/10/2019 9:21,"SAVANT CAPITAL,  LLC",ROCKFORD,IL,United States,61107,163,46,Y,Y,N,Y,N,N,5989342553
1322671,17-Oct,5/10/2019 9:25,MANAGED ACCOUNT ADVISORS LLC,JERSEY CITY,NJ,United States,7302,76,45,Y,N,N,N,N,N,3.42E+11
1322400,17-Oct,5/10/2019 9:42,"GILMAN HILL ASSET MANAGEMENT, LLC",NEW CANAAN,CT,United States,06840-5321,7,5,Y,N,N,N,N,N,312307654
1321747,17-Oct,5/10/2019 9:54,"ASSET ALLOCATION & MANAGEMENT COMPANY, LLC",CHICAGO,IL,United States,60603-2405,49,28,Y,N,N,N,N,Y,24702904810
1322709,17-Oct,5/10/2019 11:28,"TRIAD HYBRID SOLUTIONS, LLC",NORCROSS,GA,United States,30092,56,51,Y,Y,N,Y,N,N,1467652125
1322696,17-Oct,5/10/2019 11:38,EFFICIENT WEALTH PARTNERS LLC,NEW YORK,NY,United States,10020,1,1,Y,Y,N,Y,N,Y,6081643
1322723,17-Oct,5/10/2019 11:40,"RG LIQUID ALTS, LP",DALLAS,TX,United States,75208,20,2,Y,N,N,N,N,N,0
1322509,17-Oct,5/10/2019 11:46,CAROLINAS WEALTH CONSULTING LLC,CHARLOTTE,NC,United States,28209,25,18,Y,N,N,Y,N,N,1489211624
1306314,17-Oct,5/10/2019 12:08,SONTAG ADVISORY LLC,NEW YORK,NY,United States,10175,40,21,Y,N,N,Y,N,N,4994191084
1322737,17-Oct,5/10/2019 12:14,CV ADVISORS LLC,AVENTURA,FL,United States,33180,43,12,Y,N,N,Y,N,N,5811920702
1308069,17-Oct,5/10/2019 12:31,WEALTHN LLC,NEWTOWN SQUARE,PA,United States,19073,4,2,Y,N,N,N,N,N,7001125
1322746,17-Oct,5/10/2019 12:32,"HARBOUR INVESTMENTS, INC.",MADISON,WI,United States,53719,217,177,Y,Y,N,Y,Y,N,1961011000
1319364,17-Oct,5/10/2019 12:37,"BLACK SWIFT GROUP, LLC",DENVER,CO,United States,80202,9,5,Y,N,N,N,N,Y,228914000
1322627,17-Oct,5/10/2019 12:55,BEYOND FUND ADVISORS LLC,SPRING HILL,FL,United States,34609,2,1,Y,N,N,N,N,N,
1321058,17-Oct,5/10/2019 13:02,WARBURG PINCUS LLC,NEW YORK,NY,United States,10017-3911,589,201,Y,N,N,N,N,Y,61115865000
1317764,17-Oct,4/26/2019 9:18,"MONTAG & CALDWELL, LLC",ATLANTA,GA,United States,30326-4202,21,15,Y,N,N,Y,N,N,2100413003
1322552,17-Oct,5/10/2019 9:49,BASON ASSET MANAGEMENT LLC,LAKEWOOD,CO,United States,80226,2,2,N,N,N,Y,N,N,238271000
1323058,17-Oct,5/20/2019 14:59,"BLACKSAND CAPITAL, LLC",HONOLULU,HI,United States,96814-4233,8,7,Y,N,N,N,N,Y,336312720
1324389,17-Oct,5/20/2019 15:06,INTEGRATED ADVISORS NETWORK LLC,PALOS VERDES ESTATES,CA,United States,90274,52,49,Y,Y,N,Y,N,N,1024109611
1324129,17-Oct,5/20/2019 15:07,"BOYD WEALTH MANAGEMENT, LLC",SACRAMENTO,CA,United States,95815,4,3,Y,N,N,Y,N,N,115769717
1324301,17-Oct,5/20/2019 15:07,"CLARAPHI ADVISORY NETWORK, LLC",LAGUNA HILLS,CA,United States,92653,32,32,Y,Y,N,Y,N,N,594905457
1324140,17-Oct,5/20/2019 15:14,"THOMPSON DAVIS & CO., INC.",RICHMOND,VA,United States,23219,13,9,Y,N,N,Y,Y,Y,57095912
1324396,17-Oct,5/20/2019 15:19,"PRIVATE COUNSEL GROUP, LTD.",INDIANAPOLIS,IN,United States,46204,1,1,Y,Y,N,N,N,N,40621863
1323598,17-Oct,5/20/2019 15:24,"GLOBAL INFRASTRUCTURE MANAGEMENT, LLC",NEW YORK,NY,United States,10105,99,55,Y,N,N,N,N,Y,56558603097
1324295,17-Oct,5/20/2019 15:36,RVW WEALTH LLC,LOS ANGELES,CA,United States,90067,10,8,Y,N,N,N,N,N,544691451
1324386,17-Oct,5/20/2019 15:43,ALTERNA CAPITAL PARTNERS LLC,WILTON,CT,United States,6897,15,9,Y,N,N,N,N,Y,1006234748
1324403,17-Oct,5/20/2019 15:44,"SCHULZ WEALTH, LTD.",MANSFIELD,TX,United States,76063,3,2,Y,Y,N,Y,N,N,111426897
1324407,17-Oct,5/20/2019 15:46,"PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC.",BOSTON,MA,United States,2109,13,7,Y,N,N,Y,N,N,533280629
1324330,17-Oct,5/20/2019 15:49,"MOORE CAPITAL MANAGEMENT, LP",NEW YORK,NY,United States,10036,349,143,Y,N,N,N,N,Y,34202520662
1324418,17-Oct,5/20/2019 15:57,"MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED",NEW YORK,NY,United States,10036,41217,25576,Y,N,N,Y,Y,N,7.97E+11
1324425,17-Oct,5/20/2019 16:14,"GWM ADVISORS, LLC",BATON ROUGE,LA,United States,70809,160,124,Y,Y,N,Y,N,N,2537216896
1324439,17-Oct,5/20/2019 16:20,IHT WEALTH MANAGEMENT LLC,CHICAGO,IL,United States,60606,153,99,Y,Y,N,N,N,N,1267880055
1324440,17-Oct,5/20/2019 16:23,ADVANTAGE CAPITAL MANAGEMENT LLC,NEW YORK,NY,United States,10010,14,13,Y,N,N,N,N,Y,2122771716
1318480,17-Oct,4/26/2019 9:07,WEALTH MANAGEMENT LLC,NORFOLK,NE,United States,68701,41,40,Y,Y,N,Y,N,N,1383429938
1325574,17-Oct,5/27/2019 16:45,"ERVIN INVESTMENT MANAGEMENT, LLC",SEATTLE,WA,United States,98115,3,3,Y,N,N,N,N,N,120000000
1325215,17-Oct,5/28/2019 8:52,"BB&T INSTITUTIONAL INVESTMENT ADVISERS, INC.",GREENVILLE,SC,United States,29607,57,56,Y,Y,N,Y,N,N,7333665335
1325051,17-Oct,5/28/2019 9:10,NEW WORLD ADVISORS LLC,HINGHAM,MA,United States,2043,9,4,Y,N,N,Y,N,N,224447168
1324852,17-Oct,5/28/2019 9:51,"OPAL WEALTH ADVISORS, LLC",JERICHO,NY,United States,11753,8,4,Y,Y,N,Y,N,N,356659512
1325625,17-Oct,5/28/2019 10:11,"RH ADVISORS, LLC",FARMINGTON,UT,United States,84025,8,4,Y,Y,N,Y,N,N,114919928
1322425,17-Oct,5/28/2019 11:03,"DIGITAL BRIDGE ADVISORS, LLC",BOCA RATON,FL,United States,33487,43,24,Y,N,N,Y,N,Y,4310572702
1325649,17-Oct,5/28/2019 11:04,"STRATEGIC FINANCIAL SERVICES, INC.",UTICA,NY,United States,13502,28,17,Y,N,N,Y,Y,N,1158054078
1319848,17-Oct,5/28/2019 11:10,"USI ADVISORS, INC.",GLASTONBURY,CT,United States,6033,86,34,Y,Y,N,Y,Y,N,17645231533
1322496,17-Oct,5/28/2019 11:19,BRAHMAN CAPITAL CORP,NEW YORK,NY,United States,10017,24,12,Y,N,N,N,N,Y,3320702373
1325661,17-Oct,5/28/2019 11:29,OMC FINANCIAL SERVICES LTD,DEWITT,NY,United States,13214,4,2,Y,Y,N,N,N,N,131356758
1325485,17-Oct,5/28/2019 11:36,DLG WEALTH MANAGEMENT LLC,CLIFTON PARK,NY,United States,12065,13,10,Y,Y,N,Y,N,N,68117324
1325673,17-Oct,5/28/2019 11:47,"FINANCIAL PLANS & STRATEGIES, INC.",GREENWOOD,IN,United States,46142-3636,5,4,Y,Y,N,Y,N,N,365757274
1325507,17-Oct,5/28/2019 11:58,EAGLE CAPITAL MANAGEMENT LLC,NEW YORK,NY,United States,10022,34,8,Y,N,N,N,N,Y,25408169253
1324628,17-Oct,5/28/2019 12:01,"RCG LONGVIEW MANAGEMENT, LLC",NEW YORK,NY,United States,10001-3967,16,10,Y,N,N,N,N,Y,1818658000
1324688,17-Oct,5/28/2019 12:08,OLD ROCK ASSET MANAGEMENT LLC,CHICAGO,IL,United States,60611,2,1,Y,Y,N,N,N,N,153974681
1325688,17-Oct,5/28/2019 12:25,"ALLOCATERITE, INC.",NEW YORK,NY,United States,10017,8,8,N,N,N,Y,N,N,29000000
1325107,17-Oct,5/28/2019 12:27,"LAUREL WEALTH ADVISORS, INC.",LA JOLLA,CA,United States,92037,37,37,Y,Y,N,Y,N,N,1159900000
1325696,17-Oct,5/28/2019 12:28,"STIFEL, NICOLAUS & COMPANY, INCORPORATED",ST LOUIS,MO,United States,63102,5746,3940,Y,N,N,Y,Y,N,74649055670
1317402,17-Oct,4/23/2019 18:34,BARBER FINANCIAL GROUP,LENEXA,KS,United States,66215,44,16,Y,Y,N,Y,N,N,1128435814
1317415,17-Oct,4/23/2019 19:03,"KAIZEN FINANCIAL STRATEGIES, LLC",CAMPBELL,CA,United States,95008,4,4,Y,Y,N,Y,N,N,74924144
1317437,17-Oct,4/23/2019 20:32,DERASTONE LLC,NEW YORK,NY,United States,10028,1,1,Y,Y,N,Y,N,N,37014213
1317445,17-Oct,4/23/2019 22:16,UBP INVESTMENT ADVISORS S.A.,GENEVA,,Switzerland,1207,10,4,Y,N,N,N,N,N,521005981
1316963,17-Oct,5/6/2019 12:00,"BETTER MONEY DECISIONS, LLC",ALBUQUERQUE,NM,United States,87109,7,5,Y,N,N,Y,N,N,120557046
1320952,17-Oct,5/6/2019 12:15,"PIONEER FAMILY OFFICE, LLC",AVENTURA,FL,United States,33180,6,3,Y,N,N,N,N,N,376817585
1321555,17-Oct,5/6/2019 12:18,J.P. MORGAN SECURITIES LLC,NEW YORK,NY,United States,10172,7383,5516,Y,N,N,N,N,N,1.30E+11
1321660,17-Oct,5/6/2019 12:53,"WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC",ST. LOUIS,MO,United States,63103,1978,1211,Y,Y,N,Y,Y,N,47520627966
1321223,17-Oct,5/7/2019 10:01,"HAHN FINANCIAL GROUP, INC.",SIOUX FALLS,SD,United States,57105,6,6,Y,N,N,N,N,N,40199000
1321889,17-Oct,5/7/2019 10:26,"HIGHLAND CONSULTING ASSOCIATES INTERNATIONAL, INC.",WESTLAKE,OH,United States,44145,0,0,Y,Y,N,Y,N,N,101482636
1317011,17-Oct,5/7/2019 10:31,MACKAY SHIELDS LLC,NEW YORK,NY,United States,10105,182,66,Y,N,N,N,N,Y,1.08E+11
1322319,17-Oct,5/8/2019 15:42,"LWEALTH, LLC",DALLAS,TX,United States,75243,3,3,Y,Y,N,Y,N,N,118239538
1310667,17-Oct,5/9/2019 9:30,STRATEGIC ADVISERS LLC,BOSTON,MA,United States,2210,164,119,Y,N,N,N,N,N,3.44E+11
1322420,17-Oct,5/9/2019 9:36,CAPITAL CITIES INVESTMENTS,INDIANAPOLIS,IN,United States,46202,29,22,Y,Y,N,Y,Y,N,155484092
1319969,17-Oct,5/28/2019 12:10,"ALTERNATIVE INVESTMENT RESOURCE, LLC",CHICAGO,IL,United States,60604,4,2,Y,N,N,N,N,Y,174570291
1326704,17-Oct,6/3/2019 14:55,GLG LLC,NEW YORK,NY,United States,10018,20,15,Y,N,N,N,N,Y,10421393076
1327488,17-Oct,6/3/2019 16:51,"THOMPSON DAVIS & CO., INC.",RICHMOND,VA,United States,23219,13,9,Y,N,N,Y,Y,Y,57095912
1327271,17-Oct,6/4/2019 6:32,MACNEALY HOOVER INVESTMENT MANAGEMENT INC,CANTON,OH,United States,44702,3,2,Y,N,N,Y,N,N,237617802
1327486,17-Oct,6/4/2019 8:32,"MIDOCEAN CREDIT FUND MANAGEMENT, L.P.",NEW YORK,NY,United States,10022-6924,48,24,Y,N,N,N,N,Y,9103946031
1327553,17-Oct,6/4/2019 8:52,"GIBSON CAPITAL, LLC",WEXFORD,PA,United States,15090,15,7,Y,Y,N,Y,N,N,1586550689
1327568,17-Oct,6/4/2019 9:46,CONGRESS WEALTH MANAGEMENT LLC,BOSTON,MA,United States,2210,22,12,Y,Y,N,Y,N,N,1794294014
1326711,17-Oct,6/4/2019 10:04,"DAGCO, INC.",WESTLAKE,OH,United States,44145-7703,4,3,Y,Y,N,Y,N,N,204069040
1327485,17-Oct,6/4/2019 10:09,ECHELON PARTNERS USA INC.,TORONTO,,Canada,M5C 2V9,8,6,Y,N,N,N,N,N,0
1327094,17-Oct,6/4/2019 10:22,"WESTHAMPTON CAPITAL, LLC",WINSTON-SALEM,NC,United States,27104,5,5,Y,N,N,N,N,N,131988911
1327577,17-Oct,6/4/2019 10:26,PINNACLE FINANCIAL GROUP LLC,WESTERN SPRINGS,IL,United States,60558,6,3,Y,Y,N,N,N,N,284911988
1327584,17-Oct,6/4/2019 10:45,"WESTPARK CAPITAL, INC.",LOS ANGELES,CA,United States,90067,21,16,Y,N,N,Y,N,N,32831523
1327589,17-Oct,6/4/2019 10:58,"WINDSOR CREEK ADVISORS, LLC",BETHEL,VT,United States,5032,1,1,N,N,N,Y,N,N,203897400
1327590,17-Oct,6/4/2019 11:01,"COMPASS FINANCIAL, INC",SIOUX FALLS,SD,United States,57106,3,3,Y,N,N,N,N,N,460000000
1322309,17-Oct,6/4/2019 11:02,"EDWARD S. GREEN & ASSOCIATES, LLC",SYRACUSE,NY,United States,13202,1,1,N,N,N,N,N,N,
1327592,17-Oct,6/4/2019 11:04,AVIANCE CAPITAL PARTNERS LLC,NAPLES,FL,United States,34110-1407,8,6,Y,N,N,N,N,N,482942270
1319027,17-Oct,4/29/2019 9:12,"RACHOR INVESTMENT ADVISORY SERVICES, LLC",FLINT,MI,United States,48532,14,12,Y,N,N,N,N,N,139996077
1319030,17-Oct,4/29/2019 9:17,TWIN POINT CAPITAL LLC,NEW YORK,NY,United States,10014,12,11,Y,N,N,Y,N,Y,144936930
1319048,17-Oct,4/29/2019 9:42,RIVERVIEW CAPITAL ADVISERS LLC,BOSTON,MA,United States,2110,4,2,Y,Y,N,Y,N,N,203480010
1308936,17-Oct,4/29/2019 9:43,"PROVIDENCE CAPITAL ADVISORS, LLC",CHARLOTTE,NC,United States,28211,10,9,Y,Y,N,Y,N,N,257300000
1319151,17-Oct,4/29/2019 11:16,"LIBERTY WEALTH MANAGEMENT, LLC",OAKLAND,CA,United States,94609,22,15,Y,Y,N,Y,N,N,892882000
1311328,17-Oct,4/29/2019 11:38,"PRIVATE PORTFOLIO PARTNERS, LLC",PARAMUS,NJ,United States,7652,28,28,Y,Y,N,Y,N,N,477479084
1319131,17-Oct,4/29/2019 11:41,FIVE ARROWS MANAGERS LLP,LONDON,,United Kingdom,EC4N 8AL,51,29,Y,N,N,N,N,Y,3258363118
1306434,17-Oct,4/29/2019 12:10,"MATTERN CAPITAL MANAGEMENT, LLC",DENVER,CO,United States,80202,4,3,Y,Y,N,Y,N,N,472878077
1317981,17-Oct,4/29/2019 12:19,"TRINITY FINANCIAL PARTNERS II, LLC",BERWYN,PA,United States,19312,6,2,Y,Y,N,Y,N,N,101861712
1319241,17-Oct,4/29/2019 12:28,"TRINITY FINANCIAL PARTNERS II, LLC",BERWYN,PA,United States,19312,6,2,Y,Y,N,Y,N,N,101861712
1319251,17-Oct,4/29/2019 12:38,SAGE CAPITAL MANAGEMENT LLC,NEW YORK,NY,United States,10018,3,3,Y,Y,N,Y,N,N,298947405
1319255,17-Oct,4/29/2019 12:47,BLT FUND MANAGER LLC,STAMFORD,CT,United States,6902,19,19,N,N,N,N,N,N,1397294557
1319178,17-Oct,4/29/2019 13:02,"STOEVER GLASS WEALTH MANAGEMENT, INC.",NEW YORK,NY,United States,10005,11,9,Y,Y,N,Y,N,N,72301360
1319163,17-Oct,4/29/2019 13:16,"MARTLET ASSET MANAGEMENT, LLC",NEWPORT BEACH,CA,United States,92660-7005,10,6,Y,N,N,N,N,N,101386793
1319297,17-Oct,4/29/2019 13:21,"TUCKER FINANCIAL SERVICES, INC.",CHAMBERSBURG,PA,United States,17201,9,3,Y,Y,N,Y,N,N,119018392
1318305,17-Oct,4/29/2019 13:31,"CASPIAN CAPITAL, LP",NEW YORK,NY,United States,10022-5244,22,9,Y,N,N,N,N,Y,3446054642
1319075,17-Oct,4/29/2019 13:39,"MEASURED WEALTH PRIVATE CLIENT GROUP, LLC",PORTSMOUTH,NH,United States,3801,13,11,Y,Y,N,Y,N,N,253863094
1319338,17-Oct,4/29/2019 13:51,"ARLINGTON VALUE CAPITAL, LLC",SALT LAKE CITY,UT,United States,84101,3,3,Y,N,N,N,N,Y,1256354000
1319286,17-Oct,4/29/2019 13:53,FAIRFIELD REALTY ADVISORS LLC,SAN DIEGO,CA,United States,92121,399,108,Y,N,N,N,N,Y,1701846863
1319357,17-Oct,4/29/2019 14:12,"20/20 CAPITAL MANAGEMENT, INC",COSTA MESA,CA,United States,92626,35,20,Y,Y,N,Y,N,N,406269206
1319311,17-Oct,4/29/2019 14:34,"SHARPEPOINT, LLC",PHOENIX,AZ,United States,85018,9,7,Y,N,N,Y,N,N,89308059
1319400,17-Oct,4/29/2019 14:50,"SILVER LAKE ADVISORY, LLC",COTTONWOOD HEIGHTS,UT,United States,84121,4,2,Y,N,N,N,N,N,193813570
1319413,17-Oct,4/29/2019 14:57,"FORD FINANCIAL GROUP, INC.",FRESNO,CA,United States,93704,17,12,Y,Y,N,N,N,N,426379931
1317080,17-Oct,4/23/2019 11:37,"XP ADVISORY US, INC.",MIAMI,FL,United States,33131,15,11,Y,Y,N,N,N,Y,115785852
1316978,17-Oct,4/23/2019 11:43,"NEXT FINANCIAL GROUP, INC.",HOUSTON,TX,United States,77042,457,451,Y,Y,N,Y,N,N,1652886583
1317107,17-Oct,4/23/2019 12:13,WILSHIRE ASSOCIATES INCORPORATED,SANTA MONICA,CA,United States,90401-1085,270,94,Y,N,Y,Y,N,Y,60781944747
1317113,17-Oct,4/23/2019 12:16,BLACK CREEK INVESTMENT MANAGEMENT INC.,TORONTO,,Canada,M5J 2M2,23,12,Y,N,N,N,N,Y,8799725497
1317126,17-Oct,4/23/2019 12:31,"TRU INDEPENDENCE ASSET MANAGEMENT, LLC",PORTLAND,OR,United States,97224,15,14,Y,N,N,Y,N,N,830181375
1311332,17-Oct,4/23/2019 12:49,"LPF ADVISORS, LLC",SARASOTA,FL,United States,34232,4,4,Y,Y,N,Y,N,N,0
1316742,17-Oct,4/23/2019 13:07,"DOWLING & YAHNKE, LLC",SAN DIEGO,CA,United States,92130,44,21,Y,Y,N,N,N,N,4235179267
1306970,17-Oct,4/23/2019 13:52,TINSLEY LYNOTT FAMILY WEALTH ADVISORS,SAN DIEGO,CA,United States,92101,1,1,Y,N,N,N,N,N,0
1317053,17-Oct,4/23/2019 14:00,"SLOY, DAHL & HOLST, LLC",PORTLAND,OR,United States,97209,6,5,Y,Y,N,N,N,N,677452182
1317245,17-Oct,4/23/2019 14:49,"MONTICELLO WEALTH MANAGEMENT, LLC",SAN ANTONIO,TX,United States,78217,4,4,Y,N,N,N,N,N,476836286
1317277,17-Oct,4/23/2019 15:19,"KEUDELL MORRISON WEALTH MANAGEMENT, LLC",SALEM,OR,United States,97301,4,4,Y,N,N,N,N,N,415003137
1293338,17-Oct,4/23/2019 15:32,WHARTON MIDMARKET INVESTMENT ADVISORS INC.,WOODBRIDGE,CT,United States,6525,1,1,Y,Y,N,N,N,N,0
1319813,17-Oct,4/30/2019 9:50,JJJ ADVISORS INC,DENVER,CO,United States,80237,10,4,Y,N,N,Y,N,N,564419311
1318442,17-Oct,4/30/2019 10:12,"SEMINOLE ADVISORY SERVICES, LLC",CLEARWATER,FL,United States,33756,7,5,Y,N,N,N,N,N,322881882
1319849,17-Oct,4/30/2019 10:21,"SABBY MANAGEMENT, LLC",UPPER SADDLE RIVER,NJ,United States,7458,5,3,Y,N,N,N,N,Y,222009011
1319112,17-Oct,4/30/2019 10:47,FAROL INVESTMENT ADVISERS LP,NEW YORK,NY,United States,10022,4,4,Y,N,N,N,N,Y,234406808
1319882,17-Oct,4/30/2019 10:58,"MAI, INC.",LEXINGTON,KY,United States,40508,8,4,Y,Y,N,Y,N,N,145537604
1319908,17-Oct,4/30/2019 11:02,"WEALTHRAMP, INC.",TIBURON,CA,United States,94920,4,0,N,N,N,N,N,N,
1319382,17-Oct,4/30/2019 11:20,ARKADIOS WEALTH ADVISORS LLC,ATLANTA,GA,United States,30305,26,18,Y,Y,N,Y,N,N,33469774
1319962,17-Oct,4/30/2019 11:35,INNOVATION PARTNERS LLC.,CHARLOTTE,NC,United States,28210,137,59,Y,Y,N,Y,N,N,135908130
1318927,17-Oct,4/26/2019 18:35,"SIVIA CAPITAL PARTNERS, LLC",SAN FRANCISCO,CA,United States,94111,2,2,Y,N,N,N,N,N,133242380
1318930,17-Oct,4/26/2019 18:56,"KAIZEN FINANCIAL STRATEGIES, LLC",CAMPBELL,CA,United States,95008,4,4,Y,Y,N,Y,N,N,74924144
1318080,17-Oct,4/26/2019 19:19,"TRUENORTH FINANCIAL SERVICES, LLC",SEATTLE,WA,United States,98101,3,3,Y,Y,N,Y,N,N,112222682
1310484,17-Oct,4/26/2019 19:45,"BEACON POINTE ADVISORS, LLC",NEWPORT BEACH,CA,United States,92660,96,73,Y,Y,N,Y,N,N,5505870582
1322433,17-Oct,5/9/2019 10:16,"TOUNJIAN ADVISORY GROUP, LLC",FORT MYERS,FL,United States,33912,9,2,Y,N,N,N,N,N,139451756
1323354,17-Oct,5/17/2019 9:25,"TWIN FOCUS CAPITAL PARTNERS, LLC",BOSTON,MA,United States,2116,30,20,Y,Y,N,Y,N,Y,2471262714
1324009,17-Oct,5/17/2019 9:50,"AURORA PRIVATE WEALTH, INC.",ROCKAWAY,NJ,United States,7866,35,22,Y,Y,N,Y,N,N,426639604
1324022,17-Oct,5/17/2019 10:14,"TSP CAPITAL MANAGEMENT GROUP, LLC",SUMMIT,NJ,United States,7901,5,2,Y,N,N,Y,N,Y,278590125
1324010,17-Oct,5/17/2019 10:17,"CENTENUS GLOBAL MANAGEMENT, LP",NEW YORK,NY,United States,10022,16,12,Y,N,N,N,N,Y,859212619
1307451,17-Oct,5/17/2019 10:35,SILCHESTER INTERNATIONAL INVESTORS LLP,LONDON,,United Kingdom,W1J 6TL,23,8,Y,N,N,N,N,N,39103172231
1324030,17-Oct,5/17/2019 10:53,PLANNING SOLUTIONS INTERNATIONAL LLC,JACKSONVILLE,FL,United States,32217,3,2,Y,N,N,Y,N,N,0
1308596,17-Oct,5/17/2019 11:09,CIBC ASSET MANAGEMENT INC.,TORONTO,,Canada,M5J 2B8,339,135,Y,N,N,N,N,Y,98185799244
1321427,17-Oct,6/17/2019 12:26,"HIDDEN HARBOR CAPITAL MANAGEMENT, L.P.",BOCA RATON,FL,United States,33486-1081,11,11,Y,N,N,N,N,Y,295970805
1329742,17-Oct,6/17/2019 12:57,TRUADVICE LLC,SARASOTA,FL,United States,34233,12,9,Y,Y,N,Y,N,N,215189793
1329749,17-Oct,6/17/2019 12:59,"IAMS WEALTH MANAGEMENT, LLC",ELKHORN,NE,United States,68022-4609,43,40,Y,Y,N,Y,N,N,30514635
1329751,17-Oct,6/17/2019 13:08,"VIGIL WEALTH MANAGEMENT, LLC",PONTE VEDRA BEACH,FL,United States,32082,1,1,Y,Y,N,Y,N,N,0
1329734,17-Oct,6/17/2019 13:13,"RBC CAPITAL MARKETS, LLC",NEW YORK,NY,United States,10281,7576,1847,Y,N,N,Y,Y,N,1.19E+11
1329752,17-Oct,6/17/2019 13:15,ASSET ADVISORY GROUP INC,KINNELON,NJ,United States,7405,2,2,Y,Y,N,Y,N,N,254399842
1329767,17-Oct,6/17/2019 14:00,"ESSEX PRIVATE WEALTH MANAGEMENT, LLC",TOPSFIELD,MA,United States,1983,12,6,Y,Y,N,Y,N,N,338258353
1328053,17-Oct,6/17/2019 15:09,MINOT WEALTH MANAGEMENT LLC,WESTWOOD,MA,United States,2090,4,2,Y,Y,N,Y,N,N,393097442
1329824,17-Oct,6/17/2019 15:42,"FINANCIAL SOLUTIONS ADVISORY GROUP, INC.",CHICAGO,IL,United States,60631,8,8,Y,Y,N,Y,N,N,300000000
1329836,17-Oct,6/17/2019 15:53,"HANC WEALTH MANAGEMENT, LLC",GRAND RAPIDS,MI,United States,49546,2,2,Y,Y,N,N,N,N,178837681
1329838,17-Oct,6/17/2019 15:59,"SRS CAPITAL ADVISORS, INC.",DENVER,CO,United States,80202,15,11,Y,Y,N,N,N,N,506599180
1329835,17-Oct,6/17/2019 16:02,"CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.",FAIRFIELD,IA,United States,52556-8757,2857,2822,Y,Y,N,Y,Y,N,44327336213
1328191,17-Oct,6/17/2019 16:05,"SENTRY ADVISORS, LLC",SAN FRANCISCO,CA,United States,94111,4,4,Y,N,N,N,N,N,1387002544
1318753,17-Oct,4/26/2019 15:14,ALPHA CAPITAL MANAGEMENT GROUP LLC,CENTENNIAL,CO,United States,80111,8,6,Y,N,N,Y,N,N,275342575
1318604,17-Oct,4/26/2019 15:27,ASBURY INVESTMENT MANAGEMENT LLC,OAKBROOK TERRACE,IL,United States,60181,3,3,Y,N,N,N,N,N,6000000
1311072,17-Oct,4/26/2019 15:31,"DRAKE & ASSOCIATES, LLC",WAUKESHA,WI,United States,53186,9,3,Y,Y,N,N,N,N,101974455
1318483,17-Oct,4/26/2019 15:40,"SEASONS OF ADVICE WEALTH MANAGEMENT, LLC",NEW YORK,NY,United States,10036,16,9,Y,N,N,Y,N,N,571171408
1318799,17-Oct,4/26/2019 15:45,ELITE CONSULTANTS INTERNATIONAL INC,"DUBAI, UNITED ARAB EMIRATES",,United Arab Emirates,,0,0,N,N,N,N,N,N,
1318829,17-Oct,4/26/2019 15:59,EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC,DAYTON,OH,United States,45342,29,29,Y,N,N,N,N,Y,1132901440
1318835,17-Oct,4/26/2019 16:07,"SAGEPOINT FINANCIAL, INC.",PHOENIX,AZ,United States,85012,1957,1033,Y,Y,N,Y,Y,N,7988217859
1318841,17-Oct,4/26/2019 16:12,"PROSPERITY WEALTH MANAGEMENT, INC.",SAN RAMON,CA,United States,94583,50,45,Y,Y,N,Y,N,N,202937313
1307699,17-Oct,4/26/2019 16:27,GOLDMAN SACHS ASSET MANAGEMENT INTERNATIONAL,LONDON,,United Kingdom,EC4A 2BE,334,227,Y,N,N,Y,N,Y,2.78E+11
1318847,17-Oct,4/26/2019 16:41,"WOODBURY FINANCIAL SERVICES, INC.",OAKDALE,MN,United States,55128,1925,947,Y,Y,N,Y,Y,N,7631833044
1307567,17-Oct,4/26/2019 16:53,"ROCATON INVESTMENT ADVISORS, LLC",NORWALK,CT,United States,6850,65,53,Y,N,N,Y,N,N,8736600000
1317127,17-Oct,4/26/2019 17:27,SQN INVESTORS LP,REDWOOD CITY,CA,United States,94065,16,8,Y,N,N,N,N,N,1181250684
1318920,17-Oct,4/26/2019 17:57,GOLDMAN SACHS & CO. LLC,NEW YORK,NY,United States,10282,1586,1502,Y,N,N,Y,Y,Y,1.98E+11
1306601,17-Oct,4/26/2019 19:27,"CNK CAPITAL MANAGEMENT, L.L.C.",MENLO PARK,CA,United States,94025,10,5,Y,N,N,N,N,N,336833586
1318945,17-Oct,4/26/2019 19:45,CHURCHILL MANAGEMENT CORP,LOS ANGELES,CA,United States,90036,56,43,Y,N,N,N,N,N,5500283541
1319041,17-Oct,4/29/2019 9:54,"COLUMBIA ADVISORY PARTNERS, LLC",SPOKANE,WA,United States,99205,11,10,Y,Y,N,Y,N,N,101000000
1320303,17-Oct,6/5/2019 16:35,"VESTAR CAPITAL PARTNERS, LLC",NEW YORK,NY,United States,10167-4098,40,21,Y,N,N,N,N,Y,2879415393
1321822,17-Oct,6/5/2019 16:42,"DEDICATED CAPITAL ADVISORS, LLC",SAN FRANCISCO,CA,United States,94111,2,2,Y,N,N,Y,N,N,94279826
1327962,17-Oct,6/5/2019 17:12,"FINANCIAL & TAX ARCHITECTS, INC.",ST. LOUIS,MO,United States,63131,19,15,Y,N,N,Y,N,N,82415836
1327992,17-Oct,6/5/2019 17:40,LPL FINANCIAL LLC,BOSTON,MA,United States,2109,22790,15717,Y,Y,N,Y,Y,N,1.59E+11
1327994,17-Oct,6/5/2019 17:41,"ML WEALTH, LLC",NEW YORK,NY,United States,10010,13,2,N,N,N,N,N,N,32384631
1326859,17-Oct,6/5/2019 18:34,"MONOGRAM CAPITAL MANAGEMENT, L.P.",BEVERLY HILLS,CA,United States,90210,6,5,Y,N,N,N,N,Y,232021819
1329161,17-Oct,6/18/2019 11:55,"MCNAUGHTON WEALTH MANAGEMENT, LLC",SAN DIEGO,CA,United States,92122,3,3,Y,Y,N,Y,N,N,109300000
1330239,17-Oct,6/19/2019 11:07,"STRIDE CAPITAL GROUP, LP",STAMFORD,CT,United States,6901,6,6,Y,N,N,N,N,Y,170454910
1330253,17-Oct,6/19/2019 11:35,"STRIDE CAPITAL GROUP, LP",STAMFORD,CT,United States,6901,6,6,Y,N,N,N,N,Y,170454910
1318633,17-Oct,4/26/2019 15:08,"HANSON MCCLAIN, L.P.",SACRAMENTO,CA,United States,95826,123,46,Y,Y,N,N,N,N,3453726822
1322942,17-Oct,5/13/2019 8:54,"PRIME CAPITAL INVESTMENT ADVISORS, LLC",OVERLAND PARK,KS,United States,66211,161,93,Y,Y,N,Y,N,Y,9275151580
1322957,17-Oct,5/13/2019 9:35,"HARBOUR INVESTMENTS, INC.",MADISON,WI,United States,53719,217,177,Y,Y,N,Y,Y,N,1961011000
1329596,17-Oct,6/14/2019 15:37,MAXWELL NOLL INC,PASADENA,CA,United States,91106-3908,3,3,Y,N,N,N,N,N,103434000
1329547,17-Oct,6/14/2019 16:22,"SANCTUARY ADVISORS, LLC",INDIANAPOLIS,IN,United States,46260,60,56,Y,Y,N,Y,N,N,2359096958
1329334,17-Oct,6/14/2019 17:18,EMERGE CAPITAL MANAGEMENT INC.,BUFFALO,NY,United States,14202,8,6,Y,N,N,Y,N,N,119628513
1329108,17-Oct,6/14/2019 17:54,"STOCKMAN WEALTH MANAGEMENT, INC.",BILLINGS,MT,United States,59101,17,14,Y,N,N,Y,N,N,2582418487
1329557,17-Oct,6/18/2019 14:15,"MEDALLION WEALTH ADVISORS, LLC",FARMINGTON,CT,United States,6032,5,5,Y,Y,N,Y,N,N,131242000
1330050,17-Oct,6/18/2019 14:34,"KEELEY-TETON ADVISORS, LLC",CHICAGO,IL,United States,60604,21,12,Y,N,N,Y,N,N,1116447783
1330058,17-Oct,6/18/2019 14:51,KINGS POINT CAPITAL MANAGEMENT LLC,GREAT NECK,NY,United States,11021,13,7,Y,N,N,N,N,N,789149463
1303621,17-Oct,6/18/2019 15:04,"PREMISE CAPITAL, LLC",NAPERVILLE,IL,United States,60563,4,4,Y,Y,N,N,N,N,293635255
1329253,17-Oct,6/18/2019 15:25,"GAVIN MANAGEMENT GROUP, INC.","TORONTO, ONTARIO",,Canada,M5J 3A5,5,3,Y,N,N,Y,N,N,164988512
1330086,17-Oct,6/18/2019 15:44,"APELLA CAPITAL, LLC",GLASTONBURY,CT,United States,6033,16,13,Y,N,N,N,N,N,549000000
1330100,17-Oct,6/18/2019 16:07,AMERICAN ASSET MANAGEMENT INC.,BOCA RATON,FL,United States,33432,5,2,Y,N,N,N,N,N,198659000
1329452,17-Oct,6/18/2019 16:24,MADDEN SECURITIES CORPORATION,DALLAS,TX,United States,75225,5,4,Y,Y,N,Y,N,N,637130567
1327942,17-Oct,6/18/2019 16:51,"HOLLENCREST CAPITAL MANAGEMENT, LLC",NEWPORT BEACH,CA,United States,92660-8903,16,16,Y,Y,N,Y,N,Y,1357559290
1330132,17-Oct,6/18/2019 17:05,GLUSKIN SHEFF + ASSOCIATES (US) INC.,NEW YORK,NY,United States,10017,1,1,N,N,N,N,N,N,1329916000
1330044,17-Oct,6/18/2019 17:21,"TANNIN CAPITAL, LLC",CHARLOTTE,NC,United States,28210,4,2,Y,N,N,N,N,N,49312818
1320626,17-Oct,5/1/2019 8:59,"COMPASS ION ADVISORS, LLC",CONSHOHOCKEN,PA,United States,19428,19,19,Y,Y,N,Y,N,N,730595096
1321949,17-Oct,5/7/2019 15:45,WHITE PINE CAPITAL LLC,MINNEAPOLIS,MN,United States,55402,9,4,Y,N,N,Y,N,N,312709172
1309475,17-Oct,5/7/2019 15:56,"3P EQUITY PARTNERS, LLC",SAN JOSE,CA,United States,95128-2529,4,3,N,N,N,N,N,Y,148600000
1308334,17-Oct,5/7/2019 16:04,"PARIAX, LLC",NEWPORT BEACH,CA,United States,92660,1,1,Y,Y,N,Y,N,N,0
1322406,17-Oct,5/13/2019 8:32,CANDRIAM FRANCE S.A.S.,PARIS,,France,F-75008,167,57,Y,N,N,N,N,Y,22836458452
1323643,17-Oct,5/15/2019 15:46,"LOTUSGROUP CAPITAL, LLC",DENVER,CO,United States,80206,6,3,Y,N,N,N,N,N,78000
1323134,17-Oct,5/15/2019 15:57,SOFI WEALTH LLC,SAN FRANCISCO,CA,United States,94129,20,20,N,N,N,N,N,N,79436845
1323161,17-Oct,5/15/2019 17:00,"ANNEX ADVISORY SERVICES, LLC",ELM GROVE,WI,United States,53122,65,35,Y,Y,N,Y,N,N,2208501248
1323682,17-Oct,5/15/2019 17:03,"ANNEX ADVISORY SERVICES, LLC",ELM GROVE,WI,United States,53122,65,35,Y,Y,N,Y,N,N,2208501248
1321547,17-Oct,5/15/2019 18:05,ARROYO ENERGY INVESTMENT PARTNERS LLC,THE WOODLANDS,TX,United States,77380,11,10,Y,N,N,N,N,Y,1160556894
1323709,17-Oct,5/15/2019 18:21,WHEELER FROST ASSOCIATES INC,SAN DIEGO,CA,United States,92103-6514,8,5,Y,Y,N,Y,N,N,272712872
1323376,17-Oct,5/15/2019 18:52,"CORINTHIAN CAPITAL GROUP, LLC",NEW YORK,NY,United States,10017,12,6,Y,N,N,N,N,Y,248322000
1322256,17-Oct,5/17/2019 9:29,"INVESTMENT ADVISORS ASSET MANAGEMENT, LLC",EASTON,PA,United States,18042,29,29,Y,Y,N,Y,N,N,485580393
1324008,17-Oct,5/17/2019 9:48,"AURORA PRIVATE WEALTH, INC.",ROCKAWAY,NJ,United States,7866,35,22,Y,Y,N,Y,N,N,426639604
1324011,17-Oct,5/17/2019 9:53,"COMPREHENSIVE CAPITAL MANAGEMENT, INC.",ROCKAWAY,NJ,United States,7866,28,15,Y,Y,N,Y,N,N,115178305
1324020,17-Oct,5/17/2019 10:10,"WEALTH FORWARD, LLC",FARGO,ND,United States,58104,3,2,Y,Y,N,Y,N,N,110858143
1323087,17-Oct,5/17/2019 11:08,"GRAHAM CAPITAL MANAGEMENT, L.P.",ROWAYTON,CT,United States,6853,190,83,Y,N,N,N,N,Y,26535845628
1324049,17-Oct,5/17/2019 11:25,"CONSULTIVA WEALTH MANAGEMENT, CORP.",GUAYNABO,PR,United States,968,22,13,Y,Y,N,Y,N,N,1372203378
1316583,17-Oct,5/17/2019 11:27,DELPHI MANAGEMENT INC,BOSTON,MA,United States,2110,4,4,Y,N,N,N,N,N,134000000
1324283,17-Oct,5/20/2019 11:03,"COMMUNITYAMERICA FINANCIAL SOLUTIONS, LLC",LENEXA,KS,United States,66219,37,24,Y,Y,N,Y,N,N,217303099
1324547,17-Oct,5/21/2019 10:17,"FFP WEALTH MANAGEMENT, LLC",COON RAPIDS,MN,United States,55433,2,2,Y,Y,N,Y,N,N,106767911
1323989,17-Oct,5/21/2019 10:28,S.W. MITCHELL CAPITAL LLP,LONDON,,United Kingdom,SW1Y 6DN,14,7,Y,N,N,N,N,Y,1342446269
1310762,17-Oct,5/29/2019 11:31,MEASURE 8 VENTURES MANAGEMENT LLC,NEW YORK,NY,United States,10022,6,3,Y,N,N,N,N,Y,319733200
1326368,17-Oct,5/30/2019 9:32,HEDGECOVEST LLC,WEST PALM BEACH,FL,United States,33401,2,2,Y,N,N,N,N,N,504501716
1324871,17-Oct,6/3/2019 16:03,"LEGACY FINANCIAL GROUP, LLC",DES MOINES,IA,United States,50312,10,10,Y,Y,N,N,N,N,376881401
1327812,17-Oct,6/5/2019 10:41,"PRENTICE CAPITAL MANAGEMENT, LP",GREENWICH,CT,United States,6830,6,4,Y,N,N,N,N,Y,358464038
1327865,17-Oct,6/5/2019 13:01,ADVISER INVESTMENTS LLC,NEWTON,MA,United States,2459,83,36,Y,Y,N,N,N,N,5014033546
1327781,17-Oct,6/5/2019 13:05,"CAMARDA FINANCIAL ADVISORS , LLC",FLEMING ISLAND,FL,United States,32003,15,7,Y,Y,N,Y,N,N,211341019
1323872,17-Oct,6/5/2019 13:19,SIGNIFY WEALTH LLC,ST. LOUIS,MO,United States,63141,1,1,Y,Y,N,Y,N,N,107433579
1328175,17-Oct,6/6/2019 15:20,"HANC WEALTH MANAGEMENT, LLC",GRAND RAPIDS,MI,United States,49546,2,2,Y,Y,N,N,N,N,178837681
1323179,17-Oct,6/6/2019 15:42,UPRIGHT FINANCIAL CORP,EAST HANOVER,NJ,United States,7936,4,1,Y,N,N,N,Y,Y,30010471
1328125,17-Oct,6/6/2019 16:05,"PROSPECT CAPITAL SERVICES, INC.",WESTFIELD,NJ,United States,7090,7,2,Y,Y,N,Y,N,N,105183946
1328187,17-Oct,6/6/2019 16:14,SLATESTONE WEALTH LLC,JUPITER,FL,United States,33458,23,12,Y,N,N,Y,N,N,518051070
1328179,17-Oct,6/6/2019 16:57,"LOBSCOUSER II, LLC",TOWN AND COUNTRY,MO,United States,63141,6,4,Y,Y,N,N,N,N,123189604
1324891,17-Oct,6/6/2019 17:08,"GOLD MEDAL WATERS, INC.",BOULDER,CO,United States,80304,9,8,Y,Y,N,Y,N,N,103387218
1327628,17-Oct,6/6/2019 18:09,GRAY LION CAPITAL LLC,CAREFREE,AZ,United States,85377,1,1,Y,N,N,N,N,N,0
1328223,17-Oct,6/6/2019 18:31,MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC,NEW YORK,NY,United States,10022-6839,33,23,Y,N,N,N,N,N,16574030333
1328244,17-Oct,6/6/2019 19:55,"SUMITOMO MITSUI DS ASSET MANAGEMENT COMPNY,LIMITED","MINATO-KU, TOKYO",,Japan,105-6228,1108,340,Y,N,N,Y,N,Y,1.50E+11
1325755,17-Oct,6/6/2019 21:23,BLACKSTONE LIFE SCIENCES ADVISORS L.L.C.,BOSTON,MA,United States,2142,18,14,Y,N,N,N,N,Y,
1328260,17-Oct,6/7/2019 11:05,J.P. MORGAN SECURITIES LLC,NEW YORK,NY,United States,10172,7383,5516,Y,N,N,N,N,N,1.30E+11
1328304,17-Oct,6/7/2019 11:24,ARROWGRASS CAPITAL PARTNERS (US) LP,NEW YORK,NY,United States,10019,27,16,Y,N,N,N,N,Y,7487031000
1328299,17-Oct,6/7/2019 11:44,"LEGACY CAPITAL WEALTH PARTNERS, LLC",LITTLE ROCK,AR,United States,72227,9,3,Y,N,N,Y,N,N,274883267
1326700,17-Oct,6/7/2019 11:52,CFS INVESTMENT ADVISORY SERVICES LLC,TOTOWA,NJ,United States,7512,11,7,Y,Y,N,Y,N,N,1058823886
1328329,17-Oct,6/7/2019 12:17,"SADDOCK WEALTH, LLC",DALLAS,TX,United States,75254,4,2,N,Y,N,N,N,N,98900000
1322413,17-Oct,6/7/2019 12:27,GARDA CAPITAL PARTNERS LP,MINNEAPOLIS,MN,United States,55402,67,28,Y,N,N,N,N,Y,57508791000
1319045,17-Oct,4/29/2019 9:45,"SOCHA FINANCIAL GROUP, LLC",CORNING,NY,United States,14830,6,5,Y,Y,N,Y,N,N,230552877
1322703,17-Oct,5/10/2019 10:54,MERCER GLOBAL ADVISORS INC.,DENVER,CO,United States,80202,342,223,Y,N,N,Y,N,N,10687217357
1322705,17-Oct,5/10/2019 10:59,"GREYLOCK CAPITAL MANAGEMENT, LLC",NEW YORK,NY,United States,10017-6401,18,9,Y,N,N,N,N,Y,858981617
1322712,17-Oct,5/10/2019 11:12,LANDAAS & COMPANY,MILWAUKEE,WI,United States,53202,26,24,Y,Y,N,N,N,N,980764087
1322716,17-Oct,5/10/2019 11:26,"VIGIL WEALTH MANAGEMENT, LLC",PONTE VEDRA BEACH,FL,United States,32082,1,1,Y,Y,N,Y,N,N,0
1324078,17-Oct,5/17/2019 12:26,RINGS CAPITAL MANAGEMENT LLC,CHICAGO,IL,United States,60640,1,1,Y,N,N,N,N,Y,146353791
1324055,17-Oct,5/17/2019 12:41,"HOUND PARTNERS, LLC",NEW YORK,NY,United States,10178,21,14,Y,N,N,N,N,Y,4287584716
1324094,17-Oct,5/17/2019 12:57,"GRAHAM CAPITAL MANAGEMENT, L.P.",ROWAYTON,CT,United States,6853,190,83,Y,N,N,N,N,Y,26535845628
1324105,17-Oct,5/17/2019 13:21,"SOWELL FINANCIAL SERVICES, LLC",NORTH LITTLE ROCK,AR,United States,72118,95,70,Y,Y,N,Y,N,N,1960636861
1322025,17-Oct,5/30/2019 13:30,"INSPIRE ADVISORS, LLC",HOLLISTER,CA,United States,95023,2,0,Y,N,N,N,N,N,0
1308674,17-Oct,5/30/2019 13:44,"FINANCIAL LIFE FOCUS, LLC",LIVINGSTON,NJ,United States,07039-4903,8,4,Y,Y,N,Y,N,N,258530074
1324375,17-Oct,5/30/2019 13:55,"MALTESE CAPITAL MANAGEMENT, LLC",NEW YORK,NY,United States,10022,22,15,Y,N,N,N,N,Y,1942450000
1326640,17-Oct,5/30/2019 13:58,"TILLAR-WENSTRUP ADVISORS, LLC",CENTERVILLE,OH,United States,45459,4,3,Y,N,N,N,N,N,181027000
1326681,17-Oct,5/30/2019 14:32,"AVAII WEALTH MANAGEMENT, LLC",APPLETON,WI,United States,54911,10,5,Y,Y,N,Y,N,N,114786235
1326699,17-Oct,5/30/2019 14:52,"KEUDELL MORRISON WEALTH MANAGEMENT, LLC",SALEM,OR,United States,97301,4,4,Y,N,N,N,N,N,415003137
1326684,17-Oct,5/30/2019 14:53,"KLH CAPITAL PARTNERS, L.P.",TAMPA,FL,United States,33606,10,8,Y,N,N,N,N,Y,132908771
1325483,17-Oct,5/30/2019 15:12,"LYRIC CAPITAL MANAGEMENT GROUP, L.P.",NEW YORK,NY,United States,10011,5,5,N,N,N,Y,N,N,240594610
1325112,17-Oct,5/31/2019 10:21,"CONCORD MANAGEMENT SERVICES, LLC",SUMMIT,NJ,United States,7901,6,5,Y,N,N,N,N,Y,30100000
1327004,17-Oct,5/31/2019 10:24,GOLDPOINT PARTNERS LLC,NEW YORK,NY,United States,10171,51,17,Y,N,N,N,N,Y,12998672099
1326632,17-Oct,5/31/2019 10:41,THE DREYFUS CORPORATION,NEW YORK,NY,United States,10166,222,113,Y,N,N,N,N,N,2.60E+11
1327020,17-Oct,5/31/2019 10:45,MADISON CAPITAL FUNDING LLC,CHICAGO,IL,United States,60606,92,71,Y,N,N,N,N,Y,3096021166
1326561,17-Oct,5/31/2019 11:20,"ALPHASIMPLEX GROUP, LLC",CAMBRIDGE,MA,United States,2142,48,22,Y,N,N,N,N,Y,4568251114
1327037,17-Oct,5/31/2019 11:21,"STEAMBOAT CAPITAL PARTNERS, LLC",NEW YORK,NY,United States,10170,3,2,Y,N,N,N,N,Y,484831078
1308544,17-Oct,4/8/2019 14:20,"ROYAL FUND MANAGEMENT, LLC",THE VILLAGES,FL,United States,32159,112,105,Y,Y,N,Y,N,N,510209237
1308548,17-Oct,4/8/2019 14:23,"QSEMBLE CAPITAL MANAGEMENT, LP",NEW YORK CITY,NY,United States,10020,4,4,Y,N,N,N,N,Y,227181384
1296176,17-Oct,4/8/2019 14:32,"FWPAM, L.L.C.",FORT WORTH,TX,United States,76108,3,3,Y,Y,Y,Y,N,N,252597741
1308551,17-Oct,4/8/2019 14:37,BLUEPRINT INVESTMENT PARTNERS LLC,GREENSBORO,NC,United States,27405,6,4,Y,N,N,Y,N,N,208226421
1308558,17-Oct,4/8/2019 14:38,"HHM WEALTH ADVISORS, LLC",CHATTANOOGA,TN,United States,37402,6,6,Y,Y,N,Y,N,N,419645752
1307481,17-Oct,4/8/2019 14:39,"TRIVEST INVESTMENT ADVISORS, LLC",CORAL GABLES,FL,United States,33146-2701,24,20,Y,N,N,N,N,Y,1409813381
1308309,17-Oct,4/8/2019 14:40,"SIXTY CAPITAL ADVISORS, LLC",NEW YORK,NY,United States,10019,4,4,Y,N,N,N,N,Y,27865504
1308564,17-Oct,4/8/2019 14:45,"REDHAWK WEALTH ADVISORS, INC.",MINNEAPOLIS,MN,United States,55435,36,32,Y,N,N,Y,N,N,1075587169
1297940,17-Oct,4/8/2019 15:09,CLG LLC,LONG BEACH,CA,United States,90803,22,22,Y,Y,N,Y,N,N,163027991
1308583,17-Oct,4/8/2019 15:13,"SPECIALIZED ADVISORS, LLC",DALLAS,TX,United States,75225,22,22,Y,N,N,Y,N,N,0
1308585,17-Oct,4/8/2019 15:19,JJJ ADVISORS INC,DENVER,CO,United States,80237,10,4,Y,N,N,Y,N,N,564419311
1305060,17-Oct,4/8/2019 15:31,REVERE WEALTH MANAGEMENT LLC,NEW YORK,NY,United States,10019,6,6,Y,N,N,N,N,N,82212708
1308601,17-Oct,4/8/2019 15:33,"DEAN WEALTH PARTNERS, LLC",AUSTIN,TX,United States,78731,5,2,Y,Y,N,Y,N,N,26000000
1308582,17-Oct,4/8/2019 15:38,CLG LLC,LONG BEACH,CA,United States,90803,22,22,Y,Y,N,Y,N,N,163027991
1308605,17-Oct,4/8/2019 15:40,MAGNETAR ASSET MANAGEMENT LLC,EVANSTON,IL,United States,60201,219,86,Y,N,N,N,N,N,517801844
1309699,17-Oct,4/12/2019 10:03,"1WS CAPITAL ADVISORS, LLC",NEW YORK,NY,United States,10171,63,29,Y,N,N,N,N,N,57946218
1309610,17-Oct,4/12/2019 10:03,MC CREDIT PARTNERS LP,STAMFORD,CT,United States,06902-6834,17,13,Y,N,N,N,N,Y,1072425000
1309781,17-Oct,4/12/2019 10:04,"ARS INVESTMENT MANAGEMENT, LLC",NEEDHAM,MA,United States,2494,1,1,Y,N,N,N,N,N,490000
1309696,17-Oct,4/12/2019 10:06,"ONE WILLIAM STREET CAPITAL MANAGEMENT, LP.",NEW YORK,NY,United States,10171,63,29,Y,N,N,N,N,Y,5900004827
1309809,17-Oct,4/12/2019 10:12,"IFS ADVISORS, INC",SARASOTA,FL,United States,34240-8588,2,2,Y,N,N,Y,Y,N,144283000
1309683,17-Oct,4/12/2019 10:20,STELLIAM INVESTMENT MANAGEMENT LP,NEW YORK,NY,United States,10017,12,5,Y,N,N,N,N,Y,637702718
1309814,17-Oct,4/12/2019 10:31,NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC,NEW YORK,NY,United States,10019-7316,41,19,Y,N,N,N,N,Y,25195386527
1309834,17-Oct,4/12/2019 10:42,ANDBANC ADVISORY LLC,MIAMI,FL,United States,33131,9,7,Y,Y,N,Y,N,Y,425725072
1309835,17-Oct,4/12/2019 10:50,"J.J.B. HILLIARD, W.L. LYONS, LLC",LOUISVILLE,KY,United States,40202,1025,384,Y,N,N,Y,N,N,9278488517
1309830,17-Oct,4/12/2019 10:59,NOMURA ASSET MANAGEMENT U.K. LIMITED,LONDON,,United Kingdom,EC4R3AB,94,28,Y,N,N,N,N,Y,32800752429
1309499,17-Oct,4/12/2019 11:00,TYTON WEALTH,TOKYO,,Japan,150-0011,1,1,Y,N,N,N,N,Y,0
1306587,17-Oct,4/12/2019 11:09,"IEQ CAPITAL, LLC",MONTEREY,CA,United States,93940,1,1,Y,N,N,N,N,N,0
1309841,17-Oct,4/12/2019 11:15,"SCOTT WHITE ADVISORS, LLC",FORT MYERS,FL,United States,33919-1068,1,1,Y,Y,N,Y,N,N,105656928
1309859,17-Oct,4/12/2019 11:19,"BRUTON CHISNELL ADVISORS, LLC",DOWNINGTOWN,PA,United States,19335,5,4,Y,Y,N,Y,N,N,289044832
1309864,17-Oct,4/12/2019 11:32,"NEWDAY FUNDS, INC.",SAN FRANCISCO,CA,United States,94111,5,1,Y,N,N,N,N,N,870387
1288365,17-Oct,4/12/2019 11:32,"KELLNER MANAGEMENT, LP",NEW YORK,NY,United States,10022,8,3,Y,N,N,N,N,Y,246794886
1309658,17-Oct,4/12/2019 11:35,"BANORTE ASSET MANAGEMENT, INC.",NEW YORK,NY,United States,10017,17,9,Y,N,N,N,N,N,30415262
1309872,17-Oct,4/12/2019 11:35,"NEWDAY FUNDS, INC.",SAN FRANCISCO,CA,United States,94111,5,1,Y,N,N,N,N,N,870387
1309879,17-Oct,4/12/2019 11:45,"NEWDAY FUNDS, INC.",SAN FRANCISCO,CA,United States,94111,5,1,Y,N,N,N,N,N,870387
1306613,17-Oct,4/12/2019 11:46,"PRUDENTIAL PRIVATE PLACEMENT INVESTORS, L.P.",NEWARK,NJ,United States,7102,183,183,Y,N,N,N,N,N,17328211366
1309880,17-Oct,4/12/2019 11:49,"HORAN CAPITAL ADVISORS, LLC",CINCINNATI,OH,United States,45236,10,7,Y,N,N,Y,N,N,353001842
1309886,17-Oct,4/12/2019 11:53,"CROW HOLDINGS CAPITAL PARTNERS, L.L.C.",DALLAS,TX,United States,75219-3913,139,118,Y,N,N,Y,N,Y,12755094000
1309539,17-Oct,4/12/2019 11:58,"DOMINION PORTFOLIO MANAGEMENT, INC.",HORSESHOE BAY,TX,United States,78657,28,28,Y,N,N,N,N,N,106410430
1310963,17-Oct,4/17/2019 12:05,"CROSSROADS FINANCIAL MANAGEMENT, INC.",KANSAS CITY,MO,United States,64108,3,2,Y,Y,N,N,N,N,52372304
1310942,17-Oct,4/17/2019 12:11,AMERICAN FINANCIAL MANAGEMENT LTD,CEDAR FALLS,IA,United States,50613,5,3,Y,N,N,Y,Y,N,66573816
1310938,17-Oct,4/17/2019 12:16,AXON CAPITAL LP,NEW YORK,NY,United States,10022,7,3,Y,N,N,N,N,Y,449802001
1310970,17-Oct,4/17/2019 12:17,"DOYLE WEALTH MANAGEMENT, INC.",ST. PETERSBURG,FL,United States,33701,22,9,Y,Y,N,Y,N,N,853315200
1310974,17-Oct,4/17/2019 12:23,ASHFORD CAPITAL MANAGEMENT INC,WILMINGTON,DE,United States,19807-2317,12,9,Y,N,N,N,N,Y,884876187
1310540,17-Oct,4/17/2019 12:26,"MARINER, LLC",OVERLAND PARK,KS,United States,66211,555,260,Y,Y,N,Y,N,N,22043093873
1310976,17-Oct,4/17/2019 12:32,"CORDA INVESTMENT MANAGEMENT, LLC",HOUSTON,TX,United States,77024-1626,19,15,Y,N,N,N,N,N,984000000
1310978,17-Oct,4/17/2019 12:40,"STEWARD FINANCIAL GROUP, LLC",COLLEYVILLE,TX,United States,76034,5,4,Y,N,N,N,N,N,311544507
1310986,17-Oct,4/17/2019 12:52,FIRST FINANCIAL GROUP CORPORATION,RALEIGH,NC,United States,27609,4,2,Y,Y,N,Y,N,N,121000000
1310926,17-Oct,4/17/2019 12:58,"WADDELL & REED, INC.",OVERLAND PARK,KS,United States,66202-4200,1700,1700,Y,N,N,Y,N,N,21207078630
1311000,17-Oct,4/17/2019 13:16,"LAKEVIEW CAPITAL PARTNERS, LLC",ATLANTA,GA,United States,30361,26,19,Y,N,N,Y,N,N,2805675875
1311009,17-Oct,4/17/2019 13:21,"FOUNDERS CIRCLE CAPITAL, LLC",SAN FRANCISCO,CA,United States,94107,10,6,Y,N,N,N,N,Y,444008592
1311010,17-Oct,4/17/2019 13:25,"BTC CAPITAL MANAGEMENT, INC.",DES MOINES,IA,United States,50309-3702,17,13,Y,N,N,Y,N,N,3238733954
1303075,17-Oct,4/17/2019 13:37,"WORLD CAPITAL ADVISORS, LLC",MANAKIN SABOT,VA,United States,23103,1,1,Y,Y,N,Y,N,N,102315875
1311036,17-Oct,4/17/2019 14:02,"NOMURA SECURITIES INTERNATIONAL, INC.",NEW YORK,NY,United States,10019-7316,16,16,N,N,N,N,N,N,
1311037,17-Oct,4/17/2019 14:06,"KLCM ADVISORS, INC.",MILWAUKEE,WI,United States,53202,9,5,Y,N,N,Y,N,N,759093361
1311001,17-Oct,4/17/2019 14:07,DORSEY & COMPANY INC.,NEW ORLEANS,LA,United States,70130-2726,21,20,Y,N,N,Y,Y,N,462288000
1311045,17-Oct,4/17/2019 14:16,CHOATE INVESTMENT ADVISORS LLC,BOSTON,MA,United States,2110,14,11,Y,Y,N,Y,N,N,4495300651
1317498,17-Oct,4/24/2019 9:57,"JAMISON PRIVATE WEALTH MANAGEMENT, INC.",MILTON,GA,United States,30004,3,3,Y,Y,N,N,N,N,307514000
1310786,17-Oct,4/24/2019 9:59,"WELLS FINANCIAL ADVISORS, INC.",FRAMINGHAM,MA,United States,1701,4,2,Y,Y,N,Y,N,N,135431020
1317501,17-Oct,4/24/2019 10:06,"CCM PARTNERS, LP",DENVER,CO,United States,80202-1805,32,10,Y,N,N,N,N,Y,2117625684
1317035,17-Oct,4/29/2019 13:44,"CAPITAL WEALTH ALLIANCE, LLC",SCOTTSDALE,AZ,United States,85255,7,5,Y,Y,N,N,N,N,143409000
1319334,17-Oct,4/29/2019 13:53,"RIDGEWOOD PRIVATE EQUITY PARTNERS, LLC",MONTVALE,NJ,United States,7645,9,5,N,N,N,Y,N,Y,438093758
1319354,17-Oct,4/29/2019 14:10,STABLEFORD CAPITAL LLC,SCOTTSDALE,AZ,United States,85254,5,5,Y,N,N,Y,N,N,157129758
1319153,17-Oct,4/29/2019 14:13,CEDAR STREET ASSET MANAGEMENT LLC,CHICAGO,IL,United States,60611,8,6,Y,N,N,N,N,N,161016000
1318172,17-Oct,4/29/2019 14:43,"NATIONAL INVESTMENT SERVICES, INC",MILWAUKEE,WI,United States,53202-5310,38,14,Y,N,N,N,N,Y,7223418000
1319347,17-Oct,4/29/2019 14:44,"SUN MOUNTAIN CAPITAL ADVISORS, LLC",SANTA FE,NM,United States,87505,11,8,Y,N,N,Y,N,Y,943398923
1319289,17-Oct,4/29/2019 15:01,"GLAZER CAPITAL, LLC.",NEW YORK,NY,United States,10019,15,8,Y,N,N,N,N,Y,2113000000
1311002,17-Oct,4/29/2019 15:24,"FIRST OAK WEALTH MANAGEMENT, LLC",RALEIGH,NC,United States,27615,4,3,Y,N,N,N,N,N,151721610
1317581,17-Oct,4/29/2019 15:37,CTF CAPITAL MANAGEMENT LP,GREENWICH,CT,United States,6830,6,3,Y,N,N,N,N,Y,62100000
1317186,17-Oct,4/29/2019 15:51,"PARKSIDE INVESTMENTS, LLC",DEERFIELD,IL,United States,60015,7,5,Y,N,N,N,N,N,528814423
1319457,17-Oct,4/29/2019 15:51,LOOP INVESTMENT ADVISORS LLC,CHICAGO,IL,United States,60606,1,1,Y,N,N,N,N,Y,0
1319486,17-Oct,4/29/2019 15:55,"HAYES FINANCIAL, INC.",SAN JOSE,CA,United States,95113,5,3,Y,Y,N,N,N,N,188032343
1319502,17-Oct,4/29/2019 16:04,SA STONE INVESTMENT ADVISORS INC.,BIRMINGHAM,AL,United States,35243,265,245,Y,Y,N,Y,N,N,1400215619
1319506,17-Oct,4/29/2019 16:06,IHT WEALTH MANAGEMENT LLC,CHICAGO,IL,United States,60606,153,99,Y,Y,N,N,N,N,1267880055
1319498,17-Oct,4/29/2019 16:09,"BLUEKEY WEALTH ADVISORS, LLC",HOLLYWOOD,FL,United States,33021,3,3,Y,Y,N,Y,N,N,106273111
1319735,17-Oct,4/30/2019 6:20,"HERON FINANCIAL GROUP, LLC",NEW YORK,NY,United States,10017,7,4,Y,Y,N,N,N,N,314181000
1319758,17-Oct,4/30/2019 8:40,"GARELICK CAPITAL PARTNERS, L.P.",BOSTON,MA,United States,2108,9,6,Y,N,N,N,N,Y,831549458
1320007,17-Oct,4/30/2019 11:59,"BEACON INVESTMENT MANAGEMENT, LLC",BOSTON,MA,United States,02109-3304,4,4,Y,Y,N,N,N,N,172148081
1320035,17-Oct,4/30/2019 12:14,SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC,CARMEL,IN,United States,46032,7,6,Y,N,N,Y,N,N,989490456
1320044,17-Oct,4/30/2019 12:20,"PROFESSIONAL FINANCIAL ADVISORS, INC.",NEW CUMBERLAND,PA,United States,17070,6,5,Y,Y,N,Y,N,N,158426266
1320048,17-Oct,4/30/2019 12:23,"KOVITZ INVESTMENT GROUP PARTNERS, LLC",CHICAGO,IL,United States,60603,74,36,Y,N,Y,N,N,Y,4193251531
1320069,17-Oct,4/30/2019 12:38,"BOYD WEALTH MANAGEMENT, LLC",SACRAMENTO,CA,United States,95815,4,2,Y,N,N,Y,N,N,115769717
1319554,17-Oct,4/29/2019 16:40,"STARR-MATHEWS FINANCIAL, LLC",CALHOUN,GA,United States,30701,6,6,Y,Y,N,Y,N,N,120826838
1306575,17-Oct,4/29/2019 17:00,"MMWKM ADVISORS, LLC",PLANO,TX,United States,75093,90,35,Y,N,N,N,N,N,4150595268
1319208,17-Oct,4/29/2019 17:06,GALLIARD CAPITAL MANAGEMENT INC,MINNEAPOLIS,MN,United States,55402-2033,108,39,Y,N,N,Y,N,N,91889051389
1319597,17-Oct,4/29/2019 17:17,"FALCONS I, LLC",ATLANTA,GA,United States,30305,0,0,Y,N,N,N,N,Y,436710698
1319608,17-Oct,4/29/2019 17:23,"GLASSMAN WEALTH SERVICES, LLC",VIENNA,VA,United States,22182,11,8,Y,N,N,Y,N,N,1370863109
1319616,17-Oct,4/29/2019 17:36,EVOLUTION CAPITAL MANAGEMENT LLC,LOS ANGELES,CA,United States,90064,9,4,Y,N,N,N,N,Y,404918807
1291025,17-Oct,4/29/2019 18:13,"NACHMAN NORWOOD & PARROTT, INC.",GREENVILLE,SC,United States,29601-3300,16,9,Y,Y,N,Y,N,N,1571136112
1304866,17-Oct,4/29/2019 19:49,"KELSO & COMPANY, L.P.",NEW YORK,NY,United States,10022,49,37,Y,N,N,N,N,Y,11439535722
1319726,17-Oct,4/29/2019 22:08,GREEN COURT CAPITAL MANAGEMENT LIMITED,"CENTRAL, HONG KONG",,Hong Kong,NIL,36,21,Y,N,N,N,N,Y,5756380175
1322759,17-Oct,5/10/2019 13:06,"5C CAPITAL MANAGEMENT, LLC",WOODCLIFF LAKE,NJ,United States,7677,5,5,Y,Y,N,Y,N,N,283471424
1322758,17-Oct,5/10/2019 13:10,"SARGENT INVESTMENT GROUP, LLC",BETHESDA,MD,United States,20814,10,4,Y,N,N,Y,N,N,752446000
1322677,17-Oct,5/10/2019 13:14,"MORRIS RETIREMENT ADVISORS, LLC",PARSIPPANY,NJ,United States,7054,12,8,Y,Y,N,Y,N,N,127196313
1322774,17-Oct,5/10/2019 13:21,"360 WEALTH MANAGEMENT, LLC",DALLAS,TX,United States,75248,116,74,Y,Y,N,Y,N,N,1248527726
1322653,17-Oct,5/10/2019 13:22,"ONE OAK CAPITAL MANAGEMENT, LLC",PURCHASE,NY,United States,10577,5,3,Y,N,N,N,N,Y,100000000
1322786,17-Oct,5/10/2019 13:37,"DINUZZO INDEX ADVISORS, INC.",BEAVER,PA,United States,15009,15,9,Y,N,N,N,N,N,716426000
1322795,17-Oct,5/10/2019 14:12,"PEGASUS CAPITAL ADVISORS, L.P.",STAMFORD,CT,United States,6902,28,16,Y,N,N,N,N,Y,1525402853
1322808,17-Oct,5/10/2019 14:18,NCH CAPITAL INC.,NEW YORK,NY,United States,10018,90,25,Y,N,N,N,N,Y,3013659784
1322533,17-Oct,5/10/2019 14:44,"VERDANT, LLC",SITKA,AK,United States,99835,2,2,Y,N,N,Y,N,N,111925064
1322821,17-Oct,5/10/2019 15:10,SILVER OAK SECURITIES INCORPORATED,JACKSON,TN,United States,38305,54,54,Y,Y,N,Y,Y,N,418183214
1322851,17-Oct,5/10/2019 15:40,"FIDUCIARY FINANCIAL PARTNERS, LLC",NAPERVILLE,IL,United States,60563,4,4,Y,Y,N,Y,N,N,97417124
1323850,17-Oct,5/20/2019 9:28,"KWMG, LLC",OVERLAND PARK,KS,United States,66211,17,17,Y,Y,N,Y,N,N,426758799
1324410,17-Oct,5/20/2019 16:25,GAM USA INC.,NEW YORK,NY,United States,10020,31,8,Y,N,N,N,N,Y,3012727759
1323965,17-Oct,5/20/2019 16:27,"RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC",SAINT PETERSBURG,FL,United States,33716,6224,5062,Y,Y,N,Y,Y,N,1.04E+11
1323991,17-Oct,5/20/2019 16:44,"U.S. GLOBAL INVESTORS, INC.",SAN ANTONIO,TX,United States,78229,21,7,Y,N,N,N,N,Y,484468000
1324433,17-Oct,5/20/2019 16:54,"BT WEALTH MANAGEMENT, LLC",ATLANTA,GA,United States,30339,17,12,Y,Y,N,Y,N,Y,923822981
1322686,17-Oct,5/20/2019 16:55,"CLOUD INVESTMENTS, LLC",HUNTSVILLE,AL,United States,35801,5,5,Y,N,N,N,N,N,122995967
1324453,17-Oct,5/20/2019 16:56,"NOVAK & POWELL FINANCIAL SERVICES, INC.",ST. PETERSBURG,FL,United States,33701,5,5,Y,N,N,N,N,N,154766905
1324209,17-Oct,5/20/2019 17:03,SOLOMON HESS SBA MANAGEMENT LLC,FALLS CHURCH,VA,United States,22046,10,4,Y,N,N,N,N,Y,773334925
1324276,17-Oct,5/20/2019 17:09,"LITESPEED MANAGEMENT, L.L.C.",NEW YORK,NY,United States,10151,8,4,Y,N,N,N,N,Y,237372922
1324457,17-Oct,5/20/2019 17:11,NO STREET GP LP,SAN FRANCISCO,CA,United States,94111,10,4,Y,N,N,N,N,Y,393377839
1324466,17-Oct,5/20/2019 17:22,"SPP MANAGEMENT SERVICES, LLC",CHARLOTTE,NC,United States,28202,14,11,Y,N,N,N,N,Y,370526000
1323906,17-Oct,5/20/2019 17:23,LAZARD ASSET MANAGEMENT LLC,NEW YORK,NY,United States,10112,498,267,Y,N,N,Y,N,Y,1.40E+11
1324121,17-Oct,5/20/2019 17:26,"TPRV CAPITAL, LP",BOSTON,MA,United States,2116,20,11,Y,N,N,N,N,Y,13756804000
1324467,17-Oct,5/20/2019 17:28,BWM ADVISORY LLC,SCOTTSDALE,AZ,United States,85260,6,6,Y,Y,N,Y,N,N,20557206
1324468,17-Oct,5/20/2019 17:38,"BARKER FINANCIAL GROUP, INC.",BEVERLY,MA,United States,01915-1600,4,3,Y,Y,N,Y,N,N,137597568
1324471,17-Oct,5/20/2019 17:42,"MAIN MANAGEMENT, LLC",SAN FRANCISCO,CA,United States,94108,12,10,Y,N,N,Y,N,N,715392076
1324476,17-Oct,5/20/2019 17:58,"STACKIN FINANCIAL, LLC",VENICE,CA,United States,90291,4,2,N,N,N,Y,N,N,0
1324480,17-Oct,5/20/2019 18:07,"DANDA TROUVE INVESTMENT MANAGEMENT, INC.",PRAIRIE VILLAGE,KS,United States,66208,4,1,Y,N,N,N,N,N,107097369
1324487,17-Oct,5/20/2019 18:58,"ARETE WEALTH ADVISORS, LLC",CHICAGO,IL,United States,60607,69,63,Y,Y,N,Y,N,Y,1231318238
1324494,17-Oct,5/20/2019 20:10,"INVEST FORWARD, INC.",SAN ANTONIO,TX,United States,78209,7,1,Y,N,N,N,N,N,2115345
1318498,17-Oct,4/26/2019 9:38,"TALIS ADVISORY SERVICES, LLC",PLANO,TX,United States,75093,10,7,Y,Y,N,Y,N,N,182066357
1283822,17-Oct,5/1/2019 10:10,"QUANTITATIVE ASSET MANAGEMENT, LLC",WAYZATA,MN,United States,55391,2,1,Y,N,N,N,N,N,123019972
1320671,17-Oct,5/1/2019 10:31,"WADDELL & REED, INC.",OVERLAND PARK,KS,United States,66202-4200,1700,1700,Y,N,N,Y,N,N,21207078630
1319478,17-Oct,5/1/2019 10:38,"GREENFIELD PARTNERS, LLC",WESTPORT,CT,United States,6880,11,2,Y,N,N,N,N,Y,1188251000
1321147,17-Oct,5/2/2019 14:30,"FCG WEALTH MANAGEMENT, LLC",CHATHAM,NJ,United States,7928,19,12,Y,N,N,Y,Y,N,1041573686
1320655,17-Oct,5/2/2019 14:37,SAFKHET CAPITAL MANAGEMENT LLC,NEW YORK,NY,United States,10105,2,2,Y,N,N,N,N,Y,77096000
1322443,17-Oct,5/13/2019 8:38,CANDRIAM LUXEMBOURG S.C.A.,STRASSEN,,Luxembourg,L-8009,124,26,Y,N,N,N,N,Y,59908155872
1317621,17-Oct,5/24/2019 14:13,"ANGELO, GORDON & CO., L.P.",NEW YORK,NY,United States,10167,393,161,Y,N,N,N,N,Y,45672362939
1325462,17-Oct,5/24/2019 14:21,ROUND INVESTMENTS LLC,LOS ANGELES,CA,United States,90024,3,2,Y,N,N,N,N,N,1261200
1325489,17-Oct,5/24/2019 14:53,"FBL WEALTH MANAGEMENT, LLC",WEST DES MOINES,IA,United States,50266,85,80,Y,N,N,Y,N,N,0
1325498,17-Oct,5/24/2019 15:09,"HORIZONS WEALTH MANAGEMENT, INC.",ASHEVILLE,NC,United States,28801,4,3,Y,Y,N,Y,N,N,100822202
1324071,17-Oct,5/24/2019 15:19,PNC CAPITAL ADVISORS LLC,BALTIMORE,MD,United States,21202,268,77,Y,N,N,Y,N,N,53548962489
1325247,17-Oct,5/24/2019 15:47,"CROW HOLDINGS CAPITAL PARTNERS, L.L.C.",DALLAS,TX,United States,75219-3913,139,118,Y,N,N,Y,N,Y,12755094000
1325522,17-Oct,5/24/2019 17:39,"RFG ADVISORY, LLC",VESTAVIA HILLS,AL,United States,35242,42,34,Y,Y,N,Y,N,N,948860334
1309278,17-Oct,5/24/2019 18:21,"CUE ADVISORY SERVICES, INC.",PHOENIX,AZ,United States,85012,3,1,N,N,N,N,N,N,
1325554,17-Oct,5/25/2019 11:18,"ATLANTIC STREET CAPITAL MANAGEMENT, LLC",STAMFORD,CT,United States,6901,15,11,Y,N,N,N,N,Y,819934000
1324540,17-Oct,5/28/2019 13:08,"HOLIFIELD FINANCIAL ADVISORY SERVICES, INC",SAINT PETERSBURG,FL,United States,33701-3361,3,2,Y,Y,N,Y,N,N,113300000
1325710,17-Oct,5/28/2019 13:10,FINIVI INC.,WESTBOROUGH,MA,United States,1581,8,7,Y,Y,N,Y,N,N,103518000
1323763,17-Oct,5/28/2019 13:52,AMERITAS INVESTMENT CORP,LINCOLN,NE,United States,68510,626,519,Y,Y,N,Y,N,Y,5215354962
1325700,17-Oct,5/28/2019 14:09,BARDIN HILL INVESTMENT PARTNERS LP,NEW YORK,NY,United States,10022,97,39,Y,N,N,N,N,Y,10474209168
1305693,17-Oct,5/28/2019 14:18,"ENSO WEALTH MANAGEMENT, LLC",PETALUMA,CA,United States,94952,9,6,Y,N,N,Y,Y,N,967525000
1327228,17-Oct,6/2/2019 10:08,CERITY PARTNERS LLC,NEW YORK,NY,United States,10017,164,87,Y,Y,N,Y,N,Y,19657709637
1311176,17-Oct,6/4/2019 11:06,TACP MANAGER LLC,WHITE PLAINS,NY,United States,10601-1832,2,2,Y,N,N,N,N,Y,0
1325646,17-Oct,6/4/2019 11:08,COREPATH WEALTH PARTNERS LLC,SCOTTSDALE,AZ,United States,85251,9,5,Y,Y,N,Y,N,N,110106524
1327597,17-Oct,6/4/2019 11:19,"PRETIUM CREDIT MANAGEMENT, LLC",NEW YORK,NY,United States,10019,32,16,Y,N,N,N,N,Y,2466027014
1327618,17-Oct,6/4/2019 12:23,"TYLER-STONE WEALTH MANAGEMENT, LLC",BEACHWOOD,OH,United States,44122,15,15,Y,Y,N,Y,N,N,204136357
1327501,17-Oct,6/4/2019 12:29,"ROCKBRIDGE GROWTH EQUITY MANAGEMENT, L.P.",DETROIT,MI,United States,48226,8,7,Y,N,N,N,N,Y,362000000
1327377,17-Oct,6/4/2019 12:36,"IEQ CAPITAL, LLC",FOSTER CITY,CA,United States,94404,56,33,Y,N,N,Y,N,N,0
1326915,17-Oct,6/4/2019 13:29,"TELOS CAPITAL MANAGEMENT, INC.",SAN DIEGO,CA,United States,92131-4610,15,5,Y,N,N,N,N,N,561442974
1327640,17-Oct,6/4/2019 13:41,"NEWPORT GROUP CONSULTING, LLC",LAKE MARY,FL,United States,32746,32,22,Y,N,N,Y,N,N,2722513812
1327653,17-Oct,6/4/2019 15:21,"MALTIN WEALTH MANAGEMENT, INC.",PARAMUS,NJ,United States,7652,3,2,Y,Y,N,Y,N,N,205056000
1321207,17-Oct,6/4/2019 15:34,"FINANCIAL ADVOCATES WEALTH MANAGEMENT, LLC",OLYMPIA,WA,United States,98502,2,2,Y,Y,N,Y,N,N,0
1327693,17-Oct,6/4/2019 15:55,INVESTMENT COUNSELORS OF MARYLAND LLC,BALTIMORE,MD,United States,21202,15,9,Y,N,N,N,N,Y,1807199104
1327704,17-Oct,6/4/2019 16:07,H. M. PAYSON & CO.,PORTLAND,ME,United States,4101,27,23,Y,N,N,Y,N,N,3640289611
1327702,17-Oct,6/4/2019 16:10,AEW CAPITAL MANAGEMENT LP,BOSTON,MA,United States,02210-2021,280,170,Y,N,N,N,N,Y,39118319858
1327719,17-Oct,6/4/2019 16:57,"BAY CLIADAKIS & ASSOCIATES, LLC",CHICO,CA,United States,95926,2,2,Y,N,N,Y,N,N,0
1327280,17-Oct,6/4/2019 17:28,BERENBERG ASSET MANAGEMENT LLC,NEW YORK,NY,United States,10020,50,50,Y,N,N,N,N,Y,211604568
1327730,17-Oct,6/4/2019 17:48,WINEBRENNER CAPITAL MANAGEMENT LLC,LOUISVILLE,KY,United States,40223-5367,7,3,Y,N,N,N,N,Y,131043740
1327564,17-Oct,6/4/2019 19:26,"WARWICK ENERGY INVESTMENT GROUP, LLC",OKLAHOMA CITY,OK,United States,73116,70,10,Y,N,N,N,N,Y,885334737
1316605,17-Oct,6/5/2019 8:56,DUPONT CAPITAL MANAGEMENT CORP,WILMINGTON,DE,United States,19803,108,44,Y,N,N,Y,N,Y,26394481000
1318720,17-Oct,4/29/2019 15:51,ATHENA CAPITAL ADVISORS LLC,LINCOLN,MA,United States,1773,44,28,Y,N,N,Y,N,N,5822946442
1317099,17-Oct,4/29/2019 15:59,"LUBERT-ADLER MANAGEMENT COMPANY, L.P.",PHILADELPHIA,PA,United States,19104-2868,25,19,Y,N,N,N,N,Y,2941890419
1319508,17-Oct,4/29/2019 16:08,ZWEIG-DIMENNA ASSOCIATES LLC,NEW YORK,NY,United States,10022,40,18,Y,N,N,N,N,Y,1301154403
1319475,17-Oct,4/29/2019 16:11,"CORVID PEAK CAPITAL MANAGEMENT, LLC",NEW YORK,NY,United States,10171,5,4,Y,N,N,N,N,Y,859824700
1318503,17-Oct,4/29/2019 16:46,"CLINTON GROUP, INC",NEW YORK,NY,United States,10022,9,6,Y,N,N,Y,N,Y,592536462
1319577,17-Oct,4/29/2019 17:03,"BRAZOS INVESTMENT PARTNERS I, L.P.",DALLAS,TX,United States,75201-7862,11,9,Y,N,N,N,N,Y,359589000
1319589,17-Oct,4/29/2019 17:13,"ANGEL OAK CAPITAL PARTNERS II, LLC",ATLANTA,GA,United States,30305,0,0,Y,N,N,N,N,Y,
1319595,17-Oct,4/29/2019 17:15,"HAWKS I, LLC",ATLANTA,GA,United States,30305,0,0,Y,N,N,N,N,Y,
1328097,17-Oct,6/7/2019 14:53,"ALPHA CUBED INVESTMENTS, LLC",IRVINE,CA,United States,92612,36,26,Y,Y,N,Y,N,N,1143593361
1328386,17-Oct,6/7/2019 14:55,GLADSTONE INSTITUTIONAL ADVISORY LLC,BEDMINSTER,NJ,United States,7921,46,44,Y,Y,N,Y,N,N,613654733
1328390,17-Oct,6/7/2019 14:57,MKT ADVISORS LLC,ESCONDIDO,CA,United States,92025,3,3,Y,N,N,N,N,N,276551050
1322958,17-Oct,6/7/2019 15:00,SAVIOR LLC,WALTHAM,MA,United States,2453,9,3,Y,N,N,N,N,N,153084520
1328392,17-Oct,6/7/2019 15:03,"PRIVATE PORTFOLIO PARTNERS, LLC",PARAMUS,NJ,United States,7652,28,28,Y,Y,N,Y,N,N,477479084
1328394,17-Oct,6/7/2019 15:14,"PAR-FOUR INVESTMENT MANAGEMENT, LLC",WOODCLIFF LAKE,NJ,United States,7677,14,9,Y,N,N,Y,N,Y,1791680000
1328397,17-Oct,6/7/2019 15:19,ALPHACORE CAPITAL LLC,LA JOLLA,CA,United States,92037,12,7,Y,N,N,N,N,N,284630813
1327652,17-Oct,6/7/2019 15:20,REDW WEALTH LLC,ALBUQUERQUE,NM,United States,87109,14,14,Y,Y,N,Y,N,N,662121697
1328398,17-Oct,6/7/2019 15:28,"STADION MONEY MANAGEMENT, LLC",WATKINSVILLE,GA,United States,30677,58,30,Y,N,N,N,N,N,2891913935
1327302,17-Oct,6/7/2019 15:30,CITADEL ADVISORS LLC,CHICAGO,IL,United States,60603,1736,920,Y,N,N,N,N,Y,1.94E+11
1328310,17-Oct,6/7/2019 15:34,"MONSOON CAPITAL, LLC",BETHESDA,MD,United States,20814,5,1,Y,N,N,N,N,Y,153816549
1327930,17-Oct,6/7/2019 15:35,"SANCTUARY ADVISORS, LLC",INDIANAPOLIS,IN,United States,46260,58,54,Y,Y,N,Y,N,N,2359096958
1328387,17-Oct,6/7/2019 15:47,"VERDENCE CAPITAL ADVISORS, LLC",HUNT VALLEY,MD,United States,21030,23,18,Y,Y,N,Y,N,N,1374835400
1328406,17-Oct,6/7/2019 15:52,"COURAGE CAPITAL MANAGEMENT, LLC",NASHVILLE,TN,United States,37205,13,9,Y,N,N,N,N,Y,683823988
1328419,17-Oct,6/7/2019 15:57,"INDEPENDENT ADVISOR ALLIANCE, LLC",CHARLOTTE,NC,United States,28277,175,175,Y,Y,N,Y,N,N,4731036610
1328418,17-Oct,6/7/2019 16:02,"PPM AMERICA, INC.",CHICAGO,IL,United States,60606,240,107,Y,N,N,Y,N,Y,1.08E+11
1328421,17-Oct,6/7/2019 16:04,"ADVISORY SERVICES NETWORK, LLC",ATLANTA,GA,United States,30328,132,119,Y,Y,N,Y,N,N,2486058337
1328415,17-Oct,6/7/2019 16:08,LINCOLN FINANCIAL ADVISORS CORPORATION,FORT WAYNE,IN,United States,46802,1995,1399,Y,Y,N,Y,Y,N,22285255860
1319986,17-Oct,4/30/2019 11:57,"Z CAPITAL GROUP, L.L.C.",LAKE FOREST,IL,United States,60045,47,15,Y,N,N,N,N,Y,2476620897
1320053,17-Oct,4/30/2019 12:30,"ADVISORY SERVICES NETWORK, LLC",ATLANTA,GA,United States,30328,132,119,Y,Y,N,Y,N,N,2486058337
1316836,17-Oct,5/1/2019 9:13,NAPIER PARK GLOBAL CAPITAL (US)LP,NEW YORK,NY,United States,10017,78,30,Y,N,N,N,N,Y,9006112707
1310606,17-Oct,5/1/2019 9:24,"DIFESA CAPITAL MANAGEMENT, LP",NEW YORK,NY,United States,10019,3,3,Y,N,N,N,N,Y,
1320723,17-Oct,5/1/2019 11:25,"KILNER CAPITAL ADVISORS, LLC",GAITHERSBURG,MD,United States,20877,4,2,Y,Y,N,N,N,N,206812748
1320708,17-Oct,5/1/2019 11:42,BLACKSTONE ALTERNATIVE SOLUTIONS L.L.C.,NEW YORK,NY,United States,10154,243,96,Y,N,N,N,N,Y,14355695033
1320747,17-Oct,5/1/2019 12:07,AARON WEALTH ADVISORS LLC,CHICAGO,IL,United States,60654,6,2,Y,N,N,Y,N,N,213119109
1320744,17-Oct,5/1/2019 12:20,"CRIBSTONE CAPITAL MANAGEMENT, LLC",AUGUSTA,ME,United States,4330,9,6,Y,N,N,Y,N,N,470104379
1320761,17-Oct,5/1/2019 12:32,"HERONETTA MANAGEMENT, L.P.",NEW YORK,NY,United States,10065,6,3,Y,N,N,N,N,N,250196944
1307282,17-Oct,5/1/2019 12:46,CAPE ANN ASSET MANAGEMENT LIMITED,LONDON,,United Kingdom,W1U 3ET,15,6,Y,N,N,N,N,N,1560880726
1320776,17-Oct,5/1/2019 12:59,"MONTVUE CAPITAL MANAGEMENT, INC.",LYNCHBURG,VA,United States,24501,3,3,Y,Y,N,Y,N,N,135512027
1320779,17-Oct,5/1/2019 13:09,DEUTSCHE BANK SECURITIES INC.,NEW YORK,NY,United States,10154,2600,236,Y,N,N,Y,N,N,7630434
1320793,17-Oct,5/1/2019 13:48,"INVESTMENT ADVISORY SERVICES, INC",THE WOODLANDS,TX,United States,77381,7,4,Y,Y,N,Y,N,N,300865039
1319534,17-Oct,5/1/2019 13:55,TIGER INFRASTRUCTURE PARTNERS LP,NEW YORK,NY,United States,10022,11,9,Y,N,N,N,N,Y,678265406
1320795,17-Oct,5/1/2019 14:13,"FUNDX INVESTMENT GROUP, LLC",SAN FRANCISCO,CA,United States,94104-4138,18,8,Y,N,Y,N,N,N,809807001
1320809,17-Oct,5/1/2019 14:16,"CMR CAPITAL MANAGEMENT, LLC",PASADENA,CA,United States,91101,5,3,Y,N,N,Y,N,Y,190335188
1320824,17-Oct,5/1/2019 14:49,OLD PEAK FINANCE LLC,CHAPEL HILL,NC,United States,27517,5,4,Y,N,N,Y,N,N,204463975
1320823,17-Oct,5/1/2019 15:20,CETERA ADVISOR NETWORKS LLC,EL SEGUNDO,CA,United States,90245-5672,1767,1574,Y,Y,N,Y,Y,N,18099125377
1320791,17-Oct,5/1/2019 15:42,"STRENGTH CAPITAL PARTNERS, LLC",BIRMINGHAM,MI,United States,48009,5,5,Y,N,N,N,N,Y,303295700
1311554,17-Oct,5/1/2019 15:51,NOTTINGHAM ADVISORS INC.,AMHERST,NY,United States,14226,9,5,Y,N,N,Y,N,N,1116172105
1320900,17-Oct,5/1/2019 16:08,"ALPHA FINANCIAL ADVISORS, LLC",CHARLOTTE,NC,United States,28277-0524,7,5,Y,N,N,Y,N,N,249566232
1320787,17-Oct,5/1/2019 16:38,BC PARTNERS ADVISORS L.P.,NEW YORK,NY,United States,10022,57,35,Y,N,N,N,N,Y,7853364652
1317547,17-Oct,4/24/2019 11:07,ALPHAMALL LLC,"DOCKLANDS, VIC",,Australia,3008,2,2,Y,N,N,Y,N,Y,0
1317565,17-Oct,4/24/2019 11:23,NOESIS CAPITAL MANAGEMENT CORP,BOCA RATON,FL,United States,33431,15,11,Y,N,N,Y,N,N,495643472
1310248,17-Oct,4/24/2019 15:58,"NEW ERA FINANCIAL ADVISORS, INC",WAYZATA,MN,United States,55391,10,10,Y,N,N,Y,N,N,614555225
1317793,17-Oct,4/24/2019 15:59,"DAEMON INVESTMENT AND ASSET MANAGEMENT, LLC",MIAMI,FL,United States,33131-3112,3,0,N,N,N,Y,N,Y,5024852907
1316755,17-Oct,4/25/2019 11:18,PARAGON OUTCOMES MANAGEMENT LLC,NEW YORK,NY,United States,10022,11,11,Y,N,N,N,N,Y,651240592
1318076,17-Oct,4/25/2019 11:27,"AEGON USA REALTY ADVISORS, LLC",CEDAR RAPIDS,IA,United States,52499-5338,198,35,Y,N,N,Y,N,Y,1429191875
1287825,17-Oct,4/25/2019 11:41,"CAHILL WEALTH MANAGEMENT, LLC",PORTAGE,MI,United States,49024,3,2,Y,Y,N,Y,N,N,230328572
1318088,17-Oct,4/25/2019 11:53,VALLEY NATIONAL ADVISERS INC,BETHLEHEM,PA,United States,18017,13,13,Y,Y,N,Y,N,N,897166293
1318132,17-Oct,4/25/2019 12:26,"BFC PLANNING, INC.",CEDAR RAPIDS,IA,United States,52402,204,204,Y,Y,N,Y,Y,N,821511423
1317327,17-Oct,4/25/2019 12:44,"STAGE HARBOR FINANCIAL, LLC",NEEDHAM,MA,United States,2494,8,6,Y,N,N,Y,N,N,543229967
1318187,17-Oct,4/25/2019 13:49,"HIGHLAND CONSULTING ASSOCIATES INTERNATIONAL, INC.",WESTLAKE,OH,United States,44145,0,0,Y,Y,N,Y,N,N,101482636
1310870,17-Oct,4/25/2019 13:55,"SHENKMAN CAPITAL MANAGEMENT, INC.",NEW YORK,NY,United States,10017-6283,127,49,Y,N,N,N,N,Y,27304261072
1321438,17-Oct,5/7/2019 12:00,"TERRA REIT ADVISORS, LLC",NEW YORK,NY,United States,10036,0,0,Y,N,N,N,N,Y,403855969
1321913,17-Oct,5/7/2019 12:04,"TERRA FUND ADVISORS, LLC",NEW YORK,NY,United States,10036,0,0,N,N,N,N,N,N,286803854
1309906,17-Oct,5/7/2019 12:16,"INDEPENDENCE SQUARE HOLDINGS, LLC",KING OF PRUSSIA,PA,United States,19406,38,38,Y,Y,N,Y,N,N,0
1322027,17-Oct,5/7/2019 14:54,MSH CAPITAL ADVISORS LLC,SCOTTSDALE,AZ,United States,85255-7153,14,5,Y,N,N,Y,N,N,438160857
1321935,17-Oct,5/7/2019 16:00,"USI SECURITIES, INC.",GLASTONBURY,CT,United States,6033,7,2,N,Y,N,Y,N,N,
1317499,17-Oct,4/24/2019 10:08,WEALTHEDGE INVESTMENT ADVISORS LLC,NEW YORK,NY,United States,10016,4,3,Y,N,N,N,N,N,157490068
1319789,17-Oct,4/30/2019 9:46,"FS/EIG ADVISOR, LLC",PHILADELPHIA,PA,United States,19112,101,26,Y,N,N,N,N,Y,3893516000
1319809,17-Oct,4/30/2019 9:47,"ARLINGTON VALUE CAPITAL, LLC",SALT LAKE CITY,UT,United States,84101,3,3,Y,N,N,N,N,Y,1256354000
1309483,17-Oct,4/30/2019 9:52,"EMERGING VARIANT CAPITAL MANAGEMENT, LP",NEW YORK,NY,United States,10020,3,2,Y,N,N,N,N,Y,163000000
1319825,17-Oct,4/30/2019 10:04,"FINANCIAL INNOVATIONS, LLC",ATLANTA,GA,United States,30328,4,2,Y,Y,N,Y,N,N,213163651
1321198,17-Oct,5/2/2019 16:48,"LASALLE ST. INVESTMENT ADVISORS, L.L.C.",ELMHURST,IL,United States,60126-1131,111,111,Y,Y,N,Y,Y,N,1306175265
1321103,17-Oct,5/2/2019 17:06,"LS POWER EQUITY ADVISORS, LLC",NEW YORK,NY,United States,10019-5905,179,33,Y,N,N,N,N,Y,5192926564
1321221,17-Oct,5/2/2019 17:22,"TREIBERG WEALTH MANAGEMENT, INC.",TUCSON,AZ,United States,85718,5,3,Y,Y,N,Y,N,N,104717857
1310441,17-Oct,5/2/2019 17:38,"SPINNAKER INVESTMENT GROUP, LLC",NEWPORT BEACH,CA,United States,92660,7,5,Y,N,N,Y,N,N,292011791
1321233,17-Oct,5/2/2019 18:05,"MOUNT YALE INVESTMENT ADVISORS, LLC",DENVER,CO,United States,80203,23,9,Y,Y,N,Y,N,N,1287052265
1320816,17-Oct,5/2/2019 18:23,"INTEGRITY WEALTH ADVISORS, INC.",VENTURA,CA,United States,93001,8,7,Y,Y,N,Y,N,N,154052376
1320971,17-Oct,5/2/2019 18:46,"PRECISION WEALTH STRATEGIES, LLC",ST. LOUIS,MO,United States,63109,4,4,Y,Y,N,Y,N,N,100600000
1321230,17-Oct,5/2/2019 19:15,TURN8 PARTNERS INC.,POINTE CLAIRE,,Canada,H9R 5N3,6,1,Y,N,N,N,N,N,151349721
1321252,17-Oct,5/2/2019 19:50,"WEALTHSOURCE PARTNERS, LLC",ARROYO GRANDE,CA,United States,93420,46,35,Y,Y,N,Y,N,N,730304995
1319428,17-Oct,5/24/2019 10:54,"GAVIN MANAGEMENT GROUP, INC.","TORONTO, ONTARIO",,Canada,M5J 3A5,5,3,Y,N,N,Y,N,N,164988512
1327003,17-Oct,5/31/2019 10:14,"ROYAL FUND MANAGEMENT, LLC",THE VILLAGES,FL,United States,32159,112,105,Y,Y,N,Y,N,N,510209237
1327039,17-Oct,5/31/2019 11:25,"RED DOOR WEALTH MANAGEMENT, LLC",MEMPHIS,TN,United States,38120,9,5,Y,N,N,Y,N,N,481029774
1330263,17-Oct,6/19/2019 11:51,BROOKE PRIVATE EQUITY ASSOCIATES MANAGEMENT LLC,BOSTON,MA,United States,2110,12,7,Y,N,N,N,N,Y,606747503
1330270,17-Oct,6/19/2019 12:00,POWELL CAPITAL LLC,GIG HARBOR,WA,United States,98335,3,1,Y,N,N,N,N,N,9255900
1328995,17-Oct,6/19/2019 12:06,"FISCHER INVESTMENT STRATEGIES, LLC",WESTLAKE VILLAGE,CA,United States,91361-6039,3,2,Y,Y,N,Y,N,N,109213476
1330064,17-Oct,6/19/2019 12:51,"THE LEUTHOLD GROUP, LLC",MINNEAPOLIS,MN,United States,55402,24,12,Y,N,Y,N,N,N,1209781752
1330284,17-Oct,6/19/2019 13:03,"MUTUAL OF OMAHA INVESTOR SERVICES, INC.",OMAHA,NE,United States,68175-1020,375,375,Y,Y,N,Y,N,N,
1330290,17-Oct,6/19/2019 13:11,"BRAZOS CAPITAL, LLC",AUSTIN,TX,United States,78701,2,1,Y,Y,N,Y,N,N,94644045
1330292,17-Oct,6/19/2019 13:11,SAVVI FINANCIAL LLC,WALTHAM,MA,United States,02452-8422,7,7,N,N,N,Y,N,N,
1329527,17-Oct,6/19/2019 13:32,LINDSELL TRAIN LIMITED,LONDON,,United Kingdom,SW1E 6AU,19,5,Y,N,N,N,N,Y,26334673000
1330297,17-Oct,6/19/2019 13:43,LINDSELL TRAIN LIMITED,LONDON,,United Kingdom,SW1E 6AU,19,5,Y,N,N,N,N,Y,26334673000
1317385,17-Oct,4/23/2019 18:06,BTR CAPITAL MANAGEMENT INC,SAN FRANCISCO,CA,United States,94108,12,8,Y,N,N,N,N,N,759983292
1326316,17-Oct,5/30/2019 8:30,BREVAN HOWARD US INVESTMENT MANAGEMENT LP,NEW YORK,NY,United States,10022,11,7,Y,N,N,N,N,Y,306618000
1327600,17-Oct,6/4/2019 13:27,"TRILINE INDEX SOLUTIONS, LLC",DALLAS,TX,United States,75201,4,3,Y,N,N,N,N,N,3830139
1327627,17-Oct,6/4/2019 13:49,"STRATEGIC WEALTH PARTNERS GROUP, LLC",DEERFIELD,IL,United States,60015,35,17,Y,Y,N,Y,N,N,2083803232
1327679,17-Oct,6/4/2019 15:26,"DESIGNER TECHNOLOGIES, INC.",CORSICANA,TX,United States,75110,32,17,N,N,Y,Y,N,N,
1311281,17-Oct,6/4/2019 15:38,WOODLINE PARTNERS LP,SAN FRANCISCO,CA,United States,94111,19,11,Y,N,N,N,N,Y,0
1329491,17-Oct,6/19/2019 16:49,STONEPEAK PARTNERS LP,NEW YORK,NY,United States,10001,50,34,Y,N,N,N,N,Y,15615386914
1330414,17-Oct,6/19/2019 17:11,"DEER PARK ROAD MANAGEMENT COMPANY, LP",STEAMBOAT SPRINGS,CO,United States,80487,23,7,Y,N,N,N,N,Y,3407866489
1321681,17-Oct,6/19/2019 18:12,"TILIA HOLDINGS, LLC",CHICAGO,IL,United States,60606,10,8,Y,N,N,N,N,Y,152000000
1330210,17-Oct,6/21/2019 8:40,BLAKENEY LLP,LONDON,,United Kingdom,SW10 0QJ,15,7,Y,N,N,N,N,Y,705709015
1330390,17-Oct,6/21/2019 9:49,"HEARTWOOD WEALTH ADVISORS, LLC",RICHMOND,VA,United States,23235,9,8,Y,Y,N,N,N,N,659429283
1328853,17-Oct,6/21/2019 10:09,"THETFORD INVESTMENT MANAGEMENT, INC.",RICHMOND,VA,United States,23230-1819,2,1,Y,N,N,Y,N,N,76856283
1329372,17-Oct,6/21/2019 10:14,"TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC",NEW YORK,NY,United States,10017-3206,1988,920,Y,N,N,N,N,N,25183075928
1330755,17-Oct,6/21/2019 10:14,"LAWLEY RETIREMENT ADVISORS, LLC",BUFFALO,NY,United States,14202,7,4,Y,N,N,Y,N,N,682296807
1328133,17-Oct,6/21/2019 10:23,NOMURA ASSET MANAGEMENT HONG KONG LIMITED,CENTRAL HONG KONG,,Hong Kong,,16,6,Y,N,N,N,N,N,698520738
1330527,17-Oct,6/21/2019 10:27,"PEAR TREE PARTNERS, LP",LINCOLN,MA,United States,1773,7,7,N,N,N,N,N,N,188200000
1316966,17-Oct,4/23/2019 8:25,MAPLELANE CAPITAL LLC,NEW YORK,NY,United States,10003,17,14,Y,N,N,N,N,Y,3309557408
1317096,17-Oct,4/25/2019 9:48,"GREENSPRING ASSOCIATES, INC.",OWINGS MILLS,MD,United States,21117,70,39,Y,N,N,N,N,Y,12402593260
1317001,17-Oct,4/25/2019 10:08,"CWM PARTNERS, LLC",NEW YORK,NY,United States,10021,1,1,Y,N,N,Y,N,N,0
1318602,17-Oct,4/26/2019 11:33,"OAKTOP CAPITAL MANAGEMENT II, L.P.",CHATHAM,NJ,United States,07928-2426,2,2,Y,N,N,N,N,Y,393808721
1318611,17-Oct,4/26/2019 11:50,"H.D. VEST ADVISORY SERVICES, INC",IRVING,TX,United States,75038,1982,1982,Y,N,N,Y,Y,N,12540488335
1309528,17-Oct,4/29/2019 16:36,SUMMIT FINANCIAL GROUP INC,BOCA RATON,FL,United States,33432-5541,353,321,Y,Y,N,Y,N,N,2889596331
1319532,17-Oct,4/29/2019 16:49,MORGAN STANLEY AIP GP LP,WEST CONSHOHOCKEN,PA,United States,19428,225,130,Y,N,N,N,N,Y,20270262539
1319574,17-Oct,4/29/2019 17:06,CAPITAL PLANNING ADVISORS LLC,ROSEVILLE,CA,United States,95661,9,5,Y,Y,N,Y,N,Y,572000000
1319618,17-Oct,4/29/2019 17:54,HANSEATIC MANAGEMENT SERVICES INC,ALBUQUERQUE,NM,United States,87109,4,4,Y,N,N,Y,N,N,100200000
1319646,17-Oct,4/29/2019 18:03,"SAGEGUARD FINANCIAL GROUP, LLC",GOODLETTSVILLE,TN,United States,37072,15,13,Y,Y,N,Y,N,N,220000000
1319676,17-Oct,4/29/2019 18:43,"RLJ EQUITY PARTNERS, LLC",BETHESDA,MD,United States,20814,10,6,Y,N,N,N,N,Y,378897598
1319601,17-Oct,4/29/2019 19:39,"TPG GLOBAL ADVISORS, LLC",FORT WORTH,TX,United States,76102,630,305,Y,N,N,N,N,N,80375700000
1319394,17-Oct,4/29/2019 20:38,MARIN WEALTH ADVISORS LLC,SAN RAFAEL,CA,United States,94903,9,9,Y,Y,N,N,N,N,136322284
1319722,17-Oct,4/29/2019 22:05,GREEN COURT CAPITAL MANAGEMENT LIMITED,"CENTRAL, HONG KONG",,Hong Kong,NIL,36,21,Y,N,N,N,N,Y,5756380175
1322215,17-Oct,5/8/2019 11:58,PICTET ASSET MANAGEMENT LIMITED,LONDON,,United Kingdom,EC2Y 5ET,320,81,Y,N,N,N,N,Y,35615504145
1322540,17-Oct,5/10/2019 13:35,"DINUZZO INDEX ADVISORS, INC.",BEAVER,PA,United States,15009,15,9,Y,N,N,N,N,N,716426000
1320472,17-Oct,5/10/2019 13:57,KAYNE ANDERSON CAPITAL ADVISORS LP,LOS ANGELES,CA,United States,90067,301,133,Y,N,N,Y,N,Y,25065630000
1322735,17-Oct,5/10/2019 15:00,"RATAN CAPITAL MANAGEMENT, LP",NEW YORK,NY,United States,10017,3,1,Y,N,N,N,N,Y,180926516
1322847,17-Oct,5/10/2019 15:31,CAPACUITY LLC,HEATHROW,FL,United States,32746,9,6,Y,N,N,Y,N,N,260000000
1322850,17-Oct,5/10/2019 15:38,"STRATEGIC WEALTH MANAGEMENT, LLC",BEDFORD,TX,United States,76021,6,3,Y,Y,N,Y,N,N,94521509
1319288,17-Oct,5/10/2019 15:44,"CHATHAM ASSET MANAGEMENT, LLC",CHATHAM,NJ,United States,7928,27,16,Y,N,N,N,N,Y,4411294234
1318196,17-Oct,5/10/2019 16:01,PINEBRIDGE INVESTMENTS LLC,NEW YORK,NY,United States,10022,281,135,Y,N,N,Y,N,Y,42007993314
1322866,17-Oct,5/10/2019 16:24,"TAYLOR & MORGAN WEALTH MANAGEMENT, LLC",FLINT,MI,United States,48532,5,3,Y,Y,N,N,N,N,148252679
1322872,17-Oct,5/10/2019 16:38,"GLOBAL FINANCIAL PRIVATE CAPITAL, LLC",SARASOTA,FL,United States,34232,25,3,Y,N,N,N,N,N,3555568110
1316845,17-Oct,4/22/2019 16:30,ARENA CAPITAL ADVISORS LLC,LOS ANGELES,CA,United States,90025,15,7,Y,N,N,N,N,Y,1745565358
1316884,17-Oct,4/22/2019 17:06,"FINANCIAL WEST INVESTMENT GROUP, INC.",RENO,NV,United States,89509,4,4,Y,Y,N,Y,Y,N,180000
1316885,17-Oct,4/22/2019 17:26,SHOKER INVESTMENT COUNSEL INC.,OXFORD,OH,United States,45056,4,2,Y,N,N,Y,N,N,207040833
1316799,17-Oct,4/22/2019 17:56,"PARTNERS CAPITAL INVESTMENT GROUP, LLP",BOSTON,MA,United States,2210,61,34,Y,N,N,Y,N,Y,13520536955
1316834,17-Oct,4/22/2019 18:13,BECK BODE LLC,DEDHAM,MA,United States,2026,21,14,Y,Y,N,Y,N,Y,254702000
1316790,17-Oct,4/22/2019 18:55,"SUMMIT FINANCIAL STRATEGIES, INC",AMHERST,NY,United States,14226-1200,3,2,Y,Y,N,Y,N,N,59823239
1318500,17-Oct,4/26/2019 9:44,"BAY RIVERS GROUP, INC.",WILLIAMSBURG,VA,United States,23188,3,3,Y,Y,N,Y,N,N,108681830
1322983,17-Oct,5/13/2019 10:53,SYSTEMATIC FINANCIAL MANAGEMENT LP,TEANECK,NJ,United States,7666,30,12,Y,N,N,N,N,Y,2768677354
1322996,17-Oct,5/13/2019 11:28,AVALON ADVISORY GROUP LLC,WEXFORD,PA,United States,15090,5,4,Y,N,N,N,N,N,164714375
1322945,17-Oct,5/13/2019 11:49,RECORD CURRENCY MANAGEMENT LIMITED,BERKSHIRE,,United Kingdom,SL4 1EP,78,38,Y,N,N,Y,N,Y,61893840411
1307049,17-Oct,5/13/2019 12:01,"INGRAM ADVISORY SERVICES, LLC",WINTER HAVEN,FL,United States,33884,5,5,Y,Y,N,Y,N,N,80605000
1322512,17-Oct,5/13/2019 12:06,"UNIONBANC INVESTMENT SERVICES, LLC",GLENDALE,CA,United States,91203,581,285,Y,N,N,N,N,N,1291432245
1323039,17-Oct,5/13/2019 12:45,"SYMPHONY WEALTH MANAGEMENT, LLC.",TAMPA,FL,United States,33626,2,1,Y,N,N,N,N,N,105737033
1320907,17-Oct,5/13/2019 12:51,CORNERSTONE ADVISORS INC,BELLEVUE,WA,United States,98004-5782,55,40,Y,Y,N,Y,N,N,3639172397
1323048,17-Oct,5/13/2019 12:58,"ADVANCE WEALTH MANAGEMENT SERVICE, LLC",GRAND RAPIDS,MI,United States,49546,1,1,Y,Y,N,Y,N,N,0
1322986,17-Oct,5/13/2019 13:18,"JARISLOWSKY, FRASER LIMITED",MONTREAL QUEBEC,,Canada,H3A 2R7,167,43,Y,N,N,Y,N,N,27331373288
1323088,17-Oct,5/13/2019 14:18,GREAT DIAMOND PARTNERS LLC,PORTLAND,ME,United States,4101,7,4,Y,Y,N,Y,N,N,0
1327987,17-Oct,6/5/2019 18:15,"ARGENTUS ADVISORS, LLC",GIG HARBOR,WA,United States,98335,11,10,Y,Y,N,Y,N,N,143000000
1328014,17-Oct,6/5/2019 21:52,"BREEN WEALTH MANAGEMENT, LLC",PETALUMA,CA,United States,94952,3,2,Y,N,N,Y,N,N,116000000
1316515,17-Oct,4/23/2019 9:53,"ALMANACK INVESTMENT PARTNERS, LLC",WAYNE,PA,United States,19087,19,15,Y,N,N,Y,N,N,750000000
1317673,17-Oct,4/24/2019 13:42,CHOATE INVESTMENT ADVISORS LLC,BOSTON,MA,United States,2110,14,11,Y,Y,N,Y,N,N,4495300651
1317692,17-Oct,4/24/2019 13:54,"HOMERUN FINANCIAL, LLC",SAN FRANCISCO,CA,United States,94103,2,2,Y,N,N,Y,N,N,0
1317183,17-Oct,4/24/2019 14:05,"MCALISTER, SWEET & ASSOCIATES, INC.",HOUSTON,TX,United States,77070,3,2,Y,N,N,N,N,N,117672834
1310817,17-Oct,4/24/2019 14:17,BARCLAY BRELAND FAMILY OFFICE LLC,JUPITER,FL,United States,33458,2,1,Y,Y,N,Y,N,N,72858748
1319713,17-Oct,4/30/2019 12:33,"KURAMO CAPITAL MANAGEMENT, LLC",NEW  YORK,NY,United States,10110,17,17,Y,N,N,N,N,Y,458360240
1319999,17-Oct,4/30/2019 12:49,COWEN PRIME SERVICES LLC,NEW YORK,NY,United States,10022,5,5,Y,N,N,N,Y,N,255437231
1317125,17-Oct,4/30/2019 13:22,QUAD CAPITAL MANAGEMENT ADVISORS LLC,NEW YORK,NY,United States,10016,19,13,Y,N,N,N,N,Y,341915651
1320132,17-Oct,4/30/2019 13:27,"HIGHTOWER ADVISORS, LLC",CHICAGO,IL,United States,60606,566,344,Y,Y,N,Y,N,N,48069831044
1320128,17-Oct,4/30/2019 13:32,"W. H. REAVES & CO., INC.",JERSEY CITY,NJ,United States,7302,23,6,Y,N,N,N,N,N,2810083043
1319823,17-Oct,4/30/2019 13:41,"COASTAL CAPITAL GROUP, INC.",DANVERS,MA,United States,1923,17,9,Y,N,N,Y,N,N,499861085
1320158,17-Oct,4/30/2019 13:50,"ROSENWALD CAPITAL MANAGEMENT, INC.",REDONDO BEACH,CA,United States,90277,3,1,Y,N,N,N,N,Y,141166413
1320176,17-Oct,4/30/2019 14:04,MUIRFIELD CAPITAL GLOBAL ADVISORS LLC,NEW YORK,NY,United States,10167,5,5,Y,N,N,N,N,Y,142156458
1319624,17-Oct,4/30/2019 14:05,"METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC",NEW YORK,NY,United States,10171,37,17,Y,N,N,N,N,Y,2653349341
1320056,17-Oct,4/30/2019 14:22,"HANSON MCCLAIN RETIREMENT NETWORK, L.P.",SACRAMENTO,CA,United States,95826,123,0,N,N,N,N,N,N,
1320100,17-Oct,4/30/2019 14:27,"WHITEHAVEN ASSET MANAGEMENT, LP",NEW YORK,NY,United States,10022,12,8,Y,N,N,N,N,Y,4114904803
1320216,17-Oct,4/30/2019 14:31,"GLACIER PEAK CAPITAL MANAGEMENT, LLC",BEDMINSTER,NJ,United States,7921,6,2,N,N,N,N,N,Y,18087611350
1319600,17-Oct,4/30/2019 14:34,"AMERICAN FINANCIAL NETWORK ADVISORY SERVICES, LLC",CALABASAS,CA,United States,91302,22,9,Y,Y,N,Y,N,N,184975211
1279698,17-Oct,4/30/2019 14:38,"RFM FINANCIAL SOLUTIONS, LLC",MT. PLEASANT,MI,United States,48858,5,2,Y,Y,N,Y,N,N,122194816
1320228,17-Oct,4/30/2019 14:49,BARNEGAT FUND MANAGEMENT INC.,HOBOKEN,NJ,United States,7030,7,2,Y,N,N,N,N,Y,1360531814
1305400,17-Oct,4/30/2019 14:57,"DESIGN ASSET MANAGEMENT, LLC",OVERLAND PARK,KS,United States,66212,2,2,Y,N,N,N,N,N,111839692
1320281,17-Oct,4/30/2019 15:11,ASSURANT INVESTMENT MANAGEMENT LLC,NEW YORK,NY,United States,10005,33,24,Y,N,N,N,N,Y,1613499660
1320293,17-Oct,4/30/2019 15:17,"BANKERS LIFE ADVISORY SERVICES, INC.",CHICAGO,IL,United States,60601,203,203,Y,N,N,N,N,N,324008853
1320308,17-Oct,4/30/2019 15:36,"MONITOR CLIPPER PARTNERS, LLC",BOSTON,MA,United States,2116,14,8,Y,N,N,N,N,Y,294147027
1309447,17-Oct,4/30/2019 15:42,"NATIONAL ASSET MANAGEMENT, INC.",BOCA RATON,FL,United States,33432,268,233,Y,Y,N,Y,N,Y,2396000000
1320325,17-Oct,4/30/2019 15:57,EXCHANGE CAPITAL MANAGEMENT INC,ANN ARBOR,MI,United States,48104,10,9,Y,N,N,N,N,N,509641063
1318512,17-Oct,4/30/2019 15:58,HEITMAN CAPITAL MANAGEMENT LLC,CHICAGO,IL,United States,60606-1615,150,103,Y,N,N,Y,N,Y,3499597363
1319940,17-Oct,4/30/2019 16:01,PALM VALLEY CAPITAL MANAGEMENT LLC,JACKSONVILLE BEACH,FL,United States,32250,3,2,Y,N,N,N,N,N,0
1308408,17-Oct,4/8/2019 15:55,MORGAN DEMPSEY CAPITAL MANAGEMENT LLC,MENOMONEE FALLS,WI,United States,53051,8,8,Y,N,N,N,N,N,260531158
1308613,17-Oct,4/8/2019 15:56,NORTH STAR ASSET MANAGEMENT INC,MENASHA,WI,United States,54952,15,15,Y,N,N,N,N,N,1577049019
1308619,17-Oct,4/8/2019 15:57,"DIMENSIONS WEALTH MANAGEMENT, LLC",ROSEVILLE,CA,United States,95678,2,1,Y,N,N,N,N,N,51102675
1308371,17-Oct,4/8/2019 15:59,"DMJ WEALTH ADVISORS, LLC",GREENSBORO,NC,United States,27408,10,10,Y,Y,N,Y,N,N,0
1307272,17-Oct,4/8/2019 16:01,INVESTMARK ADVISORY GROUP LLC,SHELTON,CT,United States,6484,8,7,Y,Y,N,Y,N,N,392174700
1296378,17-Oct,4/8/2019 16:03,"PARK CAPITAL MANAGEMENT, LLC",MADISON,WI,United States,53715,8,6,Y,Y,N,Y,N,N,128203891
1308547,17-Oct,4/8/2019 16:16,"GRADIENT INVESTMENTS, LLC",ARDEN HILLS,MN,United States,55126,29,13,Y,N,N,Y,N,N,1953788052
1308635,17-Oct,4/8/2019 16:18,NORTH STAR ASSET MANAGEMENT INC,MENASHA,WI,United States,54952,15,15,Y,N,N,N,N,N,1577049019
1308636,17-Oct,4/8/2019 16:19,NORTH STAR ASSET MANAGEMENT INC,MENASHA,WI,United States,54952,15,15,Y,N,N,N,N,N,1577049019
1308639,17-Oct,4/8/2019 16:22,"HARBOUR INVESTMENTS, INC.",MADISON,WI,United States,53719,217,177,Y,Y,N,Y,Y,N,1961011000
1308611,17-Oct,4/8/2019 16:23,CS PLANNING CORP,PORTLAND,OR,United States,97225,21,19,Y,Y,N,Y,N,N,497300306
1308640,17-Oct,4/8/2019 16:31,"HIGH PROBABILITY ADVISORS, LLC",PITTSFORD,NY,United States,14534,2,2,Y,N,N,N,N,N,50594483
1293182,17-Oct,4/8/2019 16:43,CX ADVISORS,AUBURN,IN,United States,46706,1,1,Y,Y,N,Y,N,N,0
1305032,17-Oct,4/8/2019 16:44,"IRONVIEW CAPITAL MANAGEMENT, LLC",KING OF PRUSSIA,PA,United States,19406,17,17,Y,Y,N,Y,N,N,914034695
1308648,17-Oct,4/8/2019 16:45,NORTH STAR ASSET MANAGEMENT INC,MENASHA,WI,United States,54952,15,15,Y,N,N,N,N,N,1577049019
1308664,17-Oct,4/8/2019 16:52,NORTH STAR ASSET MANAGEMENT INC,MENASHA,WI,United States,54952,15,15,Y,N,N,N,N,N,1577049019
1307415,17-Oct,4/8/2019 17:02,"LEVIN CAPITAL STRATEGIES, L.P.",NEW YORK,NY,United States,10022-1907,9,7,Y,N,N,Y,N,Y,1265079000
1308673,17-Oct,4/8/2019 17:07,Q3 ASSET MANAGEMENT CORPORATION,BIRMINGHAM,MI,United States,48009,12,8,Y,Y,Y,N,N,Y,374986982
1308405,17-Oct,4/8/2019 17:35,MAGNETAR FINANCIAL LLC,EVANSTON,IL,United States,60201,219,86,Y,N,N,N,N,Y,23726442856
1308644,17-Oct,4/8/2019 18:02,JB CAPITAL LLC,WETHERSFIELD,CT,United States,6109,35,18,Y,N,N,Y,N,N,541656243
1308637,17-Oct,4/8/2019 18:10,"SNS FINANCIAL GROUP, LLC",MINNEAPOLIS,MN,United States,55414,16,16,Y,N,N,Y,N,N,952440011
1309796,17-Oct,4/12/2019 12:06,ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC,NEW CUMBERLAND,PA,United States,17070,2,2,Y,N,N,Y,N,N,0
1301881,17-Oct,4/12/2019 12:11,"SAGE ADVISORS, LLC",SEATTLE,WA,United States,98101,8,4,Y,N,N,Y,N,N,0
1309279,17-Oct,4/12/2019 12:12,"ROSS, SINCLAIRE & ASSOCIATES, LLC",CINCINNATI,OH,United States,45202-2027,16,14,Y,Y,N,Y,Y,N,747790163
1309894,17-Oct,4/12/2019 12:20,"TOWERPOINT WEALTH, LLC",SACRAMENTO,CA,United States,95814,6,4,Y,Y,N,Y,N,N,193085030
1309901,17-Oct,4/12/2019 12:30,KKR CREDIT ADVISORS (US) LLC,SAN FRANCISCO,CA,United States,94104,226,122,Y,N,N,N,N,Y,58220387000
1307401,17-Oct,4/12/2019 12:32,"AFFINITY INVESTMENT ADVISORS, LLC",NEWPORT BEACH,CA,United States,92660,12,5,Y,N,N,N,N,Y,706152275
1309904,17-Oct,4/12/2019 12:33,"CLEAR CREEK FINANCIAL MANAGEMENT, LLC",SILVERDALE,WA,United States,98383,17,17,Y,Y,N,Y,N,N,257414816
1309905,17-Oct,4/12/2019 12:40,SANTANDER INVESTMENT SECURITIES INC.,NEW YORK,NY,United States,10022-4604,160,9,N,N,N,Y,N,N,1669200000
1309907,17-Oct,4/12/2019 12:53,"ST. BERNARD FINANCIAL SERVICES, INC.",RUSSELLVILLE,AR,United States,72801,94,42,Y,Y,N,N,N,N,61423155
1309908,17-Oct,4/12/2019 12:53,"M HOLDINGS SECURITIES, INC.",PORTLAND,OR,United States,97209,852,388,Y,Y,N,Y,Y,N,2799355830
1309914,17-Oct,4/12/2019 12:55,PRINCETON GLOBAL ASSET MANAGEMENT LLC,PRINCETON,NJ,United States,8542,9,6,Y,N,N,Y,N,N,198630400
1309929,17-Oct,4/12/2019 13:15,"ONEK FINANCIAL, INC.",BALTIMORE,MD,United States,21202,44,10,Y,N,N,Y,N,N,43702872
1309918,17-Oct,4/12/2019 13:23,"COHO PARTNERS, LTD.",BERWYN,PA,United States,19312,27,8,Y,N,N,N,N,N,4253500000
1308101,17-Oct,4/12/2019 13:32,STREAM ASSET MANAGEMENT LP,RED BANK,NJ,United States,7701,12,7,Y,N,N,N,N,Y,196933918
1298691,17-Oct,4/12/2019 13:35,"YORKBRIDGE WEALTH PARTNERS, LLC",NEW YORK,NY,United States,10004,7,4,Y,Y,N,Y,N,N,757005435
1309941,17-Oct,4/12/2019 13:43,"VOYA FINANCIAL ADVISORS, INC.",DES MOINES,IA,United States,50309,1696,1696,Y,Y,N,Y,Y,N,13452055842
1309949,17-Oct,4/12/2019 13:49,ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC,NEW CUMBERLAND,PA,United States,17070,2,2,Y,N,N,Y,N,N,0
1309957,17-Oct,4/12/2019 13:58,ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC,NEW CUMBERLAND,PA,United States,17070,2,2,Y,N,N,Y,N,N,0
1311042,17-Oct,4/17/2019 14:37,ASCEND REAL ESTATE PARTNERS LP,NEW YORK,NY,United States,10036,8,5,Y,N,N,N,N,Y,41000000
1311066,17-Oct,4/17/2019 14:43,"BCJ CAPITAL MANAGEMENT, LLC",SCOTTSDALE,AZ,United States,85255,47,33,Y,Y,N,Y,N,N,796907483
1311065,17-Oct,4/17/2019 14:44,"DRAKE & ASSOCIATES, LLC",WAUKESHA,WI,United States,53186,9,3,Y,Y,N,N,N,N,101974455
1311069,17-Oct,4/17/2019 14:45,"DRAKE & ASSOCIATES, LLC",WAUKESHA,WI,United States,53186,9,3,Y,Y,N,N,N,N,101974455
1311084,17-Oct,4/17/2019 15:00,"OMNIA FAMILY WEALTH, LLC",AVENTURA,FL,United States,33180,7,5,Y,Y,N,Y,N,N,583697093
1311086,17-Oct,4/17/2019 15:06,"VIRTUE CAPITAL MANAGEMENT, LLC",BRENTWOOD,TN,United States,37027,118,103,Y,Y,N,Y,N,N,465235315
1308201,17-Oct,4/17/2019 15:24,"ALIGN CAPITAL PARTNERS, LP",BEACHWOOD,OH,United States,44122,14,13,Y,N,N,N,N,Y,362986437
1311105,17-Oct,4/17/2019 15:31,"CENTRICITY WEALTH MANAGEMENT, LLC",WESTERVILLE,OH,United States,43802,3,3,Y,Y,N,Y,N,N,133344000
1311104,17-Oct,4/17/2019 15:34,"JT STRATFORD, LLC",GAINESVILLE,GA,United States,30501,10,8,Y,Y,N,Y,N,N,288444421
1309927,17-Oct,4/17/2019 15:35,RSW INVESTMENTS HOLDINGS LLC,SUMMIT,NJ,United States,7901,10,6,Y,N,N,N,N,N,2298079234
1311110,17-Oct,4/17/2019 15:36,GOLDMAN SACHS & CO. LLC,NEW YORK,NY,United States,10282,1586,1502,Y,N,N,Y,Y,Y,1.98E+11
1310953,17-Oct,4/17/2019 15:43,FRONTIER CAPITAL MANAGEMENT CO LLC,BOSTON,MA,United States,2110,40,20,Y,N,N,N,N,Y,12626625598
1311123,17-Oct,4/17/2019 15:44,"FLYNN ZITO CAPITAL MANAGEMENT, LLC",GARDEN CITY,NY,United States,11530,4,4,Y,Y,N,Y,N,N,311437086
1307749,17-Oct,4/17/2019 15:50,"WBH ADVISORY, INC.",BALTIMORE,MD,United States,21208-3106,8,8,Y,Y,N,Y,N,Y,637860049
1311127,17-Oct,4/17/2019 15:53,"QP CONSULTING, LLC",TAKOMA PARK,MD,United States,20912,1,1,Y,Y,N,Y,N,N,242062125
1310294,17-Oct,4/17/2019 15:53,"ALTIMETER CAPITAL MANAGEMENT, LP",BOSTON,MA,United States,2110,17,9,Y,N,N,N,N,Y,4320734966
1309504,17-Oct,4/17/2019 15:57,"QS INVESTORS, LLC",NEW YORK,NY,United States,10022,70,48,Y,N,N,Y,N,Y,20180590978
1311130,17-Oct,4/17/2019 15:58,"DRAGON FINANCIAL AND INVESTMENT GROUP, LLC",SAN MATEO,CA,United States,94402,7,3,Y,Y,N,Y,N,N,112300000
1311136,17-Oct,4/17/2019 16:01,"ALTA PARK CAPITAL, LP",SAN FRANCISCO,CA,United States,94129,8,6,Y,N,N,N,N,Y,394454714
1311139,17-Oct,4/17/2019 16:13,"RAM INVESTMENT PARTNERS, LLC",BELLEVUE,WA,United States,98004,12,8,Y,N,N,N,N,N,428528710
1311145,17-Oct,4/17/2019 16:19,"KG&L CAPITAL MANAGEMENT, LLC",SAINT FRANCISVILLE,LA,United States,70775,5,5,Y,Y,N,N,N,N,121690782
1311068,17-Oct,4/17/2019 16:21,LOWELL BLAKE & ASSOCIATES INC.,BOSTON,MA,United States,02111-1209,10,6,Y,Y,N,Y,N,N,516523802
1319665,17-Oct,4/30/2019 13:10,"PRIVATE COUNSEL GROUP, LTD.",INDIANAPOLIS,IN,United States,46204,1,1,Y,Y,N,N,N,N,0
1319788,17-Oct,4/30/2019 13:19,KEELER THOMAS MANAGEMENT LLC,OREM,UT,United States,84097,14,8,Y,Y,N,Y,Y,N,161500000
1319934,17-Oct,4/30/2019 13:21,"OPTIMAL CAPITAL ADVISORS, LLC",TRAVERSE CITY,MI,United States,49684,6,4,Y,Y,N,Y,Y,Y,345924887
1285922,17-Oct,4/30/2019 13:25,"HEALTHEQUITY ADVISORS, LLC",DRAPER,UT,United States,84020,8,1,Y,N,N,Y,N,N,364205699
1320134,17-Oct,4/30/2019 13:30,NISHKAMA CAPITAL LLC,NEW YORK,NY,United States,10036,7,6,Y,N,N,N,N,Y,352777814
1309992,17-Oct,4/30/2019 13:33,"WOLF MONEY MANAGEMENT, INC.",RONKONKOMA,NY,United States,11779,3,2,Y,Y,N,Y,Y,N,41712944
1320103,17-Oct,4/30/2019 13:35,GILEAD CAPITAL LP,NEW YORK CITY,NY,United States,10023,5,4,Y,N,N,N,N,Y,159220384
1320145,17-Oct,4/30/2019 13:38,"EK RILEY INVESTMENTS, LLC",SEATTLE,WA,United States,98101,63,45,Y,Y,N,Y,N,N,564579262
1319658,17-Oct,4/30/2019 13:42,"COHEN & STEERS CAPITAL MANAGEMENT, INC.",NEW YORK,NY,United States,10017-1216,288,41,Y,N,N,N,N,Y,53882288520
1320155,17-Oct,4/30/2019 13:56,FC CAPITAL MANAGEMENT LLC,CHARLOTTE,NC,United States,28202,29,18,Y,N,N,N,N,N,1231215243
1309660,17-Oct,4/30/2019 14:00,"THETFORD INVESTMENT MANAGEMENT, INC.",RICHMOND,VA,United States,23230-1819,2,1,Y,N,N,Y,N,N,76856283
1320177,17-Oct,4/30/2019 14:02,"REAGAN COMPANIES ASSET MANAGEMENT, INC",MARCELLUS,NY,United States,13108,5,3,Y,Y,N,Y,N,N,435576436
1319765,17-Oct,4/30/2019 14:04,"TETON ADVISORS, INC.",RYE,NY,United States,10580-1422,5,3,Y,N,N,N,N,N,1319398877
1320188,17-Oct,4/30/2019 14:14,"CLEARVIEW FINANCIAL PARTNERS, LLC",RADNOR,PA,United States,19087,9,6,Y,Y,N,Y,N,N,566989116
1319879,17-Oct,4/30/2019 14:18,HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC,PITTSBURGH,PA,United States,15219-1818,11,11,Y,N,N,Y,N,N,612434592
1320186,17-Oct,4/30/2019 14:20,EQT PARTNERS INC.,NEW YORK,NY,United States,10036,47,39,N,N,N,N,N,N,5954346345
1320205,17-Oct,4/30/2019 14:24,"RAMSEY QUANTITATIVE SYSTEMS, INC.",LOUISVILLE,KY,United States,40223,20,7,Y,N,N,N,N,Y,485194520
1320203,17-Oct,4/30/2019 14:27,"MASON & ASSOCIATES, INC.",LOS ANGELES,CA,United States,90041,7,5,Y,Y,N,Y,N,N,315781537
1320162,17-Oct,4/30/2019 14:29,"SECOND CURVE CAPITAL, LLC",NEW YORK,NY,United States,10118,6,5,Y,N,N,N,N,Y,107710754
1320193,17-Oct,4/30/2019 14:33,BARNEGAT FUND MANAGEMENT INC.,HOBOKEN,NJ,United States,7030,7,2,Y,N,N,N,N,Y,1360531814
1320204,17-Oct,4/30/2019 14:33,BRIARWOOD CHASE MANAGEMENT LLC,NEW YORK,NY,United States,10036,8,6,Y,N,N,N,N,Y,279638283
1320210,17-Oct,4/30/2019 14:36,AXAR CAPITAL MANAGEMENT LP,NEW YORK,NY,United States,10019,12,6,Y,N,N,N,N,Y,758430170
1320229,17-Oct,4/30/2019 14:39,"ALLWORTH FINANCIAL, L.P.",SACRAMENTO,CA,United States,95826,123,46,Y,Y,N,N,N,N,3453726822
1320232,17-Oct,4/30/2019 14:43,"COLUMBIA ADVISORY PARTNERS, LLC",SPOKANE,WA,United States,99205,10,9,Y,Y,N,Y,N,N,101000000
1319464,17-Oct,4/30/2019 14:54,"RIVER ASSOCIATES INVESTMENTS (TN), LLC",CHATTANOOGA,TN,United States,37450,16,10,Y,N,N,N,N,N,394379000
1281426,17-Oct,4/30/2019 14:55,NEIMAN FUNDS MANAGEMENT LLC,WILLIAMSVILLIE,NY,United States,14221,4,2,Y,N,N,N,N,N,45303954
1320091,17-Oct,4/30/2019 14:56,"DEVON INVESTMENT ADVISORY, LLC",HOUSTON,TX,United States,77057,3,2,Y,N,N,N,N,N,0
1304964,17-Oct,4/30/2019 15:05,RRG CAPITAL MANAGEMENT LLC,LOS ANGELES,CA,United States,90036,32,6,Y,N,N,Y,N,Y,708475301
1316666,17-Oct,4/22/2019 13:53,SARACEN CAPITAL LP,HOUSTON,TX,United States,77098,9,3,Y,N,N,N,N,Y,404137409
1317163,17-Oct,4/26/2019 11:14,CIFC INVESTMENT MANAGEMENT LLC,NEW YORK,NY,United States,10177,93,34,Y,N,N,N,N,Y,119256135
1318539,17-Oct,4/26/2019 11:30,PRANA CAPITAL MANAGEMENT LP,GREENWICH,CT,United States,6830,5,5,Y,N,N,Y,N,Y,612712412
1318614,17-Oct,4/26/2019 11:47,"KINNERET ADVISORY, LLC",NEW YORK,NY,United States,10022,13,10,Y,N,N,N,N,Y,1182355017
1318620,17-Oct,4/26/2019 12:06,THL CREDIT ADVISORS LLC,BOSTON,MA,United States,02110-1883,36,19,Y,N,N,N,N,Y,12270384512
1319871,17-Oct,4/30/2019 10:39,"MERISTEM FAMILY WEALTH, LLC",MINNETONKA,MN,United States,55305,39,20,Y,N,N,Y,N,N,3237445009
1309277,17-Oct,4/30/2019 10:52,ONEMAP MINERAL SERVICES LLC,HOUSTON,TX,United States,77024,25,3,Y,N,N,N,N,Y,490225281
1319538,17-Oct,4/30/2019 11:02,"RELATED FUND MANAGEMENT, LLC",NEW YORK,NY,United States,10023,39,25,Y,N,N,N,N,Y,5183891120
1290123,17-Oct,4/30/2019 11:22,"JOYN ADVISORS, INC.",ATLANTA,GA,United States,30328-5646,38,19,N,N,N,Y,N,N,1384864551
1321637,17-Oct,5/6/2019 12:05,COZAD ASSET MANAGEMENT INC,CHAMPAIGN,IL,United States,61821-7005,21,18,Y,Y,N,Y,Y,N,1175839508
1321696,17-Oct,5/6/2019 14:11,"HORTER INVESTMENT MANAGEMENT, LLC",CINCINNATI,OH,United States,45249,174,154,Y,Y,N,Y,N,N,902003369
1321313,17-Oct,5/6/2019 14:25,GLADSTONE INSTITUTIONAL ADVISORY LLC,BEDMINSTER,NJ,United States,7921,44,42,Y,Y,N,Y,N,N,613654733
1321724,17-Oct,5/6/2019 14:50,"SOUTH SHORE CAPITAL ADVISORS, LLC",COHASSET,MA,United States,02025-1715,4,4,Y,N,N,N,N,N,170016567
1321425,17-Oct,5/7/2019 11:55,"TERRA INCOME ADVISORS, LLC",NEW YORK,NY,United States,10036,0,0,Y,N,N,N,N,Y,85290457
1321948,17-Oct,5/7/2019 11:58,"B & L ASSET MANAGEMENT, LLC",PITTSBURGH,PA,United States,15203,2,1,Y,N,N,N,N,N,152152477
1321268,17-Oct,5/7/2019 12:07,ATLAS INFRASTRUCTURE PARTNERS (UK) LTD,LONDON,,United Kingdom,EC4M 9BR,17,13,Y,N,N,N,N,Y,11981543
1321772,17-Oct,5/7/2019 12:09,SAVIOR LLC,WALTHAM,MA,United States,2453,3,3,Y,N,N,Y,N,N,0
1321953,17-Oct,5/7/2019 12:12,"ARETE WEALTH ADVISORS, LLC",CHICAGO,IL,United States,60607,69,63,Y,Y,N,Y,N,Y,1231318238
1321955,17-Oct,5/7/2019 12:21,"LEFT BRAIN WEALTH MANAGEMENT, LLC",NAPERVILLE,IL,United States,60563,9,5,Y,Y,N,Y,N,Y,121159076
1321601,17-Oct,5/7/2019 12:38,"GRANITE FINANCIAL GROUP, LLC",BROOKFIELD,WI,United States,53045-5857,2,2,Y,Y,N,Y,N,N,108543174
1320486,17-Oct,5/7/2019 17:15,TGM ASSOCIATES L.P.,NEW YORK,NY,United States,10019-6149,15,10,N,N,N,N,N,Y,2096182942
1320302,17-Oct,5/7/2019 18:18,BEYOND FUND ADVISORS LLC,SPRING HILL,FL,United States,34609,2,1,Y,N,N,N,N,N,
1318432,17-Oct,5/7/2019 19:34,"TIGER IRON CAPITAL, LLC",ANDOVER,MA,United States,1810,3,3,Y,N,N,N,N,Y,736877777
1322119,17-Oct,5/7/2019 19:51,"NANTAHALA CAPITAL MANAGEMENT, LLC",DARIEN,CT,United States,6820,13,5,Y,N,N,N,N,Y,2169186148
1310638,17-Oct,5/7/2019 22:52,"ENVESTNET ASSET MANAGEMENT, INC.",CHICAGO,IL,United States,60601-2206,671,671,Y,N,Y,Y,N,N,1.26E+11
1322138,17-Oct,5/7/2019 22:54,"ENVESTNET ASSET MANAGEMENT, INC.",CHICAGO,IL,United States,60601-2206,671,671,Y,N,Y,Y,N,N,1.26E+11
1319754,17-Oct,5/1/2019 7:37,"RACHOR INVESTMENT ADVISORY SERVICES, LLC",FLINT,MI,United States,48532,14,12,Y,N,N,N,N,N,139996077
1307191,17-Oct,5/7/2019 16:19,"CWM, LLC",OMAHA,NE,United States,68154,309,222,Y,Y,N,Y,N,N,7502978872
1322122,17-Oct,5/7/2019 19:49,"ARIA WEALTH MANAGEMENT, INC.",SAN JOSE,CA,United States,95126,10,10,Y,Y,N,N,N,N,130669388
1324444,17-Oct,5/20/2019 20:50,GLADSTONE INSTITUTIONAL ADVISORY LLC,BEDMINSTER,NJ,United States,7921,45,43,Y,Y,N,Y,N,N,613654733
1323664,17-Oct,5/21/2019 10:16,"FFP WEALTH ACQUISTION, LLC",COON RAPIDS,MN,United States,55433,2,2,Y,Y,N,Y,N,N,106767911
1324549,17-Oct,5/21/2019 10:23,"EQUITY ARMOR INVESTMENTS, LLC",CHICAGO,IL,United States,60606,3,3,Y,N,N,N,N,N,41086482
1324544,17-Oct,5/21/2019 10:26,GOALVEST ADVISORY LLC,NEW YORK,NY,United States,10007,2,1,Y,Y,N,Y,N,N,33997416
1311346,17-Oct,5/21/2019 10:32,"BELLWETHER ADVISORS, LLC",LINCOLN,NE,United States,68058,6,3,Y,Y,N,Y,N,N,183628312
1324454,17-Oct,5/21/2019 10:37,"TWIN FOCUS CAPITAL PARTNERS, LLC",BOSTON,MA,United States,2116,30,20,Y,Y,N,Y,N,Y,2471262714
1324568,17-Oct,5/21/2019 11:19,ASHMORE INVESTMENT ADVISORS LIMITED,LONDON,,United Kingdom,WC2B 4AE,137,55,Y,N,N,N,N,Y,5724574263
1324601,17-Oct,5/21/2019 11:58,"QUADRANT CAPITAL MANAGEMENT, LLC",FAIRFIELD,NJ,United States,7004,11,6,Y,N,N,Y,N,N,478591818
1324539,17-Oct,5/21/2019 12:07,"BENEDETTI AND GUCER, INC.",ATLANTA,GA,United States,30328,7,5,Y,Y,N,Y,N,N,168792548
1305624,17-Oct,5/21/2019 12:24,"CIM CAPITAL, LLC",LOS ANGELES,CA,United States,90010,15,7,Y,N,N,N,N,Y,572031936
1324621,17-Oct,5/21/2019 13:00,"BLUE ROCK ADVISORS, LLC",WAYZATA,MN,United States,55391,11,6,Y,N,N,N,N,Y,2754864759
1324629,17-Oct,5/21/2019 13:10,"PEAK ASSET MANAGEMENT, LLC",LOUISVILLE,CO,United States,80027,10,8,Y,N,N,N,N,N,527875727
1322593,17-Oct,5/21/2019 13:42,"FINANCIAL SYNERGIES WEALTH ADVISORS, INC.",HOUSTON,TX,United States,77027,10,9,Y,N,N,Y,N,Y,768630676
1319304,17-Oct,5/21/2019 13:53,FIDELITY MANAGEMENT & RESEARCH (HONG KONG) LIMITED,HONG KONG,,Hong Kong,,56,36,Y,N,N,N,N,Y,15343654282
1324604,17-Oct,5/21/2019 14:14,"ZEBRA ADVISORS, LLC",STAMFORD,CT,United States,6902,0,0,Y,N,N,N,N,Y,587639868
1321979,17-Oct,5/21/2019 14:18,"FIDUCIARY PLANNING, LLC",CORAL SPRINGS,FL,United States,33065,1,1,Y,N,N,Y,N,N,0
1324579,17-Oct,5/21/2019 14:32,HSBC SECURITIES (USA) INC.,NEW YORK,NY,United States,10017,1017,216,Y,N,N,Y,N,Y,3376711516
1317214,17-Oct,4/23/2019 14:28,"LEVINE LEICHTMAN CAPITAL PARTNERS, LLC",BEVERLY HILLS,CA,United States,90210,54,43,Y,N,N,N,N,Y,6291993920
1317252,17-Oct,4/23/2019 15:10,"MERISTEM FAMILY WEALTH, LLC",MINNETONKA,MN,United States,55305,39,20,Y,N,N,Y,N,N,3237445009
1317276,17-Oct,4/23/2019 15:30,JANNEY CAPITAL MANAGEMENT LLC,PITTSBURGH,PA,United States,15222,17,12,Y,N,N,N,N,N,3037623796
1317339,17-Oct,4/23/2019 16:58,"FOUNDATION ENERGY MANAGEMENT, LLC",ADDISON,TX,United States,75001,140,10,Y,N,N,N,N,Y,338272917
1311246,17-Oct,4/23/2019 17:05,"COLUMN CAPITAL ADVISORS, LLC",INDIANAPOLIS,IN,United States,46240-7808,19,19,Y,Y,N,Y,N,N,820201000
1317283,17-Oct,4/23/2019 17:56,"MUDRICK CAPITAL MANAGEMENT, LP",NEW YORK,NY,United States,10022,25,12,Y,N,N,N,N,Y,2419283427
1307307,17-Oct,4/23/2019 18:01,"HAWKE FINANCIAL GROUP, LLC",MERIDIAN,ID,United States,83646-6083,1,1,Y,Y,N,Y,N,N,0
1317374,17-Oct,4/23/2019 18:27,RESOURCE CAPITAL INVESTMENT CORPORATION,CARLSBAD,CA,United States,92008,5,2,Y,N,N,N,N,Y,1141569786
1317423,17-Oct,4/23/2019 19:22,"SPECIALIZED ADVISORS, LLC",DALLAS,TX,United States,75225,31,29,Y,N,N,Y,N,N,0
1317404,17-Oct,4/23/2019 20:04,"WESCOM FINANCIAL SERVICES, LLC",PASADENA,CA,United States,91101,36,22,Y,N,N,N,N,N,137003203
1318228,17-Oct,4/25/2019 14:32,"CASTLE ROCK WEALTH MANAGEMENT, LLC",WALNUT CREEK,CA,United States,94596,18,10,Y,N,N,N,N,N,244856130
1318195,17-Oct,4/25/2019 14:57,EVERGREEN CAPITAL MANAGEMENT LLC,BELLEVUE,WA,United States,98004,32,21,Y,N,N,N,N,Y,2197094225
1318203,17-Oct,4/25/2019 15:03,"COLUMN PARK ASSET MANAGEMENT, LP",NEW YORK,NY,United States,10019,20,11,Y,N,N,N,N,Y,1750725700
1318258,17-Oct,4/25/2019 15:07,NEW LEAF VENTURE PARTNERS LLC,NEW YORK,NY,United States,10036,11,7,Y,N,N,N,N,Y,1060132760
1318270,17-Oct,4/25/2019 15:21,EMCEE INVEST,NEW YORK,NY,United States,10019-3300,5,2,N,N,Y,N,N,Y,
1318310,17-Oct,4/25/2019 16:06,"RAYMOND JAMES & ASSOCIATES, INC.",ST PETERSBURG,FL,United States,33716,14205,4329,Y,Y,N,Y,Y,N,1.76E+11
1318251,17-Oct,4/25/2019 16:56,"CORRE PARTNERS MANAGEMENT, LLC",NEW YORK,NY,United States,10017,11,8,Y,N,N,N,N,Y,814895495
1317956,17-Oct,4/25/2019 17:08,"40/86 ADVISORS, INC.",CARMEL,IN,United States,46032,72,72,Y,N,N,N,N,Y,23559364733
1318369,17-Oct,4/25/2019 17:27,GLOBAL RETIREMENT PARTNERS LLC,SAN RAFAEL,CA,United States,94903,241,236,Y,Y,N,Y,N,N,40110414815
1318380,17-Oct,4/25/2019 17:37,"DRIFTWOOD CAPITAL, LLC",DALLAS,TX,United States,75202,2,2,Y,N,N,N,N,N,8100961
1311566,17-Oct,4/22/2019 10:58,"FFP WEALTH MANAGEMENT, LLC",COON RAPIDS,MN,United States,55433,2,2,Y,Y,N,Y,N,N,0
1316577,17-Oct,4/22/2019 11:17,"HORTER INVESTMENT MANAGEMENT, LLC",CINCINNATI,OH,United States,45249,174,154,Y,Y,N,Y,N,N,902003369
1316617,17-Oct,4/22/2019 11:48,"BRUCE G. ALLEN INVESTMENTS, LLC",DENVER,CO,United States,80202,2,2,Y,Y,N,Y,N,N,147560541
1316633,17-Oct,4/22/2019 12:17,LPL FINANCIAL LLC,BOSTON,MA,United States,2109,22790,15717,Y,Y,N,Y,Y,N,1.59E+11
1316669,17-Oct,4/22/2019 12:54,"DIMENSIONS WEALTH MANAGEMENT, LLC",ROSEVILLE,CA,United States,95678,2,1,Y,N,N,N,N,N,51102675
1308507,17-Oct,4/22/2019 13:13,"ACCESS FINANCIAL SERVICES, INC.",MINNEAPOLIS,MN,United States,55431,9,4,Y,Y,N,Y,N,N,273576630
1316702,17-Oct,4/22/2019 13:37,THEOREM PARTNERS LLC,SAN FRANCISCO,CA,United States,94107,20,11,Y,N,N,N,N,Y,730523563
1316710,17-Oct,4/22/2019 13:42,"LVW ADVISORS, LLC",PITTSFORD,NY,United States,14534,18,7,Y,N,N,Y,N,N,1792597611
1316651,17-Oct,4/22/2019 13:51,"SOUNDMARK WEALTH MANAGEMENT, LLC",KIRKLAND,WA,United States,98033,13,7,Y,N,N,Y,Y,N,659209971
1316735,17-Oct,4/22/2019 14:09,PURSELL MANAGEMENT CO. LLC,PEACHTREE CORNERS,GA,United States,30092,3,2,Y,N,N,N,N,N,0
1311102,17-Oct,4/22/2019 14:21,"WILDERMUTH ADVISORY, LLC",PONTE VEDRA BEACH,FL,United States,30005,6,4,Y,N,N,N,N,N,119499982
1316750,17-Oct,4/22/2019 14:37,"DANIELS D'AMELIO INVESTMENT MANAGEMENT GROUP, LLC",JUPITER,FL,United States,33458,2,2,Y,Y,N,Y,N,N,0
1316500,17-Oct,4/22/2019 14:38,"ASCENSUS INVESTMENT ADVISORS, LLC",NEWTON,MA,United States,2459,10,2,Y,N,N,N,N,N,69453646317
1316781,17-Oct,4/22/2019 14:54,"ROCKWOOD WEALTH MANAGEMENT, LLC",NEW HOPE,PA,United States,18938,17,14,Y,Y,N,Y,N,N,672197801
1316791,17-Oct,4/22/2019 15:11,"OPEN WINDOW FINANCIAL SOLUTIONS, LTD.",RENO,NV,United States,89519,4,2,Y,Y,N,Y,N,N,115333428
1311043,17-Oct,4/22/2019 15:15,INTRINSIC EDGE CAPITAL MANAGEMENT LLC,CHICAGO,IL,United States,60601,16,8,Y,N,N,N,N,Y,1388487950
1316812,17-Oct,4/22/2019 15:32,"BBR PARTNERS, LLC",NEW YORK,NY,United States,10017,115,75,Y,N,N,Y,N,Y,15886200000
1316842,17-Oct,4/22/2019 16:19,"KEUDELL MORRISON WEALTH MANAGEMENT, LLC",SALEM,OR,United States,97301,4,4,Y,N,N,N,N,N,415003137
1316864,17-Oct,4/22/2019 16:43,"ELLINGTON MANAGEMENT GROUP, L.L.C.",OLD GREENWICH,CT,United States,6870,142,56,Y,N,N,N,N,Y,11464023203
1310956,17-Oct,4/22/2019 16:55,NOMURA ASSET MANAGEMENT U.S.A. INC,NEW YORK,NY,United States,10019-7316,55,8,Y,N,N,N,N,Y,1665021463
1316891,17-Oct,4/22/2019 17:24,TRUADVICE LLC,SARASOTA,FL,United States,34233,11,8,Y,Y,N,Y,N,N,215189793
1316854,17-Oct,4/22/2019 17:47,"CONVERGENCE INVESTMENT PARTNERS, LLC",PALM BEACH GARDENS,FL,United States,33410,6,4,Y,N,N,N,N,N,390534825
1308820,17-Oct,4/24/2019 9:35,SANDERSON ASSET MANAGEMENT LLP,LONDON,,United Kingdom,W1S 3PR,23,9,Y,N,N,N,N,N,9789172070
1319781,17-Oct,4/30/2019 9:21,"SORRENTO PACIFIC FINANCIAL, LLC",SAN DIEGO,CA,United States,92131,104,22,Y,Y,N,Y,N,N,75384509
1310923,17-Oct,4/30/2019 12:04,"DISCIPLINE ADVISORS, INC.",MANKATO,MN,United States,56001,10,3,Y,N,N,N,Y,N,121671964
1319533,17-Oct,4/30/2019 12:18,"GHOST TREE CAPITAL, LLC",NEW YORK,NY,United States,10022,8,5,Y,N,N,N,N,Y,537667096
1318201,17-Oct,4/30/2019 12:33,CORSAIR CAPITAL LLC,NEW YORK,NY,United States,10022,46,24,Y,N,N,N,N,Y,7444185277
1320070,17-Oct,4/30/2019 12:40,"HILLHOUSE CAPITAL MANAGEMENT, LTD",CENTRAL,,Hong Kong,,153,52,Y,N,N,N,N,Y,30526329456
1320108,17-Oct,4/30/2019 13:11,"HARVEST FINANCIAL GROUP, LLC",RICHMOND,VA,United States,23229,1,1,Y,Y,N,Y,N,N,77326877
1319895,17-Oct,4/30/2019 13:23,"ARGOS CAPITAL PARTNERS, LLC",ST. LOUIS,MO,United States,63141,8,8,Y,N,N,N,N,Y,748109692
1320107,17-Oct,4/30/2019 13:30,"THE VANGUARD GROUP, INC.",MALVERN,PA,United States,19355,490,369,Y,N,N,N,N,N,4.53E+12
1320144,17-Oct,4/30/2019 13:34,"MARATHON PARTNERS EQUITY MANAGEMENT, LLC",NEW YORK,NY,United States,10165,5,5,Y,N,N,N,N,Y,228768960
1320149,17-Oct,4/30/2019 13:40,"STAR MOUNTAIN FUND MANAGEMENT, LLC",NEW YORK,NY,United States,10017,38,38,Y,N,N,N,N,Y,695011587
1320131,17-Oct,4/30/2019 13:53,FIVE ARROWS MANAGERS LLP,LONDON,,United Kingdom,EC4N 8AL,51,29,Y,N,N,N,N,Y,3258363118
1308656,17-Oct,4/30/2019 14:15,"PASSPORT RESEARCH, LTD.",ST. LOUIS,MO,United States,63131,101,101,Y,N,N,N,N,N,29151133326
1317822,17-Oct,4/30/2019 14:19,"BREGAL INVESTMENTS, INC.",NEW YORK,NY,United States,10172,65,45,Y,N,N,N,N,Y,14767477800
1320207,17-Oct,4/30/2019 14:25,"HANSON MCCLAIN RETIREMENT NETWORK, L.P.",SACRAMENTO,CA,United States,95826,123,0,N,N,N,N,N,N,
1308010,17-Oct,4/30/2019 14:30,"QUESTAR ASSET MANAGEMENT, INC.",MINNEAPOLIS,MN,United States,55416,431,431,Y,Y,N,Y,N,N,1054098651
1320200,17-Oct,4/30/2019 14:51,"MIDOCEAN US ADVISOR, L.P.",NEW YORK,NY,United States,10022-6924,30,19,Y,N,N,N,N,Y,2485783360
1320255,17-Oct,4/30/2019 15:00,"ONE68 GLOBAL CAPITAL, LLC",NEW YORK,NY,United States,10016,5,5,Y,N,N,N,N,Y,103768464
1280969,17-Oct,4/30/2019 15:04,"EDGE PORTFOLIO MANAGEMENT, LLC",WHEATON,IL,United States,60189,5,4,Y,Y,N,Y,N,Y,177178037
1320267,17-Oct,4/30/2019 15:11,CAMDEN WEALTH ADVISORS LLC,HOUSTON,TX,United States,77056,7,7,Y,N,N,Y,N,N,176694858
1320291,17-Oct,4/30/2019 15:14,"HALIFAX INVESTMENT MANAGEMENT, L.L.C.",WASHINGTON,DC,United States,20036,20,16,Y,N,N,N,N,Y,883689538
1320290,17-Oct,4/30/2019 15:30,CAMDEN WEALTH ADVISORS LLC,HOUSTON,TX,United States,77056,7,7,Y,N,N,Y,N,N,176694858
1319333,17-Oct,4/30/2019 15:30,"HALE CAPITAL MANAGEMENT, LP",NEW YORK,NY,United States,10004,6,4,Y,N,N,N,N,Y,158764504
1320319,17-Oct,4/30/2019 15:41,"HARBOUR INVESTMENTS, INC.",MADISON,WI,United States,53719,217,177,Y,Y,N,Y,Y,N,1961011000
1319552,17-Oct,4/30/2019 15:54,"BDCA ADVISER, LLC",NEW YORK,NY,United States,10019,0,0,Y,N,N,N,N,Y,2458198299
1320342,17-Oct,4/30/2019 15:58,"BANES CAPITAL MANAGEMENT, LLC",MEMPHIS,TN,United States,38119-4836,2,1,Y,N,N,N,N,Y,274999088
1320339,17-Oct,4/30/2019 15:59,WINDROCK WEALTH MANAGEMENT LLC,NAPERVILLE,IL,United States,60540,2,2,Y,Y,N,Y,N,Y,158172456
1317529,17-Oct,4/24/2019 10:44,WEALTHEDGE INVESTMENT ADVISORS LLC,NEW YORK,NY,United States,10016,4,3,Y,N,N,N,N,N,157490068
1309470,17-Oct,4/24/2019 11:17,RISK PREMIUM INVESTMENT MANAGEMENT COMPANY LLC,NEW YORK,NY,United States,10013,8,7,Y,N,N,Y,N,Y,12629034765
1317354,17-Oct,4/24/2019 12:52,TPG ADVISORS LLC,NORTHFIELD,IL,United States,60093,4,4,Y,Y,N,Y,N,N,106118374
1317647,17-Oct,4/24/2019 13:00,"GREYLOCK CAPITAL MANAGEMENT, LLC",NEW YORK,NY,United States,10017-6401,18,9,Y,N,N,N,N,Y,858981617
1320930,17-Oct,5/1/2019 17:05,ARGENTEM CREEK PARTNERS LP,NEW YORK,NY,United States,10017,21,12,Y,N,N,N,N,Y,1488182355
1320935,17-Oct,5/1/2019 17:14,SEMITA ASSET MANAGEMENT LLC,HOUSTON,TX,United States,77056,4,4,Y,Y,N,Y,N,N,93500000
1320958,17-Oct,5/1/2019 18:32,"CARNICK & KUBIK GROUP, LLC",DENVER,CO,United States,80210,24,12,Y,Y,N,Y,N,Y,1204341145
1320489,17-Oct,5/1/2019 22:03,"FOUNTAINCAP RESEARCH & INVESTMENT (HONG KONG) CO., LIMITED",WAN CHAI,,Hong Kong,0,14,6,Y,N,N,N,N,Y,480833078
1321317,17-Oct,5/3/2019 11:02,"INTEGRATED WEALTH STRATEGIES, LLC",AUSTIN,TX,United States,78703,5,5,Y,Y,N,Y,N,N,143310371
1321337,17-Oct,5/3/2019 11:28,"DUNHILL FINANCIAL, LLC",BRUSSELS,,Belgium,1050,3,2,Y,Y,N,Y,N,N,40232978
1320954,17-Oct,5/3/2019 12:32,"KEYSTONE WEALTH ADVISORS, LLC",LOGAN,UT,United States,84321,5,5,Y,N,N,Y,N,N,35886178
1320679,17-Oct,5/3/2019 12:45,"OMEGA FUND MANAGEMENT, LLC",BOSTON,MA,United States,2199,12,5,Y,N,N,N,N,Y,1043395124
1320932,17-Oct,5/3/2019 13:18,"CAPITAL INVESTMENT ADVISORS, LLC",ATLANTA,GA,United States,30328,38,23,Y,Y,N,N,N,N,2183600000
1321400,17-Oct,5/3/2019 13:30,ONEMAP MINERAL SERVICES LLC,HOUSTON,TX,United States,77024,25,3,Y,N,N,N,N,Y,490225281
1321409,17-Oct,5/3/2019 14:21,"CROSSPOINT CAPITAL STRATEGIES, LLC",SAN FRANCISCO,CA,United States,94111,2,2,Y,N,N,N,N,N,54000000
1322169,17-Oct,5/8/2019 10:03,"WILMINGTON CAPITAL SECURITIES, LLC",GARDEN CITY,NY,United States,11530,7,6,Y,N,N,Y,N,N,43560488
1322486,17-Oct,5/9/2019 11:56,"FCCI CONSULTING, LLC",LAKE SUCCESS,NY,United States,11042,4,2,Y,N,N,N,N,Y,180233000
1320893,17-Oct,5/7/2019 16:32,"FINANCIAL DESIGN & MANAGEMENT, INC.",FORT COLLINS,CO,United States,80528,7,7,Y,Y,N,Y,N,Y,176123941
1322107,17-Oct,5/7/2019 17:43,"ALPHA CUBED INVESTMENTS, LLC",IRVINE,CA,United States,92612,36,26,Y,Y,N,Y,N,N,1143593361
1320789,17-Oct,5/7/2019 18:34,"BREACHWAY INVESTMENTS, LLC",WEST HARTFORD,CT,United States,6107,1,1,Y,Y,N,Y,N,N,21900000
1322224,17-Oct,5/8/2019 12:15,CREDIT SUISSE ASSET MANAGEMENT LIMITED,LONDON (ENGLAND),,United Kingdom,E14 4QJ,50,33,Y,N,N,N,N,Y,11976161152
1310605,17-Oct,5/8/2019 12:34,"STRATEGIC FINANCIAL CONCEPTS, LLC",SAN ANTONIO,TX,United States,78213,46,41,Y,Y,N,Y,N,N,343143810
1319793,17-Oct,5/8/2019 12:57,"DAKOTA WEALTH, LLC",PALM BEACH GARDENS,FL,United States,33410,20,16,Y,Y,N,Y,N,N,680302961
1322243,17-Oct,5/8/2019 13:07,"ONE OAK CAPITAL MANAGEMENT, LLC",PURCHASE,NY,United States,10577,5,3,Y,N,N,N,N,Y,100000000
1321879,17-Oct,5/8/2019 13:23,WEFEA CAPITAL LLC,PLEASANTON,CA,United States,94588,3,1,Y,N,N,N,N,N,0
1322249,17-Oct,5/8/2019 13:26,"BIP WEALTH, LLC",ATLANTA,GA,United States,30305,20,13,Y,N,N,Y,N,N,948978816
1319393,17-Oct,5/8/2019 14:00,"THE HARBOR GROUP, INC.",BEDFORD,NH,United States,3110,18,8,Y,Y,N,Y,N,N,993219875
1321746,17-Oct,5/8/2019 14:38,"MILLER WEALTH MANAGEMENT GROUP, LLC",DECATUR,IL,United States,62526,7,4,Y,Y,N,Y,N,N,104344614
1322329,17-Oct,5/8/2019 16:20,"NEW CAPITAL MANAGEMENT, LP",HOUSTON,TX,United States,77006,4,2,Y,Y,N,Y,N,N,312000000
1321140,17-Oct,5/8/2019 16:31,"STONNINGTON GROUP, LLC",WOODLAND HILLS,CA,United States,91364,5,3,Y,N,N,Y,Y,N,257400000
1322341,17-Oct,5/8/2019 16:48,HSBC SECURITIES (USA) INC.,NEW YORK,NY,United States,10017,1017,216,Y,N,N,Y,N,Y,3376711516
1316977,17-Oct,4/23/2019 9:08,"ALTIMETER CAPITAL MANAGEMENT, LP",BOSTON,MA,United States,2110,17,9,Y,N,N,N,N,Y,4320734966
1319692,17-Oct,4/29/2019 19:38,"SILVER LAKE TECHNOLOGY MANAGEMENT, LLC",MENLO PARK,CA,United States,94025,161,99,Y,N,N,N,N,N,43166283842
1317878,17-Oct,4/29/2019 21:47,"WATERWAY WEALTH MANAGEMENT, L.L.C.",THE WOODLANDS,TX,United States,77380,9,3,Y,Y,N,Y,N,N,295950356
1320051,17-Oct,4/30/2019 12:27,ALTFEST L J & CO INC,NEW YORK,NY,United States,10022,37,16,Y,Y,N,Y,N,N,1210000000
1321380,17-Oct,5/3/2019 12:52,"ALLEN WEALTH MANAGEMENT, LLC",BOONE,NC,United States,28607,6,3,Y,Y,N,N,N,N,232632419
1318322,17-Oct,5/3/2019 13:09,"IRONBRIDGE PRIVATE WEALTH, LLC",AUSTIN,TX,United States,78746,5,4,Y,Y,Y,Y,N,Y,102700000
1324176,17-Oct,5/17/2019 16:39,"PSF FINANCIAL SERVICES, INC.",WESTBURY,NY,United States,11590,4,1,N,Y,N,Y,N,N,
1308096,17-Oct,5/29/2019 9:00,"THE BERRY GROUP, LLC",WORCESTER,MA,United States,1608,4,3,Y,Y,N,Y,N,N,
1329117,17-Oct,6/13/2019 10:21,"CHRISTOFFERSON, ROBB & COMPANY, LLC",NEW YORK,NY,United States,10019-4107,29,3,Y,N,N,N,N,Y,4772201406
1329213,17-Oct,6/13/2019 10:43,CLIENT 1ST ADVISORY GROUP LLC,CLEARWATER,FL,United States,33756,6,6,Y,Y,N,Y,N,N,171813720
1309090,17-Oct,6/18/2019 10:01,"CAPITAL MARKETS IQ, LLC",ARLINGTON,TX,United States,76011,26,23,Y,Y,N,Y,N,Y,181848051
1329781,17-Oct,6/18/2019 10:46,POWELL CAPITAL LLC,GIG HARBOR,WA,United States,98335,3,1,Y,N,N,N,N,N,9255900
1329840,17-Oct,6/18/2019 11:01,DLG WEALTH MANAGEMENT LLC,CLIFTON PARK,NY,United States,12065,13,10,Y,Y,N,Y,N,N,68117324
1330209,17-Oct,6/19/2019 15:02,"LBJ FAMILY WEALTH ADVISORS, LTD.",AUSTIN,TX,United States,78756,4,3,Y,Y,N,Y,N,N,280968365
1330333,17-Oct,6/19/2019 15:11,CITIGROUP GLOBAL MARKETS INC.,NEW YORK,NY,United States,10013,7855,3324,Y,N,N,Y,N,N,25273699145
1309741,17-Oct,6/19/2019 15:13,THE STANICH GROUP LLC,MONTAUK,NY,United States,11954,2,2,Y,Y,N,Y,N,N,33281552
1321254,17-Oct,6/19/2019 15:21,REVELSTOKE CAPITAL MANAGEMENT LLC,DENVER,CO,United States,80206,18,13,Y,N,N,N,N,Y,1154710393
1322396,17-Oct,5/9/2019 7:30,CREDIT SUISSE ASSET MANAGEMENT LIMITED,LONDON (ENGLAND),,United Kingdom,E14 4QJ,50,33,Y,N,N,N,N,Y,11976161152
1323004,17-Oct,5/13/2019 11:25,"HALBERT HARGROVE GLOBAL ADVISORS, LLC",LONG BEACH,CA,United States,90802-7908,44,26,Y,N,N,Y,N,N,2343318818
1325391,17-Oct,5/24/2019 11:39,"BRYAN ADVISORY SERVICES, LLC",CANONSBURG,PA,United States,15317,6,6,Y,N,N,N,N,N,158526865
1325377,17-Oct,5/24/2019 12:16,"RFG ADVISORY, LLC",VESTAVIA HILLS,AL,United States,35242,42,34,Y,Y,N,Y,N,N,948860334
1325409,17-Oct,5/24/2019 12:17,"BFT FINANCIAL GROUP, LLC",BEDFORD,TX,United States,76021,21,19,Y,Y,N,Y,Y,N,600446215
1325416,17-Oct,5/24/2019 12:40,"GRAHAM PARTNERS, INC.",NEWTOWN SQUARE,PA,United States,19073-2325,38,27,Y,N,N,N,N,Y,1156138311
1325347,17-Oct,5/24/2019 12:52,"ROCK ISLAND CAPITAL, LLC",OAK BROOK,IL,United States,60523,7,7,Y,N,N,N,N,Y,405626000
1325292,17-Oct,5/24/2019 13:00,"KCM INVESTMENT ADVISORS, LLC",SAN RAFAEL,CA,United States,94901,16,9,Y,N,N,N,N,N,4176564121
1320019,17-Oct,5/24/2019 13:11,"VALUEWEALTH SERVICES, LLC",ANNAPOLIS,MD,United States,21401,4,3,Y,Y,N,Y,N,N,125000000
1325101,17-Oct,6/3/2019 6:34,"SULLIVAN, BRUYETTE, SPEROS & BLAYNEY, LLC",MCLEAN,VA,United States,22102-5123,62,27,Y,Y,N,Y,N,N,3518350523
1326775,17-Oct,6/3/2019 15:58,MAN SOLUTIONS LIMITED,LONDON,,United Kingdom,EC4R 3AD,41,6,Y,N,N,N,N,Y,7315843098
1326799,17-Oct,6/3/2019 16:10,FRM INVESTMENT MANAGEMENT (USA) LLC,NEW YORK,NY,United States,10018,21,13,Y,N,N,N,N,Y,1056315351
1327477,17-Oct,6/3/2019 16:16,"PROMONTORY FINANCIAL PLANNING, LLC",FARMINGTON,UT,United States,84025,8,8,Y,Y,N,Y,N,N,135000000
1327332,17-Oct,6/3/2019 16:36,BLUEDOG CAPITAL MANAGEMENT LLC,EL SEGUNDO,CA,United States,90245,2,2,Y,N,N,Y,N,N,53841153
1327557,17-Oct,6/5/2019 13:37,EPG WEALTH MANAGEMENT LLC,ATLANTA,GA,United States,30305,3,3,Y,Y,N,Y,N,N,
1328707,17-Oct,6/12/2019 9:39,"WEALTHDRIVE, INC.",CHESAPEAKE,VA,United States,23322,1,1,Y,Y,N,Y,N,N,0
1329637,17-Oct,6/14/2019 20:08,JOEL R. MOGY INVESTMENT COUNSEL INC.,BEVERLY HILLS,CA,United States,90212-4301,8,2,Y,Y,N,Y,N,N,1005046846
1330764,17-Oct,6/21/2019 10:28,"VIRTUE CAPITAL MANAGEMENT, LLC",BRENTWOOD,TN,United States,37027,118,103,Y,Y,N,Y,N,N,465235315
1329378,17-Oct,6/21/2019 10:36,"TIAA-CREF TUITION FINANCING, INC.",NEW YORK,NY,United States,10017-3206,59,3,N,N,N,N,N,N,25005244945
1330754,17-Oct,6/21/2019 10:40,"RETIREMENT PLAN ADVISORS, LLC",CHICAGO,IL,United States,60603-6275,34,34,Y,Y,N,Y,N,N,581008615
1323794,17-Oct,6/21/2019 10:42,"TRU INDEPENDENCE ASSET MANAGEMENT, LLC",PORTLAND,OR,United States,97224,15,14,Y,N,N,Y,N,N,830181375
1318047,17-Oct,4/25/2019 10:53,"AEGON USA INVESTMENT MANAGEMENT, LLC",CEDAR RAPIDS,IA,United States,52499-5338,318,82,Y,N,N,Y,N,Y,95974159980
1321204,17-Oct,5/2/2019 16:46,TILDEN LOUCKS & WOODNORTH LLC,CHICAGO,IL,United States,60601,2,0,Y,N,N,Y,N,N,108250442
1321126,17-Oct,5/2/2019 16:53,"VALIANT WEALTH, LLC",WEST DES MOINES,IA,United States,50266,6,2,Y,N,N,Y,N,Y,154449170
1320712,17-Oct,5/2/2019 17:02,"FFP WEALTH ACQUISTION, LLC",COON RAPIDS,MN,United States,55433,2,2,Y,Y,N,Y,N,N,106767911
1321218,17-Oct,5/2/2019 17:57,"DW MANAGEMENT SERVICES, LLC",PARK CITY,UT,United States,84098,25,19,Y,N,N,N,N,Y,643417535
1321234,17-Oct,5/2/2019 18:11,FIG LLC,NEW YORK,NY,United States,10105,906,216,Y,N,N,Y,N,Y,87742067596
1322891,17-Oct,5/10/2019 17:29,"STEWARD FINANCIAL GROUP, LLC",COLLEYVILLE,TX,United States,76034,5,4,Y,N,N,N,N,N,311544507
1306307,17-Oct,5/10/2019 17:40,DECENNIAL GROUP,CHICAGO,IL,United States,60607,5,2,Y,N,N,N,N,Y,0
1323200,17-Oct,5/13/2019 20:34,ARROW WEALTH ADVISORY LLC,NEW YORK,NY,United States,10128,1,1,N,N,N,Y,N,N,10472888918
1324001,17-Oct,5/17/2019 9:17,"FINANCIAL & TAX ARCHITECTS, INC.",ST. LOUIS,MO,United States,63131,19,15,Y,N,N,Y,N,N,82415836
1322812,17-Oct,5/17/2019 10:05,"CAPITOL PEAK PARTNERS, INC.",DENVER,CO,United States,80206-5048,8,7,Y,N,N,N,N,Y,100950000
1323879,17-Oct,5/17/2019 10:39,RAFFA WEALTH MANAGEMENT LLC,WASHINGTON,DC,United States,20006,7,5,Y,N,N,Y,N,N,678455502
1323257,17-Oct,5/17/2019 11:29,CPR INVESTMENTS INC,SHELBY TWP,MI,United States,48316,29,29,Y,Y,N,Y,N,N,131398025
1324050,17-Oct,5/17/2019 11:33,"HUBBELL STRICKLAND WEALTH MANAGEMENT, LLC",NEW ORLEANS,LA,United States,70163,1,1,Y,N,N,Y,N,N,0
1324064,17-Oct,5/17/2019 12:08,"ROUNDTABLE HEALTHCARE MANAGEMENT, INC",LAKE FOREST,IL,United States,60045-5314,33,17,Y,N,N,N,N,Y,2129436422
1306845,17-Oct,5/17/2019 12:16,"SALI FUND MANAGEMENT, LLC",AUSTIN,TX,United States,78731,45,7,Y,Y,N,Y,N,Y,9483018373
1324074,17-Oct,5/17/2019 12:24,"ENSPYRE WEALTH ADVISORS, INC.",WOODBURY,MN,United States,55125,4,3,Y,Y,N,Y,N,N,0
1323758,17-Oct,5/16/2019 10:25,MAGNETAR FINANCIAL LLC,EVANSTON,IL,United States,60201,219,86,Y,N,N,N,N,Y,23726442856
1318967,17-Oct,5/20/2019 12:38,"CAHABA WEALTH MANAGEMENT, INC.",ATLANTA,GA,United States,30309,11,5,Y,N,N,Y,N,N,593046459
1323739,17-Oct,5/20/2019 12:42,"TFO-TDC, LLC",MAUMEE,OH,United States,43537,50,50,Y,Y,N,Y,N,N,2175229616
1321857,17-Oct,5/23/2019 8:22,UNIO CAPITAL LLC,NEW YORK,NY,United States,10022,7,5,Y,N,N,N,N,Y,159971259
1321443,17-Oct,5/23/2019 9:07,"LIGHTHOUSE INVESTMENT PARTNERS, LLC",PALM BEACH GARDENS,FL,United States,33410,88,30,Y,N,N,Y,N,Y,45768760750
1325058,17-Oct,5/23/2019 9:15,"HORTER INVESTMENT MANAGEMENT, LLC",CINCINNATI,OH,United States,45249,174,154,Y,Y,N,Y,N,N,902003369
1325065,17-Oct,5/23/2019 9:39,SAVVI FINANCIAL LLC,WALTHAM,MA,United States,02452-8422,7,7,N,N,N,Y,N,N,
1327750,17-Oct,6/10/2019 13:43,"WESTON CAPITAL ADVISOR, LLC",BOSTON,MA,United States,2110,8,3,Y,N,N,N,N,N,52292750
1328547,17-Oct,6/10/2019 14:28,"MID-ATLANTIC SECURITIES, INC.",RALEIGH,NC,United States,27609,30,20,Y,Y,N,Y,N,N,131066696
1320777,17-Oct,6/10/2019 14:28,"JESS S. MORGAN & COMPANY., INC.",LOS ANGELES,CA,United States,90036-3697,22,6,Y,N,N,N,N,N,190687213
1328724,17-Oct,6/11/2019 9:41,HIGHVISTA STRATEGIES LLC,BOSTON,MA,United States,2116,36,10,Y,N,N,N,N,Y,2693310486
1325335,17-Oct,6/11/2019 10:19,"PRINCIPAL SECURITIES, INC.",DES MOINES,IA,United States,50309,1603,1603,Y,Y,N,Y,N,N,6109839100
1328746,17-Oct,6/11/2019 10:52,AGL CREDIT MANAGEMENT LP,NEW YORK,NY,United States,10036,13,6,Y,N,N,N,N,Y,650000000
1328750,17-Oct,6/11/2019 10:56,"FS FUND ADVISOR, LLC",PHILADELPHIA,PA,United States,19112,67,3,Y,N,N,N,N,N,130627000
1327513,17-Oct,6/11/2019 11:09,TWO WEST CAPITAL ADVISORS LLC,OVERLAND PARK,KS,United States,66210,19,17,Y,N,N,Y,N,N,1170843451
1328754,17-Oct,6/11/2019 11:11,"RANGER INVESTMENT MANAGEMENT,L.P.",DALLAS,TX,United States,75201,24,7,Y,N,N,N,N,N,1239303189
1328755,17-Oct,6/11/2019 11:20,CAPITAL STRATEGY GROUP LTD,SYRACUSE,NY,United States,13202-2507,2,2,Y,N,N,Y,N,N,82361922
1328659,17-Oct,6/11/2019 11:51,"INTERWEALTH MANAGEMENT, LLC",SCOTTSDALE,AZ,United States,85255,3,2,Y,N,N,N,N,N,110000000
1324927,17-Oct,6/12/2019 11:56,"PARALLEL ADVISORS, LLC",SAN FRANCISCO,CA,United States,94105,55,55,Y,Y,N,Y,N,N,2386830147
1327571,17-Oct,6/12/2019 12:01,"CRUDEN BAY INVESTMENT MANAGEMENT, LLC",WESTLAKE VILLAGE,CA,United States,91361,3,3,Y,N,N,N,N,N,552403810
1328873,17-Oct,6/12/2019 12:27,"CENTERSTAR ASSET MANAGEMENT, LLC",CHICAGO,IL,United States,60606,3,1,Y,N,N,N,N,Y,91034555
1329014,17-Oct,6/12/2019 12:59,"LAKESIDE WEALTH MANAGEMENT GROUP, LLC",CHESTERTON,IN,United States,46304,24,24,Y,Y,N,Y,N,N,1162046273
1321090,17-Oct,6/13/2019 10:37,SANTA LUCIA ASSET MANAGEMENT PTE. LTD.,"SINGAPORE, SINGAPORE",,Singapore,49513,4,2,Y,N,N,N,N,Y,415500000
1320266,17-Oct,4/30/2019 16:17,AQUILINE HOLDINGS LLC,NEW YORK,NY,United States,10022,42,34,Y,N,N,N,N,Y,3390799639
1316999,17-Oct,4/30/2019 16:22,"VARDE MANAGEMENT, L.P.",MINNEAPOLIS,MN,United States,55402,303,95,Y,N,N,N,N,Y,18980074780
1320283,17-Oct,4/30/2019 16:27,"DAEMON INVESTMENT AND ASSET MANAGEMENT, LLC",MIAMI,FL,United States,33131-3112,3,0,N,N,N,Y,N,Y,5024852907
1320323,17-Oct,4/30/2019 16:40,WILLINGDON WEALTH MANAGEMENT LLC,HUNTERSVILLE,NC,United States,28078,17,14,Y,N,N,Y,N,N,643441136
1316450,17-Oct,4/30/2019 16:53,"ACORE CAPITAL, LP",LARKSPUR,CA,United States,94939,73,73,Y,N,N,N,N,Y,10529831880
1320402,17-Oct,4/30/2019 16:57,"AVENUE CAPITAL MANAGEMENT II, L.P.",NEW YORK,NY,United States,10022,170,32,Y,N,N,N,N,Y,5924778893
1318706,17-Oct,4/30/2019 17:08,"WESTECH INVESTMENT ADVISORS, LLC",PORTOLA VALLEY,CA,United States,94028-7510,22,13,Y,N,N,N,N,Y,1756226295
1308197,17-Oct,4/30/2019 17:10,MOTIV8 INVESTMENTS LLC,STUART,FL,United States,34994,13,11,Y,Y,N,Y,N,N,81829972
1319200,17-Oct,4/30/2019 17:14,"SHERIDAN ROAD ADVISORS, LLC",NORTHBROOK,IL,United States,60062,37,25,Y,Y,N,Y,N,N,2863051985
1320455,17-Oct,4/30/2019 17:41,"LH CAPITAL MANAGEMENT, LLC",SAN FRANCISCO,CA,United States,94104,3,3,Y,N,N,N,N,Y,251000000
1320483,17-Oct,4/30/2019 17:51,"THE EVERGREEN ADVANTAGE MANAGEMENT, INC.",SANTA MONICA,CA,United States,90401,4,4,Y,N,N,N,N,N,204319000
1319340,17-Oct,5/1/2019 10:54,"93 FINANCIAL GROUP, LLC",WOBURN,MA,United States,1801,8,5,Y,N,N,N,N,N,335427440
1320676,17-Oct,5/1/2019 11:10,"MAGNOLIA FINANCIAL PLANNING SERVICES, INC.",SENECA,SC,United States,29672,4,3,Y,Y,N,N,Y,N,100312302
1319732,17-Oct,5/1/2019 11:24,"OLD SLIP REGISTERED INVESTMENT ADVISORS, LLC",NEW YORK,NY,United States,10005,2,2,Y,Y,N,Y,N,N,210000000
1320729,17-Oct,5/1/2019 11:32,"PEOPLE'S SECURITIES, INC.",BRIDGEPORT,CT,United States,6604,550,45,Y,N,N,N,N,N,
1320731,17-Oct,5/1/2019 11:37,AUSTIN ASSET MANAGEMENT CO,AUSTIN,TX,United States,78731,19,12,Y,N,N,N,N,N,845696666
1319959,17-Oct,5/1/2019 11:40,"FS FUND ADVISOR, LLC",PHILADELPHIA,PA,United States,19112,67,3,Y,N,N,N,N,N,130627000
1320698,17-Oct,5/1/2019 12:02,"ALPHA FINANCIAL ADVISORS, LLC",CHARLOTTE,NC,United States,28277-0524,7,5,Y,N,N,Y,N,N,249566232
1320765,17-Oct,5/1/2019 12:35,"THE RETIREMENT PLANNING SPECIALISTS, LLC",GREENWOOD VILLAGE,CO,United States,80111,3,2,Y,Y,N,Y,N,N,137570313
1320773,17-Oct,5/1/2019 12:50,"GSB WEALTH MANAGEMENT, LLC",GUILFORD,CT,United States,6437,5,4,Y,Y,N,Y,N,N,222989119
1318589,17-Oct,5/1/2019 13:06,SYM FINANCIAL CORPORATION,WINONA LAKE,IN,United States,46590,55,36,Y,Y,N,Y,Y,N,2328582613
1320766,17-Oct,5/1/2019 13:26,"KEEBECK PARTNERS, LLC",CHICAGO,IL,United States,60606,9,6,Y,N,N,N,N,N,887532000
1309327,17-Oct,5/1/2019 13:36,PLANNING SOLUTIONS INTERNATIONAL LLC,JACKSONVILLE,FL,United States,32217,3,2,Y,N,N,Y,N,N,0
1320801,17-Oct,5/1/2019 14:08,"EISEN FINANCIAL SERVICES, INC.",FISHKILL,NY,United States,12524,1,1,Y,Y,N,Y,N,N,34317190
1316736,17-Oct,5/1/2019 14:15,"FARTHER FINANCE ADVISORS, LLC",SAN FRANCISCO,CA,United States,94110,1,1,Y,N,N,Y,N,N,0
1284112,17-Oct,5/3/2019 10:58,"GUARDIAN WEALTH STRATEGIES, LLC",MINNEAPOLS,MN,United States,55426,11,5,Y,N,N,Y,N,N,273335219
1321336,17-Oct,5/3/2019 11:28,ETHIC INC.,NEW YORK,NY,United States,10013,13,2,Y,N,N,N,N,N,79534740
1323809,17-Oct,5/16/2019 11:39,"TEN CAPITAL WEALTH ADVISORS, LLC",SPOKANE,WA,United States,99201,13,11,Y,Y,N,Y,N,N,343650748
1308486,17-Oct,4/8/2019 19:18,SUREVEST INC.,PHOENIX,AZ,United States,85016,8,8,Y,Y,N,Y,N,N,335555577
1308711,17-Oct,4/8/2019 19:20,SUREVEST INC.,PHOENIX,AZ,United States,85016,8,8,Y,Y,N,Y,N,N,335555577
1308719,17-Oct,4/8/2019 20:27,"BRAZOS CAPITAL, LLC",AUSTIN,TX,United States,78701,2,1,Y,Y,N,Y,N,N,94644045
1308712,17-Oct,4/8/2019 20:29,"KINGSVIEW ASSET MANAGEMENT, LLC",GRANTS PASS,OR,United States,97526,35,35,Y,Y,N,N,N,N,937382350
1308713,17-Oct,4/8/2019 20:33,"CAMARDA FINANCIAL ADVISORS , LLC",FLEMING ISLAND,FL,United States,32003,16,8,Y,Y,N,Y,N,N,211341019
1308715,17-Oct,4/8/2019 20:39,FINIVI INC.,WESTBOROUGH,MA,United States,1581,6,6,Y,Y,N,Y,N,N,103518000
1308731,17-Oct,4/9/2019 6:02,PEMBERTON CAPITAL ADVISORS LLP,LONDON,,United Kingdom,SW1W 0AU,45,19,N,N,N,N,N,N,5467804644
1308735,17-Oct,4/9/2019 8:02,"ADVOCACY WEALTH MANAGEMENT, LLC",ATLANTA,GA,United States,30339-6401,18,14,Y,Y,N,Y,N,N,661063434
1308737,17-Oct,4/9/2019 8:12,OPTIVISE ADVISORY SERVICES LLC,DALLAS,TX,United States,75019,1,1,Y,Y,N,N,N,N,0
1308744,17-Oct,4/9/2019 9:05,KUDU INVESTMENT MANAGEMENT LLC,NEW YORK,NY,United States,10017,7,6,Y,N,N,N,N,N,287637261
1303845,17-Oct,4/9/2019 9:21,LEVIN EASTERLY PARTNERS LLC,NEW YORK,NY,United States,10022-1907,20,12,Y,N,N,Y,N,Y,6149145000
1308750,17-Oct,4/9/2019 9:21,"INTEGRATED CAPITAL MANAGEMENT, INC.",JESSUP,PA,United States,18434,8,6,Y,Y,N,Y,N,N,177038853
1308754,17-Oct,4/9/2019 9:30,"WEALTH ADVISORY GROUP, INC.",BERWYN,PA,United States,19312,8,6,Y,Y,N,Y,Y,N,263138794
1308753,17-Oct,4/9/2019 9:31,BLACKGOLD CAPITAL MANAGEMENT LP,HOUSTON,TX,United States,77024,9,5,Y,N,N,N,N,Y,1239899803
1308420,17-Oct,4/9/2019 9:38,"ARTEMIS WEALTH ADVISORS, LLC",NEW YORK,NY,United States,10022,10,5,Y,N,N,N,N,Y,1198971346
1307596,17-Oct,4/9/2019 9:40,JAMES INVESTMENT RESEARCH INC,XENIA,OH,United States,45385,16,8,Y,N,N,N,N,N,2608800000
1308767,17-Oct,4/9/2019 10:03,"HORTER INVESTMENT MANAGEMENT, LLC",CINCINNATI,OH,United States,45249,174,154,Y,Y,N,Y,N,N,902003369
1307756,17-Oct,4/9/2019 10:16,"INFINEX INVESTMENTS, INC.",MERIDEN,CT,United States,06450-4858,867,523,Y,Y,N,Y,N,N,1355489175
1308780,17-Oct,4/9/2019 10:27,SHOREPOINT CAPITAL PARTNERS LLC,NORWOOD,MA,United States,2062,8,3,Y,Y,N,Y,N,Y,319986538
1308761,17-Oct,4/9/2019 10:35,ECHELON PARTNERS USA INC.,TORONTO,,Canada,M5C 2V9,8,6,Y,N,N,N,N,N,0
1308751,17-Oct,4/9/2019 10:36,FOUNDATIONS INVESTMENT ADVISORS LLC,SCOTTSDALE,AZ,United States,85259,114,114,Y,Y,N,Y,N,N,695148991
1309952,17-Oct,4/12/2019 14:05,"ARS WEALTH ADVISORS, LLC",ST. PETERSBURG,FL,United States,33701,13,7,Y,Y,N,N,N,N,503109279
1309855,17-Oct,4/12/2019 14:07,"MML INVESTORS SERVICES, LLC",SPRINGFIELD,MA,United States,01111-0001,7805,5269,Y,Y,N,Y,N,N,30087392846
1307246,17-Oct,4/12/2019 14:13,"INTELLIGENCE DRIVEN ADVISERS, LLC",CARLSBAD,CA,United States,92009,19,14,Y,Y,N,Y,N,N,536315390
1308390,17-Oct,4/12/2019 14:20,"GSA, LLC",NEW YORK,NY,United States,10017,2,0,Y,N,N,Y,N,Y,
1309876,17-Oct,4/12/2019 14:25,ALTA FUNDAMENTAL ADVISERS LLC,NEW YORK,NY,United States,10017,5,3,Y,N,N,N,N,Y,328840000
1305434,17-Oct,4/12/2019 14:25,"HILLTOP SECURITIES ASSET MANAGEMENT, LLC",DALLAS,TX,United States,75270,25,4,Y,Y,N,Y,N,N,14500000000
1309981,17-Oct,4/12/2019 14:27,"EMERGENT WEALTH ADVISORS, LLC",WILLIAMSVILLE,NY,United States,14221,4,3,Y,N,N,Y,N,N,72562008
1309969,17-Oct,4/12/2019 14:29,"LAZARI CAPITAL MANAGEMENT, INC.",WOODLAND HILLS,CA,United States,91303,8,6,Y,N,N,Y,N,N,163570652
1309983,17-Oct,4/12/2019 14:30,WHOTRADES INC.,NEW YORK,NY,United States,10119,2,2,Y,N,N,N,N,Y,0
1309950,17-Oct,4/12/2019 14:30,"PHARMAKON ADVISORS, LP",NEW YORK,NY,United States,10022-1304,7,4,Y,N,N,N,N,Y,1906070143
1309654,17-Oct,4/12/2019 14:32,"BALBOA WEALTH PARTNERS, INC.",NEWPORT BEACH,CA,United States,92660,14,13,Y,Y,N,Y,N,Y,141312000
1309977,17-Oct,4/12/2019 14:42,"CBAM PARTNERS, LLC",NEW YORK,NY,United States,10003,26,22,Y,N,N,N,N,Y,10567470474
1309990,17-Oct,4/12/2019 14:44,AMERICA FIRST INVESTMENT ADVISORS LLC,OMAHA,NE,United States,68114-3721,7,6,Y,N,N,N,N,N,348002581
1309985,17-Oct,4/12/2019 14:44,SOFI CAPITAL ADVISORS LLC,SAN FRANCISCO,CA,United States,94129-1728,3,0,Y,N,N,N,N,Y,109000000
1308132,17-Oct,4/12/2019 14:47,ERG ASSET MANAGEMENT LLC,NORWALK,CT,United States,6854,3,2,N,N,N,Y,N,N,16938551
1309997,17-Oct,4/12/2019 14:49,"FIRST CAPITAL ADVISORS GROUP, LLC",BLUE BELL,PA,United States,19422,12,6,Y,N,N,N,N,N,283573388
1309993,17-Oct,4/12/2019 14:51,"STRATEGIC BLUEPRINT, LLC",ATLANTA,GA,United States,30345,19,12,Y,Y,N,Y,N,N,244317336
1310009,17-Oct,4/12/2019 14:59,"SUMMIT FINANCIAL CONSULTANTS, INC.",WESTLAKE VILLAGE,CA,United States,91361,13,4,Y,Y,N,Y,N,N,175550695
1310012,17-Oct,4/12/2019 15:00,CHURCHILL MANAGEMENT CORP,LOS ANGELES,CA,United States,90036,56,43,Y,N,N,N,N,N,5500283541
1307956,17-Oct,4/12/2019 15:05,"PEFIN ADVISORS, LLC",NEW YORK,NY,United States,10017,4,3,Y,N,N,N,N,N,38651
1310003,17-Oct,4/12/2019 15:05,"THE RETIREMENT PLANNING SPECIALISTS, LLC",GREENWOOD VILLAGE,CO,United States,80111,3,2,Y,Y,N,Y,N,N,137570313
1310015,17-Oct,4/12/2019 15:07,"WEALTHJAR INVESTMENT ADVISORY, LLC",HONOLULU,HI,United States,96813,6,5,Y,N,N,Y,N,N,921902
1310008,17-Oct,4/12/2019 15:14,"GPM GROWTH INVESTORS, INC.",FARMINGTON HILLS,MI,United States,48334,4,3,Y,Y,N,Y,N,N,144418837
1309667,17-Oct,4/12/2019 15:17,"SYMPHONY FINANCIAL, LTD. CO.",HOUSTON,TX,United States,77032,18,13,Y,Y,N,Y,N,N,241463184
1310025,17-Oct,4/12/2019 15:21,CAPSTAR FINANCIAL SERVICES LLC,AUSTIN,TX,United States,78730,1,1,Y,N,N,Y,N,N,0
1309773,17-Oct,4/12/2019 15:21,"RAYMOND JAMES & ASSOCIATES, INC.",ST PETERSBURG,FL,United States,33716,14205,4329,Y,Y,N,Y,Y,N,1.76E+11
1311147,17-Oct,4/17/2019 16:25,"FIELDPOINT PRIVATE SECURITIES, LLC",GREENWICH,CT,United States,6830,50,32,Y,N,N,Y,N,N,2372761610
1307252,17-Oct,4/17/2019 16:36,SOLE SOURCE CAPITAL LLC,SANTA MONICA,CA,United States,90401-1055,10,8,Y,N,N,N,N,Y,305574749
1311161,17-Oct,4/17/2019 16:48,"FSM WEALTH ADVISORS, LLC",CLEVELAND,OH,United States,44124,6,3,Y,N,N,Y,N,N,214417007
1310512,17-Oct,4/17/2019 16:51,HIGHLAND CONSULTING ASSOCIATES INC.,CLEVELAND,OH,United States,44145-8132,23,16,Y,Y,N,Y,N,N,12184025580
1310217,17-Oct,4/17/2019 16:52,ROCK SPRINGS CAPITAL MANAGEMENT LP,BALTIMORE,MD,United States,21202,19,9,Y,N,N,N,N,Y,2418712705
1311133,17-Oct,4/17/2019 17:00,"QS INVESTORS, LLC",NEW YORK,NY,United States,10022,70,48,Y,N,N,Y,N,Y,20180590978
1311166,17-Oct,4/17/2019 17:02,"MCCABE & ASSOCIATES, INC",MOKENA,IL,United States,60448-8321,5,5,Y,Y,N,N,N,N,275355483
1311171,17-Oct,4/17/2019 17:05,"GLL INVESTORS, LLC",CHICAGO,IL,United States,60657,4,3,Y,N,N,N,N,Y,160045108
1310883,17-Oct,4/17/2019 17:39,"AHRENS INVESTMENT PARTNERS, LLC",LAFAYETTE,LA,United States,70508,11,11,Y,Y,N,Y,N,N,519500000
1311192,17-Oct,4/17/2019 17:51,"KMS FINANCIAL SERVICES, INC.",SEATTLE,WA,United States,98121,419,377,Y,Y,N,Y,Y,N,6400114753
1311188,17-Oct,4/17/2019 18:12,"SANCTUARY ADVISORS, LLC",INDIANAPOLIS,IN,United States,46260,58,54,Y,Y,N,Y,N,N,2359096958
1311201,17-Oct,4/17/2019 18:16,"SANCTUARY ADVISORS, LLC",INDIANAPOLIS,IN,United States,46260,58,54,Y,Y,N,Y,N,N,2359096958
1311204,17-Oct,4/17/2019 18:33,"ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC",SAN FRANCISCO,CA,United States,94105,15,12,Y,N,N,Y,N,Y,545754381
1310482,17-Oct,4/17/2019 19:33,"LOVELESS WEALTH MANAGEMENT, LLC",BILLINGS,MT,United States,59102,4,4,Y,Y,N,N,N,N,139157511
1307721,17-Oct,4/17/2019 19:37,MEDALIST PARTNERS LP,NEW YORK,NY,United States,10017,17,11,Y,N,N,N,N,Y,1583281544
1316754,17-Oct,4/22/2019 14:36,ALASKA PERMANENT CAPITAL MANAGEMENT CO,ANCHORAGE,AK,United States,99501,11,7,Y,N,N,Y,N,N,2536504107
1308411,17-Oct,4/22/2019 14:45,INSTITUTIONAL SHAREHOLDER SERVICES INC.,ROCKVILLE,MD,United States,20850,1550,825,N,N,Y,Y,N,N,
1316773,17-Oct,4/22/2019 14:50,"APCM WEALTH MANAGEMENT FOR INDIVIDUALS, LLC",ANCHORAGE,AK,United States,99501,9,6,Y,Y,N,Y,N,N,361068662
1316829,17-Oct,4/22/2019 15:58,"WILDERMUTH ADVISORY, LLC",PONTE VEDRA BEACH,FL,United States,32082,6,4,Y,N,N,N,N,N,119499982
1316833,17-Oct,4/22/2019 16:16,"NEXT FINANCIAL GROUP, INC.",HOUSTON,TX,United States,77042,457,451,Y,Y,N,Y,N,N,1652886583
1316855,17-Oct,4/22/2019 16:35,"SALOMON AND LUDWIN, LLC",RICHMOND,VA,United States,23238,13,7,Y,Y,N,N,Y,N,949313860
1316861,17-Oct,4/22/2019 16:41,"LEGACY ASSET MANAGEMENT, INC.",HOUSTON,TX,United States,77046,7,4,Y,Y,N,N,N,N,295878359
1316865,17-Oct,4/22/2019 16:59,GRANITE BRIDGE PARTNERS LLC,NEW YORK,NY,United States,10170,7,7,N,N,N,Y,N,Y,159946326
1307483,17-Oct,4/22/2019 17:21,"PRIVUS FINANCIAL, LLC",DALLAS,TX,United States,75240,2,1,N,N,N,Y,N,N,
1316892,17-Oct,4/22/2019 17:34,"FINANCIAL INVESTMENT TEAM, INC.",PORTLAND,OR,United States,97224,6,5,Y,Y,N,N,N,N,107855705
1316922,17-Oct,4/22/2019 19:28,"AXIA ASSET MANAGEMENT, LLC",HASTINGS-ON-HUDSON,NY,United States,10706,1,1,Y,N,N,N,N,Y,42000000
1308663,17-Oct,4/22/2019 20:14,HERON BAY CAPITAL PARTNERS LP,STAMFORD,CT,United States,6902,2,2,Y,N,N,N,N,Y,0
1320287,17-Oct,4/30/2019 15:10,"EDGE PORTFOLIO MANAGEMENT, LLC",WHEATON,IL,United States,60189,5,4,Y,Y,N,Y,N,Y,177178037
1320259,17-Oct,4/30/2019 15:19,LOMBARD ODIER ASSET MANAGEMENT (USA) CORP,NEW YORK,NY,United States,10018,58,29,Y,N,N,N,N,Y,2819567000
1320295,17-Oct,4/30/2019 15:25,WILMINGTON TRUST INVESTMENT MANAGEMENT LLC,WILMINGTON,DE,United States,19890-0001,52,52,Y,N,N,N,N,Y,1977549195
1320220,17-Oct,4/30/2019 15:29,"LAVA CREEK CAPITAL MANAGEMENT, LLC",SAN FRANCISCO,CA,United States,94111,2,2,Y,N,N,N,N,N,74600000
1319469,17-Oct,4/30/2019 15:33,"CAPTION MANAGEMENT, LLC",OKLAHOMA CITY,OK,United States,73102,8,8,Y,N,N,N,N,Y,492016357
1320238,17-Oct,4/30/2019 15:37,SACHEM INVESTMENT COUNSEL LLC,HENDERSON,NV,United States,89011,1,1,Y,N,N,Y,N,N,87929377
1320306,17-Oct,4/30/2019 15:41,"WESTWOOD ADVISORS, L.L.C",DALLAS,TX,United States,75201,47,22,Y,N,N,Y,N,N,61410789
1319446,17-Oct,4/30/2019 15:48,"ACCRETIVE, LLC",NEW YORK,NY,United States,10065,12,4,Y,N,N,N,N,Y,497414870
1320328,17-Oct,4/30/2019 15:52,"NATIONAL PRIVATE SHARES, INC.",BOCA RATON,FL,United States,33432,8,8,Y,N,N,N,N,Y,486326518
1320334,17-Oct,4/30/2019 15:54,"ARGI INVESTMENT SERVICES, LLC",LOUISVILLE,KY,United States,40245,123,69,Y,Y,N,Y,N,N,2162650983
1320340,17-Oct,4/30/2019 15:56,"ICONIQ CAPITAL, LLC",SAN FRANCISCO,CA,United States,94111,240,74,Y,N,N,Y,N,Y,32695750000
1321918,17-Oct,5/7/2019 11:39,"STIFEL, NICOLAUS & COMPANY, INCORPORATED",ST LOUIS,MO,United States,63102,5746,3940,Y,N,N,Y,Y,N,74649055670
1320753,17-Oct,5/10/2019 16:19,"ASSETMARK, INC.",CONCORD,CA,United States,94520-2445,476,194,Y,N,N,Y,N,N,29542087471
1322865,17-Oct,5/10/2019 16:46,INTEGRATED WEALTH CONCEPTS LLC,WALTHAM,MA,United States,2451,197,170,Y,Y,N,Y,N,N,1353200000
1322878,17-Oct,5/10/2019 16:49,"GREENFIELD PARTNERS, LLC",WESTPORT,CT,United States,6880,11,2,Y,N,N,N,N,Y,1188251000
1322626,17-Oct,5/10/2019 17:10,"HIGHSIGHT, LLC",WESTBOROUGH,MA,United States,1581,8,5,Y,Y,N,Y,N,N,225300000
1322890,17-Oct,5/10/2019 17:28,ALLIANCEBERNSTEIN L.P.,NEW YORK,NY,United States,10105,3479,2127,Y,N,Y,Y,Y,Y,4.87E+11
1322900,17-Oct,5/10/2019 18:33,"H.D. VEST ADVISORY SERVICES, INC",IRVING,TX,United States,75038,1982,1982,Y,N,N,Y,Y,N,12540488335
1321541,17-Oct,5/10/2019 19:13,KF GROUP LP,NEW YORK,NY,United States,10017-5529,4,0,Y,N,N,Y,N,Y,0
1322916,17-Oct,5/10/2019 22:26,GLOBAL RETIREMENT PARTNERS LLC,SAN RAFAEL,CA,United States,94903,241,236,Y,Y,N,Y,N,N,40110414815
1322929,17-Oct,5/12/2019 12:29,"BOFA SECURITIES, INC.",NEW YORK,NY,United States,10036,293,293,N,N,N,N,N,N,
1322938,17-Oct,5/13/2019 8:11,"TRINITY LEGACY PARTNERS, LLC",HOUSTON,TX,United States,77081,6,4,Y,Y,N,Y,N,N,169805171
1322959,17-Oct,5/13/2019 9:44,"ROONEY CAPITAL MANAGEMENT, INC.",THE VILLAGES,FL,United States,32162-1430,1,1,N,N,N,Y,N,N,210080000
1322964,17-Oct,5/13/2019 9:55,"MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED",NEW YORK,NY,United States,10036,41217,25576,Y,N,N,Y,Y,N,7.97E+11
1322452,17-Oct,5/13/2019 10:08,"SAGE MOUNTAIN ADVISORS, LLC",ATLANTA,GA,United States,30326,6,3,Y,N,N,Y,N,N,100344208
1322477,17-Oct,5/13/2019 10:13,SERENITY CAPITAL LLC,PALO ALTO,CA,United States,94301,11,6,Y,N,N,N,N,Y,1721687859
1322946,17-Oct,5/13/2019 10:17,ATLANTIC EQUITIES LLP,LONDON,,United Kingdom,EC2R 7BP,31,26,N,N,N,Y,Y,N,
1322776,17-Oct,5/13/2019 10:35,"CAPFINANCIAL PARTNERS, LLC",RALEIGH,NC,United States,27609,515,239,Y,Y,N,Y,N,Y,2.90E+11
1321551,17-Oct,5/13/2019 11:31,TRIPOST CAPITAL PARTNERS LLC,NEW YORK,NY,United States,10065,10,7,Y,N,N,N,N,Y,290448693
1306423,17-Oct,5/13/2019 11:46,"BARRETT & COMPANY, INC.",PROVIDENCE,RI,United States,02903-2855,14,4,Y,N,N,N,N,N,156972684
1308250,17-Oct,5/13/2019 11:47,"CJM FISCAL MANAGEMENT, INC.",DEER PARK,NY,United States,11729,8,4,Y,N,N,N,N,N,377166901
1322058,17-Oct,5/13/2019 11:49,COX CAPITAL MANAGEMENT LLC,ANDOVER,MA,United States,1810,4,3,Y,Y,N,N,N,N,159008899
1323010,17-Oct,5/13/2019 11:50,"MLP3, LLC",LINWOOD,NJ,United States,8821,4,3,Y,Y,N,Y,N,N,146137981
1322947,17-Oct,5/13/2019 11:54,RECORD CURRENCY MANAGEMENT (US) INC,NEW YORK,NY,United States,10012,6,4,N,N,N,N,N,N,2043100607
1323017,17-Oct,5/13/2019 12:00,"BURT ASSOCIATES, INCORPORATED",ROCKVILLE,MD,United States,20852,11,7,Y,N,N,Y,N,N,594754580
1324674,17-Oct,5/21/2019 15:06,"SAGEGUARD FINANCIAL GROUP, LLC",GOODLETTSVILLE,TN,United States,37072,13,11,Y,Y,N,Y,N,N,247000000
1302724,17-Oct,5/21/2019 15:12,"TECUM CAPITAL MANAGEMENT, INC.",WEXFORD,PA,United States,15090,14,11,Y,N,N,N,N,Y,698000000
1324249,17-Oct,5/21/2019 15:20,SEQUENTIS CAPITAL LLC,BOSTON,MA,United States,2110,2,1,Y,Y,N,Y,N,N,20675000
1324263,17-Oct,5/21/2019 15:28,COWEN PRIME SERVICES LLC,NEW YORK,NY,United States,10022,5,5,Y,N,N,N,Y,N,255437231
1324710,17-Oct,5/21/2019 16:00,"THE PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC",WESTBOROUGH,MA,United States,1581,35,35,Y,Y,N,Y,N,N,306330400
1324703,17-Oct,5/21/2019 16:02,CLARITY CAPITAL PARTNERS,NEWPORT BEACH,CA,United States,92660,7,7,Y,Y,N,Y,Y,N,250000000
1323751,17-Oct,5/21/2019 16:12,"JADE MOUNTAIN PARTNERS, LLC",NEW YORK,NY,United States,10017,9,2,Y,N,N,N,N,Y,352921858
1324725,17-Oct,5/21/2019 16:21,"THE COLONY GROUP, LLC",BOSTON,MA,United States,2110,185,120,Y,Y,N,Y,N,N,7622598270
1324252,17-Oct,5/21/2019 16:23,"TIGER LEGATUS CAPITAL MANAGEMENT, LLC",NEW YORK,NY,United States,10019,6,3,Y,N,N,N,N,Y,471422530
1324733,17-Oct,5/21/2019 16:35,"VIRTUE CAPITAL MANAGEMENT, LLC",BRENTWOOD,TN,United States,37027,118,103,Y,Y,N,Y,N,N,465235315
1324737,17-Oct,5/21/2019 16:45,"OPTIMAL CAPITAL ADVISORS, LLC",TRAVERSE CITY,MI,United States,49684,6,4,Y,Y,N,Y,Y,Y,345924887
1324738,17-Oct,5/21/2019 16:46,GRAMERCY FUNDS MANAGEMENT LLC,GREENWICH,CT,United States,6830,58,29,Y,N,N,N,N,Y,5632702368
1324611,17-Oct,5/21/2019 17:06,"FRED ALGER MANAGEMENT, INC",NEW YORK,NY,United States,10010,115,62,Y,N,N,N,N,Y,21834060164
1324744,17-Oct,5/21/2019 17:08,H I A - HELVETIA INVESTMENT ADVISORS SA,LUGANO,,Switzerland,6900,2,1,Y,Y,N,Y,N,Y,60000000
1324196,17-Oct,5/21/2019 17:09,"RETIREMENT CAPITAL STRATEGIES, INC.",SAN JOSE,CA,United States,95129,7,4,Y,Y,N,Y,N,N,177579270
1324751,17-Oct,5/21/2019 17:33,"INDEPENDENT ADVISOR ALLIANCE, LLC",CHARLOTTE,NC,United States,28277,175,175,Y,Y,N,Y,N,N,4731036610
1324755,17-Oct,5/21/2019 17:48,"QP WEALTH MANAGEMENT, LLC",EATONTOWN,NJ,United States,7724,4,4,Y,N,N,Y,N,N,0
1323980,17-Oct,5/21/2019 17:55,POWELL CAPITAL LLC,GIG HARBOR,WA,United States,98335,2,1,Y,N,N,N,N,N,9255900
1324758,17-Oct,5/21/2019 18:02,CORNERSTONE WEALTH MANAGEMENT LLC,SAN DIEGO,CA,United States,92127,9,5,Y,N,N,Y,N,Y,295553322
1324767,17-Oct,5/21/2019 19:57,J CAPITAL RESEARCH USA LLC,WESTBROOK,CT,United States,6498,6,4,N,N,Y,N,N,N,
1324247,17-Oct,5/22/2019 5:08,CEVIAN CAPITAL II GP LIMITED,ST. HELIER,,Jersey,JE4 5QR,48,31,Y,N,N,N,N,Y,14032290263
1324787,17-Oct,5/22/2019 8:11,TEALWOOD ASSET MANAGEMENT INC,MINNEAPOLIS,MN,United States,55402,11,10,Y,N,N,N,N,N,388142909
1324806,17-Oct,5/22/2019 9:41,"CLOUGH CAPITAL PARTNERS, LP",BOSTON,MA,United States,2109,22,10,Y,N,N,N,N,Y,1831026582
1324811,17-Oct,5/22/2019 10:00,"HORTER INVESTMENT MANAGEMENT, LLC",CINCINNATI,OH,United States,45249,174,154,Y,Y,N,Y,N,N,902003369
1324813,17-Oct,5/22/2019 10:03,"SYSTEM 2 ADVISORS, L.P.",SUMMIT,NJ,United States,7901,6,2,Y,N,N,N,N,Y,218800000
1324814,17-Oct,5/22/2019 10:06,"WELLS FARGO CLEARING SERVICES, LLC",ST. LOUIS,MO,United States,63103-2205,26352,11574,Y,Y,N,Y,Y,N,4.33E+11
1317645,17-Oct,4/24/2019 12:54,"TANGLEWOOD WEALTH MANAGEMENT, INC.",HOUSTON,TX,United States,77056,12,7,Y,N,N,N,N,N,879350000
1318177,17-Oct,4/25/2019 18:52,"SNS FINANCIAL GROUP, LLC",MINNEAPOLIS,MN,United States,55414,17,17,Y,N,N,Y,N,N,952440011
1317910,17-Oct,4/25/2019 20:28,"ASB CONSULTORES, LLC",AVENTURA,FL,United States,33180,1,1,Y,N,N,Y,N,Y,510829452
1317625,17-Oct,4/25/2019 20:42,ROUNDANGLE ADVISORS LLC,WHITE PLAINS,NY,United States,10603,6,6,Y,Y,N,Y,N,N,93576787
1318581,17-Oct,4/26/2019 11:24,"EQUITY ARMOR INVESTMENTS, LLC",CHICAGO,IL,United States,60606,3,3,Y,N,N,N,N,N,41086482
1318085,17-Oct,4/26/2019 15:52,TILDEN LOUCKS & WOODNORTH LLC,CHICAGO,IL,United States,60601,2,0,Y,N,N,Y,N,N,108250442
1317064,17-Oct,4/26/2019 16:13,"B&D WHITE CAPITAL COMPANY, LLC",AUSTIN,TX,United States,78738,5,3,Y,N,N,N,N,N,115494823
1319058,17-Oct,4/29/2019 10:04,BURREN CAPITAL ADVISORS LIMITED,OCEAN VILLAGE,,Gibraltar,,6,3,Y,N,N,N,N,Y,113086466
1319795,17-Oct,4/30/2019 10:52,BUNKER HILL MANAGEMENT LLC,WELLESLEY HILLS,MA,United States,2481,9,8,Y,N,N,N,N,Y,240691683
1319938,17-Oct,4/30/2019 11:13,"RED DOOR WEALTH MANAGEMENT, LLC",MEMPHIS,TN,United States,38120,9,5,Y,N,N,Y,N,N,481029774
1319920,17-Oct,4/30/2019 11:14,AGL CREDIT MANAGEMENT LP,NEW YORK,NY,United States,10036,13,6,Y,N,N,N,N,Y,650000000
1308495,17-Oct,4/30/2019 11:25,"EDWARD D. JONES & CO., L.P.",ST. LOUIS,MO,United States,63131,23408,17661,Y,N,N,N,N,N,3.29E+11
1319987,17-Oct,4/30/2019 11:44,"MATERETSKY FINANCIAL GROUP, INC.",BOYNTON BEACH,FL,United States,33426,10,6,Y,N,N,N,N,N,260000000
1319981,17-Oct,4/30/2019 11:59,"MERION REALTY ADVISERS, LLC",WYNNEWOOD,PA,United States,19096,12,12,Y,N,N,Y,N,N,234513690
1320960,17-Oct,5/6/2019 13:51,THRIVENT FINANCIAL FOR LUTHERANS,MINNEAPOLIS,MN,United States,55415-1665,3988,134,Y,N,N,N,N,Y,1.01E+11
1321720,17-Oct,5/6/2019 14:48,MCLEAN ASSET MANAGEMENT CORPORATION,MCLEAN,VA,United States,22102,24,15,Y,Y,N,Y,N,N,743675192
1321722,17-Oct,5/6/2019 15:02,INTELLIGENT WEALTH SOLUTIONS LLC,AUSTIN,TX,United States,78746,2,2,Y,N,N,N,N,N,0
1321742,17-Oct,5/6/2019 15:09,INTELLIGENT WEALTH SOLUTIONS LLC,AUSTIN,TX,United States,78746,2,2,Y,N,N,N,N,N,0
1321219,17-Oct,5/6/2019 15:13,NEUMEIER POMA INVESTMENT COUNSEL LLC,CARMEL,CA,United States,93923-8852,10,5,Y,N,N,N,N,N,1384609405
1321568,17-Oct,5/7/2019 8:13,"LEAD EDGE CAPITAL MANAGEMENT, LLC",NEW YORK,NY,United States,10174,22,22,Y,N,N,N,N,Y,1785284045
1322150,17-Oct,5/8/2019 15:08,"LAVACA CAPITAL, LLC",HOUSTON,TX,United States,77056,4,4,Y,N,N,N,N,Y,107852854
1321404,17-Oct,5/8/2019 15:12,BLACKSTONE REAL ESTATE SPECIAL SITUATIONS ADVISORS L.L.C.,NEW YORK,NY,United States,10154,138,99,Y,N,N,N,N,Y,14391679383
1316915,17-Oct,4/22/2019 18:39,"THIRD SEVEN ADVISORS, LLC",NEW YORK,NY,United States,10105,9,9,Y,Y,N,N,N,N,118972389
1317020,17-Oct,4/23/2019 10:21,"CLARFELD FINANCIAL ADVISORS, LLC",TARRYTOWN,NY,United States,10591,80,40,Y,Y,N,Y,N,N,6103000000
1320640,17-Oct,5/1/2019 9:16,NAPIER PARK GLOBAL CAPITAL (US)LP,NEW YORK,NY,United States,10017,78,30,Y,N,N,N,N,Y,9006112707
1321043,17-Oct,5/2/2019 10:46,EVERGREEN CAPITAL MANAGEMENT LLC,BELLEVUE,WA,United States,98004,32,21,Y,N,N,N,N,Y,2197094225
1321048,17-Oct,5/2/2019 11:00,"WE ARE ONE SEVEN, LLC",BEACHWOOD,OH,United States,44122,19,18,Y,Y,N,Y,N,N,501515565
1322466,17-Oct,5/9/2019 11:20,FSW ADVISORY SERVICES INC.,DALLAS,TX,United States,75270,5,1,Y,Y,N,N,N,N,22780000
1291886,17-Oct,5/9/2019 11:21,"RG LIQUID ALTS, LP",DALLAS,TX,United States,75208,20,2,Y,N,N,N,N,N,0
1323095,17-Oct,5/13/2019 16:15,"CHARTER OAK CAPITAL MANAGEMENT, LLC",PORTSMOUTH,NH,United States,3801,17,10,Y,Y,N,Y,N,N,559097794
1322797,17-Oct,5/13/2019 16:53,GELLER ADVISORS LLC,NEW YORK,NY,United States,10022,121,12,Y,Y,N,Y,N,N,3145294262
1323157,17-Oct,5/13/2019 17:02,CL WEALTH MANAGEMENT LLC,NEW YORK,NY,United States,10281,52,52,Y,Y,N,Y,N,N,242852759
1323174,17-Oct,5/13/2019 17:57,"CHADWICK & D'AMATO, LLC",NEW LONDON,NH,United States,3257,2,2,Y,Y,N,Y,N,N,84234722
1323132,17-Oct,5/13/2019 18:09,"VANTAGE INVESTMENT PARTNERS, LLC",KANSAS CITY,MO,United States,64112,4,4,Y,N,N,Y,N,N,2135496590
1321876,17-Oct,5/13/2019 18:23,"METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC",NEW YORK,NY,United States,10171,37,17,Y,N,N,N,N,Y,2653349341
1323197,17-Oct,5/13/2019 20:08,"FORTIS ADVISORS, LLC",KING OF PRUSSIA,PA,United States,19406,6,6,Y,Y,N,Y,N,Y,348737988
1323790,17-Oct,5/16/2019 11:09,FORT POINT CAPITAL PARTNERS LLC,SAN FRANCISCO,CA,United States,94111,19,11,Y,N,N,N,N,Y,602653739
1322548,17-Oct,5/18/2019 12:20,"ASSET MANAGEMENT AND PLANNING, LLC",WEST COLUMBIA,SC,United States,29169,5,4,Y,Y,N,Y,N,N,172630882
1322935,17-Oct,5/20/2019 6:21,ABERDEEN ASSET  MANAGERS LIMITED,ABERDEEN,,United Kingdom,AB10 1XL,1072,474,Y,N,N,Y,N,Y,1.63E+11
1324526,17-Oct,5/21/2019 9:02,OLD DOMINION CAPITAL MANAGEMENT INC.,CHARLOTTESVILLE,VA,United States,22902,12,9,Y,N,N,Y,N,N,748598106
1324533,17-Oct,5/21/2019 9:24,MONTZ HARCUS WEALTH MANAGEMENT LLC,NEW ORLEANS,LA,United States,70119,2,2,Y,Y,N,Y,N,N,0
1324530,17-Oct,5/21/2019 9:25,VERUM PARTNERS LLC,CHARLOTTE,NC,United States,28207,5,5,Y,N,N,Y,N,N,0
1327306,17-Oct,6/3/2019 11:03,OLD HILL PARTNERS INC.,DARIEN,CT,United States,6820,13,7,Y,N,N,Y,N,Y,175997067
1327316,17-Oct,6/3/2019 11:17,"VIRTUE CAPITAL MANAGEMENT, LLC",BRENTWOOD,TN,United States,37027,118,103,Y,Y,N,Y,N,N,465235315
1327322,17-Oct,6/3/2019 11:23,SIERRA CREST INVESTMENT MANAGEMENT LLC,NEW YORK,NY,United States,10022,15,12,Y,N,N,N,N,Y,282632815
1319014,17-Oct,4/29/2019 8:30,"PSF FINANCIAL SERVICES, INC.",WESTBURY,NY,United States,11590,4,1,N,Y,N,Y,N,N,
1319012,17-Oct,4/29/2019 9:01,"RACHOR INVESTMENT ADVISORY SERVICES, LLC",FLINT,MI,United States,48532,14,12,Y,N,N,N,N,N,139996077
1319036,17-Oct,4/29/2019 9:24,VALOR MANAGEMENT CORP.,CHICAGO,IL,United States,60611,36,27,Y,N,N,N,N,Y,3365811499
1319052,17-Oct,4/29/2019 9:43,"TRPC ADVISORY SERVICES, INC.",BRENTWOOD,TN,United States,37027,6,5,Y,Y,N,Y,N,N,316082280
1317590,17-Oct,4/29/2019 12:33,"LATEEF INVESTMENT MANAGEMENT, LP.",SAN RAFAEL,CA,United States,94901,9,4,Y,N,N,N,N,Y,886809390
1317694,17-Oct,4/29/2019 12:43,ITE MANAGEMENT L.P.,NEW YORK,NY,United States,10003,20,10,Y,N,N,Y,N,Y,1020449700
1310849,17-Oct,4/29/2019 12:53,LINDSELL TRAIN LIMITED,LONDON,,United Kingdom,SW1E 6AU,18,5,Y,N,N,N,N,Y,21433704297
1320356,17-Oct,4/30/2019 16:06,"STEWARD PARTNERS INVESTMENT ADVISORY, LLC",NEW YORK,NY,United States,10017,199,123,Y,Y,N,Y,N,N,5196562420
1320360,17-Oct,4/30/2019 16:11,"STRATHMORE CAPITAL ADVISORS, INC.",CHARLOTTE,NC,United States,28203,8,6,Y,N,N,N,N,N,213474305
1318516,17-Oct,4/30/2019 16:18,HEITMAN INTERNATIONAL HK LIMITED,CENTRAL HONG KONG,,Hong Kong,,40,17,Y,N,N,Y,N,Y,
1320348,17-Oct,4/30/2019 16:43,"ECC FUND MANAGER II, LLC",NEW YORK,NY,United States,10022,16,2,Y,N,N,N,N,Y,460914133
1318329,17-Oct,4/30/2019 16:46,"LANDON CAPITAL PARTNERS, LLC",BOSTON,MA,United States,2110,4,2,N,N,N,N,N,Y,162329537
1320221,17-Oct,4/30/2019 16:55,"METROPOLITAN PARTNERS GROUP MANAGEMENT, LLC",NEW YORK,NY,United States,10022,16,14,Y,N,N,N,N,Y,322502608
1320434,17-Oct,4/30/2019 17:01,AVANTRA FAMILY WEALTH LLC,MECHANICSBURG,PA,United States,17050,8,4,Y,Y,N,Y,N,N,90377307
1317754,17-Oct,4/30/2019 17:05,"OSTRUM ASSET MANAGEMENT U.S., LLC",NEW YORK,NY,United States,10020,50,33,Y,N,N,N,N,Y,822612844
1319379,17-Oct,4/30/2019 17:13,"RICHMOND HILL INVESTMENTS, LLC",NEW YORK,NY,United States,10014,10,7,Y,N,N,N,N,Y,755723249
1320457,17-Oct,4/30/2019 17:27,"RIPOSTE CAPITAL, LLC",NEW YORK,NY,United States,10022,4,3,Y,N,N,N,N,Y,106672740
1320284,17-Oct,4/30/2019 17:35,HILL PATH CAPITAL LP,NEW YORK,NY,United States,10155,6,5,Y,N,N,N,N,Y,882458299
1318422,17-Oct,4/30/2019 17:43,"CARNICK & KUBIK GROUP, LLC",DENVER,CO,United States,80210,24,12,Y,Y,N,Y,N,Y,1204341145
1320487,17-Oct,4/30/2019 17:53,CONGRESS PARK CAPITAL  LLC,SARATOGA SPRINGS,NY,United States,12866,4,4,Y,N,N,Y,N,N,181202272
1320479,17-Oct,4/30/2019 18:01,"CARNICK & KUBIK GROUP, LLC",DENVER,CO,United States,80210,24,12,Y,Y,N,Y,N,Y,1204341145
1320391,17-Oct,4/30/2019 18:04,"FAIRHAVEN WEALTH MANAGEMENT, LLC",OAK BROOK,IL,United States,60523,8,7,Y,N,N,Y,Y,N,315102472
1318791,17-Oct,4/30/2019 18:22,STASH INVESTMENTS LLC,NEW YORK,NY,United States,10018,235,7,Y,N,Y,Y,N,N,733476824
1320534,17-Oct,4/30/2019 18:32,"SEARCY FINANCIAL SERVICES, INC.",OVERLAND PARK,KS,United States,66213-2703,7,7,Y,Y,N,Y,N,N,230055476
1318249,17-Oct,4/30/2019 18:38,"MONEDA USA, INC.",NEW YORK,NY,United States,10022,4,2,Y,N,N,N,N,Y,672892436
1320421,17-Oct,4/30/2019 19:18,MRA ASSOCIATES USA LLC,PHOENIX,AZ,United States,85018,56,27,Y,N,N,Y,N,N,2319426579
1320560,17-Oct,4/30/2019 19:46,STASH INVESTMENTS LLC,NEW YORK,NY,United States,10018,235,7,Y,N,Y,Y,N,N,733476824
1319246,17-Oct,4/30/2019 20:25,SOUTHWEST VALUE PARTNERS ENTERPRISE LLC,SAN DIEGO,CA,United States,92130-2008,33,2,Y,N,N,N,N,Y,100445814
1318238,17-Oct,4/30/2019 20:28,"SWVP FUND XV GP, LLC",SAN DIEGO,CA,United States,92130-2008,33,2,Y,N,N,N,N,Y,
1320585,17-Oct,4/30/2019 20:31,"CYPRESS WEALTH SERVICES, LLC",PALM DESERT,CA,United States,92260,15,15,Y,Y,N,Y,N,N,625093589
1318345,17-Oct,4/30/2019 20:38,SWVP FUND XVIII GP LLC,SAN DIEGO,CA,United States,92130-2008,33,2,Y,N,N,N,N,Y,
1321003,17-Oct,5/9/2019 13:02,SQUAREPOINT OPS LLC,NEW YORK,NY,United States,10019,330,172,Y,N,N,N,N,Y,15579296979
1322521,17-Oct,5/9/2019 13:15,MSH CAPITAL ADVISORS LLC,SCOTTSDALE,AZ,United States,85255-7153,14,5,Y,N,N,Y,N,N,438160857
1322537,17-Oct,5/9/2019 13:54,"SPYGLASS CAPITAL MANAGEMENT, LLC",SAN FRANCISCO,CA,United States,94129,6,4,Y,N,N,N,N,N,204652679
1322541,17-Oct,5/9/2019 14:12,"LEVEL FOUR ADVISORY SERVICES, LLC",PLANO,TX,United States,75024,135,127,Y,Y,N,Y,N,N,2253954860
1322554,17-Oct,5/9/2019 14:30,"BLUE SKY ASSET MANAGEMENT, LLC",GREENWOOD VILLAGE,CO,United States,80111,3,0,Y,N,N,N,N,N,270423900
1322572,17-Oct,5/9/2019 15:06,"OGOREK WEALTH MANAGEMENT, LLC",WILLIAMSVILLE,NY,United States,14221-4842,7,4,Y,N,N,Y,N,N,357767112
1322558,17-Oct,5/9/2019 15:10,CHURCHILL MANAGEMENT CORP,LOS ANGELES,CA,United States,90036,56,43,Y,N,N,N,N,N,5500283541
1322578,17-Oct,5/9/2019 15:12,"JCSD CAPITAL, LLC",WALNUT CREEK,CA,United States,94596,3,3,Y,N,N,N,N,Y,187667174
1323835,17-Oct,5/16/2019 13:08,"AEC HOLDINGS, L.P.",HOUSTON,TX,United States,77027-7538,7,6,Y,N,N,N,N,Y,108744281
1323756,17-Oct,5/16/2019 13:43,"BEACON HARBOR WEALTH ADVISORS, INC.",VIRGINIA BEACH,VA,United States,23452,5,3,Y,Y,N,Y,N,N,0
1308800,17-Oct,5/16/2019 13:53,CX ADVISORS,AUBURN,IN,United States,46706,8,8,Y,Y,N,Y,N,N,0
1321153,17-Oct,5/16/2019 14:02,"DIVERGENT PLANNING, LLC",BETHESDA,MD,United States,20817,5,2,Y,N,N,Y,N,N,105702586
1323770,17-Oct,5/16/2019 14:14,"J.H. ELLWOOD & ASSOCIATES, INC.",CHICAGO,IL,United States,60603,54,44,Y,N,N,Y,N,N,1048494089
1309341,17-Oct,5/16/2019 14:44,FEDERATED INTERNATIONAL SECURITIES CORP.,PITTSBURGH,PA,United States,15222-3779,11,11,N,N,N,N,N,N,
1323807,17-Oct,5/16/2019 15:07,"ROBOTTI & COMPANY ADVISORS, LLC",NEW YORK,NY,United States,10165,16,10,Y,N,N,N,N,Y,493318443
1323904,17-Oct,5/16/2019 15:31,"VIRTUE CAPITAL MANAGEMENT, LLC",BRENTWOOD,TN,United States,37027,118,103,Y,Y,N,Y,N,N,465235315
1323910,17-Oct,5/16/2019 15:35,"CLAY NORTHAM WEALTH MANAGEMENT, LLC",SEAL BEACH,CA,United States,90740,2,2,Y,N,N,N,N,N,122468143
1323917,17-Oct,5/16/2019 15:40,INNOVATIVE PORTFOLIOS LLC,INDIANAPOLIS,IN,United States,46240,16,7,Y,N,N,N,N,N,202064
1323922,17-Oct,5/16/2019 15:46,"SBAUER FUNDS, LLC",INDIANAPOLIS,IN,United States,46240,5,3,Y,N,N,N,N,N,21966350
1323932,17-Oct,5/16/2019 16:00,"PRIME CAPITAL INVESTMENT ADVISORS, LLC",OVERLAND PARK,KS,United States,66211,161,93,Y,Y,N,Y,N,Y,9275151580
1326065,17-Oct,5/29/2019 13:00,"PRIVATE ADVISOR GROUP, LLC",MORRISTOWN,NJ,United States,7960,680,677,Y,Y,Y,Y,N,N,16502150208
1317992,17-Oct,4/25/2019 14:39,NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.,WESTERLY,RI,United States,2891,15,7,Y,Y,N,Y,N,N,755900945
1317646,17-Oct,4/25/2019 14:45,HAVENS ADVISORS LLC,NEW YORK,NY,United States,10022,6,2,Y,N,N,N,N,Y,150022768
1318255,17-Oct,4/25/2019 15:31,MAGNETAR FINANCIAL LLC,EVANSTON,IL,United States,60201,219,86,Y,N,N,N,N,Y,23726442856
1318299,17-Oct,4/25/2019 15:50,"PLANNING SOLUTIONS GROUP, LLC",FULTON,MD,United States,20759,32,21,Y,Y,N,Y,N,N,1045936631
1318304,17-Oct,4/25/2019 15:55,"ACCESS FINANCIAL SERVICES, INC.",MINNEAPOLIS,MN,United States,55431,9,4,Y,Y,N,Y,N,N,273576630
1309700,17-Oct,4/25/2019 16:10,LIGHTHOUSE FINANCIAL LLC,BROOMFIELD,CO,United States,80021-8009,8,4,Y,Y,N,Y,Y,N,105492618
1318315,17-Oct,4/25/2019 16:10,"RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC",SAINT PETERSBURG,FL,United States,33716,6224,5062,Y,Y,N,Y,Y,N,1.04E+11
1318313,17-Oct,4/25/2019 16:25,"GILL CAPITAL PARTNERS, LLC",DENVER,CO,United States,80246-1710,14,7,Y,Y,N,Y,Y,N,246562150
1316886,17-Oct,4/25/2019 17:04,"WAMBOLT & ASSOCIATES, LLC",LITTLETON,CO,United States,80127,12,6,Y,Y,N,Y,N,N,199270266
1311116,17-Oct,4/25/2019 17:25,"OUTLOOK WEALTH ADVISORS, LLC",SHENANDOAH,TX,United States,77385,10,4,Y,Y,N,Y,N,N,296284540
1318377,17-Oct,4/25/2019 17:32,"WAMBOLT & ASSOCIATES, LLC",LITTLETON,CO,United States,80127,12,6,Y,Y,N,Y,N,N,199270266
1318386,17-Oct,4/25/2019 17:57,ELITE INVESTMENT TEAM LLC,SAN DIEGO,CA,United States,92101,12,12,Y,Y,N,Y,N,N,126500
1318395,17-Oct,4/25/2019 18:13,"CORDASCO FINANCIAL NETWORK, INC.",PHILADELPHIA,PA,United States,19103,13,9,Y,Y,N,Y,N,N,382664217
1317933,17-Oct,4/25/2019 20:13,"ASSET MANAGEMENT ONE CO., LTD.",TOKYO,,Japan,100-0005,955,264,Y,N,N,Y,N,Y,5.15E+11
1318441,17-Oct,4/25/2019 21:19,"THE EVERGREEN ADVANTAGE MANAGEMENT, INC.",SANTA MONICA,CA,United States,90401,4,4,Y,N,N,N,N,N,204319000
1316971,17-Oct,4/30/2019 8:50,"CRESTWOOD ADVISORS GROUP, LLC",BOSTON,MA,United States,2109,30,23,Y,N,N,Y,N,N,2629544355
1321105,17-Oct,5/3/2019 10:34,CARMENTA MANAGEMENT LLC,TAGUIG,,Philippines,1634,5,3,Y,N,N,N,N,Y,291642842
1321467,17-Oct,5/8/2019 16:55,ARMISTICE CAPITAL LLC,NEW YORK,NY,United States,10022,8,6,Y,N,N,N,N,Y,1466209000
1322284,17-Oct,5/8/2019 17:19,GLADSTONE INSTITUTIONAL ADVISORY LLC,BEDMINSTER,NJ,United States,7921,44,42,Y,Y,N,Y,N,N,613654733
1322358,17-Oct,5/8/2019 17:46,SCOGGIN MANAGEMENT LP,NEW YORK,NY,United States,10065,18,10,Y,N,N,N,N,Y,459266000
1321480,17-Oct,5/8/2019 18:12,"ARGOSY CAPITAL GROUP, INC.",WAYNE,PA,United States,19087,37,28,Y,N,N,N,N,Y,1314743908
1322369,17-Oct,5/8/2019 18:27,NCH CAPITAL INC.,NEW YORK,NY,United States,10018,90,25,Y,N,N,N,N,Y,3013659784
1322136,17-Oct,5/8/2019 21:51,"JADIAN CAPITAL, LP",NEW YORK,NY,United States,10036,10,9,Y,N,N,N,N,Y,298415759
1319307,17-Oct,5/9/2019 9:25,"FIDELITY INVESTMENTS MONEY MANAGEMENT, INC.",BOSTON,MA,United States,2210,179,134,Y,N,N,N,N,Y,8.69E+11
1327265,17-Oct,6/3/2019 9:37,PARK AVENUE SECURITIES LLC,NEW YORK,NY,United States,10004,1777,1766,Y,Y,N,Y,N,N,4022487394
1327296,17-Oct,6/3/2019 10:52,TYTON WEALTH,TOKYO,,Japan,150-0011,1,1,Y,N,N,N,N,Y,0
1325363,17-Oct,6/3/2019 10:59,"MONHEGAN CAPITAL MANAGEMENT, LLC",DARIEN,CT,United States,6820,2,2,Y,N,N,N,N,N,
1323109,17-Oct,6/19/2019 15:39,"ASHTON THOMAS PRIVATE WEALTH, LLC",SCOTTSDALE,AZ,United States,85254,14,12,Y,Y,N,N,N,N,368460274
1330347,17-Oct,6/19/2019 15:43,"DYNASTY ADVISOR GROUP, LLC",GOLD RIVER,CA,United States,95670,6,4,Y,Y,N,Y,N,N,187523917
1330360,17-Oct,6/19/2019 15:47,LANG ADVISORS LLC,COVINGTON,KY,United States,41011,10,6,Y,Y,N,Y,N,N,259312514
1319903,17-Oct,6/19/2019 16:05,"TRANSAMERICA RETIREMENT ADVISORS, LLC",ST PAUL,MN,United States,55101,416,416,Y,N,N,Y,N,N,5428131841
1330376,17-Oct,6/19/2019 16:05,"BELLATORE FINANCIAL, INC.",SAN JOSE,CA,United States,95119,4,2,Y,Y,N,Y,N,N,462385895
1325762,17-Oct,6/19/2019 16:17,"LIONSTONE PARTNERS, LLC",HOUSTON,TX,United States,77002,60,42,Y,N,N,N,N,Y,4178347217
1329576,17-Oct,6/19/2019 16:26,"REVERENCE CAPITAL PARTNERS, L.P.",NEW YORK,NY,United States,10022,14,14,Y,N,N,N,N,Y,1331089559
1330406,17-Oct,6/19/2019 16:56,"SNS FINANCIAL GROUP, LLC",MINNEAPOLIS,MN,United States,55414,25,17,Y,N,N,Y,N,N,952440011
1330409,17-Oct,6/19/2019 17:00,"BAY RIVERS GROUP, INC.",WILLIAMSBURG,VA,United States,23188,3,3,Y,Y,N,Y,N,N,118639427
1330408,17-Oct,6/19/2019 17:06,"CAMELOT ADVISORS, LLC",MAUMEE,OH,United States,43537,12,12,Y,Y,N,Y,N,N,156369702
1323405,17-Oct,6/19/2019 17:08,"DEER PARK ROAD MANAGEMENT COMPANY, LP",STEAMBOAT SPRINGS,CO,United States,80487,23,7,Y,N,N,N,N,Y,3407866489
1329800,17-Oct,6/19/2019 17:14,"SECURE ASSET MANAGEMENT, L.L.C.",TROY,MI,United States,48084,16,16,Y,Y,N,Y,N,N,193751597
1329340,17-Oct,6/19/2019 17:50,"ABACUS PLANNING GROUP, INC.",COLUMBIA,SC,United States,29205-2400,18,15,Y,Y,N,Y,N,N,1044694378
1329227,17-Oct,6/19/2019 17:55,"HALPERN FINANCIAL, INC.",ASHBURN,VA,United States,20147,10,7,Y,Y,N,N,N,N,409224166
1329978,17-Oct,6/19/2019 18:12,"ACORN FINANCIAL ADVISORY SERVICES, INC.",RESTON,VA,United States,20191,40,27,Y,Y,N,Y,N,N,810801321
1316697,17-Oct,4/22/2019 13:29,"BASEPOINT WEALTH, LLC",CEDAR RAPIDS,IA,United States,52402,13,10,Y,Y,N,Y,N,Y,218297131
1311268,17-Oct,4/22/2019 13:51,"OAK HARVEST INVESTMENT SERVICES, LLC",HOUSTON,TX,United States,77024,7,7,Y,Y,N,Y,N,N,109828932
1316725,17-Oct,4/22/2019 13:58,"RED DOOR WEALTH MANAGEMENT, LLC",MEMPHIS,TN,United States,38120,9,5,Y,N,N,Y,N,N,481029774
1316766,17-Oct,4/22/2019 14:43,"LEGACY FINANCIAL GROUP, LLC",DES MOINES,IA,United States,50312,10,10,Y,Y,N,N,N,N,376881401
1316783,17-Oct,4/22/2019 14:56,ADAMS WEALTH MANAGEMENT LLC,LOGAN,UT,United States,84321,13,9,Y,Y,N,Y,N,Y,200741643
1316785,17-Oct,4/22/2019 14:58,"BERKSHIRE MONEY MANAGEMENT, INC.",DALTON,MA,United States,1226,12,8,Y,Y,N,Y,N,N,470916995
1316807,17-Oct,4/22/2019 15:30,"DUNHILL FINANCIAL, LLC",BRUSSELS,,Belgium,1050,3,2,Y,Y,N,Y,N,N,40232978
1310266,17-Oct,4/22/2019 15:43,HONEYCOMB ASSET MANAGEMENT LP,NEW YORK,NY,United States,10022,13,7,Y,N,N,N,N,Y,986662382
1316843,17-Oct,4/22/2019 16:23,"MILESTONE FINANCIAL PLANNING, LLC",BEDFORD,NH,United States,3110,5,4,Y,Y,N,Y,N,N,182889992
1316903,17-Oct,4/22/2019 17:57,"GRACE CAPITAL MANAGEMENT, LLC",AUSTIN,TX,United States,78759,5,5,Y,N,N,N,Y,Y,136719981
1316684,17-Oct,4/22/2019 18:26,"SENDERO WEALTH MANAGEMENT, LLC",SAN ANTONIO,TX,United States,78209,28,28,Y,N,N,N,N,N,1526692455
1310122,17-Oct,4/22/2019 19:29,"MUTUAL ADVISORS, LLC",CASPER,WY,United States,82604,90,71,Y,Y,N,Y,N,N,1813927513
1316937,17-Oct,4/22/2019 22:28,"INDEPENDENT ADVISOR ALLIANCE, LLC",CHARLOTTE,NC,United States,28277,175,175,Y,Y,N,Y,N,N,4731036610
1322462,17-Oct,5/9/2019 11:23,SCOGGIN MANAGEMENT LP,NEW YORK,NY,United States,10065,18,10,Y,N,N,N,N,Y,459266000
1322468,17-Oct,5/9/2019 11:24,FSW ADVISORY SERVICES INC.,DALLAS,TX,United States,75270,5,1,Y,Y,N,N,N,N,22780000
1310029,17-Oct,4/22/2019 10:14,"RED OAK CAPITAL MANAGEMENT, INC.",CHICAGO,IL,United States,60603,6,5,Y,N,N,N,N,N,101400000
1316542,17-Oct,4/22/2019 10:44,"MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED",NEW YORK,NY,United States,10036,41217,25576,Y,N,N,Y,Y,N,7.97E+11
1316558,17-Oct,4/22/2019 10:53,ADAMS WEALTH MANAGEMENT LLC,LOGAN,UT,United States,84321,13,9,Y,Y,N,Y,N,Y,200741643
1316567,17-Oct,4/22/2019 11:14,"BERK CLEVELAND RATHMELL WEALTH STRATEGIES, LLC",VESTAVIA,AL,United States,35242-2594,7,7,Y,Y,N,Y,N,N,236826381
1311512,17-Oct,4/22/2019 11:25,"PACIFIC ADVISORY CAPITAL GROUP, LLC",LOS ANGELES,CA,United States,90071,7,4,Y,N,N,Y,N,N,121139031
1316596,17-Oct,4/22/2019 11:37,"TETON ADVISORS, INC.",RYE,NY,United States,10580-1422,5,3,Y,N,N,N,N,N,1319398877
1316603,17-Oct,4/22/2019 11:47,"NWQ INVESTMENT MANAGEMENT COMPANY, LLC",LOS ANGELES,CA,United States,90067,40,23,Y,N,N,N,N,Y,7646169882
1316618,17-Oct,4/22/2019 11:53,FINANCIAL ADVOCATES INVESTMENT MANAGEMENT,OLYMPIA,WA,United States,98502,151,139,Y,Y,N,Y,N,N,2834883974
1316590,17-Oct,4/22/2019 12:00,BEACH POINT CAPITAL MANAGEMENT LP,SANTA MONICA,CA,United States,90404,95,42,Y,N,N,N,N,Y,12460752471
1317659,17-Oct,4/24/2019 13:27,MORGAN STANLEY SMITH BARNEY LLC,PURCHASE,NY,United States,10577-2530,26000,15000,Y,N,N,Y,Y,N,7.29E+11
1309015,17-Oct,4/24/2019 13:59,GRIFFIS RESIDENTIAL INVESTMENT ADVISOR,GREENWOOD VILLAGE,CO,United States,80111,23,14,Y,N,N,N,N,N,1030967511
1317994,17-Oct,4/26/2019 8:36,"PEAK WEALTH MANAGEMENT, LLC",PLYMOUTH,MI,United States,48170,3,2,Y,Y,N,Y,N,N,121000000
1321689,17-Oct,5/17/2019 12:38,"ARVEST INVESTMENTS, INC.",LOWELL,AR,United States,72745-1515,231,214,Y,N,N,Y,N,N,1974085862
1324190,17-Oct,5/20/2019 10:50,"JEFFERIES INVESTMENT ADVISERS, LLC",NEW YORK,NY,United States,10022-4213,108,47,Y,N,Y,N,Y,Y,4610461166
1324282,17-Oct,5/20/2019 11:09,"SOVEREIGN FINANCIAL GROUP, INC.",STAMFORD,CT,United States,6902,3,3,Y,Y,N,Y,N,N,197248437
1324278,17-Oct,5/20/2019 11:21,OLD DOMINION CAPITAL MANAGEMENT INC.,CHARLOTTESVILLE,VA,United States,22902,12,9,Y,N,N,Y,N,N,748598106
1323055,17-Oct,5/22/2019 12:09,DAVID KENNON INCORPORATED,SARASOTA,FL,United States,34237,3,1,Y,N,N,N,N,N,0
1324313,17-Oct,5/22/2019 12:20,"SAVVY FINANCIAL, INC.",FRANKLIN,TN,United States,37064,3,1,Y,N,N,N,N,N,
1322654,17-Oct,5/28/2019 8:55,"STASH WEALTH, LLC",BROOKLYN,NY,United States,11249,3,3,Y,N,N,Y,N,N,18696441
1326023,17-Oct,5/29/2019 12:08,"PEOPLE'S SECURITIES, INC.",BRIDGEPORT,CT,United States,6604,550,45,Y,N,N,N,N,N,
1324017,17-Oct,5/29/2019 12:09,EFFICIENT WEALTH PARTNERS LLC,NEW YORK,NY,United States,10020,1,1,Y,Y,N,Y,N,Y,6081643
1324229,17-Oct,5/29/2019 12:23,GC ADVISORS LLC,CHICAGO,IL,United States,60606,380,127,Y,N,N,N,N,Y,45963367448
1325929,17-Oct,5/29/2019 12:48,CLARK FINANCIAL SERVICES GROUP INC,CHESTERFIELD,MO,United States,63017,7,5,Y,Y,N,N,N,N,221895803
1325941,17-Oct,5/29/2019 13:23,"MEG GREEN & ASSOCIATES, INC.",PLANTATION,FL,United States,33324,10,5,Y,Y,N,Y,N,N,583695512
1326418,17-Oct,5/31/2019 9:01,NOVAPOINT CAPITAL LLC,ATLANTA,GA,United States,30309,4,3,Y,N,N,Y,N,N,122316268
1288308,17-Oct,6/4/2019 17:07,MAVERICK REAL ESTATE PARTNERS LLC,NEW YORK,NY,United States,10017,8,7,Y,N,N,N,N,Y,280042471
1329217,17-Oct,6/13/2019 11:27,"GWM ADVISORS, LLC",BATON ROUGE,LA,United States,70809,160,124,Y,Y,N,Y,N,N,2537216896
1320675,17-Oct,6/13/2019 11:31,GEMS MANAGEMENT LIMITED,NASSAU,,"Bahamas, The",,10,5,Y,N,N,N,N,Y,86500000
1329148,17-Oct,6/13/2019 11:46,BRAINVEST WEALTH MANAGEMENT LLC,AVENTURA,FL,United States,33180,2,2,Y,N,N,N,N,Y,123361593
1328240,17-Oct,6/13/2019 12:35,"KCM INVESTMENT ADVISORS, LLC",SAN RAFAEL,CA,United States,94901,16,9,Y,N,N,N,N,N,4176564121
1329439,17-Oct,6/14/2019 7:30,"TRAJAN WEALTH, L.L.C.",SCOTTSDALE,AZ,United States,85258,32,13,Y,N,N,N,N,N,291789586
1327981,17-Oct,6/14/2019 9:25,"N.E.W. ADVISORY SERVICES, LLC",DE PERE,WI,United States,54115,15,11,Y,N,N,Y,Y,N,356927633
1329465,17-Oct,6/14/2019 10:06,GLADSTONE INSTITUTIONAL ADVISORY LLC,BEDMINSTER,NJ,United States,7921,46,44,Y,Y,N,Y,N,N,613654733
1321377,17-Oct,6/14/2019 10:27,"MONDRIAN CAPITAL MANAGEMENT, LLC",NEW YORK,NY,United States,10022,2,2,Y,N,N,N,N,Y,226225201
1330178,17-Oct,6/18/2019 20:45,"WELCH INVESTMENT GROUP, LLC",GRANTS PASS,OR,United States,97527,4,3,Y,Y,N,N,N,N,123672029
1330182,17-Oct,6/18/2019 22:01,THE WEIL COMPANY,SAN DIEGO,CA,United States,92130,25,9,Y,N,N,Y,N,Y,869556369
1330380,17-Oct,6/19/2019 16:10,GREENLEAF ADVISORS LLC,RED BANK,NJ,United States,7701,15,9,Y,N,N,Y,N,N,4535000000
1330498,17-Oct,6/20/2019 10:44,"THAYER STREET PARTNERS MANAGEMENT, LLC",NEW YORK,NY,United States,10010,6,6,Y,N,N,N,N,Y,263374923
1330528,17-Oct,6/20/2019 11:52,"FIRST REPUBLIC INVESTMENT MANAGEMENT, INC.",SAN FRANCISCO,CA,United States,94111-5602,604,283,Y,N,N,Y,N,Y,78291033820
1330553,17-Oct,6/20/2019 12:33,"STIFEL, NICOLAUS & COMPANY, INCORPORATED",ST LOUIS,MO,United States,63102,5746,3940,Y,N,N,Y,Y,N,74649055670
1330588,17-Oct,6/20/2019 13:45,"COSTA, ANDRE LUIZ FERREIRA DA","GOIANI, GOIAS",,Brazil,74280-010,2,1,Y,Y,N,Y,N,Y,
1330589,17-Oct,6/20/2019 13:47,"COSTA, ANDRE LUIZ FERREIRA DA","GOIANI, GOIAS",,Brazil,74280-010,2,1,Y,Y,N,Y,N,Y,
1330599,17-Oct,6/20/2019 14:12,"INTEGRATED FINANCIAL PLANNING, P.C.",DURANGO,CO,United States,81301,2,2,Y,Y,N,Y,N,N,109552608
1322994,17-Oct,6/20/2019 14:14,ROCK CREEK WEALTH PLANNERS AND ADVISORS LLC,SILVER SPRING,MD,United States,20910,3,3,Y,N,N,Y,N,N,0
1330324,17-Oct,6/20/2019 14:31,AGL CREDIT MANAGEMENT LP,NEW YORK,NY,United States,10036,13,6,Y,N,N,N,N,Y,650000000
1330602,17-Oct,6/20/2019 14:33,"GARRETT INVESTMENT ADVISORS, LLC",MANHATTAN,KS,United States,66502,41,40,Y,Y,N,Y,N,N,108650444
1317575,17-Oct,4/25/2019 9:19,"VIGILANT CAPITAL MANAGEMENT, LLC",PORTLAND,ME,United States,4101,23,17,Y,N,N,N,N,N,1087176244
1323817,17-Oct,5/16/2019 12:06,TANDEM WEALTH ADVISORS LLC,PHOENIX,AZ,United States,85004,5,4,Y,Y,N,Y,N,N,118000000
1323831,17-Oct,5/16/2019 12:50,"FBL WEALTH MANAGEMENT, LLC",WEST DES MOINES,IA,United States,50266,85,80,Y,N,N,Y,N,N,0
1323843,17-Oct,5/16/2019 13:13,DAVINCI FINANCIAL DESIGNS LLC,COLUMBIA,SC,United States,29206,16,16,Y,Y,N,Y,N,N,294094273
1323845,17-Oct,5/16/2019 13:18,"VISION RETIREMENT, LLC",RIDGEWOOD,NJ,United States,7450,8,3,Y,Y,N,Y,N,N,143744000
1323846,17-Oct,5/16/2019 13:25,"FIELDPOINT PRIVATE SECURITIES, LLC",GREENWICH,CT,United States,6830,50,32,Y,N,N,Y,N,N,2372761610
1317958,17-Oct,5/16/2019 14:12,FAMILYWEALTH ASSET MANAGEMENT,DALLAS,TX,United States,75201,3,2,Y,N,Y,N,N,N,247969087
1323380,17-Oct,5/16/2019 14:34,"DIASTOLE WEALTH MANAGEMENT, INC.",GUILFORD,CT,United States,6437,11,8,Y,Y,N,Y,N,N,603834884
1323885,17-Oct,5/16/2019 14:52,CONGRESS PARK CAPITAL  LLC,SARATOGA SPRINGS,NY,United States,12866,4,4,Y,N,N,Y,N,N,181202272
1323899,17-Oct,5/16/2019 15:14,"OAK ASSET MANAGEMENT, LLC",WESTLAKE VILLAGE,CA,United States,91361,4,4,Y,N,N,N,N,N,211777075
1323898,17-Oct,5/16/2019 15:18,"CHAMPION CAPITAL RESEARCH, INC.",HOUSTON,TX,United States,77057,7,3,Y,Y,N,Y,N,N,895291908
1324093,17-Oct,5/17/2019 12:53,"CORMORANT ASSET MANAGEMENT, LP",BOSTON,MA,United States,2116,7,3,Y,N,N,N,N,Y,2141576219
1323590,17-Oct,5/17/2019 13:31,"MANN FINANCIAL SERVICES, INC.",DETROIT LAKES,MN,United States,56501,3,2,Y,Y,N,Y,N,N,0
1324114,17-Oct,5/17/2019 13:42,"GARRETT INVESTMENT ADVISORS, LLC",MANHATTAN,KS,United States,66502,40,39,Y,Y,N,Y,N,N,108650444
1319641,17-Oct,5/17/2019 14:04,"BONDHOUSE ADVISERS, LLC",MIAMI,FL,United States,33180,3,1,Y,N,N,Y,N,N,0
1309292,17-Oct,5/20/2019 9:57,FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.,NEW YORK,NY,United States,10178-0002,55,43,Y,N,N,N,N,Y,15464421622
1324870,17-Oct,5/24/2019 10:33,"MADISON ADVISORY SERVICES, INC.",WHITE PLAINS,NY,United States,10604,16,12,Y,Y,N,Y,N,N,170482883
1325568,17-Oct,5/27/2019 15:02,"PHILLIPS CAPITAL ADVISORS, INC.",OKLAHOMA CITY,OK,United States,73116,25,22,Y,Y,N,Y,N,N,377475352
1308388,17-Oct,6/3/2019 13:45,"GARRETT WEALTH ADVISORY GROUP, LLC",WEATHERFORD,TX,United States,76086,11,6,Y,Y,N,Y,N,N,275405459
1327389,17-Oct,6/3/2019 14:13,TURNING POINT FINANCIAL,FREDERICK,MD,United States,21703,7,7,Y,Y,N,Y,N,N,0
1327566,17-Oct,6/4/2019 9:37,ARKADIOS WEALTH ADVISORS LLC,ATLANTA,GA,United States,30305,26,18,Y,Y,N,Y,N,N,33469774
1308801,17-Oct,4/9/2019 10:53,CASTLE WEALTH MANAGEMENT LLC,WEST PALM BEACH,FL,United States,33401,12,6,Y,Y,N,N,N,N,308008846
1308802,17-Oct,4/9/2019 10:53,IHT WEALTH MANAGEMENT LLC,CHICAGO,IL,United States,60606,153,99,Y,Y,N,N,N,N,1267880055
1308809,17-Oct,4/9/2019 10:59,ECHELON PARTNERS USA INC.,TORONTO,,Canada,M5C 2V9,8,6,Y,N,N,N,N,N,0
1308811,17-Oct,4/9/2019 11:09,SWELL INVESTING LLC,SANTA MONICA,CA,United States,90401,43,4,Y,N,N,N,N,N,33029536
1308812,17-Oct,4/9/2019 11:10,"VIRTUE CAPITAL MANAGEMENT, LLC",BRENTWOOD,TN,United States,37027,118,103,Y,Y,N,Y,N,N,465235315
1308816,17-Oct,4/9/2019 11:12,BALL & COMPANY,THOUSAND OAKS,CA,United States,91320,5,2,Y,Y,N,Y,N,N,151074847
1308598,17-Oct,4/9/2019 11:12,"ANALYTICAL RESEARCH CAPITAL MANAGEMENT, LP",NEW YORK,NY,United States,10168,4,2,Y,N,N,N,N,Y,1364102323
1308824,17-Oct,4/9/2019 11:34,"WINTHROP PARTNERS - WPA, LLC",BUFFALO,NY,United States,14203,1,1,Y,Y,N,Y,N,N,39351250
1307852,17-Oct,4/9/2019 11:36,"CROSSROADS FINANCIAL MANAGEMENT, INC.",KANSAS CITY,MO,United States,64108,3,2,Y,Y,N,N,N,N,52372304
1308837,17-Oct,4/9/2019 11:53,"COMPTON FINANCIAL GROUP, LLC",TOWSON,MD,United States,21204,13,9,Y,Y,N,Y,N,N,363519444
1303336,17-Oct,4/9/2019 11:56,"HUBBELL STRICKLAND WEALTH MANAGEMENT, LLC",NEW ORLEANS,LA,United States,70163,1,1,Y,N,N,Y,N,N,0
1308851,17-Oct,4/9/2019 12:12,"EUROCAPITAL ADVISORS, INC",MIAMI,FL,United States,33131,3,2,Y,N,N,N,N,N,99541688
1308844,17-Oct,4/9/2019 12:14,"ST. BERNARD FINANCIAL SERVICES, INC.",RUSSELLVILLE,AR,United States,72801,94,42,Y,Y,N,N,N,N,61423155
1308734,17-Oct,4/9/2019 12:19,NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC,NEW YORK,NY,United States,10019-7316,41,19,Y,N,N,N,N,Y,25195386527
1308289,17-Oct,4/9/2019 12:26,ASTOR INVESTMENT MANAGEMENT LLC,CHICAGO,IL,United States,60606,17,17,Y,N,N,N,N,N,588376203
1308842,17-Oct,4/9/2019 12:27,"MTB OF MICHIGAN, LLC",GRAND RAPIDS,MI,United States,49525,5,5,Y,Y,N,Y,N,N,106777513
1308865,17-Oct,4/9/2019 12:39,"MWA FINANCIAL SERVICES, INC.",ROCK ISLAND,IL,United States,61204-4116,718,39,Y,Y,N,Y,N,N,20468756
1308868,17-Oct,4/9/2019 12:40,"MEEDER PUBLIC FUNDS, INC.",DUBLIN,OH,United States,43017,24,20,Y,N,N,Y,N,N,13145369544
1308874,17-Oct,4/9/2019 12:46,VERUM PARTNERS LLC,CHARLOTTE,NC,United States,28207,3,3,Y,N,N,Y,N,N,0
1308877,17-Oct,4/9/2019 12:53,NORTH STAR ASSET MANAGEMENT INC,MENASHA,WI,United States,54952,15,15,Y,N,N,N,N,N,1577049019
1308835,17-Oct,4/9/2019 12:54,"NATIONAL ASSET MANAGEMENT, INC.",BOCA RATON,FL,United States,33432,268,233,Y,Y,N,Y,N,Y,2396000000
1308875,17-Oct,4/9/2019 13:00,"RAYMOND JAMES & ASSOCIATES, INC.",ST PETERSBURG,FL,United States,33716,14205,4329,Y,Y,N,Y,Y,N,1.76E+11
1310031,17-Oct,4/12/2019 15:22,CAPSTAR FINANCIAL SERVICES LLC,AUSTIN,TX,United States,78730,1,1,Y,N,N,Y,N,N,0
1310018,17-Oct,4/12/2019 15:28,ADAMS WEALTH MANAGEMENT LLC,LOGAN,UT,United States,84321,13,9,Y,Y,N,Y,N,Y,200741643
1310026,17-Oct,4/12/2019 15:38,"CAPFINANCIAL PARTNERS, LLC",RALEIGH,NC,United States,27609,515,239,Y,Y,N,Y,N,Y,2.90E+11
1310043,17-Oct,4/12/2019 15:39,"LAZARI CAPITAL MANAGEMENT, INC.",WOODLAND HILLS,CA,United States,91303,7,5,Y,N,N,Y,N,N,163570652
1310044,17-Oct,4/12/2019 15:45,"LONG POINT CAPITAL, INC",NEW YORK,NY,United States,10017,6,5,Y,N,N,Y,N,Y,252949100
1299439,17-Oct,4/12/2019 15:46,"R. STEWART EADS INVESTMENT COUNSEL, INC.",ATLANTA,GA,United States,30328,6,4,Y,N,N,Y,N,N,178406259
1309823,17-Oct,4/12/2019 15:46,"WELLS FARGO INVESTMENT INSTITUTE, INC.",CHARLOTTE,NC,United States,28202,188,100,Y,N,N,Y,N,N,5933746132
1310049,17-Oct,4/12/2019 15:54,AMERICAN RETIREMENT PLANNING GROUP INC,LAS VEGAS,NV,United States,89129,4,2,Y,Y,N,Y,N,N,163728487
1310046,17-Oct,4/12/2019 15:56,MACQUARIE INFRASTRUCTURE PARTNERS INC.,NEW YORK,NY,United States,10019,150,77,Y,N,N,N,N,Y,14077562535
1310055,17-Oct,4/12/2019 16:04,POINTE CAPITAL MANAGEMENT LLC,GROSSE POINTE FARMS,MI,United States,48236,6,6,Y,Y,N,Y,N,N,196006000
1309974,17-Oct,4/12/2019 16:16,"MAINSTAY CAPITAL MANAGEMENT, LLC",GRAND BLANC,MI,United States,48439,25,17,Y,N,N,Y,N,N,2485893458
1310005,17-Oct,4/12/2019 16:18,ALPHACORE CAPITAL LLC,LA JOLLA,CA,United States,92037,12,7,Y,N,N,N,N,N,284630813
1310068,17-Oct,4/12/2019 16:20,"RETIREMENT CAPITAL STRATEGIES, INC.",SAN JOSE,CA,United States,95129,7,4,Y,Y,N,Y,N,N,177579270
1310069,17-Oct,4/12/2019 16:24,CL WEALTH MANAGEMENT LLC,NEW YORK,NY,United States,10281,52,52,Y,Y,N,Y,N,N,242852759
1310071,17-Oct,4/12/2019 16:27,"STEWART ASSET MANAGEMENT, LLC",NEW YORK,NY,United States,10022,9,7,Y,N,N,Y,N,Y,75354201
1303624,17-Oct,4/12/2019 16:39,"RAM INVESTMENT PARTNERS, LLC",BELLEVUE,WA,United States,98004,12,8,Y,N,N,N,N,N,428528710
1310079,17-Oct,4/12/2019 16:45,"STERN CAPITAL MANAGEMENT, INC.",OLD BRIDGE,NJ,United States,8857,3,3,Y,Y,N,N,N,N,133685986
1310081,17-Oct,4/12/2019 16:52,"STERN CAPITAL MANAGEMENT, INC.",OLD BRIDGE,NJ,United States,8857,3,3,Y,Y,N,N,N,N,133685986
1309979,17-Oct,4/12/2019 16:53,VERUM PARTNERS LLC,CHARLOTTE,NC,United States,28207,3,3,Y,N,N,Y,N,N,0
1311217,17-Oct,4/17/2019 20:35,"RB CAPITAL MANAGEMENT, LLC",FRESNO,CA,United States,93704,12,11,Y,Y,N,Y,N,N,314837956
1311221,17-Oct,4/17/2019 21:44,ZEAL ASSET MANAGEMENT LIMITED,HONG KONG,,Hong Kong,,23,17,Y,N,N,N,N,Y,1041231594
1311233,17-Oct,4/18/2019 8:09,"QS INVESTORS, LLC",NEW YORK,NY,United States,10022,70,48,Y,N,N,Y,N,Y,20180590978
1311238,17-Oct,4/18/2019 8:47,MACRO CONSULTING GROUP LLC,PARSIPPANY,NJ,United States,7054,17,6,Y,Y,N,Y,N,N,396000000
1309395,17-Oct,4/18/2019 8:56,"TEXAS CAPITAL BANK WEALTH MANAGEMENT SERVICES, INC.",DALLAS,TX,United States,75201,22,16,Y,N,N,N,N,N,1109442708
1310656,17-Oct,4/18/2019 9:00,"CAPE INVESTMENT ADVISORY, INC.",MCDONOUGH,GA,United States,30253,42,42,Y,Y,N,Y,N,N,173215391
1311242,17-Oct,4/18/2019 9:22,LISANTI CAPITAL GROWTH LLC,NEW YORK,NY,United States,10016,7,3,Y,N,N,N,N,N,283516239
1310733,17-Oct,4/18/2019 9:41,"PRUDENTIAL PRIVATE PLACEMENT INVESTORS, L.P.",NEWARK,NJ,United States,7102,183,183,Y,N,N,N,N,N,17328211366
1310683,17-Oct,4/18/2019 9:43,IRON TRIANGLE PARTNERS LP,NEW YORK,NY,United States,10017,6,3,Y,N,N,N,N,Y,0
1311253,17-Oct,4/18/2019 9:45,"THURSTON SPRINGER ADVISORS, LLC",INDIANAPOLIS,IN,United States,46240,44,44,Y,Y,N,Y,Y,N,561668555
1311258,17-Oct,4/18/2019 9:48,"THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.",INDIANAPOLIS,IN,United States,46240,83,45,Y,Y,N,Y,Y,N,561668555
1311112,17-Oct,4/18/2019 9:51,"BHK SECURITIES, LLC",BIRMINGHAM,AL,United States,35209-8803,10,7,Y,N,N,N,Y,N,155404207
1311249,17-Oct,4/18/2019 9:56,"CORDA INVESTMENT MANAGEMENT, LLC",HOUSTON,TX,United States,77024-1626,19,15,Y,N,N,N,N,N,1072000000
1311153,17-Oct,4/18/2019 9:58,"BHK INVESTMENT ADVISORS, LLC",BIRMINGHAM,AL,United States,35209-8803,10,7,Y,N,N,Y,N,N,619339480
1311261,17-Oct,4/18/2019 10:00,"RK CAPITAL MANAGEMENT, LLC",DENVER,CO,United States,80206-5619,11,6,Y,N,N,N,N,Y,547321400
1306826,17-Oct,4/18/2019 10:07,ADDISON ADVISORS LLC,MIDDLEBURY,VT,United States,5753,5,2,Y,N,N,N,N,N,117995988
1309270,17-Oct,4/18/2019 10:11,"LAKE STREET FINANCIAL, LLC",CHICAGO,IL,United States,60606,5,4,Y,Y,N,Y,N,N,265798109
1320298,17-Oct,4/30/2019 16:02,"BLUE ROAD MANAGEMENT, L.P.",NEW YORK,NY,United States,10022,8,5,Y,N,N,N,N,Y,674895503
1320307,17-Oct,4/30/2019 16:04,"DORCHESTER PRIVATE EQUITY MANAGEMENT, LLC",LOS ANGELES,CA,United States,90025,14,10,Y,N,N,N,N,Y,834800000
1319816,17-Oct,4/30/2019 16:05,1505 CAPITAL LLC,NEW YORK,NY,United States,10005,3,2,Y,N,N,N,N,Y,30578900
1320346,17-Oct,4/30/2019 16:06,GROVE ADVISORS LLC,SAN FRANCISCO,CA,United States,94107,17,8,Y,N,N,N,N,N,4000000
1319997,17-Oct,4/30/2019 16:21,"LINCOLN PEAK CAPITAL MANAGEMENT, LLC",BOSTON,MA,United States,2115,7,4,Y,N,N,N,N,Y,409413122
1318578,17-Oct,4/30/2019 16:23,HEITMAN INTERNATIONAL LLC,LONDON,,United Kingdom,W1S 1 YQ,81,31,Y,N,N,Y,N,Y,
1320384,17-Oct,4/30/2019 16:26,WILMINGTON FUNDS MANAGEMENT CORPORATION,WILMINGTON,DE,United States,19890-0001,64,64,Y,N,N,N,N,N,10798354675
1318244,17-Oct,4/30/2019 16:33,ALINDA CAPITAL PARTNERS LTD,GREENWICH,CT,United States,6830,35,21,Y,N,N,N,N,Y,5448519718
1308703,17-Oct,4/30/2019 16:33,"AMUSSEN, HUNSAKER & ASSOCIATES, LLC",SALT LAKE CITY,UT,United States,84111,9,4,Y,Y,N,N,N,N,189519449
1320395,17-Oct,4/30/2019 16:34,"IBN FINANCIAL SERVICES, INC.",LIVERPOOL,NY,United States,13088,8,1,Y,Y,N,N,N,N,41449144
1318692,17-Oct,4/30/2019 16:43,"TISHMAN SPEYER PROPERTIES, L.P.",NEW YORK,NY,United States,10111,550,128,Y,N,N,Y,N,Y,14977244212
1320326,17-Oct,4/30/2019 16:50,"SIRIOS CAPITAL MANAGEMENT, L.P.",BOSTON,MA,United States,2110,25,17,Y,N,N,N,N,Y,2214339881
1320423,17-Oct,4/30/2019 16:54,CARMICHAEL HILL & ASSOCIATES INC,GAITHERSBURG,MD,United States,20877,5,5,Y,Y,N,Y,N,N,175789126
1320417,17-Oct,4/30/2019 16:59,"TISHMAN SPEYER PROPERTIES, L.P.",NEW YORK,NY,United States,10111,550,128,Y,N,N,Y,N,Y,14977244212
1320084,17-Oct,4/30/2019 17:00,"SP INVESTMENTS MANAGEMENT, LLC",MENLO PARK,CA,United States,94025,8,4,Y,N,N,N,N,N,162761630
1320430,17-Oct,4/30/2019 17:03,"FRONTIER WEALTH MANAGEMENT, LLC",KANSAS CITY,MO,United States,64111,45,26,Y,Y,N,Y,N,Y,2226195765
1319558,17-Oct,4/30/2019 17:14,"JMC MANAGEMENT, LLC",BOSTON,MA,United States,2109,14,12,Y,N,N,N,N,Y,411703000
1320355,17-Oct,4/30/2019 17:23,HSBC SECURITIES (USA) INC.,NEW YORK,NY,United States,10017,1017,216,Y,N,N,Y,N,Y,3376711516
1320456,17-Oct,4/30/2019 17:47,PEAK ROCK CAPITAL LLC,AUSTIN,TX,United States,78738,39,39,Y,N,N,N,N,Y,2023966663
1320139,17-Oct,4/30/2019 17:52,"APOLLO MANAGEMENT, L.P.",NEW YORK,NY,United States,10019,1010,410,Y,N,N,N,N,Y,65894631781
1320492,17-Oct,4/30/2019 17:56,"TAP CONSULTING, LLC",KIRKWOOD,MO,United States,63122,12,8,Y,Y,N,Y,N,N,292000000
1320498,17-Oct,4/30/2019 18:01,"HAMILTON WEALTH, LLC",ENCINO,CA,United States,91436,3,2,Y,N,N,N,N,N,153505372
1319477,17-Oct,4/30/2019 18:04,BALMORAL MANAGEMENT II L.P.,LOS ANGELES,CA,United States,90025-3988,7,4,Y,N,N,N,N,Y,454956115
1317281,17-Oct,4/30/2019 18:07,"CAPITAL FIDUCIARY ADVISORS, LLC",RESTON,VA,United States,20191,1,1,Y,Y,N,Y,N,N,147230114
1320511,17-Oct,4/30/2019 18:10,"MONECO ADVISORS, LLC",FAIRFIELD,CT,United States,6824,21,17,Y,Y,N,Y,N,N,338796626
1320515,17-Oct,4/30/2019 18:18,EPSTEIN AND WHITE FINANCIAL LLC,SAN DIEGO,CA,United States,92131,17,11,Y,N,N,Y,N,N,317982194
1321556,17-Oct,5/10/2019 8:38,"INTREPID FINANCIAL PLANNING GROUP, LLC",CARMEL,IN,United States,46032,3,3,Y,N,N,N,N,N,225069181
1323012,17-Oct,5/13/2019 12:02,ERG ASSET MANAGEMENT LLC,NORWALK,CT,United States,6854,3,2,N,N,N,Y,N,N,16938551
1323024,17-Oct,5/13/2019 12:36,"GREAT-WEST CAPITAL MANAGEMENT, LLC",GREENWOOD  VILLAGE,CO,United States,80111,142,48,Y,N,N,N,N,N,39548890658
1323027,17-Oct,5/13/2019 12:41,"NEWTYN MANAGEMENT, LLC",NEW YORK,NY,United States,10022-9409,10,7,Y,N,N,N,N,Y,1226398000
1323038,17-Oct,5/13/2019 12:50,CERITY PARTNERS LLC,NEW YORK,NY,United States,10017,164,87,Y,Y,N,Y,N,Y,19657709637
1323030,17-Oct,5/13/2019 12:50,"ADVANCE WEALTH MANAGEMENT SERVICE, LLC",GRAND RAPIDS,MI,United States,49546,1,1,Y,Y,N,Y,N,N,0
1323043,17-Oct,5/13/2019 12:52,"ETHIKA INVESTMENTS, LLC",SANTA MONICA,CA,United States,90401,2,0,Y,N,N,N,N,Y,18927000
1323047,17-Oct,5/13/2019 12:57,"D.B. WEALTH MANAGEMENT GROUP, LLC",SAN DIEGO,CA,United States,92108-4340,3,3,Y,Y,N,Y,N,N,139916857
1323014,17-Oct,5/13/2019 12:57,"TETON ADVISORS, INC.",RYE,NY,United States,10580-1422,5,3,Y,N,N,N,N,N,1319398877
1323002,17-Oct,5/13/2019 13:02,"EMPEROR INVESTMENTS, INC.",GUELPH,,Canada,N1G2W1,7,4,Y,N,N,N,N,N,621000
1317886,17-Oct,5/13/2019 13:03,PROCUREAM LLC,LEVITTOWN,PA,United States,19056,3,1,Y,N,N,N,N,N,2551090
1323054,17-Oct,5/13/2019 13:18,"LL FUNDS, LLC",PHILADELPHIA,PA,United States,19104-7341,15,7,Y,N,N,N,N,Y,1579222881
1323056,17-Oct,5/13/2019 13:25,"CAERUS INVESTORS, LLC",NEW YORK,NY,United States,10022-1808,4,4,Y,N,N,N,N,Y,217534319
1323063,17-Oct,5/13/2019 13:33,BORDEAUX WEALTH ADVISORS LLC,MENLO PARK,CA,United States,94025,12,10,Y,N,N,Y,N,N,2133451259
1323065,17-Oct,5/13/2019 13:37,"BANKERS LIFE ADVISORY SERVICES, INC.",CHICAGO,IL,United States,60601,203,203,Y,N,N,N,N,N,324008853
1323069,17-Oct,5/13/2019 13:46,"CLEAR CREEK FINANCIAL MANAGEMENT, LLC",SILVERDALE,WA,United States,98383,17,17,Y,Y,N,Y,N,N,257414816
1307616,17-Oct,5/13/2019 13:53,AVALON ADVISORS LLC,HOUSTON,TX,United States,77019-7124,65,44,Y,N,N,N,N,Y,7388558648
1323083,17-Oct,5/13/2019 14:07,WEALTHEDGE INVESTMENT ADVISORS LLC,NEW YORK,NY,United States,10016,4,3,Y,N,N,N,N,N,157490068
1323092,17-Oct,5/13/2019 14:28,COMPENDIUM FINANCE LLC,HERDON,VA,United States,20171,4,1,N,N,N,Y,N,N,0
1323093,17-Oct,5/13/2019 14:32,"DEAN WEALTH PARTNERS, LLC",AUSTIN,TX,United States,78731,5,2,Y,Y,N,Y,N,N,26000000
1322603,17-Oct,5/13/2019 14:45,URSA FUND MANAGEMENT LLC,ORINDA,CA,United States,94563,2,2,N,N,N,N,N,Y,716087398
1322973,17-Oct,5/13/2019 14:53,ADI CAPITAL MANAGEMENT LLC,NEW YORK,NY,United States,10017,3,2,Y,N,N,N,N,Y,140561108
1321931,17-Oct,5/13/2019 14:58,"ODYSSEY WEALTH, LLC",SEVILLA,,Spain,41003,1,1,Y,N,N,N,N,N,1100000
1321361,17-Oct,5/3/2019 13:29,BLACKSTONE PROPERTY ADVISORS L.P.,NEW YORK,NY,United States,10154,368,265,Y,N,N,N,N,Y,36993719612
1320738,17-Oct,5/3/2019 13:59,MANTLE RIDGE LP,NEW YORK,NY,United States,10022,4,2,Y,N,N,N,N,Y,2742039316
1321430,17-Oct,5/3/2019 14:24,"360 FINANCIAL, INC.",MINNEAPOLIS,MN,United States,55408,14,6,Y,Y,N,Y,N,N,235765580
1321426,17-Oct,5/3/2019 14:38,"QUILVEST MANAGEMENT, LLC",NEW YORK,NY,United States,10022,30,24,Y,N,N,N,N,Y,3458278467
1309882,17-Oct,5/3/2019 14:46,WEALTHCARE CAPITAL MANAGEMENT LLC,RICHMOND,VA,United States,23219,57,34,Y,Y,N,Y,N,N,1264008596
1321315,17-Oct,5/3/2019 14:57,ONCAP MANAGEMENT PARTNERS L.P.,TORONTO,,Canada,M5J 2S1,102,21,Y,N,N,N,N,Y,1993000000
1308632,17-Oct,5/3/2019 15:20,U.S. INSTITUTIONAL CORPORATION,ST. LOUIS,MO,United States,63141,4,4,N,N,N,Y,N,N,
1321464,17-Oct,5/3/2019 15:43,"KAIZEN FINANCIAL STRATEGIES, LLC",CAMPBELL,CA,United States,95008,4,4,Y,Y,N,Y,N,N,74924144
1321470,17-Oct,5/3/2019 15:55,"THOMPSON CAPITAL MANAGEMENT, LLC",INDIAN HEAD PARK,IL,United States,60525,2,2,Y,N,N,N,N,Y,0
1321401,17-Oct,5/3/2019 16:00,"CIBC PRIVATE WEALTH ADVISORS, INC.",CHICAGO,IL,United States,60606,441,117,Y,N,N,Y,N,Y,22364836090
1321381,17-Oct,5/3/2019 16:14,"ULLICO INVESTMENT ADVISORS, INC.",SILVER SPRING,MD,United States,20910,42,21,Y,N,N,N,N,N,2924936506
1321354,17-Oct,5/3/2019 16:28,PRIVET FUND MANAGEMENT LLC,ATLANTA,GA,United States,30305,5,3,Y,N,N,N,N,Y,211022005
1321277,17-Oct,5/3/2019 16:43,"ALTRIUS CAPITAL MANAGEMENT, INC.",NEW BERN,NC,United States,28562,8,5,Y,N,N,N,N,N,309612184
1321498,17-Oct,5/3/2019 16:54,"NEWPORT GROUP CONSULTING, LLC",LAKE MARY,FL,United States,32746,32,22,Y,N,N,Y,N,N,2722513812
1321497,17-Oct,5/3/2019 16:55,"CONCENTRUM WEALTH MANAGEMENT, LLC",SAN JOSE,CA,United States,95138,7,2,Y,Y,N,Y,N,N,162163869
1323501,17-Oct,5/15/2019 13:10,GLOBAL PARTNERSHIPS,SEATTLE,WA,United States,98101,30,22,Y,N,N,N,N,N,128761518
1324200,17-Oct,5/17/2019 18:36,"WELCH INVESTMENT GROUP, LLC",GRANTS PASS,OR,United States,97527,4,3,Y,Y,N,N,N,N,123672029
1324521,17-Oct,5/21/2019 7:48,"FIDUCIARY INVESTMENT MANAGEMENT INTERNATIONAL, INC.",WASHINGTON,DC,United States,20036,5,1,Y,N,N,N,N,N,695558502
1324823,17-Oct,5/22/2019 10:32,"CAPITAL ADVISORS, LTD., LLC",SHAKER HEIGHTS,OH,United States,44122,13,10,Y,Y,N,Y,N,N,701597454
1324827,17-Oct,5/22/2019 10:36,"TATRO CAPITAL, LLC",LEXINGTON,KY,United States,40504,5,3,Y,N,N,Y,N,Y,144269224
1310741,17-Oct,4/24/2019 12:39,"GREAT OAK CAPITAL PARTNERS, LLC",EASTON,MA,United States,2375,3,2,Y,Y,N,Y,N,N,109500000
1318975,17-Oct,5/1/2019 11:12,"SPRUCE POINT CAPITAL MANAGEMENT, LLC",NEW YORK,NY,United States,10019,3,2,Y,N,N,N,N,Y,183113311
1321070,17-Oct,5/4/2019 12:40,"CONVERGENCE FINANCIAL, LLC",COLUMBIA,MO,United States,65203,9,5,Y,Y,N,Y,N,N,
1322415,17-Oct,5/9/2019 10:01,SKYOAK WEALTH LLC,LAS VEGAS,NV,United States,89145,14,13,Y,Y,N,Y,N,N,454131320
1322449,17-Oct,5/9/2019 10:51,CENTENNIAL SECURITIES COMPANY INC,GRAND RAPIDS,MI,United States,49546,40,35,Y,Y,N,Y,N,N,525024938
1323248,17-Oct,5/14/2019 10:54,PLAN CONFIDENCE CORPORATION,SARASOTA,FL,United States,34231,32,1,N,N,N,Y,N,N,
1323858,17-Oct,5/16/2019 14:24,"ROBUSTWEALTH, INC.",LAMBERTVILLE,NJ,United States,8530,66,33,Y,N,N,N,N,N,827942797
1323883,17-Oct,5/16/2019 14:48,"EXCEL WEALTH MANAGEMENT, LLC",ROCKY HILL,CT,United States,6067,3,3,Y,Y,N,Y,N,N,306298542
1323691,17-Oct,5/16/2019 15:31,"SALZINGER SHEAFF BROCK, LLC",INDIANAPOLIS,IN,United States,46240,7,3,Y,N,N,N,N,N,153419841
1323911,17-Oct,5/16/2019 15:35,"SBAUER FUNDS, LLC",INDIANAPOLIS,IN,United States,46240,5,3,Y,N,N,N,N,N,21966350
1323914,17-Oct,5/16/2019 15:38,"SHEAFF BROCK INVESTMENT ADVISORS, LLC",INDIANAPOLIS,IN,United States,46240,28,17,Y,N,N,N,N,N,845958523
1323920,17-Oct,5/16/2019 15:44,"TRUST ADVISORS, LLC",INDIANAPOLIS,IN,United States,46240,3,2,Y,N,N,N,N,N,0
1322820,17-Oct,5/16/2019 15:53,"AMERIPRISE FINANCIAL SERVICES, INC.",MINNEAPOLIS,MN,United States,55402,13718,12962,Y,Y,N,Y,N,N,2.48E+11
1320194,17-Oct,5/16/2019 16:02,STEINBERG INDIA ADVISORS PRIVATE LIMITED,"MUMBAI, MH",,India,4000021,8,6,N,N,N,N,N,N,
1322429,17-Oct,5/16/2019 16:17,SUN LIFE INSTITUTIONAL INVESTMENTS (U.S.) LLC,WELLESLEY HILLS,MA,United States,02481-5699,79,76,Y,N,N,Y,N,N,35493357149
1323374,17-Oct,5/16/2019 16:25,"INFINITY CAPITAL ADVISORS, LLC",ATLANTA,GA,United States,30309,11,4,Y,N,N,N,N,Y,584609684
1323948,17-Oct,5/16/2019 16:48,"SEABRIDGE WEALTH MANAGEMENT, LLC",ST. PETERSBURG,FL,United States,33701,6,4,Y,N,N,Y,N,N,323819376
1323951,17-Oct,5/16/2019 16:57,AGL CREDIT MANAGEMENT LP,NEW YORK,NY,United States,10036,13,6,Y,N,N,N,N,Y,650000000
1323958,17-Oct,5/16/2019 17:18,CARMICHAEL HILL & ASSOCIATES INC,GAITHERSBURG,MD,United States,20877,5,5,Y,Y,N,Y,N,N,175789126
1323954,17-Oct,5/16/2019 17:39,"MAINLINE PRIVATE WEALTH, LLC",WYNNEWOOD,PA,United States,19096,11,11,Y,N,N,Y,N,N,560913885
1323970,17-Oct,5/16/2019 17:58,"THE WATCHMAN GROUP, INC.",PLANO,TX,United States,75093,7,6,Y,Y,N,Y,N,N,227309547
1323960,17-Oct,5/16/2019 17:59,"ACRES CAPITAL, LLC",WESTBURY,NY,United States,11590,27,6,Y,N,N,Y,N,Y,503668119
1323971,17-Oct,5/16/2019 18:11,DALTON INVESTMENTS LLC,SANTA MONICA,CA,United States,90404,42,17,Y,N,N,N,N,Y,3670965406
1323982,17-Oct,5/16/2019 19:46,"FINANCIALADVICE4ME, LLC",BUENA VISTA,CO,United States,81211,3,2,Y,N,N,Y,N,N,0
1309559,17-Oct,5/16/2019 21:52,"SOWELL FINANCIAL SERVICES, LLC",NORTH LITTLE ROCK,AR,United States,72118,95,70,Y,Y,N,Y,N,N,1960636861
1309829,17-Oct,5/15/2019 11:18,"VANGUARD ADVISERS, INC.",MALVERN,PA,United States,19355,984,937,Y,N,N,Y,N,N,1.61E+11
1323006,17-Oct,5/15/2019 11:38,"ROCKWOOD WEALTH MANAGEMENT, LLC",NEW HOPE,PA,United States,18938,17,14,Y,Y,N,Y,N,N,672197801
1323551,17-Oct,5/15/2019 11:59,"CLARFELD FINANCIAL ADVISORS, LLC",TARRYTOWN,NY,United States,10591,80,40,Y,Y,N,Y,N,N,6103000000
1323540,17-Oct,5/15/2019 12:06,INNOVATIVE PORTFOLIOS LLC,INDIANAPOLIS,IN,United States,46240,16,7,Y,N,N,N,N,N,202064
1323342,17-Oct,5/15/2019 12:43,"PINNACLE HOLDINGS, LLC",TULSA,OK,United States,74120,11,7,Y,Y,N,N,N,Y,448183679
1323572,17-Oct,5/15/2019 13:06,"STOKES & HUBBELL CAPITAL MANAGEMENT, LLC",NEW ORLEANS,LA,United States,70163,9,7,Y,N,N,Y,N,N,1232846927
1323577,17-Oct,5/15/2019 13:17,"ONEK FINANCIAL, INC.",BALTIMORE,MD,United States,21202,45,11,Y,N,N,Y,N,N,43702872
1323300,17-Oct,5/15/2019 13:43,"ALEXANDRIA CAPITAL, LLC",ARLINGTON,VA,United States,22209,20,12,Y,Y,N,Y,N,N,964732127
1323617,17-Oct,5/15/2019 14:54,"ST. BERNARD FINANCIAL SERVICES, INC.",RUSSELLVILLE,AR,United States,72801,47,42,Y,Y,N,N,N,N,61423155
1322564,17-Oct,5/15/2019 15:08,BLAKESLEE & BLAKESLEE FINANCIAL ADVISERS INC.,SAN LUIS OBISPO,CA,United States,93401,7,6,Y,Y,N,N,N,N,109238470
1323633,17-Oct,5/15/2019 15:26,"DISCIPLINE ADVISORS, INC.",MANKATO,MN,United States,56001,10,3,Y,N,N,N,Y,N,121671964
1322694,17-Oct,5/15/2019 15:38,"T. ROWE PRICE ADVISORY SERVICES, INC.",BALTIMORE,MD,United States,21202,44,18,N,N,N,Y,N,N,381512208
1323649,17-Oct,5/15/2019 15:58,"ADVISORY SERVICES NETWORK, LLC",ATLANTA,GA,United States,30328,132,119,Y,Y,N,Y,N,N,2486058337
1323654,17-Oct,5/15/2019 16:07,"SWEENEY & MICHEL, LLC",CHICO,CA,United States,95928,5,4,Y,Y,N,Y,N,N,306857857
1323647,17-Oct,5/15/2019 16:18,CONSULTIVA INTERNACIONAL INC,GUAYNABO,PR,United States,968,22,13,Y,Y,N,Y,N,N,1372203378
1323677,17-Oct,5/15/2019 16:50,"CONSULTIVA WEALTH MANAGEMENT, CORP.",GUAYNABO,PR,United States,968,22,13,Y,Y,N,Y,N,N,1372203378
1323681,17-Oct,5/15/2019 17:00,"TORTOISE INVESTMENT MANAGEMENT, LLC",WHITE PLAINS,NY,United States,10604,16,11,Y,N,N,Y,N,N,953114685
1322303,17-Oct,5/15/2019 17:06,ENDEAVOUR CAPITAL ADVISORS INC.,GREENWICH,CT,United States,6830,12,6,Y,N,N,N,N,Y,946729074
1324889,17-Oct,5/22/2019 12:45,"DOMINION PORTFOLIO MANAGEMENT, INC.",HORSESHOE BAY,TX,United States,78657,28,28,Y,N,N,N,N,N,106410430
1324874,17-Oct,5/22/2019 13:10,NCH CAPITAL INC.,NEW YORK,NY,United States,10018,90,25,Y,N,N,N,N,Y,3013659784
1324915,17-Oct,5/22/2019 13:48,"CLEAR CREEK FINANCIAL MANAGEMENT, LLC",SILVERDALE,WA,United States,98383,17,17,Y,Y,N,Y,N,N,257414816
1324364,17-Oct,5/22/2019 13:56,"CMC ADVISORS, INC.",NEW YORK,NY,United States,10004,4,2,N,N,N,N,N,N,
1324934,17-Oct,5/22/2019 14:36,"WECHTER FELDMAN WEALTH MANAGEMENT, INC.",PARSIPPANY,NJ,United States,7054,7,4,Y,Y,N,Y,N,N,274663323
1324040,17-Oct,5/22/2019 14:54,"STOKES & HUBBELL CAPITAL MANAGEMENT, LLC",NEW ORLEANS,LA,United States,70163,9,7,Y,N,N,Y,N,N,1232846927
1324443,17-Oct,5/22/2019 15:05,"EQUINUM, LLC",BROOKLYN,NY,United States,11218,3,3,Y,N,N,N,N,N,0
1324950,17-Oct,5/22/2019 15:16,"SOWELL FINANCIAL SERVICES, LLC",NORTH LITTLE ROCK,AR,United States,72118,95,70,Y,Y,N,Y,N,N,1960636861
1320593,17-Oct,4/30/2019 20:47,SOFI WEALTH LLC,SAN FRANCISCO,CA,United States,94129,20,20,N,N,N,N,N,N,79436845
1319761,17-Oct,4/30/2019 21:57,"ELION PARTNERS, LLC",AVENTURA,FL,United States,33180,17,11,Y,N,N,Y,N,Y,471846000
1320663,17-Oct,5/1/2019 10:21,"CHATHAM CREDIT MANAGEMENT III, LLC",ATLANTA,GA,United States,30309,16,12,Y,N,N,N,N,Y,297653512
1320106,17-Oct,5/1/2019 10:45,"AXA ADVISORS, LLC",NEW YORK,NY,United States,10104,5930,3538,Y,Y,N,Y,N,N,14671064923
1321130,17-Oct,5/2/2019 17:09,"EDGE PRINCIPAL ADVISORS, LLC",NEW YORK,NY,United States,10019-5905,17,14,Y,N,N,N,N,Y,1305972297
1321242,17-Oct,5/2/2019 18:59,"TOWERPOINT WEALTH, LLC",SACRAMENTO,CA,United States,95814,6,4,Y,Y,N,Y,N,N,193085030
1320746,17-Oct,5/16/2019 12:25,"SQUARE 1 ASSET MANAGEMENT, INC.",SAN FRANCISCO,CA,United States,94107,5,4,Y,N,N,N,N,N,1451757256
1323415,17-Oct,5/19/2019 16:32,VESTMENT FINANCIAL LLC,CHANHASSEN,MN,United States,55317,9,3,Y,Y,N,Y,N,N,55630897
1327069,17-Oct,5/31/2019 12:53,GLADSTONE INSTITUTIONAL ADVISORY LLC,BEDMINSTER,NJ,United States,7921,46,44,Y,Y,N,Y,N,N,613654733
1323765,17-Oct,5/29/2019 13:37,KLH CAPITAL,TAMPA,FL,United States,33606,10,8,Y,N,N,N,N,Y,132908771
1326087,17-Oct,5/29/2019 13:48,"ABG CONSULTANTS, LLC",SALT LAKE CITY,UT,United States,84047,5,5,Y,Y,N,Y,N,N,318340195
1326093,17-Oct,5/29/2019 13:53,"STONNINGTON GROUP, LLC",WOODLAND HILLS,CA,United States,91364,5,3,Y,N,N,Y,Y,N,257400000
1326121,17-Oct,5/29/2019 14:24,"DRUM HILL CAPITAL, LLC",NORWALK,CT,United States,06854-1907,3,2,Y,Y,N,Y,N,N,147712674
1326133,17-Oct,5/29/2019 14:38,CORNERMAP LLC,ATLANTA,GA,United States,30309,7,2,Y,N,N,N,N,N,0
1316850,17-Oct,5/29/2019 14:44,"ACORN FINANCIAL ADVISORY SERVICES, INC.",RESTON,VA,United States,20191,39,26,Y,Y,N,Y,N,N,810801321
1325183,17-Oct,5/29/2019 14:56,PEGASUS ASSET MANAGEMENT INC,MONTEBELLO,NY,United States,10901,5,3,Y,N,N,N,N,N,225917979
1326120,17-Oct,5/29/2019 15:02,SSI INVESTMENT MANAGEMENT INC.,BEVERLY HILLS,CA,United States,90210,36,12,Y,N,N,N,N,Y,1942389000
1324275,17-Oct,5/29/2019 15:18,"SV HEALTH INVESTORS, LLC",BOSTON,MA,United States,2108,25,13,Y,N,N,N,N,Y,1722925843
1325890,17-Oct,5/29/2019 15:56,"BLACKROCK FINANCIAL MANAGEMENT, INC",NEW YORK,NY,United States,10055,4147,861,Y,N,N,Y,N,Y,8.33E+11
1323085,17-Oct,5/29/2019 16:14,AEQUIM ALTERNATIVE INVESTMENTS LP,MILL VALLEY,CA,United States,94941,7,3,Y,N,N,N,N,Y,316348559
1326159,17-Oct,5/29/2019 16:47,"ANGELO, GORDON & CO., L.P.",NEW YORK,NY,United States,10167,393,161,Y,N,N,N,N,Y,45672362939
1326271,17-Oct,5/29/2019 18:01,"OSP, LLC",EDINA,MN,United States,55424,19,9,Y,N,N,N,N,Y,1285387725
1326303,17-Oct,5/29/2019 19:58,"BERNHARDT WEALTH MANAGEMENT, INC.",MCLEAN,VA,United States,22102,7,6,Y,Y,N,Y,N,N,398913912
1326170,17-Oct,5/29/2019 21:47,SGIM INC.,NEW YORK,NY,United States,10004,2,2,Y,N,N,N,N,Y,6556601
1325537,17-Oct,6/3/2019 11:37,"MONTICELLO ASSET MANAGEMENT, LLC",NEW YORK,NY,United States,10017-9103,20,11,Y,N,N,N,N,Y,891664324
1327326,17-Oct,6/3/2019 12:00,"GALLATIN & COMPANY, LLC",VERO BEACH,FL,United States,32963,2,2,Y,N,N,Y,N,N,98878707
1326695,17-Oct,6/3/2019 12:01,"TRIAN FUND MANAGEMENT, L.P.",NEW YORK,NY,United States,10017-1217,37,15,Y,N,N,N,N,Y,9822158355
1327268,17-Oct,6/3/2019 12:25,EACM ADVISORS LLC,NORWALK,CT,United States,6854,22,6,Y,N,N,N,N,Y,617081887
1327355,17-Oct,6/3/2019 12:45,CLARIVEST ASSET MANAGEMENT LLC,SAN DIEGO,CA,United States,92130,23,13,Y,N,N,N,N,Y,6742900000
1327363,17-Oct,6/3/2019 13:05,"TREIBERG WEALTH MANAGEMENT, INC.",TUCSON,AZ,United States,85718,5,3,Y,Y,N,Y,N,N,104717857
1327405,17-Oct,6/3/2019 14:23,"SADDOCK WEALTH, LLC",DALLAS,TX,United States,75254,4,2,N,Y,N,N,N,N,98900000
1327421,17-Oct,6/3/2019 14:54,"BLACKRIDGE ASSET MANAGEMENT, LLC",WILLIAMSVILLE,NY,United States,14221,46,40,Y,Y,N,Y,N,N,54239793
1327441,17-Oct,6/6/2019 8:55,"ALLEGIANT REAL ESTATE CAPITAL, LP",NEW YORK,NY,United States,10022,15,14,Y,N,N,N,N,Y,1118341871
1328044,17-Oct,6/6/2019 9:44,"CYPRESS CAPITAL MANAGEMENT, LLC",SHERIDAN,WY,United States,82801,4,3,Y,N,N,Y,N,N,114827080
1322421,17-Oct,5/9/2019 9:53,FIRST FINANCIAL ADVISORY SERVICES INC,WESTERLY,RI,United States,2891,6,5,Y,Y,N,Y,Y,N,154281808
1322391,17-Oct,5/9/2019 10:00,OASIS CAPITAL PARTNERS (TEXAS) INC.,AUSTIN,TX,United States,78701,4,3,N,N,N,N,N,N,1628849654
1322600,17-Oct,5/10/2019 7:34,"MADISON FINANCIAL ADVISORS, LTD",CINCINNATI,OH,United States,45236,20,12,Y,Y,N,Y,N,N,791859966
1323145,17-Oct,5/14/2019 12:39,"LEGACY ASSET MANAGEMENT, INC.",HOUSTON,TX,United States,77046,7,4,Y,Y,N,N,N,N,295878359
1323302,17-Oct,5/14/2019 13:20,"LEGACY ONE FINANCIAL ADVISORS, LLC",AUSTIN,TX,United States,78759,25,15,Y,N,N,N,N,N,1405451150
1319266,17-Oct,5/14/2019 13:35,"LM WATERHOUSE & CO., INC.",VALHALLA,NY,United States,15095,3,3,Y,N,N,N,N,N,300000000
1323099,17-Oct,5/15/2019 17:55,"IRON PARK CAPITAL PARTNERS, LP",NEW YORK,NY,United States,10022,8,5,Y,N,N,N,N,Y,
1322295,17-Oct,5/21/2019 13:48,"BLUE WATER ASSET MANAGEMENT, LLC",GRAND RAPIDS,MI,United States,49525,8,7,Y,Y,N,Y,N,N,196905149
1319302,17-Oct,5/21/2019 13:50,FMR INVESTMENT MANAGEMENT (UK) LIMITED,LONDON,,United Kingdom,EC1A 4AS,92,72,Y,N,N,N,N,Y,20271608433
1324429,17-Oct,5/21/2019 14:14,"MERISTEM FAMILY WEALTH, LLC",MINNETONKA,MN,United States,55305,39,20,Y,N,N,Y,N,N,3237445009
1324664,17-Oct,5/21/2019 14:27,"OPPVEST, LLC",NEW YORK,NY,United States,10019,5,3,Y,N,N,N,N,Y,154181809
1324671,17-Oct,5/21/2019 14:45,GLOBAL RETIREMENT PARTNERS LLC,SAN RAFAEL,CA,United States,94903,241,236,Y,Y,N,Y,N,N,40110414815
1324680,17-Oct,5/21/2019 15:12,"TRIAD HYBRID SOLUTIONS, LLC",NORCROSS,GA,United States,30092,56,51,Y,Y,N,Y,N,N,1467652125
1324689,17-Oct,5/21/2019 15:26,"CROSSPOINT CAPITAL STRATEGIES, LLC",SAN FRANCISCO,CA,United States,94111,2,2,Y,N,N,N,N,N,54000000
1324705,17-Oct,5/21/2019 16:19,"THE COLONY GROUP, LLC",BOSTON,MA,United States,2110,185,120,Y,Y,N,Y,N,N,7622598270
1324730,17-Oct,5/21/2019 16:40,"FINANCIAL ADVOCATES ADVISORY SERVICES, LLC",OLYMPIA,WA,United States,98502,13,7,N,Y,N,Y,N,N,
1324753,17-Oct,5/21/2019 17:42,1ST GLOBAL ADVISORS INC,DALLAS,TX,United States,75251,1049,1049,Y,N,N,Y,N,N,9997015164
1309350,17-Oct,5/21/2019 19:32,"IFP ADVISORS, LLC",TAMPA,FL,United States,33607,432,400,Y,Y,N,Y,N,N,5383570734
1320970,17-Oct,5/21/2019 20:40,"SHERPACAPITAL, LLC",SAN FRANCISCO,CA,United States,94102,14,5,Y,N,N,N,N,Y,783466766
1325050,17-Oct,5/23/2019 7:34,THREADNEEDLE INTERNATIONAL LTD.,LONDON,,United Kingdom,EC4N 6AG,827,161,Y,N,N,N,N,N,1940500000
1325403,17-Oct,5/29/2019 6:13,DG PARTNERS LLP,LONDON,,United Kingdom,W1K 4QB,40,11,Y,N,N,N,N,Y,1056063965
1326337,17-Oct,5/30/2019 8:37,SERIESONE ASSET MANAGEMENT LLC,MIAMI,FL,United States,33131,3,2,Y,N,N,N,N,Y,3535500000
1318457,17-Oct,4/26/2019 7:02,VONTOBEL SWISS WEALTH ADVISORS AG,ZURICH,,Switzerland,CH - 8022,34,22,Y,N,N,N,N,N,2141126954
1320632,17-Oct,5/1/2019 8:45,"GOODMAN ADVISORY GROUP, LLC",NEEDHAM,MA,United States,2494,7,5,Y,Y,N,Y,N,N,201085667
1321952,17-Oct,5/9/2019 8:27,"GENESIS ASSET MANAGERS, LLP","GUERNSEY, CHANNEL ISLANDS",,Other,GY1 4LY,69,11,Y,N,N,N,N,N,18243969814
1319301,17-Oct,5/9/2019 9:22,"FMR CO., INC.",BOSTON,MA,United States,2210,1120,332,Y,N,N,N,N,Y,9.19E+11
1322497,17-Oct,5/10/2019 9:00,OPTIVISE ADVISORY SERVICES LLC,DALLAS,TX,United States,75019,1,1,Y,Y,N,N,N,N,0
1322685,17-Oct,5/10/2019 10:18,"ASSET ALLOCATION & MANAGEMENT COMPANY, LLC",CHICAGO,IL,United States,60603-2405,49,28,Y,N,N,N,N,Y,24702904810
1323217,17-Oct,5/14/2019 8:53,"AXA ADVISORS, LLC",NEW YORK,NY,United States,10104,5930,3538,Y,Y,N,Y,N,N,14671064923
1323220,17-Oct,5/14/2019 9:18,"ARENA INVESTORS, LP",NEW YORK,NY,United States,10174,45,16,Y,N,N,N,N,Y,1023913051
1323209,17-Oct,5/14/2019 9:28,"MADISON ADVISORY SERVICES, INC.",WHITE PLAINS,NY,United States,10604,16,12,Y,Y,N,Y,N,N,170482883
1324866,17-Oct,5/22/2019 18:35,CALLAHAN FINANCIAL PLANNING COMPANY,OMAHA,NE,United States,68131,7,3,Y,Y,N,Y,N,N,122825038
1324509,17-Oct,5/22/2019 21:58,"PENNINGTON PARTNERS & CO., LLC",BETHESDA,MD,United States,20814,8,5,Y,Y,N,Y,N,Y,707214578
1330369,17-Oct,6/19/2019 18:49,"KOLL BREN SCHREIBER REALTY ADVISORS, INC.",NEWPORT BEACH,CA,United States,92660,77,0,Y,N,N,N,N,Y,
1327715,17-Oct,6/19/2019 19:03,"KBS REALTY ADVISORS, LLC",NEWPORT BEACH,CA,United States,92660,77,0,Y,N,N,N,N,Y,
1330411,17-Oct,6/19/2019 19:09,"KBS CAPITAL ADVISORS, LLC",NEWPORT BEACH,CA,United States,92660,74,1,Y,N,N,N,N,Y,
1330445,17-Oct,6/19/2019 20:02,"WHITE OAK GLOBAL ADVISORS, LLC",SAN FRANCISCO,CA,United States,94111-4048,79,34,Y,N,N,N,N,Y,5490627984
1330443,17-Oct,6/19/2019 20:04,"CAPITAL INTERNATIONAL, INC.",LOS ANGELES,CA,United States,90025-3395,246,99,Y,N,N,N,N,Y,10297102482
1330398,17-Oct,6/19/2019 20:07,"FREESTONE CAPITAL MANAGEMENT, LLC",SEATTLE,WA,United States,98104,66,25,Y,N,N,N,Y,Y,4689552671
1321845,17-Oct,6/19/2019 22:19,"5151 ADVISORS, LLC",HOUSTON,TX,United States,77063,1,1,Y,N,N,N,N,N,75110399
1301576,17-Oct,6/20/2019 5:34,POLAR CAPITAL (AMERICA) CORPORATION,DARIEN,CT,United States,6820,4,3,Y,N,N,N,N,Y,397449666
1329960,17-Oct,6/20/2019 6:33,VELANNE ASSET MANAGEMENT LIMITED,LONDON,,United Kingdom,WC2R1HH,11,4,Y,N,N,N,N,N,308631889
1330248,17-Oct,6/20/2019 7:07,NORTH OF SOUTH CAPITAL LLP,LONDON,,United Kingdom,SW1X 8HS,7,4,Y,N,N,N,Y,N,362681019
1329313,17-Oct,6/20/2019 8:47,"SICA WEALTH MANAGEMENT, LLC",MORRISTOWN,NJ,United States,7960,10,10,Y,N,N,N,N,Y,130247002
1330218,17-Oct,6/20/2019 8:48,"QUAD-CITIES INVESTMENT GROUP, LLC",DAVENPORT,IA,United States,52807,9,7,Y,N,N,N,N,N,159116969
1329611,17-Oct,6/20/2019 8:50,"BEACON GLOBAL ADVISOR NETWORK, LLC",ATLANTA,GA,United States,30328,20,19,Y,Y,N,Y,N,N,228713725
1320001,17-Oct,4/30/2019 12:05,"NEW CAPITAL MANAGEMENT, LP",HOUSTON,TX,United States,77006,4,2,Y,Y,N,Y,N,N,312000000
1320036,17-Oct,4/30/2019 12:15,"CORRY CAPITAL ADVISORS, LLC",SEWICKLEY,PA,United States,15143,11,7,Y,N,N,N,N,Y,988073262
1320061,17-Oct,4/30/2019 12:33,"BEACON INVESTMENT MANAGEMENT, LLC",BOSTON,MA,United States,02109-3304,4,4,Y,Y,N,N,N,N,172148081
1320660,17-Oct,5/1/2019 10:58,OHIO NATIONAL INVESTMENTS INC,MONTGOMERY,OH,United States,45242,19,6,Y,N,N,N,N,N,9063133731
1322901,17-Oct,5/10/2019 19:51,"HPS INVESTMENT PARTNERS, LLC",NEW YORK,NY,United States,10019,307,132,Y,N,N,N,N,Y,48010312305
1323151,17-Oct,5/13/2019 16:48,CUMBERLAND ADVISORS INC,SARASOTA,FL,United States,34236,35,15,Y,Y,N,Y,N,N,3069933943
1323016,17-Oct,5/13/2019 17:49,"SOUNDMARK WEALTH MANAGEMENT, LLC",KIRKLAND,WA,United States,98033,13,7,Y,N,N,Y,Y,N,670137098
1323175,17-Oct,5/13/2019 18:02,"SENSIBLE MONEY, LLC",SCOTTSDALE,AZ,United States,85251,9,6,Y,Y,N,Y,N,N,174965169
1323176,17-Oct,5/13/2019 18:14,"CAMARDA FINANCIAL ADVISORS , LLC",FLEMING ISLAND,FL,United States,32003,14,6,Y,Y,N,Y,N,N,211341019
1323202,17-Oct,5/13/2019 20:47,"WEALTH QUEST PARTNERS, INC.",SAN DIEGO,CA,United States,92131-7003,4,3,Y,Y,N,Y,N,N,85025734
1323967,17-Oct,5/16/2019 17:49,"HOWARD CAPITAL MANAGEMENT, INC.",ROSWELL,GA,United States,30076,34,11,Y,N,Y,N,N,N,1367170312
1323969,17-Oct,5/16/2019 18:00,PARADICE INVESTMENT MANAGEMENT LLC,DENVER,CO,United States,80206,16,8,Y,N,N,N,N,Y,3680928186
1323463,17-Oct,5/17/2019 8:27,"SPECTRUM MANAGEMENT GROUP, LLC.",INDIANAPOLIS,IN,United States,46240,9,6,Y,Y,N,Y,N,N,523382769
1302737,17-Oct,5/17/2019 8:47,ON FIELD INVESTMENT RESEARCH LLP,LONDON,,United Kingdom,W6 0HL,5,3,N,Y,Y,Y,N,N,
1325570,17-Oct,5/27/2019 15:10,"PHILLIPS CAPITAL ADVISORS, INC.",OKLAHOMA CITY,OK,United States,73116,25,22,Y,Y,N,Y,N,N,377475352
1324537,17-Oct,5/28/2019 22:15,"ALTIMETER CAPITAL MANAGEMENT, LP",BOSTON,MA,United States,2110,17,9,Y,N,N,N,N,Y,4320734966
1325589,17-Oct,5/29/2019 6:00,IND-X ADVISORS LIMTED,HONG KONG,,Hong Kong,,20,17,N,N,Y,N,N,N,
1321366,17-Oct,5/29/2019 9:45,OZ MANAGEMENT LP,NEW YORK,NY,United States,10019,421,121,Y,N,N,N,N,Y,43048339732
1325912,17-Oct,5/29/2019 9:58,"CAMBRIDGE ASSOCIATES, LLC",BOSTON,MA,United States,02110-2112,978,416,Y,Y,Y,Y,N,Y,2.10E+11
1308398,17-Oct,4/24/2019 6:58,"CENTER LAKE CAPITAL MANAGEMENT, LLC",NEW YORK,NY,United States,10012,3,2,Y,N,N,N,N,Y,199772704
1318991,17-Oct,4/28/2019 17:34,"CALE FINANCIAL MANAGEMENT, INC.",PUKALANI,HI,United States,96768,2,1,Y,N,N,N,N,N,105792900
1320642,17-Oct,5/1/2019 9:18,NAPIER PARK GLOBAL CAPITAL LTD,LONDON,,United Kingdom,W1G 0PS,11,3,Y,N,N,N,N,Y,1002798895
1319426,17-Oct,5/1/2019 9:20,"THE AYCO COMPANY,L.P.",SARATOGA SPRINGS,NY,United States,12866,1366,858,Y,Y,Y,Y,N,N,34946380736
1319775,17-Oct,5/2/2019 9:08,"CRESTA ADVISORS, LTD.",LAREDO,TX,United States,78041,4,4,Y,Y,N,Y,N,N,223687072
1320762,17-Oct,5/2/2019 9:32,"MCCLAIN VALUE MANAGEMENT, LLC",NEW CANAAN,CT,United States,6840,5,2,Y,N,N,N,N,Y,91685875
1317562,17-Oct,5/2/2019 10:05,CAPITAL CITIES INVESTMENTS,INDIANAPOLIS,IN,United States,46202,29,22,Y,Y,N,Y,Y,N,155484092
1321531,17-Oct,5/4/2019 10:36,"LIFEGUIDE FINANCIAL ADVISORS, LLC",MECHANICSBURG,PA,United States,17055-5682,10,6,Y,Y,N,Y,N,N,166360430
1322254,17-Oct,5/8/2019 13:32,"F3LOGIC, LLC",ARCHBOLD,OH,United States,43502,32,26,Y,Y,N,Y,N,N,667054610
1321791,17-Oct,5/8/2019 13:54,"FORTRESS RETIREMENT, INC.",CULVER CITY,CA,United States,90232,6,3,Y,Y,N,Y,N,N,145956655
1324536,17-Oct,5/21/2019 9:54,OLD DOMINION CAPITAL MANAGEMENT INC.,CHARLOTTESVILLE,VA,United States,22902,12,9,Y,N,N,Y,N,N,748598106
1322936,17-Oct,5/22/2019 6:27,THREADNEEDLE INTERNATIONAL LTD.,LONDON,,United Kingdom,EC4N 6AG,827,161,Y,N,N,N,N,N,1940500000
1326084,17-Oct,5/29/2019 13:39,"HERON FINANCIAL GROUP, LLC",NEW YORK,NY,United States,10017,7,4,Y,Y,N,N,N,N,314181000
1326086,17-Oct,5/29/2019 13:51,"STRATEGIC ADVISORY SERVICES, L.L.C.",HOUSTON,TX,United States,77042,5,4,Y,Y,N,Y,N,N,110299563
1326085,17-Oct,5/29/2019 14:30,CONSOLIDATED PORTFOLIO REVIEW CORP,LOCUST VALLEY,NY,United States,11560,2,2,Y,N,N,N,N,N,192360000
1326131,17-Oct,5/29/2019 14:34,"KP FINANCIAL MANAGEMENT, LLC DBA CAISSA WEALTH STRATEGIES",BLOOMINGTON,MN,United States,55439,3,2,Y,Y,N,Y,N,N,118500000
1323693,17-Oct,5/29/2019 14:52,SRP CAPITAL ADVISORS LLC,DALLAS,TX,United States,75219,61,7,Y,N,N,N,N,Y,284146876
1310259,17-Oct,5/29/2019 15:05,LFN ADVISORS INC.,KENTWOOD,MI,United States,49508,2,2,N,N,N,N,N,N,
1326174,17-Oct,5/29/2019 15:33,KHRONOS LLC,NEW YORK,NY,United States,10001,5,1,Y,N,N,N,N,Y,231853775
1319637,17-Oct,5/29/2019 15:47,"PANORAMA POINT PARTNERS, LLC",OMAHA,NE,United States,68144,10,4,Y,N,N,Y,N,Y,262118246
1324054,17-Oct,5/29/2019 16:03,"AMULET CAPITAL PARTNERS, L.P.",GREENWICH,CT,United States,6830,9,7,Y,N,N,N,N,Y,306413699
1325354,17-Oct,5/29/2019 16:13,"APELLA CAPITAL, LLC",GLASTONBURY,CT,United States,6033,16,13,Y,N,N,N,N,N,549000000
1326192,17-Oct,5/29/2019 16:26,"POLARIS GROWTH MANAGEMENT, LLC",BOSTON,MA,United States,2210,38,20,Y,N,N,N,N,N,3223689177
1325358,17-Oct,5/29/2019 16:44,"HUDOCK CAPITAL GROUP, LLC",WILLIAMSPORT,PA,United States,17701,9,7,Y,Y,N,Y,N,N,454073032
1325789,17-Oct,5/29/2019 17:16,ASIO CAPITAL LLC,LEXINGTON,KY,United States,40503,4,4,Y,N,N,N,N,N,125500000
1325989,17-Oct,5/29/2019 17:33,"AIP, LLC",NEW YORK,NY,United States,10017,44,34,Y,N,N,N,N,Y,3772292427
1323112,17-Oct,5/29/2019 17:46,"ZACKS INVESTMENT MANAGEMENT, INC.",CHICAGO,IL,United States,60606,105,11,Y,N,N,Y,N,Y,4973528399
1326268,17-Oct,5/29/2019 18:03,WAFRA INC.,NEW YORK,NY,United States,10154-0101,130,68,Y,N,N,Y,N,Y,15999951735
1325852,17-Oct,5/29/2019 19:07,"3000 MANAGEMENT, INC.",SAN FRANCISCO,CA,United States,94123,11,7,Y,N,N,N,N,Y,989945917
1326346,17-Oct,5/30/2019 8:29,RWC ASSET MANAGEMENT LLP,LONDON,,United Kingdom,SW1EDH,131,55,Y,N,N,N,N,Y,12872098000
1324240,17-Oct,6/21/2019 6:52,INTRINSIC VALUE INVESTORS (IVI) LLP,LONDON,,United Kingdom,EC1M 4EL,9,6,Y,N,N,N,N,N,2151944766
1330913,17-Oct,6/21/2019 17:18,OPTIVISE ADVISORY SERVICES LLC,DALLAS,TX,United States,75019,6,6,Y,Y,N,N,N,N,0
1325306,17-Oct,6/21/2019 18:03,MCMILLION CAPITAL MANAGEMENT INC,GREENSBORO,NC,United States,27408,7,4,Y,N,N,N,N,N,218935112
1330924,17-Oct,6/21/2019 18:16,IHT WEALTH MANAGEMENT LLC,CHICAGO,IL,United States,60606,153,99,Y,Y,N,N,N,N,1267880055
1322015,17-Oct,6/21/2019 18:44,"INVESCO ADVISERS, INC.",ATLANTA,GA,United States,30309,3183,883,Y,N,N,N,N,Y,6.58E+11
1323767,17-Oct,6/21/2019 19:07,"SYCAMORE PARTNERS MANAGEMENT, L.P.",NEW YORK,NY,United States,10019-2701,34,22,Y,N,N,N,N,Y,9071076455
1330936,17-Oct,6/21/2019 20:32,"BLUE WATER WEALTH, INC.",PORTLAND,OR,United States,97225,7,5,Y,N,N,Y,N,N,155185550
1330937,17-Oct,6/21/2019 21:37,"WESTERN INTERNATIONAL SECURITIES, INC.",PASADENA,CA,United States,91101,55,35,Y,Y,N,Y,N,N,1835886687
1330793,17-Oct,6/22/2019 11:57,"FUND ARCHITECTS, LLC",PLANO,TX,United States,75024,2,2,Y,N,N,N,N,N,118327071
1330941,17-Oct,6/22/2019 12:01,"CABANA ADVISORS, LLC",PLANO,TX,United States,75024,2,2,Y,N,N,N,N,N,118327071
1330948,17-Oct,6/22/2019 15:22,"AUTUMN GLORY PARTNERS, LLC",DALLAS,TX,United States,75225,3,1,Y,N,N,Y,N,N,297759370
1330950,17-Oct,6/23/2019 10:03,SARACEN CAPITAL LP,HOUSTON,TX,United States,77098,9,3,Y,N,N,N,N,Y,404137409
1329848,17-Oct,6/23/2019 17:19,"QUEST CAPITAL STRATEGIES, INC.",LAKE FOREST,CA,United States,92630,7,7,Y,Y,N,Y,Y,N,54603624
1327517,17-Oct,6/24/2019 6:13,"THRIVENT ADVISOR NETWORK, LLC",MINNEAPOLIS,MN,United States,55415,25,11,Y,Y,N,Y,N,N,0
1324393,17-Oct,6/24/2019 6:21,NASSAU CFO MANAGER LLC,HARTFORD,CT,United States,6102,2,1,Y,N,N,N,N,Y,0
1330962,17-Oct,6/24/2019 6:42,POLAR CAPITAL (AMERICA) CORPORATION,DARIEN,CT,United States,6820,4,3,Y,N,N,N,N,Y,397449666
1328016,17-Oct,6/24/2019 7:13,ATLAS SQUARE PARTNERS LLP,LONDON,,United Kingdom,W1S 2XB,4,3,Y,N,N,N,N,Y,142996455
1330971,17-Oct,6/24/2019 7:56,"PRIME CAPITAL INVESTMENT ADVISORS, LLC",OVERLAND PARK,KS,United States,66211,168,95,Y,Y,N,Y,N,Y,9275151580
1330608,17-Oct,6/24/2019 8:00,GTCR  LLC,CHICAGO,IL,United States,60654-3448,96,49,Y,N,N,N,N,N,10274530062
1327447,17-Oct,6/4/2019 9:55,"PERFORMANCE EQUITY MANAGEMENT, LLC",GREENWICH,CT,United States,6831,30,10,Y,N,N,N,N,Y,10668408000
1327606,17-Oct,6/4/2019 11:40,"WEALTH MANAGEMENT GROUP, LLC",ROCHESTER,NY,United States,14618-3970,7,5,Y,N,N,Y,N,N,48686873
1325533,17-Oct,6/4/2019 11:57,"RENOVO CAPITAL, LLC",DALLAS,TX,United States,75254,10,9,Y,N,N,N,N,Y,392798594
1327616,17-Oct,6/4/2019 12:12,ASTOR INVESTMENT MANAGEMENT LLC,CHICAGO,IL,United States,60606,17,17,Y,N,N,N,N,N,588376203
1327502,17-Oct,6/4/2019 12:25,ODLUM BROWN USA INVESTMENT MANAGEMENT LIMITED,"VANCOUVER, BRITISH COLUMBIA",,Canada,V6C 3S9,36,32,Y,N,N,N,N,N,89727326
1327402,17-Oct,6/4/2019 12:56,HENGEHOLD CAPITAL MANAGEMENT LLC,CINCINNATI,OH,United States,45247-7833,9,7,Y,N,N,N,N,N,590064770
1327328,17-Oct,6/4/2019 13:13,FUKOKU LIFE INTERNATIONAL (AMERICA) INC.,NEW YORK,NY,United States,10036,5,4,Y,N,N,N,N,N,296777417
1318475,17-Oct,6/4/2019 13:28,"CONSEQUENT CAPITAL MANAGEMENT, LLC",ATLANTA,GA,United States,30305,8,7,Y,N,N,Y,N,N,288933034
1323050,17-Oct,6/7/2019 10:01,"VASSALOU CAPITAL MANAGEMENT, LP",NEW YORK,NY,United States,10153,5,4,Y,N,N,N,N,Y,851682882
1327342,17-Oct,6/11/2019 12:17,MONOLITH ADVISORS LLC,BUFFALO,NY,United States,14203,7,1,Y,N,N,N,N,N,55725161
1329064,17-Oct,6/12/2019 14:42,WHITNELL & CO,OAK BROOK,IL,United States,60523-1489,25,16,Y,Y,N,Y,N,N,940300468
1329098,17-Oct,6/12/2019 15:42,"NANTAHALA CAPITAL MANAGEMENT, LLC",NEW CANAAN,CT,United States,6840,13,5,Y,N,N,N,N,Y,2169186148
1329124,17-Oct,6/12/2019 16:51,EPG WEALTH MANAGEMENT LLC,ATLANTA,GA,United States,30305,3,3,Y,Y,N,Y,N,N,
1329141,17-Oct,6/12/2019 17:49,"JACKSON SQUARE CAPITAL, LLC",SAN FRANCISCO,CA,United States,94103,3,2,Y,N,N,Y,N,N,0
1329041,17-Oct,6/12/2019 18:42,"ACCRETIVE, LLC",NEW YORK,NY,United States,10065,12,4,Y,N,N,N,N,Y,497414870
1329343,17-Oct,6/14/2019 9:11,"PARADIGM WEALTH, LLC",LINCOLN,NE,United States,68510,5,3,Y,Y,N,Y,N,N,126793494
1308847,17-Oct,4/9/2019 13:09,"INLIGHT WEALTH MANAGEMENT, LLC",ATLANTA,GA,United States,30361,5,3,Y,N,N,N,N,N,260709998
1308890,17-Oct,4/9/2019 13:11,NORTH STAR ASSET MANAGEMENT INC,MENASHA,WI,United States,54952,15,15,Y,N,N,N,N,N,1577049019
1308891,17-Oct,4/9/2019 13:12,ADVANTAGE CAPITAL MANAGEMENT LLC,NEW YORK,NY,United States,10010,14,13,Y,N,N,N,N,Y,2122771716
1308894,17-Oct,4/9/2019 13:29,"WEST ELK CAPITAL, LLC",ATLANTA,GA,United States,30361,2,2,Y,N,N,N,N,Y,47003668
1306260,17-Oct,4/9/2019 13:32,"PALLADIN CONSUMER RETAIL PARTNERS, LLC",BOSTON,MA,United States,2116,5,4,Y,N,N,N,N,Y,118559761
1307109,17-Oct,4/9/2019 13:37,"FIRST CAPITAL INVESTMENT PARTNERS, LLC",BLUE BELL,PA,United States,19422,17,12,Y,N,N,N,N,N,0
1285187,17-Oct,4/9/2019 14:10,"BLUE EDGE CAPITAL, LLC",RICHMOND,VA,United States,23230,5,4,Y,N,N,Y,N,N,298718450
1293665,17-Oct,4/9/2019 14:10,FIRST KENTUCKY SECURITIES CORPORATION,LOUISVILLE,KY,United States,40207,25,19,Y,Y,N,Y,Y,N,339485987
1308926,17-Oct,4/9/2019 14:12,"CAPITAL ASSET ADVISORY SERVICES, LLC",HASLETT,MI,United States,48840,65,65,Y,Y,N,Y,Y,N,1901001282
1308840,17-Oct,4/9/2019 14:45,"APOLLO CAPITAL MANAGEMENT, L.P.",NEW YORK,NY,United States,10019,1010,410,Y,N,N,N,N,Y,1.87E+11
1308957,17-Oct,4/9/2019 14:49,FINIVI INC.,WESTBOROUGH,MA,United States,1581,7,6,Y,Y,N,Y,N,N,103518000
1308956,17-Oct,4/9/2019 14:49,"J. MANDWELLE CAPITAL STRATEGIES, LLC",QUEENSBURY,NY,United States,12804,2,2,Y,Y,N,N,N,N,26460755
1301243,17-Oct,4/9/2019 15:06,"FLEXSTONE PARTNERS, LLC",NEW YORK,NY,United States,10151,15,7,Y,N,N,N,N,Y,3407396851
1308972,17-Oct,4/9/2019 15:06,"STEEL CANYON CAPITAL, LLC",PHOENIX,AZ,United States,85016,3,2,Y,N,N,N,N,Y,149244179
1273028,17-Oct,4/9/2019 15:08,TGL AG,LUCERNE,,Switzerland,6002,2,1,Y,N,N,N,N,N,6470000
1306297,17-Oct,4/9/2019 15:08,"IFP ADVISORS, LLC",TAMPA,FL,United States,33607,432,400,Y,Y,N,Y,N,N,5383570734
1308970,17-Oct,4/9/2019 15:17,"SPF INVESTMENT MANAGEMENT, L.P.",NEW YORK,NY,United States,10001,16,9,Y,N,N,N,N,Y,3199401567
1308589,17-Oct,4/9/2019 15:26,"WILDERMUTH ADVISORY, LLC",ALPHARETTA,GA,United States,30005,6,4,Y,N,N,N,N,N,119499982
1301379,17-Oct,4/12/2019 16:55,USA FINANCIAL SECURITIES CORPORATION,ADA,MI,United States,49301,172,143,Y,Y,N,Y,Y,N,246232439
1310087,17-Oct,4/12/2019 17:04,KARP CAPITAL MANAGEMENT CORPORATION,SAUSALITO,CA,United States,94965,11,3,Y,Y,N,Y,N,N,352391448
1290153,17-Oct,4/12/2019 17:04,"PRINCETON FUND ADVISORS, LLC",DENVER,CO,United States,80203,24,10,Y,N,N,N,N,Y,1340866633
1310089,17-Oct,4/12/2019 17:13,"PERSHING SQUARE CAPITAL MANAGEMENT, L.P.",NEW YORK,NY,United States,10019,38,10,Y,N,N,N,N,Y,9629450870
1310057,17-Oct,4/12/2019 17:44,LONGFELLOW INVESTMENT MANAGEMENT CO. LLC,BOSTON,MA,United States,2110,36,18,Y,N,N,Y,N,Y,10886474636
1310099,17-Oct,4/12/2019 17:50,LONGFELLOW INVESTMENT MANAGEMENT CO. LLC,BOSTON,MA,United States,2110,36,18,Y,N,N,Y,N,Y,10886474636
1310100,17-Oct,4/12/2019 17:53,IMS CAPITAL MANAGEMENT INC.,PORTLAND,OR,United States,97086,11,8,Y,N,N,N,N,Y,308991344
1310102,17-Oct,4/12/2019 17:53,"BRAMSHILL INVESTMENTS, LLC",HACKENSACK,NJ,United States,7601,17,11,Y,N,N,N,N,Y,2207189325
1310083,17-Oct,4/12/2019 19:22,"ADVANCE WEALTH MANAGEMENT SERVICE, LLC",GRAND RAPIDS,MI,United States,49546,1,1,Y,Y,N,Y,N,N,0
1310111,17-Oct,4/12/2019 19:45,ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC,NEW CUMBERLAND,PA,United States,17070,4,4,Y,N,N,Y,N,N,0
1310112,17-Oct,4/12/2019 19:47,"KAIZEN FINANCIAL STRATEGIES, LLC",CAMPBELL,CA,United States,95008,4,4,Y,Y,N,Y,N,N,74924144
1310116,17-Oct,4/12/2019 20:56,CETERA ADVISOR NETWORKS LLC,EL SEGUNDO,CA,United States,90245-5672,1767,1574,Y,Y,N,Y,Y,N,18099125377
1310118,17-Oct,4/12/2019 20:59,CETERA ADVISORS LLC,DENVER,CO,United States,80237,1066,957,Y,Y,N,Y,Y,N,12246297195
1310121,17-Oct,4/12/2019 21:01,CETERA INVESTMENT ADVISERS LLC,SCHAUMBURG,IL,United States,60173-2096,2072,1911,Y,Y,N,Y,N,N,10324028419
1308206,17-Oct,4/12/2019 21:04,CETERA INVESTMENT MANAGEMENT LLC,EL SEGUNDO,CA,United States,90245,14,7,N,N,N,N,N,N,
1310117,17-Oct,4/12/2019 21:08,"TWIN LAKES CAPITAL MANAGEMENT, LLC",REDWOOD SHORES,CA,United States,94065,5,3,Y,N,N,N,N,N,127802675
1310123,17-Oct,4/12/2019 22:25,"SPOTLIGHT ASSET GROUP, INC.",OAKBROOK TERRACE,IL,United States,60181-4717,18,11,Y,N,N,N,N,N,237837571
1310125,17-Oct,4/15/2019 5:06,"WHISKER TECHNOLOGIES, INC.",NEW YORK,NY,United States,10012,3,3,Y,N,N,Y,N,N,25162974
1307266,17-Oct,4/15/2019 5:30,DAIWA SB INVESTMENTS (SINGAPORE) LTD.,SINGAPORE,,Singapore,18936,9,5,Y,N,N,N,N,Y,215356090
1310129,17-Oct,4/15/2019 6:16,NEUBERGER BERMAN EUROPE LIMITED,LONDON,,United Kingdom,W1J 6ER,252,81,Y,N,N,N,N,Y,49090132220
1309671,17-Oct,4/15/2019 6:48,"BEAM ASSET MANAGEMENT, LLC",COVINGTON,LA,United States,70433,26,26,Y,Y,N,Y,N,N,444152342
1309587,17-Oct,4/15/2019 7:14,PURSELL MANAGEMENT CO. LLC,PEACHTREE CORNERS,GA,United States,30092,3,2,Y,N,N,N,N,N,0
1311280,17-Oct,4/18/2019 10:34,PINNACLE FINANCIAL GROUP LLC,WESTERN SPRINGS,IL,United States,60558,6,3,Y,Y,N,N,N,N,284911988
1308724,17-Oct,4/18/2019 10:38,"LEETO, INC.",FRESNO,CA,United States,93720,5,0,Y,N,N,Y,N,N,
1311286,17-Oct,4/18/2019 10:38,"HEMMING& WEALTH MANAGEMENT, INC.",TRAVERSE CITY,MI,United States,49686,7,2,Y,Y,N,Y,N,N,0
1311289,17-Oct,4/18/2019 10:48,"FAMILY INVESTMENT CENTER, INC.",SAINT JOSEPH,MO,United States,64506,8,7,Y,Y,N,Y,N,N,280827159
1311015,17-Oct,4/18/2019 10:57,"LPK INVESTMENT GROUP, LLP",NEW YORK,NY,United States,10022,38,15,N,N,N,N,N,Y,95000000
1311297,17-Oct,4/18/2019 11:01,"HAYES FINANCIAL, INC.",SAN JOSE,CA,United States,95113,5,3,Y,Y,N,N,N,N,188032343
1311296,17-Oct,4/18/2019 11:01,"BOUVEL INVESTMENT PARTNERS, LLC",PHOENIXVILLE,PA,United States,19460,2,2,Y,Y,N,N,N,N,146330350
1311294,17-Oct,4/18/2019 11:03,"BONTEMPO OHLY CAPITAL MANAGEMENT, LLC",BETHESDA,MD,United States,20814,1,1,Y,Y,N,Y,N,N,245800000
1311239,17-Oct,4/18/2019 11:09,"BERNARDO WEALTH PLANNING, LLC",HARLEYSVILLE,PA,United States,19438,11,9,Y,N,N,Y,N,N,348760299
1311283,17-Oct,4/18/2019 11:17,"A.G. MORGAN FINANCIAL ADVISORS, LLC",MASSAPEQUA,NY,United States,11758,8,3,Y,Y,N,Y,Y,N,151000000
1311308,17-Oct,4/18/2019 11:20,"FINANCIAL & TAX ARCHITECTS, INC.",ST. LOUIS,MO,United States,63131,19,15,Y,N,N,Y,N,N,82415836
1310458,17-Oct,4/18/2019 11:47,BLUEPRINT INVESTMENT PARTNERS LLC,GREENSBORO,NC,United States,27405,6,4,Y,N,N,Y,N,N,208226421
1311339,17-Oct,4/18/2019 12:10,"HANLON INVESTMENT MANAGEMENT, INC.",EGG HARBOR TWP.,NJ,United States,8234,110,36,Y,Y,N,Y,N,N,703646965
1311345,17-Oct,4/18/2019 12:18,"HANLON INVESTMENT MANAGEMENT, INC.",EGG HARBOR TWP.,NJ,United States,8234,110,36,Y,Y,N,Y,N,N,703646965
1311349,17-Oct,4/18/2019 12:23,"MCNAUGHTON WEALTH MANAGEMENT, LLC",SAN DIEGO,CA,United States,92122,3,3,Y,Y,N,Y,N,N,0
1311298,17-Oct,4/18/2019 12:24,SAWYER & CO INC,BOSTON,MA,United States,2109,4,3,Y,N,N,N,N,N,182568458
1311344,17-Oct,4/18/2019 12:25,"PARADIGM CONSULTING, INC.",UTICA,NY,United States,13502,7,5,Y,Y,N,Y,N,N,88914555
1311355,17-Oct,4/18/2019 12:29,SUREVEST INC.,PHOENIX,AZ,United States,85016,8,8,Y,Y,N,Y,N,N,335555577
1311070,17-Oct,4/18/2019 12:31,"BRIGHT FINANCIAL ADVISORS, INC.",PORTAGE,MI,United States,49024,9,3,Y,Y,N,Y,N,N,227928294
1311360,17-Oct,4/18/2019 12:36,GSA CAPITAL PARTNERS (NEW YORK) LP,NEW YORK,NY,United States,10016,8,8,N,N,N,N,N,N,1785000000
1311362,17-Oct,4/18/2019 12:40,ENGINEERS GATE MANAGER LP,NEW YORK,NY,United States,10001,91,46,N,N,N,N,N,Y,2322529940
1311363,17-Oct,4/18/2019 12:40,"D'ARCANGELO FINANCIAL GROUP, LLC",UTICA,NY,United States,13502,5,4,Y,N,N,N,N,N,13411334
1311359,17-Oct,4/18/2019 12:41,"A.G. MORGAN FINANCIAL ADVISORS, LLC",MASSAPEQUA,NY,United States,11758,8,3,Y,Y,N,Y,Y,N,151000000
1311365,17-Oct,4/18/2019 12:43,GSA CAPITAL PARTNERS (NEW YORK) LP,NEW YORK,NY,United States,10016,8,8,N,N,N,N,N,N,1785000000
1311370,17-Oct,4/18/2019 12:48,"FRANKLIN ADVISERS, INC.",SAN MATEO,CA,United States,94403-1906,213,173,Y,N,N,N,N,Y,4.35E+11
1310138,17-Oct,4/18/2019 12:53,VANTAGE CONSULTING GROUP INC,VIRGINIA BEACH,VA,United States,23451,20,7,Y,N,N,Y,N,Y,2337019936
1320484,17-Oct,4/30/2019 18:21,"ATLAS PRIVATE WEALTH MANAGEMENT, LLC",ALBANY,NY,United States,12205-6400,26,12,Y,Y,N,Y,N,N,944548272
1320522,17-Oct,4/30/2019 18:27,IVY INVESTMENT MANAGEMENT COMPANY,OVERLAND PARK,KS,United States,66202,145,96,Y,N,N,N,N,Y,67780033571
1320532,17-Oct,4/30/2019 18:30,SAGE RHINO CAPITAL LLC,MENLO PARK,CA,United States,94025,5,2,Y,Y,N,Y,N,N,426085931
1320537,17-Oct,4/30/2019 18:34,SUREVEST INC.,PHOENIX,AZ,United States,85016,8,8,Y,Y,N,Y,N,N,335555577
1320539,17-Oct,4/30/2019 18:38,"WOODSTOCK WEALTH MANAGEMENT, INC.",WOODSTOCK,GA,United States,30188,36,32,Y,Y,N,Y,N,Y,252657039
1320547,17-Oct,4/30/2019 18:59,1505 CAPITAL LLC,NEW YORK,NY,United States,10005,3,2,Y,N,N,N,N,Y,30578900
1320551,17-Oct,4/30/2019 19:18,"FAMILY OFFICE RESEARCH, LLC",BETHESDA,MD,United States,20814,3,3,Y,N,N,Y,N,N,314000000
1320556,17-Oct,4/30/2019 19:30,"ARK & TLK INVESTMENTS, LLC",OKLAHOMA CITY,OK,United States,73131,7,5,Y,N,N,Y,N,N,209434712
1320095,17-Oct,4/30/2019 19:44,THE ENTERPRISE INVESTMENT COMPANY,FARMINGTON HILLS,MI,United States,48334,7,4,Y,Y,N,N,Y,N,213226388
1320562,17-Oct,4/30/2019 19:46,ADAMS CHETWOOD WEALTH MANAGEMENT LLC,DURHAM,NC,United States,27707,5,4,Y,Y,N,Y,N,N,176776555
1317432,17-Oct,4/30/2019 19:52,JANUARY CAPITAL ADVISORS LLC,SAN FRANCISCO,CA,United States,94111,4,2,Y,N,N,N,N,N,111599870
1317434,17-Oct,4/30/2019 19:54,"HATCHER CAPITAL INVESTMENTS, INC.",LITTLE ROCK,AR,United States,72201,2,1,Y,N,N,N,N,N,414339
1320403,17-Oct,4/30/2019 19:56,"RESOURCE LAND HOLDINGS, LLC",DENVER,CO,United States,80202-5994,13,9,Y,N,N,N,N,Y,368214481
1320316,17-Oct,4/30/2019 20:19,"SCW CAPITAL MANAGEMENT, LP",DALLAS,TX,United States,75219,6,3,Y,N,N,N,N,Y,268828321
1318242,17-Oct,4/30/2019 20:30,"SWVP FUND XVI GP, LLC",SAN DIEGO,CA,United States,92130-2008,33,2,Y,N,N,N,N,Y,
1318336,17-Oct,4/30/2019 20:36,"SWVP FUND XVII GP, LLC",SAN DIEGO,CA,United States,92130-2008,33,2,Y,N,N,N,N,Y,
1318347,17-Oct,4/30/2019 20:40,SWVP FUND XIX GP LLC,SAN DIEGO,CA,United States,92130-2008,33,2,Y,N,N,N,N,Y,
1320590,17-Oct,4/30/2019 20:47,RSM US WEALTH MANAGEMENT LLC,MINNEAPOLIS,MN,United States,55402-2526,116,84,Y,Y,N,Y,N,N,5694022608
1320566,17-Oct,4/30/2019 20:54,"CONTINUUM ADVISORY, LLC",EAGLE,ID,United States,83616,42,22,Y,Y,N,Y,N,N,412124602
1320600,17-Oct,4/30/2019 21:10,"LAUREL WEALTH ADVISORS, INC.",LA JOLLA,CA,United States,92037,37,37,Y,Y,N,Y,N,N,1159900000
1320160,17-Oct,4/30/2019 21:13,"WORTH VENTURE PARTNERS, LLC",NEW YORK,NY,United States,10022,8,3,Y,N,N,N,N,Y,529180482
1311232,17-Oct,4/30/2019 21:15,"SANCTUARY ADVISORS, LLC",INDIANAPOLIS,IN,United States,46260,58,54,Y,Y,N,Y,N,N,2359096958
1320605,17-Oct,4/30/2019 21:22,"SANCTUARY ADVISORS, LLC",INDIANAPOLIS,IN,United States,46260,58,54,Y,Y,N,Y,N,N,2359096958
1320612,17-Oct,4/30/2019 22:17,"AVENUE EUROPE INTERNATIONAL MANAGEMENT, L.P.",NEW YORK,NY,United States,10022,170,19,Y,N,N,N,N,Y,3553377202
1320464,17-Oct,4/30/2019 22:41,"HAVEN MONEY, INC.",SAN FRANCISCO,CA,United States,94103,6,3,Y,N,N,Y,N,N,2079333
1284910,17-Oct,4/30/2019 22:54,"SEQUOIA FINANCIAL ADVISORS, L.L.C.",AKRON,OH,United States,44333,85,45,Y,Y,N,Y,N,N,3916656402
1320240,17-Oct,5/1/2019 8:58,"CAPITAL DIRECTIONS, LLC",ATLANTA,GA,United States,30350,17,8,Y,N,N,Y,N,N,2187383581
1318558,17-Oct,5/1/2019 9:13,"HALL CAPITAL MANAGEMENT COMPANY, INC.",BARRINGTON,RI,United States,2806,8,3,Y,Y,N,Y,N,N,244989818
1320637,17-Oct,5/1/2019 9:17,MORNINGSTAR INVESTMENT MANAGEMENT LLC,CHICAGO,IL,United States,60602,215,56,Y,N,N,Y,N,N,37594489107
1317751,17-Oct,4/24/2019 15:09,CETERA ADVISOR NETWORKS LLC,EL SEGUNDO,CA,United States,90245-5672,1767,1574,Y,Y,N,Y,Y,N,18099125377
1317738,17-Oct,4/24/2019 15:19,THREE BIRDS ADVISORS LLC,NEW YORK,NY,United States,10029,1,1,Y,N,N,N,N,N,0
1317909,17-Oct,4/25/2019 6:39,PARK AVENUE SECURITIES LLC,NEW YORK,NY,United States,10004,1777,1766,Y,Y,N,Y,N,N,4022487394
1281160,17-Oct,4/25/2019 8:43,WINTER FINANCIAL ADVISORY GMBH,VIENNA,,Austria,1010,4,2,Y,N,N,N,N,N,0
1318997,17-Oct,4/29/2019 5:21,CEVIAN CAPITAL II GP LIMITED,ST. HELIER,,Jersey,JE4 5QR,48,31,Y,N,N,N,N,Y,14032290263
1321971,17-Oct,5/7/2019 12:53,CLAIRMONT INVESTMENT ADVISORS LLC,MIAMI BEACH,FL,United States,33139,7,5,Y,Y,N,Y,N,Y,112065579
1321978,17-Oct,5/7/2019 13:04,TAG FINANCIAL INC,DIAMOND BAR,CA,United States,91765-4029,6,6,Y,Y,N,Y,N,N,240809584
1310371,17-Oct,5/7/2019 13:30,"DFG INVESTMENT ADVISERS, INC.",NEW YORK,NY,United States,10017,26,19,Y,N,N,Y,N,Y,5632506225
1322005,17-Oct,5/7/2019 13:57,"OSTRUM ASSET MANAGEMENT U.S., LLC",NEW YORK,NY,United States,10020,50,33,Y,N,N,N,N,Y,822612844
1321544,17-Oct,5/7/2019 14:05,"MISSION CREEK CAPITAL PARTNERS, INC.",SAN FRANCISCO,CA,United States,94105,5,4,Y,Y,N,N,N,Y,214229264
1322013,17-Oct,5/7/2019 14:19,RIVER WEALTH ADVISORS LLC,HARRISBURG,PA,United States,17110,10,5,Y,Y,N,Y,N,N,491543888
1323122,17-Oct,5/13/2019 15:22,"VESTORY, LLC",BELLEVUE,WA,United States,98004,15,9,Y,Y,N,Y,N,N,381239375
1322103,17-Oct,5/13/2019 15:25,"TOWERS WATSON INVESTMENT SERVICES, INC.",ARLINGTON,VA,United States,22203,190,181,Y,Y,Y,Y,N,N,35203000000
1323144,17-Oct,5/13/2019 16:46,CUMBERLAND ADVISORS INC,SARASOTA,FL,United States,34236,35,15,Y,Y,N,Y,N,N,3069933943
1323057,17-Oct,5/13/2019 16:51,VENBIO SELECT ADVISOR LLC,NEW YORK,NY,United States,10012,9,5,Y,N,N,N,N,Y,2249047783
1318371,17-Oct,5/13/2019 17:00,HUMANKIND INVESTMENTS LLC,NEW YORK,NY,United States,10016,1,1,Y,N,N,N,N,N,0
1323159,17-Oct,5/13/2019 17:08,"AXA ADVISORS, LLC",NEW YORK,NY,United States,10104,5930,3538,Y,Y,N,Y,N,N,14671064923
1321009,17-Oct,5/13/2019 17:55,ROUND HILL MUSIC LP,NEW YORK,NY,United States,10019,48,4,Y,N,N,N,N,N,563393792
1323207,17-Oct,5/14/2019 7:03,EASTSPRING INVESTMENTS (SINGAPORE) LIMITED,SINGAPORE,,Singapore,18983,428,137,Y,N,N,Y,N,Y,97653997007
1320858,17-Oct,5/14/2019 8:08,M-CAM INTERNATIONAL LLC,CHARLOTTESVILLE,VA,United States,22902,12,7,Y,N,N,N,N,N,
1323226,17-Oct,5/14/2019 9:18,"HASSELL WEALTH MANAGEMENT, L.L.C.",HOUMA,LA,United States,70360,7,3,Y,Y,N,Y,N,N,157878838
1317826,17-Oct,5/20/2019 20:39,"DBS INVESTMENT ADVISERS, LLC",BAY CITY,MI,United States,48706,5,2,Y,Y,N,N,N,N,100182099
1324780,17-Oct,5/22/2019 10:49,"SAGEGUARD FINANCIAL GROUP, LLC",GOODLETTSVILLE,TN,United States,37072,13,11,Y,Y,N,Y,N,N,247000000
1324834,17-Oct,5/22/2019 10:54,"SAGEGUARD FINANCIAL GROUP, LLC",GOODLETTSVILLE,TN,United States,37072,13,11,Y,Y,N,Y,N,N,247000000
1324838,17-Oct,5/22/2019 10:57,"WMG FINANCIAL ADVISORS, LLC",KNOXVILLE,TN,United States,37932,18,15,Y,N,N,Y,N,N,119233292
1324839,17-Oct,5/22/2019 10:57,"SAGEGUARD FINANCIAL GROUP, LLC",GOODLETTSVILLE,TN,United States,37072,13,11,Y,Y,N,Y,N,N,247000000
1324846,17-Oct,5/22/2019 11:11,"COLLECTIVE FAMILY OFFICE, LLC",HANOVER,PA,United States,17331,3,3,Y,N,N,N,N,N,0
1324464,17-Oct,5/22/2019 11:27,"EIGER WEALTH MANAGEMENT, LLC",SAN DIEGO,CA,United States,92127,2,2,Y,N,N,N,N,N,0
1320631,17-Oct,5/23/2019 6:43,WESTRAY CAPITAL MANAGEMENT LLP,LONDON,,United Kingdom,SW1E 6DR,6,4,Y,N,N,N,N,Y,239461910
1324242,17-Oct,5/23/2019 8:27,ISPARTNERS INVESTMENT SOLUTIONS AG,ZURICH,,Switzerland,CH-8001,9,5,Y,N,N,Y,N,Y,54867707
1323877,17-Oct,5/23/2019 8:35,"YOUNGS ADVISORY GROUP, INC.",BETHLEHEM,PA,United States,18015,9,5,Y,N,N,Y,N,N,400073698
1325072,17-Oct,5/23/2019 10:06,"CWM PARTNERS, LLC",NEW YORK,NY,United States,10021,1,1,Y,N,N,Y,N,N,28057622
1325062,17-Oct,5/23/2019 10:13,INVESCO RR FUND L.P,NEW YORK,NY,United States,10019,54,31,Y,N,N,N,N,Y,2501586240
1309227,17-Oct,5/23/2019 10:16,"SOUND VIEW WEALTH ADVISORS GROUP, LLC",SAVANNAH,GA,United States,31411,10,5,Y,Y,N,Y,N,N,757048022
1324988,17-Oct,5/23/2019 10:16,LVM CAPITAL MANAGEMENT LTD,PORTAGE,MI,United States,49024,13,6,Y,Y,N,Y,N,N,603448622
1325078,17-Oct,5/23/2019 10:26,"PACIFIC FORTUNE MANAGEMENT, INC.",BEIJING,,China,100000,3,1,Y,N,N,N,N,Y,400000
1324560,17-Oct,5/23/2019 10:28,"DT INVESTMENT PARTNERS, LLC",CHADDS FORD,PA,United States,19317-9665,10,3,Y,N,N,Y,N,N,1256900832
1325077,17-Oct,5/23/2019 10:31,"MAI, INC.",LEXINGTON,KY,United States,40508,8,4,Y,Y,N,Y,N,N,145537604
1325086,17-Oct,5/23/2019 10:40,"AMORE AMBRO, LLC",JERICHO,NY,United States,11753,1,1,Y,Y,N,N,N,N,118714689
1324428,17-Oct,5/23/2019 10:42,"MMLISI FINANCIAL ALLIANCES, LLC",SPRINGFIELD,MA,United States,01111-0001,19,0,N,N,N,N,N,N,
1325089,17-Oct,5/23/2019 10:44,"STADION MONEY MANAGEMENT, LLC",WATKINSVILLE,GA,United States,30677,58,30,Y,N,N,N,N,N,2891913935
1321420,17-Oct,5/23/2019 10:46,"GOLDMAN SACHS ASSET MANAGEMENT, L.P.",NEW YORK,NY,United States,10282,1366,896,Y,N,N,Y,N,Y,9.02E+11
1324615,17-Oct,5/23/2019 10:47,"ONE OAK CAPITAL MANAGEMENT, LLC",PURCHASE,NY,United States,10577,5,3,Y,N,N,N,N,Y,100000000
1325093,17-Oct,5/23/2019 10:51,"APOLLON WEALTH MANAGEMENT, LLC",MOUNT PLEASANT,SC,United States,29464,30,12,Y,Y,N,Y,N,N,245252218
1325076,17-Oct,5/23/2019 10:55,IHT WEALTH MANAGEMENT LLC,CHICAGO,IL,United States,60606,153,99,Y,Y,N,N,N,N,1267880055
1325100,17-Oct,5/23/2019 11:02,"ONE OAK CAPITAL MANAGEMENT, LLC",PURCHASE,NY,United States,10577,5,3,Y,N,N,N,N,Y,100000000
1318297,17-Oct,5/23/2019 11:24,"J.K. FINANCIAL, INC.",DALLAS,TX,United States,75225,4,2,Y,Y,N,N,N,N,123200000
1325111,17-Oct,5/23/2019 11:26,"OAK HARVEST INVESTMENT SERVICES, LLC",HOUSTON,TX,United States,77024,7,7,Y,Y,N,Y,N,N,109828932
1323015,17-Oct,5/17/2019 12:49,"BSW WEALTH PARTNERS, INC., A PUBLIC BENEFIT CORPORATION",BOULDER,CO,United States,80302,21,17,Y,Y,N,Y,N,N,1072376760
1324095,17-Oct,5/17/2019 12:56,"EFFICIENT WEALTH MANAGEMENT, LLC",THE WOODLANDS,TX,United States,77381,11,6,Y,N,N,Y,N,N,374512442
1324450,17-Oct,5/21/2019 10:06,"SLOY, DAHL & HOLST, LLC",PORTLAND,OR,United States,97209,6,5,Y,Y,N,N,N,N,677452182
1324784,17-Oct,5/22/2019 6:33,THREADNEEDLE INTERNATIONAL LTD.,LONDON,,United Kingdom,EC4N 6AG,827,161,Y,N,N,N,N,N,1940500000
1325744,17-Oct,5/28/2019 14:31,"INDEPENDENT ADVISOR ALLIANCE, LLC",CHARLOTTE,NC,United States,28277,175,175,Y,Y,N,Y,N,N,4731036610
1325750,17-Oct,5/28/2019 14:44,COMMONWEALTH RETIREMENT INVESTMENTS LLC,RICHMOND,VA,United States,23235,6,5,Y,N,N,Y,N,N,113756844
1325761,17-Oct,5/28/2019 14:59,AXIA ADVISORY CORP,INDIANAPOLIS,IN,United States,46240,6,6,Y,Y,N,Y,N,N,1138595651
1320541,17-Oct,5/28/2019 15:15,"LAS OLAS CAPITAL ADVISORS, LLC",FORT LAUDERDALE,FL,United States,33301,8,5,Y,N,N,Y,N,N,176712734
1324747,17-Oct,5/28/2019 15:24,APPLETON PARTNERS INC,BOSTON,MA,United States,2109,49,22,Y,N,N,N,N,N,10189067277
1325792,17-Oct,5/28/2019 15:53,"DIGITAL BRIDGE ADVISORS, LLC",BOCA RATON,FL,United States,33487,43,24,Y,N,N,Y,N,Y,4310572702
1325311,17-Oct,5/28/2019 15:58,"ELEMENTUM ADVISORS, LLC",CHICAGO,IL,United States,60606,41,15,Y,N,N,N,N,Y,4132010219
1325798,17-Oct,5/28/2019 16:16,"CLARAPHI ADVISORY NETWORK, LLC",LAGUNA HILLS,CA,United States,92653,32,32,Y,Y,N,Y,N,N,594905457
1325785,17-Oct,5/28/2019 16:18,"CEDAR HILL ASSOCIATES, LLC",CHICAGO,IL,United States,60602,16,10,Y,N,N,N,N,Y,210976241
1320115,17-Oct,5/28/2019 16:37,FIDELITY INSTITUTIONAL WEALTH ADVISER LLC,BOSTON,MA,United States,2210,0,0,Y,N,N,Y,N,N,
1317669,17-Oct,5/28/2019 16:39,"ROCK HILL CAPITAL GROUP, LLC",HOUSTON,TX,United States,77098,12,3,Y,N,N,N,N,Y,251277500
1325024,17-Oct,5/28/2019 17:27,VERITI MANAGEMENT LLC,BOSTON,MA,United States,2110,8,4,Y,N,N,Y,N,N,158241000
1325754,17-Oct,5/28/2019 17:41,"HALIFAX INVESTMENT MANAGEMENT, L.L.C.",WASHINGTON,DC,United States,20036,20,16,Y,N,N,N,N,Y,883689538
1325836,17-Oct,5/28/2019 17:45,"ENSO WEALTH MANAGEMENT, LLC",PETALUMA,CA,United States,94952,9,6,Y,N,N,Y,Y,N,967525000
1325638,17-Oct,5/28/2019 18:21,"LIBREMAX CAPITAL, LLC",NEW YORK,NY,United States,10022,51,36,Y,N,N,N,N,Y,6363614695
1325848,17-Oct,5/28/2019 18:28,"PHILLIPS CAPITAL ADVISORS, INC.",OKLAHOMA CITY,OK,United States,73116,25,22,Y,Y,N,Y,N,N,377475352
1325866,17-Oct,5/28/2019 20:07,ONEMAP MINERAL SERVICES LLC,HOUSTON,TX,United States,77024,25,3,Y,N,N,N,N,Y,490225281
1324684,17-Oct,5/22/2019 15:35,"TAYLOR SECURITIES, INC.",HARRISBURG,PA,United States,17110,1,1,Y,N,N,N,N,N,30153333
1324973,17-Oct,5/22/2019 15:38,"S.E.E.D. PLANNING GROUP, LLC",BINGHAMTON,NY,United States,13901,8,7,Y,Y,N,Y,N,N,113681957
1324981,17-Oct,5/22/2019 15:50,MAN GLOBAL PRIVATE MARKETS (UK) LIMITED,LONDON,,United Kingdom,EC4R 3AD,18,6,Y,N,N,Y,N,Y,1557296310
1324984,17-Oct,5/22/2019 16:01,PHOCAS FINANCIAL CORPORATION,ALAMEDA,CA,United States,94501-1001,11,5,Y,N,N,N,N,Y,959490148
1324796,17-Oct,5/22/2019 16:23,"SIGNET FINANCIAL MANAGEMENT, LLC",PARSIPPANY,NJ,United States,7054,19,14,Y,Y,N,Y,N,N,718720365
1324789,17-Oct,5/22/2019 17:20,J.P. MORGAN SECURITIES LLC,NEW YORK,NY,United States,10172,7383,5516,Y,N,N,N,N,N,1.30E+11
1324713,17-Oct,5/22/2019 19:04,ARROW WEALTH ADVISORY LLC,NEW YORK,NY,United States,10128,1,1,N,N,N,Y,N,N,104728890
1324234,17-Oct,5/22/2019 20:58,BERTRAM CAPITAL MANAGEMENT LLC,FOSTER CITY,CA,United States,94404,27,14,Y,N,N,N,N,Y,977249812
1324982,17-Oct,5/28/2019 10:42,F/M INVESTMENTS LLC,WASHINGTON,DC,United States,20007,2,1,Y,N,N,N,N,N,0
1327329,17-Oct,6/3/2019 11:41,"CHICO WEALTH RIA, INC.",CHICO,CA,United States,95928,3,2,Y,Y,N,Y,N,N,223033663
1327336,17-Oct,6/3/2019 12:01,"BENEDETTI AND GUCER, INC.",ATLANTA,GA,United States,30328,7,5,Y,Y,N,Y,N,N,168792548
1327789,17-Oct,6/5/2019 9:48,TERRY MCDANIEL & COMPANY,AUSTIN,TX,United States,78703,16,7,Y,N,N,N,N,N,1040277022
1327797,17-Oct,6/5/2019 10:08,INSIGHT INVESTMENT RESEARCH LLP,LONDON,,United Kingdom,SE167TN,4,3,N,N,N,Y,N,N,
1327808,17-Oct,6/5/2019 10:38,"KIMERY WEALTH MANAGEMENT, LLC",MEMPHIS,TN,United States,38119,6,5,Y,Y,N,Y,N,N,178316000
1327820,17-Oct,6/5/2019 11:07,SAVVI FINANCIAL LLC,WALTHAM,MA,United States,02452-8422,7,7,N,N,N,Y,N,N,
1316534,17-Oct,6/5/2019 11:34,AETHON ENERGY MANAGEMENT LLC,DALLAS,TX,United States,75251,15,10,Y,N,N,N,N,Y,424300838
1327674,17-Oct,6/5/2019 12:02,"ABRY PARTNERS, LLC",BOSTON,MA,United States,02199-8193,3,3,Y,N,N,N,N,Y,1407342060
1327843,17-Oct,6/5/2019 12:08,"VIRTUE CAPITAL MANAGEMENT, LLC",BRENTWOOD,TN,United States,37027,118,103,Y,Y,N,Y,N,N,465235315
1327637,17-Oct,6/5/2019 12:12,"ABRY PARTNERS II, LLC",BOSTON,MA,United States,02199-8193,80,51,Y,N,N,N,N,Y,11361488905
1324065,17-Oct,6/5/2019 12:19,"PIVOTAL PLANNING GROUP, LLC",MELVILLE,NY,United States,11747,11,5,Y,Y,N,Y,N,N,273550857
1319779,17-Oct,4/30/2019 9:17,"CLIFFORD CAPITAL PARTNERS, LLC",ALPINE,UT,United States,84004,4,3,Y,N,N,N,N,N,173078841
1319336,17-Oct,4/30/2019 9:27,SIMPLICITY WEALTH LLC,HOLLAND,MI,United States,49423,11,11,Y,Y,N,N,N,N,0
1323762,17-Oct,5/16/2019 10:03,"VAN LEEUWEN & ASSOCIATES, INC.",RICHMOND,KY,United States,40475,3,2,Y,Y,N,Y,N,N,132306009
1325094,17-Oct,5/23/2019 10:58,AQUARIAN HOLDINGS INVESTMENT MANAGEMENT LLC,NEW YORK,NY,United States,10022,6,5,Y,N,N,N,N,Y,800856650
1325105,17-Oct,5/23/2019 11:28,BETTERMENT LLC,NEW YORK,NY,United States,10010,245,17,Y,N,N,Y,N,N,16399032285
1325793,17-Oct,5/28/2019 16:04,"SUMMIT FINANCIAL CONSULTANTS, INC.",WESTLAKE VILLAGE,CA,United States,91361,14,5,Y,Y,N,Y,N,N,175550695
1324740,17-Oct,5/28/2019 16:36,WEALTHSHIELD LLC,CARY,NC,United States,27518,6,6,Y,N,N,Y,N,N,446455886
1322008,17-Oct,5/28/2019 16:47,ATALAYA CAPITAL MANAGEMENT LP,NEW YORK,NY,United States,10017-2024,51,26,Y,N,N,N,N,Y,5407869433
1325718,17-Oct,5/28/2019 17:14,"BRIDGEWAY WEALTH PARTNERS, LLC",NEW YORK,NY,United States,10022,5,4,Y,N,N,Y,N,N,152300000
1325827,17-Oct,5/28/2019 17:17,DAVINCI FINANCIAL DESIGNS LLC,COLUMBIA,SC,United States,29206,16,16,Y,Y,N,Y,N,N,294094273
1325650,17-Oct,5/28/2019 17:33,NORTHWOOD LIQUID MANAGEMENT LP,NEW YORK,NY,United States,10017,6,4,Y,N,N,N,N,Y,258373507
1325488,17-Oct,5/28/2019 17:50,"CSENGE ADVISORY GROUP, LLC",CLEARWATER,FL,United States,33764,35,35,Y,Y,N,Y,N,N,665410802
1310209,17-Oct,5/28/2019 18:08,"ARCO GLOBAL MANAGEMENT, LLC",GUAYNABO,PR,United States,00968-8086,3,3,N,N,N,Y,N,Y,274378493
1325610,17-Oct,5/29/2019 9:06,"MERIDIAN WEALTH PARTNERS, LLC",BLUE BELL,PA,United States,19422,11,10,Y,N,N,Y,N,N,555726840
1326305,17-Oct,5/31/2019 14:28,POLYCHAIN CAPITAL LP,SAN FRANCISCO,CA,United States,94103,19,8,Y,N,N,N,N,Y,591522229
1327127,17-Oct,5/31/2019 14:43,"FINANCIAL PERSPECTIVES, INC.",MINNEAPOLIS,MN,United States,55447-5119,10,10,Y,Y,N,Y,N,N,665411000
1326840,17-Oct,5/31/2019 14:51,"FINAMEX ASSET MANAGEMENT, LLC",HOUSTON,TX,United States,77056,1,1,Y,Y,N,Y,N,N,0
1327245,17-Oct,6/5/2019 8:24,"SMI ADVISORY SERVICES, LLC",COLUMBUS,IN,United States,47203,5,3,Y,N,N,N,N,N,475786000
1328402,17-Oct,6/7/2019 16:11,SANDELL ASSET MANAGEMENT CORP.,NEW YORK,NY,United States,10022,12,4,Y,N,N,N,N,Y,491205472
1324929,17-Oct,6/7/2019 16:15,THE PINNACLE FINANCIAL GROUP,ROCKVILLE CENTRE,NY,United States,11570,21,21,Y,N,N,Y,N,N,452176346
1327176,17-Oct,6/7/2019 16:17,CORNERSTONE ADVISORS INC,BELLEVUE,WA,United States,98004-5782,55,40,Y,Y,N,Y,N,N,3639172397
1328413,17-Oct,6/7/2019 16:18,SHIRA RIDGE WEALTH MANAGEMENT,LARKSPUR,CA,United States,94939,4,2,Y,Y,N,Y,N,N,123243603
1328427,17-Oct,6/7/2019 16:24,CORNERSTONE ADVISORS INC,BELLEVUE,WA,United States,98004-5782,55,40,Y,Y,N,Y,N,N,3639172397
1327030,17-Oct,6/4/2019 14:06,"STRATEGIES CM, LLC",BOULDER,CO,United States,80303,1,1,Y,N,N,Y,N,N,0
1322274,17-Oct,6/6/2019 10:02,"PLATTE RIVER WEALTH ADVISORS, LLC",LOUISVILLE,CO,United States,80027,2,2,Y,Y,N,Y,N,N,0
1327784,17-Oct,6/6/2019 10:08,"CATCH CAPITAL MANAGEMENT, LLC",BOSTON,MA,United States,2111,3,1,Y,N,N,N,N,N,2068
1328545,17-Oct,6/10/2019 12:12,"SPECIALIZED ADVISORS, LLC",DALLAS,TX,United States,75225,23,21,Y,N,N,Y,N,N,3092879
1328550,17-Oct,6/10/2019 12:43,"HIGHCREST CAPITAL, LLC",FREDRICKSBURG,TX,United States,78624,4,3,Y,N,N,N,N,Y,209485045
1328562,17-Oct,6/10/2019 12:59,"HIGHCREST CAPITAL, LLC",FREDRICKSBURG,TX,United States,78624,4,3,Y,N,N,N,N,Y,209485045
1327503,17-Oct,6/11/2019 17:09,SCHAEFFER FINANCIAL LLC,ROCKVILLE,MD,United States,20853,6,4,Y,Y,N,Y,N,N,145177224
1306667,17-Oct,6/11/2019 17:11,"WILLIS JOHNSON & ASSOCIATES, INC.",HOUSTON,TX,United States,77057,13,7,Y,Y,N,Y,N,N,467445358
1328887,17-Oct,6/11/2019 17:21,BALTER CAPITAL MANAGEMENT LLC,BOSTON,MA,United States,2110,12,4,Y,N,N,Y,N,N,694853000
1321359,17-Oct,6/11/2019 17:22,TYREE & D'ANGELO PARTNERS MANAGEMENT LP,CHICAGO,IL,United States,60601,13,13,Y,N,N,N,N,Y,275042563
1328897,17-Oct,6/11/2019 18:01,BBVA WEALTH SOLUTIONS INC.,HOUSTON,TX,United States,77056-4700,392,243,Y,N,N,N,N,N,784528026
1328783,17-Oct,6/11/2019 19:14,SNFP LLC,MARSHFIELD,MA,United States,2050,4,3,Y,Y,N,N,Y,N,0
1328706,17-Oct,6/12/2019 6:24,FINISTERRE MALTA LIMITED,VALLETTA,,Malta,VLT 1455,4,1,Y,N,N,N,N,Y,0
1328931,17-Oct,6/12/2019 8:52,SAVVI FINANCIAL LLC,WALTHAM,MA,United States,02452-8422,7,7,N,N,N,Y,N,N,
1328934,17-Oct,6/12/2019 9:24,"FP FINANCIAL SERVICES, INC.",PALATINE,IL,United States,60067,11,5,Y,Y,N,Y,N,N,251050348
1305126,17-Oct,6/12/2019 9:46,GOLDEN GATE PRIVATE EQUITY INC.,SAN FRANCISCO,CA,United States,94111-3735,81,54,Y,N,N,N,N,N,12902232065
1328945,17-Oct,6/12/2019 10:08,"CAMARDA FINANCIAL ADVISORS , LLC",FLEMING ISLAND,FL,United States,32003,15,7,Y,Y,N,Y,N,N,211341019
1328906,17-Oct,6/12/2019 10:26,"WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC",WINNETKA,IL,United States,60093,5,4,Y,N,N,Y,N,N,322441635
1328954,17-Oct,6/12/2019 10:29,SYVERSON STREGE & COMPANY,WEST DES MOINES,IA,United States,50266,12,12,Y,Y,N,Y,N,N,432992725
1328957,17-Oct,6/12/2019 10:34,"WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC",WINNETKA,IL,United States,60093,5,4,Y,N,N,Y,N,N,322441635
1328956,17-Oct,6/12/2019 10:36,"PARSONS CAPITAL MANAGEMENT, LLC",NEW HOPE,PA,United States,18938,4,1,Y,Y,N,N,N,N,300788604
1328625,17-Oct,6/12/2019 10:52,WEALTH PLANNING AND DESIGN LLC,SARASOTA,FL,United States,34240,4,3,Y,Y,N,Y,N,N,105457524
1328972,17-Oct,6/12/2019 11:11,V WEALTH ADVISORS LLC,OVERLAND PARK,KS,United States,66211-1534,57,36,Y,Y,N,Y,N,N,836359425
1328827,17-Oct,6/12/2019 11:30,WINEBRENNER CAPITAL MANAGEMENT LLC,LOUISVILLE,KY,United States,40223-5367,7,3,Y,N,N,N,N,Y,131043740
1321183,17-Oct,5/2/2019 15:59,"AURORA PRIVATE WEALTH, INC.",ROCKAWAY,NJ,United States,7866,35,22,Y,Y,N,Y,N,N,426639604
1320987,17-Oct,5/2/2019 19:30,RENAISSANCE TECHNOLOGIES LLC,NEW YORK,NY,United States,10022,310,150,Y,N,N,Y,N,Y,1.31E+11
1321779,17-Oct,5/7/2019 9:20,"RBC CAPITAL MARKETS, LLC",NEW YORK,NY,United States,10281,7576,1847,Y,N,N,Y,Y,N,1.19E+11
1325738,17-Oct,5/30/2019 10:44,"ACP INVESTMENT GROUP, LLC",RYE BROOK,NY,United States,10573,8,3,Y,N,N,N,N,N,19624754
1327136,17-Oct,5/31/2019 14:58,"SANDBOX FINANCIAL PARTNERS, LLC",BETHESDA,MD,United States,20817,5,3,Y,Y,N,Y,N,N,124437015
1323185,17-Oct,5/31/2019 15:03,"BKS FINANCIAL INVESTMENTS, LLC",CLEARWATER,FL,United States,33763,4,3,N,Y,N,Y,N,N,
1321960,17-Oct,5/31/2019 15:32,"SEQUENT PLANNING, LLC",OMAHA,NE,United States,68114,24,21,Y,Y,N,Y,N,N,90397809
1327155,17-Oct,5/31/2019 15:42,WEALTHCARE INVESTMENT PARTNERS LLC,PORTSMOUTH,RI,United States,2871,10,5,Y,Y,N,Y,N,N,143397043
1327015,17-Oct,5/31/2019 15:51,MARLOWE PARTNERS LP,NEW YORK,NY,United States,10065,11,7,Y,N,N,N,N,Y,204204657
1327064,17-Oct,5/31/2019 16:10,HEIRLOOM INVESTMENT MANAGEMENT LLC,TORONTO,,Canada,M5K 1G8,3,2,Y,N,N,Y,N,Y,149670738
1326415,17-Oct,5/31/2019 16:59,DWS INVESTMENTS AUSTRALIA LIMITED,SYDNEY,,Australia,NSW 2000,23,10,Y,N,N,N,N,N,1332667194
1327184,17-Oct,5/31/2019 17:08,"HORTER INVESTMENT MANAGEMENT, LLC",CINCINNATI,OH,United States,45249,174,154,Y,Y,N,Y,N,N,902003369
1327197,17-Oct,5/31/2019 17:49,"TELIKOS INVESTMENT MANAGEMENT, LLC",PARSIPPANY,NJ,United States,7054,1,1,Y,N,N,N,N,N,0
1327205,17-Oct,5/31/2019 18:26,"PCG WEALTH ADVISORS, LLC",OVERLAND PARK,KS,United States,66211,18,10,Y,Y,N,Y,N,N,233026616
1326181,17-Oct,5/31/2019 19:14,"THOMAS ROAD CAPITAL, LLC",LOS ANGELES,CA,United States,90025,20,11,Y,Y,N,Y,N,N,0
1319562,17-Oct,4/30/2019 11:38,"KEENAN CAPITAL, LLC",BURLINGAME,CA,United States,94010,4,4,Y,N,N,N,N,Y,308196774
1321644,17-Oct,5/6/2019 12:46,"BETTER MONEY DECISIONS, LLC",ALBUQUERQUE,NM,United States,87109,7,5,Y,N,N,Y,N,N,120557046
1310080,17-Oct,5/6/2019 12:56,"KESTRA PRIVATE WEALTH SERVICES, LLC",AUSTIN,TX,United States,78735,69,69,Y,Y,N,Y,N,N,1579175671
1322074,17-Oct,5/8/2019 9:45,BASELINE PARTNERS LLC,GILBERT,AZ,United States,85234,0,0,Y,N,N,N,N,Y,0
1308864,17-Oct,5/14/2019 9:35,"RFG ADVISORY, LLC",VESTAVIA HILLS,AL,United States,35242,42,34,Y,Y,N,Y,N,N,948860334
1323481,17-Oct,5/15/2019 9:41,"AURORA PRIVATE WEALTH, INC.",ROCKAWAY,NJ,United States,7866,35,22,Y,Y,N,Y,N,N,426639604
1322667,17-Oct,5/15/2019 10:22,"ROBINSON SMITH WEALTH ADVISORS, LLC",PORTLAND,ME,United States,4101,5,4,Y,Y,N,Y,N,N,230327815
1317941,17-Oct,5/15/2019 10:28,OWNERSHIP CAPITAL B.V.,"AMSTERDAM, NOORD HOLLAND",,Netherlands,1015BE,18,8,Y,N,N,N,N,Y,2266692809
1321737,17-Oct,5/15/2019 10:59,CORNERSTONE ADVISORS ASSET MANAGEMENT LLC,ASHEVILLE,NC,United States,28803,5,5,Y,N,N,N,N,N,1271413834
1323458,17-Oct,5/15/2019 11:17,BENTALL KENNEDY (U.S.) LP,SEATTLE,WA,United States,98101,151,14,Y,N,N,N,N,Y,14087000000
1323535,17-Oct,5/15/2019 11:28,"HERITAGE CAPITAL ADVISORS, LLC",ST PAUL,MN,United States,55112,7,2,Y,N,N,Y,N,N,139306369
1323536,17-Oct,5/15/2019 11:33,GOALVEST ADVISORY LLC,NEW YORK,NY,United States,10007,2,1,Y,Y,N,Y,N,N,33997416
1323225,17-Oct,5/17/2019 14:07,ASB CAPITAL MANAGEMENT LLC,BETHESDA,MD,United States,20814,75,35,Y,N,N,N,N,Y,25236050792
1325016,17-Oct,5/22/2019 17:43,"RH ADVISORS, LLC",FARMINGTON,UT,United States,84025,8,4,Y,Y,N,Y,N,N,114919928
1326006,17-Oct,5/29/2019 11:34,"STEPHENS GROUP ASSET MANAGEMENT, LLC",LITTLE ROCK,AR,United States,72202-2215,4,2,Y,N,N,N,N,N,613628546
1316585,17-Oct,6/1/2019 8:41,"WEALTH ENHANCEMENT ADVISORY SERVICES, LLC",PLYMOUTH,MN,United States,55441,260,239,Y,Y,N,Y,N,N,8386250752
1325049,17-Oct,6/7/2019 8:25,OLD BRIDGE CAPITAL MANAGEMENT PRIVATE LIMITED,MUMBAI,,India,400051,11,7,Y,N,N,N,N,Y,464566010
1328026,17-Oct,6/7/2019 9:00,WESTMINSTER FINANCIAL ADVISORY CORP,DAYTON,OH,United States,45423,35,15,Y,N,N,Y,Y,N,371140414
1329302,17-Oct,6/16/2019 13:40,VAHANIAN & ASSOCIATES FINANCIAL PLANNING INC,SARATOGA SPRINGS,NY,United States,12866,6,6,Y,Y,N,N,N,N,133585564
1329920,17-Oct,6/18/2019 6:17,MOST CAPITAL,MINSK,,Belarus,220006,2,2,Y,N,N,N,N,N,
1327583,17-Oct,6/18/2019 10:56,"BAYBRIDGE CAPITAL GROUP, LLC",PLEASANTON,CA,United States,94588,5,2,Y,Y,N,Y,N,N,38800747
1329981,17-Oct,6/18/2019 11:16,"MITLIN FINANCIAL, INC.",HAUPPAUGE,NY,United States,11788,3,1,Y,Y,N,Y,N,N,45406646
1329995,17-Oct,6/18/2019 12:22,VOLTRADE CAPITAL LIMITED PARTNERSHIP,NEW YORK,NY,United States,10105,3,2,Y,N,N,N,N,Y,200000000
1328794,17-Oct,6/18/2019 12:23,TUCKER ASSET MANAGEMENT LLC,LITTLETON,CO,United States,80120,34,34,Y,N,N,N,N,N,56644212
1317395,17-Oct,4/23/2019 18:16,THREE BELL CAPITAL LLC,LOS ALTOS,CA,United States,94022,11,7,Y,N,N,Y,N,N,1782865839
1317376,17-Oct,4/23/2019 18:35,"DYNASTY WEALTH MANAGEMENT, LLC",NEW YORK,NY,United States,10019,57,5,Y,N,N,Y,N,N,622828360
1317414,17-Oct,4/23/2019 19:01,"KAIZEN FINANCIAL STRATEGIES, LLC",CAMPBELL,CA,United States,95008,4,4,Y,Y,N,Y,N,N,74924144
1317401,17-Oct,4/23/2019 19:31,BTR CAPITAL MANAGEMENT INC,SAN FRANCISCO,CA,United States,94108,12,8,Y,N,N,N,N,N,759983292
1317136,17-Oct,4/24/2019 12:01,"WELLS FARGO ASSET MANAGEMENT INTERNATIONAL, LLC",LONDON,,United Kingdom,EC4R 9AT,55,22,Y,N,N,N,N,Y,5235458476
1317004,17-Oct,4/24/2019 12:04,WELLS FARGO ASSET MANAGEMENT INTERNATIONAL LIMITED,LONDON,,United Kingdom,EC4R 9AT,40,25,Y,N,N,N,N,Y,2104248355
1317599,17-Oct,4/24/2019 12:08,"SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.",NICHOLASVILLE,KY,United States,40356,8,4,Y,N,N,N,N,N,180336146
1317605,17-Oct,4/24/2019 12:09,"NEW GENERATION ADVISORS, LLC",MANCHESTER,MA,United States,01944-1366,13,7,Y,N,N,N,N,Y,750668000
1317607,17-Oct,4/24/2019 12:16,FIRST AFFIRMATIVE FINANCIAL NETWORK LLC,COLORADO SPRINGS,CO,United States,80918,37,19,Y,Y,N,Y,N,N,860882700
1311049,17-Oct,4/24/2019 12:32,"LIBERTY WEALTH MANAGEMENT, LLC",OAKLAND,CA,United States,94609,22,15,Y,Y,N,Y,N,N,892882000
1322531,17-Oct,5/9/2019 13:39,MSH CAPITAL ADVISORS LLC,SCOTTSDALE,AZ,United States,85255-7153,14,5,Y,N,N,Y,N,N,438160857
1322551,17-Oct,5/9/2019 14:19,"ELITE ADVISORS, LLC",LONG BEACH,CA,United States,90831,5,5,Y,N,N,N,N,N,264894000
1321423,17-Oct,5/9/2019 14:56,DUNE REAL ESTATE PARTNERS LP,NEW YORK,NY,United States,10019,30,24,Y,N,N,N,N,Y,2565765389
1322519,17-Oct,5/9/2019 15:28,STREETER MOORE & STIPE LLC,TULSA,OK,United States,74135,3,3,Y,Y,N,Y,N,N,142103000
1322587,17-Oct,5/9/2019 15:29,FINANCIAL ADVOCATES INVESTMENT MANAGEMENT,OLYMPIA,WA,United States,98502,151,139,Y,Y,N,Y,N,N,2834883974
1322589,17-Oct,5/9/2019 15:48,"WEBSTER EQUITY PARTNERS, LLC",WALTHAM,MA,United States,2451,16,12,Y,N,N,N,N,Y,1818087187
1322601,17-Oct,5/9/2019 16:22,STOCK CIRCLES INC.,ROLLING HILLS ESTATES,CA,United States,90275,10,1,Y,N,N,N,N,Y,0
1311578,17-Oct,5/9/2019 16:28,"ELLSWORTH ADVISORS, LLC",HUDSON,OH,United States,44236,9,5,Y,N,N,Y,N,N,520412375
1322624,17-Oct,5/9/2019 17:45,"WAMBOLT & ASSOCIATES, LLC",LITTLETON,CO,United States,80127,12,6,Y,Y,N,Y,N,N,199270266
1322628,17-Oct,5/9/2019 18:28,GLOBAL RETIREMENT PARTNERS LLC,SAN RAFAEL,CA,United States,94903,241,236,Y,Y,N,Y,N,N,40110414815
1322645,17-Oct,5/9/2019 22:46,"MENDOTA FINANCIAL GROUP, LLC",MADISON,WI,United States,53703,5,5,Y,N,N,Y,N,N,185341397
1322582,17-Oct,5/13/2019 10:28,"MBS FINANCIAL PLANNING SERVICES, INC",UNIONTOWN,OH,United States,44685-7819,18,12,Y,Y,N,Y,N,N,520034107
1317461,17-Oct,4/24/2019 9:09,"GOODE INVESTMENT MANAGEMENT, INC.",BOWIE,MD,United States,20721,2,1,Y,N,N,N,N,N,26047300
1319647,17-Oct,4/29/2019 18:14,"SECOND CURVE CAPITAL, LLC",NEW YORK,NY,United States,10118,6,5,Y,N,N,N,N,Y,107710754
1317351,17-Oct,4/30/2019 9:09,"CORRY CAPITAL ADVISORS, LLC",SEWICKLEY,PA,United States,15143,11,7,Y,N,N,N,N,Y,988073262
1309074,17-Oct,4/30/2019 9:28,"SUMITOMO MITSUI ASSET MANAGEMENT COMPANY, LIMITED","MINATO-KU, TOKYO",,Japan,105-6228,1108,340,Y,N,N,Y,N,Y,1.50E+11
1322192,17-Oct,5/13/2019 8:29,CANDRIAM BELGIUM S.A.,BRUSSELS,,Belgium,1000,268,108,Y,N,N,N,N,Y,95749776448
1323212,17-Oct,5/14/2019 8:08,STATE STREET GLOBAL ADVISORS ASIA LIMITED,CENTRAL,,Hong Kong,,55,37,Y,N,N,N,N,N,38669601914
1322637,17-Oct,5/14/2019 13:02,"3CI ADVISORS, LLC",PORTLAND,OR,United States,97204,0,0,Y,N,Y,N,N,N,
1319215,17-Oct,5/14/2019 13:06,"BEACON INVESTMENT ADVISORY SERVICES, INC.",MORRISTOWN,NJ,United States,7960,37,33,Y,N,N,Y,N,N,2962000000
1323338,17-Oct,5/14/2019 15:10,"KDP ASSET MANAGEMENT, INC.",MONTPELIER,VT,United States,05602-2814,21,17,Y,N,N,Y,N,N,267517276
1311407,17-Oct,5/14/2019 16:42,"GEOSPHERE CAPITAL MANAGEMENT, LLC",NEW YORK,NY,United States,10017-3220,7,2,Y,N,N,N,N,Y,208357782
1323412,17-Oct,5/14/2019 17:15,"VIRTUE CAPITAL MANAGEMENT, LLC",BRENTWOOD,TN,United States,37027,118,103,Y,Y,N,Y,N,N,465235315
1323422,17-Oct,5/14/2019 17:42,"IAMS WEALTH MANAGEMENT, LLC",ELKHORN,NE,United States,68022-4609,43,40,Y,Y,N,Y,N,N,30514635
1322419,17-Oct,5/14/2019 19:19,"HFG WEALTH MANAGEMENT, LLC",THE WOODLANDS,TX,United States,77380,9,4,Y,Y,N,Y,N,N,314703708
1306246,17-Oct,5/14/2019 19:55,"PENSIONMARK FINANCIAL GROUP, LLC",SANTA BARBARA,CA,United States,93101,194,92,Y,Y,N,Y,N,N,18441771035
1326466,17-Oct,5/30/2019 11:22,"SOLARIS ADVISORS, LLC",NEW YORK,NY,United States,10022-1003,12,9,Y,N,N,Y,N,N,1431155296
1326504,17-Oct,5/30/2019 11:50,"LIBERTY STREET ADVISORS, INC.",NEW YORK,NY,United States,10005,11,9,Y,N,N,N,N,N,745446120
1324924,17-Oct,5/30/2019 12:08,FIDUCIARY CONSULTANTS INC,ST. LOUIS,MO,United States,63131,1,1,Y,Y,N,Y,N,N,
1325475,17-Oct,5/30/2019 12:33,INFUSIVE ASSET MANAGEMENT INC.,NEW YORK,NY,United States,10165,7,5,Y,N,N,N,N,N,78000000
1318097,17-Oct,4/25/2019 11:41,SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC,CARMEL,IN,United States,46032,7,6,Y,N,N,Y,N,N,989490456
1318108,17-Oct,4/25/2019 11:57,TREND CAPITAL MANAGEMENT LP,BOCA RATON,FL,United States,33431,19,8,Y,N,N,N,N,Y,1691672902
1318128,17-Oct,4/25/2019 12:20,"M.Z. KARK & ASSOCIATES, INC",DENVER,CO,United States,80246,5,3,Y,N,N,Y,N,N,188028398
1318793,17-Oct,4/26/2019 15:30,ACCUVEST GLOBAL ADVISORS,WALNUT CREEK,CA,United States,94597,7,6,Y,N,N,Y,N,Y,375515311
1321190,17-Oct,5/2/2019 16:09,"WYSER-PRATTE MANAGEMENT CO., INC.",BEDFORD,NY,United States,10506,4,3,Y,N,N,N,N,N,51579648
1321762,17-Oct,5/6/2019 15:46,"AQUIRE WEALTH ADVISORS, LLC",SOUTH JORDAN,UT,United States,84095,17,17,Y,Y,N,Y,N,N,159325790
1320914,17-Oct,5/9/2019 6:58,"CENTURY PARK CAPITAL PARTNERS, LLC",EL SEGUNDO,CA,United States,90245,9,8,N,N,N,Y,N,Y,194430506
1317676,17-Oct,5/14/2019 12:39,"GRIMES & COMPANY, INC.",WESTBOROUGH,MA,United States,1581,35,23,Y,N,N,Y,N,N,2376401677
1323513,17-Oct,5/15/2019 14:17,MPWM ADVISORY SOLUTIONS LLC,NEW YORK,NY,United States,10016,8,8,Y,N,N,Y,N,N,68755789
1321592,17-Oct,5/15/2019 14:33,"WESTFULLER ADVISORS, LLC",NEW YORK,NY,United States,10036,7,5,Y,Y,N,Y,N,N,98192096
1323111,17-Oct,5/15/2019 15:21,SPRUCEVIEW CAPITAL PARTNERS LLC,BOSTON,MA,United States,2110,12,7,Y,N,N,Y,N,Y,315653561
1323785,17-Oct,5/16/2019 11:02,"AQUIRE WEALTH ADVISORS, LLC",SOUTH JORDAN,UT,United States,84095,17,17,Y,Y,N,Y,N,N,159325790
1323783,17-Oct,5/16/2019 11:08,"TRU INDEPENDENCE ASSET MANAGEMENT, LLC",PORTLAND,OR,United States,97224,15,14,Y,N,N,Y,N,N,830181375
1323796,17-Oct,5/16/2019 11:40,"DOMINION PORTFOLIO MANAGEMENT, INC.",HORSESHOE BAY,TX,United States,78657,28,28,Y,N,N,N,N,N,106410430
1323813,17-Oct,5/16/2019 12:04,BROOKSTONE CAPITAL MANAGEMENT LLC,WHEATON,IL,United States,60189,280,265,Y,Y,N,Y,N,N,2350000000
1323830,17-Oct,5/16/2019 12:46,"WEALTH PRESERVATION ADVISORS, LLC",CHATTANOOGA,TN,United States,37402,6,3,Y,N,N,N,N,N,239200582
1323834,17-Oct,5/16/2019 12:52,"HORTER INVESTMENT MANAGEMENT, LLC",CINCINNATI,OH,United States,45249,174,154,Y,Y,N,Y,N,N,902003369
1322457,17-Oct,5/16/2019 13:10,FIRST MANHATTAN CO,NEW YORK,NY,United States,10022,125,42,Y,N,N,N,Y,Y,20278669025
1323855,17-Oct,5/16/2019 13:49,"BEACON HARBOR WEALTH ADVISORS, INC.",VIRGINIA BEACH,VA,United States,23452,5,3,Y,Y,N,Y,N,N,0
1323861,17-Oct,5/16/2019 13:53,"CXI ADVISORS, LLC",AUBURN,IN,United States,46706,8,8,Y,Y,N,Y,N,N,0
1308899,17-Oct,4/24/2019 16:14,PHARO MANAGEMENT LLC,NEW YORK,NY,United States,10019,33,10,N,N,N,N,N,N,21796202823
1316846,17-Oct,4/24/2019 16:17,LVM CAPITAL MANAGEMENT LTD,PORTAGE,MI,United States,49024,13,6,Y,Y,N,Y,N,N,603448622
1317819,17-Oct,4/24/2019 16:26,"RPC PRIVATE WEALTH, LLC",HINSDALE,IL,United States,60521,4,4,Y,N,N,Y,N,N,101762526
1319730,17-Oct,4/30/2019 5:43,"YOST CAPITAL MANAGEMENT, LP",FORT WORTH,TX,United States,76107,6,5,Y,N,N,N,N,Y,522433047
1320649,17-Oct,5/1/2019 9:34,"PRIME CAPITAL INVESTMENT ADVISORS, LLC",OVERLAND PARK,KS,United States,66211,144,87,Y,Y,N,Y,N,Y,7986132259
1319746,17-Oct,5/1/2019 9:59,"TRAIL RIDGE INVESTMENT ADVISORS, LLC",FORT COLLINS,CO,United States,80525,5,5,Y,Y,N,N,N,N,102238760
1321193,17-Oct,5/2/2019 16:10,"WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC",ST. LOUIS,MO,United States,63103,1978,1211,Y,Y,N,Y,Y,N,47520627966
1325870,17-Oct,5/28/2019 21:09,STAFFORD CAPITAL PARTNERS INC.,AUSTIN,TX,United States,78703,10,8,Y,N,N,N,N,Y,435529698
1328106,17-Oct,6/14/2019 15:13,"WELLESLEY ASSET MANAGEMENT, INC.",WELLESLEY,MA,United States,2481,42,26,Y,N,N,N,N,Y,2427819602
1328984,17-Oct,6/14/2019 15:25,"JOHNSON INVESTMENT COUNSEL, INC.",CINCINNATI,OH,United States,45247,116,68,Y,Y,N,Y,N,N,10661232987
1329598,17-Oct,6/14/2019 15:46,CLEARLINE CAPITAL LP,NEW YORK,NY,United States,10022,4,3,Y,N,N,N,N,Y,284000000
1329606,17-Oct,6/14/2019 16:12,"WESTERN INTERNATIONAL SECURITIES, INC.",PASADENA,CA,United States,91101-9540,55,35,Y,Y,N,Y,N,N,1835886687
1329616,17-Oct,6/14/2019 17:00,"HATCHER CAPITAL INVESTMENTS, INC.",LITTLE ROCK,AR,United States,72201,2,1,Y,Y,N,Y,N,N,414339
1329584,17-Oct,6/14/2019 17:51,"CAPITAL UNITED, LLC",HILLSBORO,OR,United States,97123,4,3,N,N,N,N,N,N,124000000
1329628,17-Oct,6/14/2019 18:17,"CASSADY SCHILLER WEALTH MANAGEMENT, LLC",CINCINNATI,OH,United States,45242,5,5,Y,N,N,Y,N,N,243634105
1329633,17-Oct,6/14/2019 21:08,"PACES FERRY WEALTH ADVISORS, LLC",ATLANTA,GA,United States,30339,3,3,Y,N,N,N,N,N,186614228
1330205,17-Oct,6/19/2019 9:20,"WINSLOW, EVANS & CROCKER, INC.",BOSTON,MA,United States,2110,56,38,Y,Y,N,Y,Y,N,737808011
1328942,17-Oct,6/19/2019 10:37,CRYDER CAPITAL PARTNERS LLP,LONDON,,United Kingdom,W1S 3NP,5,3,Y,N,N,N,N,Y,941000000
1330705,17-Oct,6/20/2019 21:15,"HATCHER CAPITAL INVESTMENTS, INC.",LITTLE ROCK,AR,United States,72201,2,1,Y,Y,N,Y,N,N,414339
1330710,17-Oct,6/20/2019 22:43,AUROVILLE INVESTMENT MANAGEMENT (HK) LIMITED,HONG KONG,,Hong Kong,,8,5,Y,N,N,N,N,Y,7258941
1330993,17-Oct,6/24/2019 10:12,LA FRANCAISE FORUM SECURITIES LIMITED,SINGAPORE,,Singapore,48583,7,6,Y,N,N,N,N,Y,137836294
1330672,17-Oct,6/24/2019 10:35,"FSM WEALTH ADVISORS, LLC",CLEVELAND,OH,United States,44124,6,3,Y,N,N,Y,N,N,214417007
1330832,17-Oct,6/24/2019 10:38,SLATESTONE WEALTH LLC,JUPITER,FL,United States,33458,23,12,Y,N,N,Y,N,N,518051070
1308994,17-Oct,4/9/2019 15:35,"BOYLSTON ADVISORS, LP",BOSTON,MA,United States,2116,25,2,N,N,N,N,N,N,7338273000
1308998,17-Oct,4/9/2019 15:38,"SHOREBIRD CAPITAL, LP",SAN ANTONIO,TX,United States,78258,6,2,Y,N,N,N,Y,Y,14853572
1308887,17-Oct,4/9/2019 15:39,J.P. MORGAN SECURITIES LLC,NEW YORK,NY,United States,10172,7383,5516,Y,N,N,N,N,N,1.30E+11
1308993,17-Oct,4/9/2019 15:42,"IRONVIEW CAPITAL MANAGEMENT, LLC",KING OF PRUSSIA,PA,United States,19406,17,17,Y,Y,N,Y,N,N,914034695
1308386,17-Oct,4/9/2019 15:50,CAPITOLIS ADVISORS LLC,NEW YORK,NY,United States,10036,0,0,Y,N,N,N,N,N,
1309006,17-Oct,4/9/2019 15:54,"HUNTLEIGH ADVISORS, INC.",ST. LOUIS,MO,United States,63105,8,6,Y,N,N,Y,Y,N,243847990
1308979,17-Oct,4/9/2019 15:54,ENTREPRENEURSHARES LLC,BOSTON,MA,United States,2110,8,3,Y,N,N,N,N,N,52907738
1309017,17-Oct,4/9/2019 16:01,"ECONOLOGICS FINANCIAL ADVISORS, LLC",LARGO,FL,United States,33770,10,3,Y,Y,N,Y,N,N,3194367
1309018,17-Oct,4/9/2019 16:05,"DATAVEST CORPORATION, LLC",PASADENA,CA,United States,91101,1,1,Y,N,N,N,N,N,0
1292113,17-Oct,4/9/2019 16:09,HILLTOP PARTNERS LLC,MISHAWAKA,IN,United States,46545,9,4,Y,Y,N,Y,Y,N,203566222
1287652,17-Oct,4/9/2019 16:12,RICHVIEW ADVISORS LLC,DAYTON,OH,United States,45439-1924,2,2,Y,N,N,N,N,N,52921762
1309007,17-Oct,4/9/2019 16:12,"COLCHIS CAPITAL MANAGEMENT, L.P.",SAN FRANCISCO,CA,United States,94111,21,15,Y,N,N,N,N,Y,1232636832
1309019,17-Oct,4/9/2019 16:14,"KEENER FINANCIAL PLANNING, LLC",KELLER,TX,United States,76248,4,4,N,Y,N,Y,N,N,119284207
1309024,17-Oct,4/9/2019 16:26,CALAMOS ADVISORS LLC,NAPERVILLE,IL,United States,60563-2787,224,92,Y,N,N,N,N,Y,20743759794
1309030,17-Oct,4/9/2019 16:32,DATATEX INVESTMENT SERVICES INC,CLAYTON,MO,United States,63105,4,4,Y,N,N,Y,Y,N,36304016
1309028,17-Oct,4/9/2019 16:35,"COLCHIS CAPITAL MANAGEMENT, L.P.",SAN FRANCISCO,CA,United States,94111,21,15,Y,N,N,N,N,Y,1232636832
1309031,17-Oct,4/9/2019 16:37,MORGAN STANLEY SMITH BARNEY LLC,PURCHASE,NY,United States,10577-2530,26000,15000,Y,N,N,Y,Y,N,7.29E+11
1295275,17-Oct,4/9/2019 16:38,COREPATH WEALTH PARTNERS LLC,SCOTTSDALE,AZ,United States,85251,10,5,Y,Y,N,Y,N,N,0
1309036,17-Oct,4/9/2019 16:45,"IRONVIEW CAPITAL MANAGEMENT, LLC",KING OF PRUSSIA,PA,United States,19406,17,17,Y,Y,N,Y,N,N,914034695
1309038,17-Oct,4/9/2019 16:59,"THE RICE PARTNERSHIP, LLC",HONOLULU,HI,United States,96813,6,6,Y,N,N,Y,N,N,278865319
1309043,17-Oct,4/9/2019 17:06,LADDER CAPITAL ASSET MANAGEMENT LLC,NEW YORK,NY,United States,10154,70,5,Y,N,N,N,N,N,16050197
1309014,17-Oct,4/9/2019 17:22,MAGIC MIND ADVISORS LLC,BEIJING,,China,100041,1,1,Y,N,N,N,N,Y,0
1309052,17-Oct,4/9/2019 17:25,"ARLEN CAPITAL, LLC",WARWICK,RI,United States,2286,5,5,Y,N,N,Y,N,N,210218584
1309060,17-Oct,4/9/2019 17:36,"U.S. BANCORP INVESTMENTS, INC.",SAINT PAUL,MN,United States,55107,2323,883,Y,N,N,N,N,N,8506510518
1282517,17-Oct,4/9/2019 17:39,PERSONAL CAPITAL ADVISORS CORPORATION,REDWOOD CITY,CA,United States,94065,236,233,Y,N,N,N,N,N,8558609158
1308699,17-Oct,4/9/2019 17:41,TAYLOR AND TAYLOR FINANCIAL SERVICES USA LLC,RYE,NY,United States,10580,4,3,Y,N,N,Y,N,N,33221283
1310133,17-Oct,4/15/2019 7:18,PURSELL MANAGEMENT CO. LLC,PEACHTREE CORNERS,GA,United States,30092,3,2,Y,N,N,N,N,N,0
1310128,17-Oct,4/15/2019 7:53,ABERDEEN ASSET  MANAGERS LIMITED,ABERDEEN,,United Kingdom,AB10 1XL,1072,474,Y,N,N,Y,N,Y,1.63E+11
1309934,17-Oct,4/15/2019 8:27,"PLANTE MORAN FINANCIAL ADVISORS, LLC",SOUTHFIELD,MI,United States,48034,142,140,Y,Y,N,Y,N,N,14337303133
1310126,17-Oct,4/15/2019 8:44,FAIR OAKS CAPITAL LIMITED,"LONDON, ENGLAND",,United Kingdom,W1S 4HA,13,7,Y,N,N,N,N,Y,2241334664
1310147,17-Oct,4/15/2019 8:46,"AURORA PRIVATE WEALTH, INC.",ROCKAWAY,NJ,United States,7866,35,22,Y,Y,N,Y,N,N,426639604
1310152,17-Oct,4/15/2019 8:57,AFFIANCE FINANCIAL LLC,ST. LOUIS PARK,MN,United States,55426,23,10,Y,N,N,Y,N,N,611899336
1310157,17-Oct,4/15/2019 9:00,OWNLA LLC,CITY OF INDUSTRY,CA,United States,91748,1,1,Y,N,N,N,N,N,0
1310162,17-Oct,4/15/2019 9:09,"ASTORIA STRATEGIC WEALTH, INC.",FLOWER MOUND,TX,United States,75022,5,4,Y,Y,N,Y,N,N,148347312
1310155,17-Oct,4/15/2019 9:23,FAIR OAKS CAPITAL US LP,NEW YORK,NY,United States,10019,6,4,Y,N,N,N,N,Y,99459178
1310170,17-Oct,4/15/2019 9:33,SKY ALPHA ASSET ADVISORS LLC,BOCA RATON,FL,United States,33432,5,3,Y,Y,N,N,N,Y,228315995
1310173,17-Oct,4/15/2019 9:40,PURSELL MANAGEMENT CO. LLC,PEACHTREE CORNERS,GA,United States,30092,3,2,Y,N,N,N,N,N,0
1310178,17-Oct,4/15/2019 9:51,"MALLARD ADVISORS, LLC",HOCKESSIN,DE,United States,19707,4,2,Y,Y,N,Y,N,N,122097646
1310186,17-Oct,4/15/2019 10:03,"MALLARD ADVISORS, LLC",HOCKESSIN,DE,United States,19707,4,2,Y,Y,N,Y,N,N,122097646
1310171,17-Oct,4/15/2019 10:04,ALGEBRIS INVESTMENTS (US) INC.,BOSTON,MA,United States,2116,6,3,N,N,N,N,N,Y,8727074607
1310190,17-Oct,4/15/2019 10:15,"IRONSIDES ASSET ADVISORS, LLC",ROCKY MOUNT,NC,United States,27804,2,2,Y,Y,N,Y,N,N,583374741
1307368,17-Oct,4/15/2019 10:15,"BROOKFIELD ASSET MANAGEMENT PIC US, LLC",NEW YORK,NY,United States,10281-1023,754,754,Y,N,N,N,N,Y,75657864329
1310194,17-Oct,4/15/2019 10:17,"SAMALIN INVESTMENT COUNSEL, LLC",CHAPPAQUA,NY,United States,10514,8,6,Y,Y,N,Y,N,N,164810697
1310203,17-Oct,4/15/2019 10:35,"MONUMENT GROUP WEALTH ADVISORS, LLC",CONCORD,MA,United States,1742,4,2,Y,Y,N,Y,N,N,276909117
1310204,17-Oct,4/15/2019 10:39,"HARBOUR INVESTMENTS, INC.",MADISON,WI,United States,53719,217,177,Y,Y,N,Y,Y,N,1961011000
1309462,17-Oct,4/15/2019 10:40,PICTET ASSET MANAGEMENT (SINGAPORE) PTE LTD,SINGAPORE,,Singapore,18983,26,10,Y,N,N,N,N,Y,7179447273
1309097,17-Oct,4/15/2019 10:43,PICTET ASSET MANAGEMENT SA,GENEVA,,Switzerland,1211 - 73,484,121,Y,N,N,N,N,Y,1.56E+11
1310202,17-Oct,4/15/2019 10:45,"GLOBAL EVOLUTION USA, LLC",NEW YORK,NY,United States,10177,41,11,Y,N,N,N,N,Y,359038601
1310199,17-Oct,4/15/2019 11:01,"DOMINION PORTFOLIO MANAGEMENT, INC.",HORSESHOE BAY,TX,United States,78657,28,28,Y,N,N,N,N,N,106410430
1310185,17-Oct,4/18/2019 12:57,OFO PARTNERS LLC,QUINCY,MA,United States,2169,3,2,Y,Y,N,Y,N,N,0
1311379,17-Oct,4/18/2019 13:02,"FINANCIAL DECISIONS, LLC",NEW YORK,NY,United States,10017,7,4,Y,Y,N,Y,N,N,240828881
1311347,17-Oct,4/18/2019 13:12,IVC WEALTH ADVISORS LLC,SILVERDALE,PA,United States,18962,6,5,Y,N,N,Y,N,N,0
1311385,17-Oct,4/18/2019 13:14,"GOLDSTONE FINANCIAL GROUP, LLC",OAKBROOK TERRACE,IL,United States,60181,6,6,Y,N,N,N,N,N,94017902
1311382,17-Oct,4/18/2019 13:18,LINCOLN CAPITAL CORPORATION,PROVIDENCE,RI,United States,2903,6,4,Y,N,N,Y,N,N,230069968
1311392,17-Oct,4/18/2019 13:24,"INTEGRATED CAPITAL MANAGEMENT, INC.",JESSUP,PA,United States,18434,8,6,Y,Y,N,Y,N,N,177038853
1311388,17-Oct,4/18/2019 13:24,FURE FINANCIAL CORPORATION,BLOOMINGTON,MN,United States,55437-3822,12,4,Y,Y,N,Y,N,N,200907925
1311394,17-Oct,4/18/2019 13:25,INTELLIGENT WEALTH SOLUTIONS LLC,AUSTIN,TX,United States,78746,2,2,Y,N,N,N,N,N,0
1311389,17-Oct,4/18/2019 13:27,ZEAL ASSET MANAGEMENT LIMITED,HONG KONG,,Hong Kong,,23,17,Y,N,N,N,N,Y,1041231594
1311132,17-Oct,4/18/2019 13:29,"SANDTON CAPITAL PARTNERS, LP",NEW YORK,NY,United States,10036,20,13,Y,N,N,N,N,Y,886937728
1311353,17-Oct,4/18/2019 13:30,"ONE OAK CAPITAL MANAGEMENT, LLC",PURCHASE,NY,United States,10577,5,3,Y,N,N,N,N,Y,100000000
1311397,17-Oct,4/18/2019 13:31,"MA PRIVATE WEALTH, LLC",SAN CARLOS,CA,United States,94070,7,4,Y,N,N,Y,N,N,413212916
1311414,17-Oct,4/18/2019 13:49,"GRANITE HARBOR ADVISORS, INC.",HOUSTON,TX,United States,77064,5,4,Y,Y,N,Y,N,N,161800000
1311411,17-Oct,4/18/2019 13:49,"BIRCH RUN CAPITAL ADVISORS, LP",NEW YORK,NY,United States,10018,3,2,Y,N,N,Y,N,Y,325542640
1265753,17-Oct,4/18/2019 13:58,"WATERWAY WEALTH MANAGEMENT, L.L.C.",THE WOODLANDS,TX,United States,77380,9,3,Y,Y,N,Y,N,N,295950356
1310056,17-Oct,4/18/2019 14:03,"BOYD WEALTH MANAGEMENT, LLC",SACRAMENTO,CA,United States,95815,4,2,Y,N,N,Y,N,N,115769717
1311405,17-Oct,4/18/2019 14:04,GREENSVIEW WEALTH MANAGEMENT LLC,CHICAGO,IL,United States,60614,5,4,Y,Y,N,N,N,N,71560008
1311090,17-Oct,4/18/2019 14:05,TPG ADVISORS LLC,NORTHFIELD,IL,United States,60093,4,4,Y,Y,N,Y,N,N,106118374
1310908,17-Oct,4/18/2019 14:06,EMERGE CAPITAL MANAGEMENT INC.,BUFFALO,NY,United States,14202,8,6,Y,N,N,Y,N,N,82881062
1311423,17-Oct,4/18/2019 14:06,CETERA ADVISOR NETWORKS LLC,EL SEGUNDO,CA,United States,90245-5672,1767,1574,Y,Y,N,Y,Y,N,18099125377
1311427,17-Oct,4/18/2019 14:07,"WATERWAY WEALTH MANAGEMENT, L.L.C.",THE WOODLANDS,TX,United States,77380,9,3,Y,Y,N,Y,N,N,295950356
1311331,17-Oct,4/18/2019 14:10,"HORTER INVESTMENT MANAGEMENT, LLC",CINCINNATI,OH,United States,45249,174,154,Y,Y,N,Y,N,N,902003369
1311434,17-Oct,4/18/2019 14:10,CETERA ADVISORS LLC,DENVER,CO,United States,80237,1066,957,Y,Y,N,Y,Y,N,12246297195
1311502,17-Oct,4/22/2019 10:03,"SCHARF INVESTMENTS, LLC",SCOTTS VALLEY,CA,United States,95066-3453,23,14,Y,N,N,Y,N,Y,3241169899
1317066,17-Oct,4/23/2019 11:22,"OBERON ASSET MANAGEMENT, LLC",NEW YORK,NY,United States,10013,4,4,Y,N,N,N,N,Y,118701634
1311198,17-Oct,4/23/2019 11:34,"XP PRIVATE, INC.",MIAMI,FL,United States,33131,15,11,Y,Y,N,N,N,Y,115785852
1317079,17-Oct,4/23/2019 11:36,"MINICHMACGREGOR WEALTH MANAGEMENT, LLC",SARATOGA SPRINGS,NY,United States,12866,7,4,Y,Y,N,Y,N,N,247932125
1317074,17-Oct,4/23/2019 11:37,"CQS (US), LLC",NEW YORK,NY,United States,10019,20,14,Y,N,N,N,N,Y,5338339337
1320646,17-Oct,5/1/2019 9:47,FINANCIAL MANAGEMENT PROFESSIONALS INC,AUSTIN,TX,United States,78730,9,9,Y,N,N,Y,N,N,608050000
1320657,17-Oct,5/1/2019 9:58,EXCHANGE CAPITAL MANAGEMENT INC,ANN ARBOR,MI,United States,48104,10,9,Y,N,N,N,N,N,509641063
1319786,17-Oct,5/1/2019 10:00,"THE PUTNAM ADVISORY COMPANY, LLC",BOSTON,MA,United States,2110,35,5,Y,N,N,N,N,Y,48966529569
1320664,17-Oct,5/1/2019 10:20,RSM US WEALTH MANAGEMENT LLC,MINNEAPOLIS,MN,United States,55402-2526,116,84,Y,Y,N,Y,N,N,5694022608
1320672,17-Oct,5/1/2019 10:32,SA STONE INVESTMENT ADVISORS INC.,BIRMINGHAM,AL,United States,35243,265,245,Y,Y,N,Y,N,N,1400215619
1319881,17-Oct,5/1/2019 11:07,"PRIVATE WEALTH MANAGEMENT, INC.",MEMPHIS,TN,United States,38125,4,4,Y,Y,N,Y,N,Y,590634796
1320716,17-Oct,5/1/2019 11:22,"SENVEST MANAGEMENT, LLC",NEW YORK,NY,United States,10022,26,12,Y,N,N,N,N,Y,1809833232
1320719,17-Oct,5/1/2019 11:30,RAYMOND JAMES (USA) LTD,VANCOUVER,,Canada,V6C3L2,91,72,Y,N,N,Y,N,N,289000000
1320734,17-Oct,5/1/2019 11:39,ASC WEALTH & RETIREMENT ADVISORS LLC,APPLETON,WI,United States,54913,3,2,Y,Y,N,N,N,N,124311177
1320693,17-Oct,5/1/2019 11:46,"INVICTUS FIDUCIARY SERVICES, LLC",MEMPHIS,TN,United States,38120,3,2,Y,N,N,N,N,N,367679143
1318881,17-Oct,5/1/2019 12:14,"REAL ESTATE MANAGEMENT SERVICES GROUP, LLC",NAPLES,FL,United States,34102-6407,10,5,Y,N,N,Y,N,N,339575582
1317829,17-Oct,5/1/2019 12:27,"WMG FINANCIAL ADVISORS, LLC",KNOXVILLE,TN,United States,37932,16,13,Y,N,N,Y,N,N,119233292
1320627,17-Oct,5/2/2019 6:57,"SMI ADVISORY SERVICES, LLC",COLUMBUS,IN,United States,47203,5,3,Y,N,N,N,N,N,475786000
1321002,17-Oct,5/2/2019 8:12,CONSTITUTION CAPITAL EQUITY PARTNERS LP,ANDOVER,MA,United States,1810,28,14,Y,N,N,N,N,N,2226947838
1320759,17-Oct,5/2/2019 8:29,VIGILARE WEALTH MANAGEMENT LLC,SCOTTSDALE,AZ,United States,85255,4,4,Y,N,N,N,N,Y,244104181
1321008,17-Oct,5/2/2019 8:59,"CARNICK & KUBIK GROUP, LLC",DENVER,CO,United States,80210,24,12,Y,Y,N,Y,N,Y,1204341145
1320702,17-Oct,5/2/2019 9:23,"VIGIL WEALTH MANAGEMENT, LLC",PONTE VEDRA BEACH,FL,United States,32082,1,1,Y,Y,N,Y,N,N,0
1323251,17-Oct,5/14/2019 11:00,"GOOD LIFE ADVISORS, LLC",READING,PA,United States,19607,103,73,Y,Y,N,Y,N,N,1092499884
1319933,17-Oct,5/14/2019 11:27,"VIMVEST SECURITIES, LLC",SARASOTA,FL,United States,34239,3,3,Y,N,N,N,N,N,43892
1323250,17-Oct,5/14/2019 11:30,"LOGAN CAPITAL MANAGEMENT, INC.",ARDMORE,PA,United States,19003,31,8,Y,N,N,Y,N,N,1430707665
1323268,17-Oct,5/14/2019 11:44,SAVVI FINANCIAL LLC,WALTHAM,MA,United States,02452-8422,7,7,N,N,N,Y,N,N,
1323271,17-Oct,5/14/2019 11:55,"BFC PLANNING, INC.",CEDAR RAPIDS,IA,United States,52402,204,204,Y,Y,N,Y,Y,N,821511423
1323274,17-Oct,5/14/2019 12:02,"PSF FINANCIAL SERVICES, INC.",WESTBURY,NY,United States,11590,4,1,N,Y,N,Y,N,N,
1323278,17-Oct,5/14/2019 12:02,"CCM NEW OPPORTUNITIES, LLC",OVERLAND PARK,KS,United States,66202,3,2,Y,Y,N,Y,N,N,
1323276,17-Oct,5/14/2019 12:09,"HUTTO RETIREMENT ADVISORS, LLC",COLLEYVILLE,TX,United States,76034,5,3,Y,Y,N,Y,N,Y,121859323
1320704,17-Oct,5/14/2019 12:15,FIR TREE CAPITAL MANAGEMENT LP,NEW YORK,NY,United States,10036,58,22,Y,N,N,N,N,Y,6733832565
1323280,17-Oct,5/14/2019 12:16,MOTIV8 INVESTMENTS LLC,STUART,FL,United States,34994,14,12,Y,Y,N,Y,N,N,81829972
1323284,17-Oct,5/14/2019 12:19,OPEN INVEST CO.,SAN FRANCISCO,CA,United States,94103,13,2,Y,N,N,N,N,N,42046717
1320387,17-Oct,5/14/2019 12:25,"HOLDER WEALTH MANAGEMENT, INC.",CHAMPAIGN,IL,United States,61821,3,2,Y,Y,N,N,N,N,129400000
1320728,17-Oct,5/14/2019 12:34,"OPENGATE CAPITAL MANAGEMENT, LLC",LOS ANGELES,CA,United States,90067,22,17,Y,N,N,N,N,Y,802039245
1323235,17-Oct,5/14/2019 13:53,"PRIVATE PORTFOLIO PARTNERS, LLC",PARAMUS,NJ,United States,7652,28,28,Y,Y,N,Y,N,N,477479084
1322490,17-Oct,5/14/2019 14:35,OLIVER LUXXE ASSETS LLC,GLADSTONE,NJ,United States,7934,7,5,Y,N,N,Y,N,N,424925764
1322448,17-Oct,5/14/2019 14:50,"TRUBEE, COLLINS & CO., INC.",BUFFALO,NY,United States,14203,14,14,Y,N,N,Y,N,N,265499560
1321874,17-Oct,5/14/2019 14:53,FIREMAN CAPITAL PARTNERS LLC,WALTHAM,MA,United States,2453,12,6,Y,N,N,N,N,Y,234145539
1309709,17-Oct,5/14/2019 14:57,"CSFC MANAGEMENT COMPANY, LLC",NEW YORK,NY,United States,10022,27,11,Y,N,N,N,N,Y,1347895440
1323348,17-Oct,5/14/2019 15:13,PINEBRIDGE INVESTMENTS LLC,NEW YORK,NY,United States,10022,281,135,Y,N,N,Y,N,Y,42007993314
1323351,17-Oct,5/14/2019 15:20,RICHARD BERNSTEIN ADVISORS LLC,NEW YORK,NY,United States,10036,23,8,Y,N,N,Y,N,Y,3535468605
1323362,17-Oct,5/14/2019 15:29,"SAGE ADVISORS, LLC",SEATTLE,WA,United States,98101,8,4,Y,N,N,Y,N,N,0
1323364,17-Oct,5/14/2019 15:31,"KDP ASSET MANAGEMENT, INC.",MONTPELIER,VT,United States,05602-2814,21,17,Y,N,N,Y,N,N,267517276
1322937,17-Oct,5/14/2019 15:32,"FCCI CONSULTING, LLC",LAKE SUCCESS,NY,United States,11042,4,2,Y,N,N,N,N,Y,180233000
1324873,17-Oct,5/22/2019 12:10,MORGAN STANLEY SMITH BARNEY LLC,PURCHASE,NY,United States,10577-2530,26000,15000,Y,N,N,Y,Y,N,7.29E+11
1324878,17-Oct,5/22/2019 12:22,OPTIVISE ADVISORY SERVICES LLC,DALLAS,TX,United States,75019,1,1,Y,Y,N,N,N,N,0
1324883,17-Oct,5/22/2019 12:41,"WILEY BROS.-AINTREE CAPITAL, LLC",NASHVILLE,TN,United States,37215,55,31,Y,Y,Y,Y,Y,Y,195205206
1324877,17-Oct,5/22/2019 12:48,"MWA FINANCIAL SERVICES, INC.",ROCK ISLAND,IL,United States,61204-4116,718,39,Y,Y,N,Y,N,N,20468756
1325063,17-Oct,5/23/2019 9:30,OFO PARTNERS LLC,QUINCY,MA,United States,2169,3,2,Y,Y,N,Y,N,N,0
1325066,17-Oct,5/23/2019 9:41,"VIRTUE CAPITAL MANAGEMENT, LLC",BRENTWOOD,TN,United States,37027,118,103,Y,Y,N,Y,N,N,465235315
1325116,17-Oct,5/23/2019 11:32,"J.E. SIMMONS & CO., P.C.",DALLAS,TX,United States,75248,3,2,Y,Y,N,Y,N,N,127974879
1324970,17-Oct,5/23/2019 11:44,III CAPITAL MANAGEMENT,BOCA RATON,FL,United States,33431,11,11,Y,N,N,N,N,Y,41903159547
1325126,17-Oct,5/23/2019 11:49,"WHISKER TECHNOLOGIES, INC.",NEW YORK,NY,United States,10012,3,3,Y,N,N,Y,N,N,25162974
1325054,17-Oct,5/23/2019 11:51,"MNS FINANCIAL  MANAGEMENT, L.L.C.",FT. MYERS,FL,United States,33919,11,4,Y,Y,N,Y,N,N,206376261
1325132,17-Oct,5/23/2019 11:56,THREE BELL CAPITAL LLC,LOS ALTOS,CA,United States,94022,11,7,Y,N,N,Y,N,N,1782865839
1325130,17-Oct,5/23/2019 11:56,"EOS MANAGEMENT, L.P.",NEW YORK,NY,United States,10022,20,13,Y,N,N,N,N,Y,1539855050
1324818,17-Oct,5/23/2019 12:07,COMPASS CAPITAL CORPORATION,BRAINTREE,MA,United States,02184-8734,15,13,Y,Y,N,Y,N,N,238891869
1325087,17-Oct,5/23/2019 12:07,"SHP WEALTH MANAGEMENT, LLC",PLYMOUTH,MA,United States,2360,24,11,Y,Y,N,N,N,N,294765370
1325141,17-Oct,5/23/2019 12:15,"CLEARWATER CAPITAL ADVISORS, LLC",HOFFMAN ESTATES,IL,United States,60169,10,9,Y,Y,N,Y,N,N,689262675
1279338,17-Oct,5/23/2019 12:25,CERES GLOBAL ADVISORY INC.,MIAMI,FL,United States,33131,4,1,Y,Y,N,Y,N,Y,102443061
1325160,17-Oct,5/23/2019 12:50,"SOUTH STATE ADVISORY, INC.",COLUMBIA,SC,United States,29201,22,10,Y,Y,N,Y,N,N,418642819
1325149,17-Oct,5/23/2019 13:00,LIFE LINE WEALTH MANAGEMENT LLC,BEVERLY HILLS,CA,United States,90211,2,2,Y,N,N,N,N,N,121401000
1325158,17-Oct,5/23/2019 13:08,GLOBAL WEALTH LAW CORPORATION,PITTSBURGH,PA,United States,15120-1507,3,3,Y,N,N,N,N,N,16250000
1324641,17-Oct,5/23/2019 13:09,ORBIMED ADVISORS LLC,NEW YORK,NY,United States,10022,91,60,Y,N,N,N,N,Y,14900000000
1325180,17-Oct,5/23/2019 13:17,"BROWN CAPITAL MANAGEMENT, LLC",BALTIMORE,MD,United States,21202-3908,36,14,Y,N,N,N,N,Y,10989068022
1325096,17-Oct,5/23/2019 13:20,"VERDENCE CAPITAL ADVISORS, LLC",HUNT VALLEY,MD,United States,21030,22,17,Y,Y,N,Y,N,N,1374835400
1325276,17-Oct,5/28/2019 21:26,"F3LOGIC, LLC",ARCHBOLD,OH,United States,43502,33,27,Y,Y,N,Y,N,N,667054610
1317038,17-Oct,5/29/2019 7:16,"OPTIFOUR INTEGRATED WEALTH MANAGEMENT, LLC",MCLEAN,VA,United States,22102,2,2,Y,Y,N,Y,N,N,301779026
1324469,17-Oct,5/29/2019 9:56,RUBICON TECHNOLOGY MANAGEMENT L.L.C.,PALO ALTO,CA,United States,94301,13,13,Y,N,N,N,N,Y,1038888717
1325484,17-Oct,5/29/2019 11:48,MARSHALL WACE NORTH AMERICA L.P.,NEW YORK,NY,United States,10022,60,30,Y,N,N,N,N,Y,20324172690
1325942,17-Oct,5/29/2019 12:16,"EVERGREEN WEALTH SOLUTIONS, LLC",WILLIAMSPORT,PA,United States,17701,6,4,Y,Y,N,Y,N,N,153263627
1326038,17-Oct,5/29/2019 12:23,MAINLINE WEST FUND MANAGER LLC,DENVER,CO,United States,80202-3501,5,2,Y,N,N,N,N,Y,1076361156
1325536,17-Oct,5/29/2019 13:51,"STONNINGTON GROUP, LLC",WOODLAND HILLS,CA,United States,91364,5,3,Y,N,N,Y,Y,N,257400000
1325751,17-Oct,5/29/2019 14:10,LEVIN EASTERLY PARTNERS LLC,NEW YORK,NY,United States,10022-1907,21,13,Y,N,N,Y,N,Y,6149145000
1326028,17-Oct,5/29/2019 14:34,"INSIGNEO ADVISORY SERVICES, LLC",MIAMI,FL,United States,33131,74,65,Y,N,N,Y,N,Y,811768200
1326143,17-Oct,5/29/2019 14:57,"ROYAL FUND MANAGEMENT, LLC",THE VILLAGES,FL,United States,32159,112,105,Y,Y,N,Y,N,N,510209237
1322880,17-Oct,5/29/2019 15:04,"THE MOLPUS WOODLANDS GROUP, LLC",JACKSON,MS,United States,39202,111,16,Y,Y,N,Y,N,Y,1101462809
1326180,17-Oct,5/29/2019 16:15,"PROCAPITA PARTNERS, LLC",NEW YORK,NY,United States,10036,5,5,Y,Y,N,Y,N,N,0
1306610,17-Oct,5/29/2019 16:39,PGIM INVESTMENTS LLC,NEWARK,NJ,United States,7102,440,99,Y,N,N,Y,N,N,2.73E+11
1326229,17-Oct,5/29/2019 17:05,"WEALTHPLAN PARTNERS, INC.",OMAHA,NE,United States,68154,71,31,Y,Y,N,Y,N,N,1665378328
1326078,17-Oct,5/29/2019 17:46,"CUSOURCE, LLC",PLANO,TX,United States,75024-7198,9,5,Y,N,N,Y,N,N,40914724017
1324451,17-Oct,5/29/2019 18:00,"MRM ASSET ALLOCATION GROUP, INC.",ST LOUIS,MO,United States,63131,3,1,Y,N,N,N,N,N,73469412
1325828,17-Oct,5/29/2019 18:24,"MIURA GLOBAL MANAGEMENT, LLC",NEW YORK,NY,United States,10178,12,7,Y,N,N,N,N,Y,1371566000
1326300,17-Oct,5/29/2019 22:22,KAILASA CAPITAL MANAGEMENT LLC,PITTSBURGH,PA,United States,15222,4,3,Y,N,N,N,N,Y,165542650
1326343,17-Oct,5/30/2019 8:46,"THE CORUNDUM GROUP, INC.",COLORADO SPRINGS,CO,United States,80903,9,4,Y,N,N,Y,N,N,748537837
1322173,17-Oct,5/30/2019 9:10,"HONDIUS CAPITAL MANAGEMENT, LP",STAMFORD,CT,United States,6902,4,2,Y,N,N,N,N,Y,
1327626,17-Oct,6/5/2019 12:26,"COLLECTIVE FAMILY OFFICE, LLC",HANOVER,PA,United States,17331,3,3,Y,N,N,N,N,N,0
1323635,17-Oct,6/5/2019 12:39,VANBARTON GROUP LLC,NEW YORK,NY,United States,10017-6318,30,19,Y,N,N,N,N,Y,2560800000
1326861,17-Oct,6/5/2019 12:42,REYNOLDS CONSULTING SERVICES LLC,HICKSVILLE,NY,United States,11801,7,4,N,Y,N,Y,N,N,
1311129,17-Oct,6/5/2019 13:54,"ACHIEVE PARTNERS MANAGEMENT, LLC",NEW YORK,NY,United States,10013,3,3,Y,N,N,N,N,Y,90000000
1327910,17-Oct,6/5/2019 14:42,DEWITT INVESTMENT RESEARCH & MANAGEMENT INC,WAYNE,PA,United States,19087,5,4,Y,N,N,N,N,Y,93831943
1327894,17-Oct,6/5/2019 14:47,"ELLINGTON MANAGEMENT GROUP, L.L.C.",OLD GREENWICH,CT,United States,6870,142,56,Y,N,N,N,N,Y,11464023203
1327918,17-Oct,6/5/2019 14:49,BEACON FINANCIAL ADVISORY LLC,CLEVELAND,OH,United States,44122,18,17,Y,Y,N,Y,N,N,336432026
1327920,17-Oct,6/5/2019 14:53,"ELLINGTON GLOBAL ASSET MANAGEMENT, LLC",OLD GREENWICH,CT,United States,6870,142,56,Y,N,N,N,N,Y,3462261697
1327922,17-Oct,6/5/2019 14:58,"DUKE FUNDING MANAGEMENT, L.L.C.",OLD GREENWICH,CT,United States,6870,142,56,Y,N,N,N,N,Y,788673931
1326059,17-Oct,6/5/2019 15:11,"KEEBECK ALPHA, LLC",STAMFORD,CT,United States,6901,5,4,N,N,N,N,N,Y,0
1327888,17-Oct,6/5/2019 15:16,ALLY INVEST ADVISORS INC,CHARLOTTE,NC,United States,28277,30,8,Y,N,N,N,N,N,175785366
1326372,17-Oct,6/5/2019 15:51,"CWM, LLC",OMAHA,NE,United States,68154,309,222,Y,Y,N,Y,N,N,7502978872
1327951,17-Oct,6/5/2019 15:55,"LIFEINVEST WEALTH MANAGEMENT, LTD",MIAMI,FL,United States,33131-3136,14,10,Y,N,N,Y,N,N,344398138
1317914,17-Oct,6/5/2019 16:15,RESOLUTE ADVISORS LLC,EL SEGUNDO,CA,United States,90245,3,3,Y,N,N,Y,N,N,0
1327965,17-Oct,6/5/2019 16:16,"ALPHA CUBED INVESTMENTS, LLC",IRVINE,CA,United States,92612,36,26,Y,Y,N,Y,N,N,1143593361
1326694,17-Oct,6/5/2019 16:38,"ALMANACK INVESTMENT PARTNERS, LLC",WAYNE,PA,United States,19087,19,15,Y,N,N,Y,N,N,750000000
1327969,17-Oct,6/5/2019 16:44,WEALTH ADVISORS OF TAMPA BAY LLC,TAMPA,FL,United States,33602,6,6,Y,Y,N,Y,N,N,258980021
1317786,17-Oct,4/29/2019 10:03,"THE VISTRIA GROUP, LP",CHICAGO,IL,United States,60601,31,21,Y,N,N,N,N,Y,1622682112
1310312,17-Oct,5/1/2019 7:16,"THL MANAGERS VII, LLC",BOSTON,MA,United States,2110,111,77,Y,N,N,N,N,N,6942518278
1327801,17-Oct,6/7/2019 16:28,"STABILIS CAPITAL MANAGEMENT, LP",NEW YORK,NY,United States,10153,24,10,Y,N,N,N,N,Y,1264761011
1328430,17-Oct,6/7/2019 16:34,"HOGE FINANCIAL SERVICES, INC.",CANONSBURG,PA,United States,15317,5,5,Y,Y,N,Y,N,N,283421281
1328435,17-Oct,6/7/2019 16:41,BRICKLEY WEALTH MANAGEMENT,SAN MATEO,CA,United States,94403,3,3,Y,Y,N,N,N,N,374245877
1328434,17-Oct,6/7/2019 16:52,LINCOLN FINANCIAL SECURITIES CORPORATION,FORT WAYNE,IN,United States,46802,938,500,Y,Y,N,Y,Y,N,2820598874
1328433,17-Oct,6/7/2019 16:56,ALLIANCEBERNSTEIN L.P.,NEW YORK,NY,United States,10105,3479,2127,Y,N,Y,Y,Y,Y,4.87E+11
1328440,17-Oct,6/7/2019 17:01,ALLIANCEBERNSTEIN HOLDING L.P.,NEW YORK,NY,United States,10105,0,0,N,N,N,N,N,N,
1327128,17-Oct,6/7/2019 17:04,MERION SQUARE CAPITAL LLC,AUSTIN,TX,United States,78703,3,3,Y,N,N,N,N,Y,150745000
1328411,17-Oct,6/7/2019 17:07,"GUIDESTREAM FINANCIAL, INC.",SPRING ARBOR,MI,United States,49283,9,3,Y,Y,N,Y,N,N,105181420
1328446,17-Oct,6/7/2019 17:26,"REGAL ADVISORY SERVICES, INC.",GLENVIEW,IL,United States,60025-3771,35,22,Y,Y,N,Y,N,N,93313446
1328439,17-Oct,6/7/2019 17:54,FINANCIAL ADVOCATES INVESTMENT MANAGEMENT,OLYMPIA,WA,United States,98502,151,139,Y,Y,N,Y,N,N,2834883974
1316889,17-Oct,6/7/2019 18:30,DISRUPTIVE TECHNOLOGY ADVISERS LLC,LOS ANGELES,CA,United States,90067,16,14,Y,N,N,N,N,Y,323086199
1328412,17-Oct,6/7/2019 19:18,"BROADRIVER ASSET MANAGEMENT, L.P.",NEW YORK,NY,United States,10118,20,7,Y,N,N,N,N,Y,1367951580
1328463,17-Oct,6/7/2019 19:54,FLOWERING TREE INVESTMENT MANAGEMENT PTE. LTD.,SINGAPORE,,Singapore,79022,16,10,Y,N,N,N,N,Y,741696079
1327084,17-Oct,6/7/2019 20:14,VGI PARTNERS PTY LIMITED,SYDNEY,,Australia,2000,22,13,Y,N,N,N,N,Y,1486830000
1328296,17-Oct,6/7/2019 22:23,TWINBEECH CAPITAL LP,NEW YORK,NY,United States,10036-2600,5,5,Y,N,N,N,N,Y,752102889
1328467,17-Oct,6/7/2019 22:34,TWINBEECH CAPITAL LP,NEW YORK,NY,United States,10036-2600,5,5,Y,N,N,N,N,Y,752102889
1328475,17-Oct,6/8/2019 16:54,ORIENTAL FINANCIAL SERVICES CORP.,SAN JUAN,PR,United States,918,29,16,Y,N,N,N,N,N,114770382
1326760,17-Oct,6/3/2019 16:16,F L PUTNAM INVESTMENT MANAGEMENT CO.,WELLESLEY,MA,United States,2481,47,21,Y,Y,N,Y,N,N,2280471228
1325629,17-Oct,6/12/2019 11:31,MERCER INVESTMENTS LLC,BOSTON,MA,United States,2110,675,543,Y,Y,N,Y,N,Y,94881900000
1328975,17-Oct,6/12/2019 11:36,"FINANCIAL & TAX ARCHITECTS, INC.",ST. LOUIS,MO,United States,63131,19,15,Y,N,N,Y,N,N,82415836
1328992,17-Oct,6/12/2019 11:58,BBVA WEALTH SOLUTIONS INC.,HOUSTON,TX,United States,77056-4700,392,243,Y,N,N,N,N,N,784528026
1329007,17-Oct,6/12/2019 12:14,"VIRTUE CAPITAL MANAGEMENT, LLC",BRENTWOOD,TN,United States,37027,118,103,Y,Y,N,Y,N,N,465235315
1329008,17-Oct,6/12/2019 12:19,"WAMBOLT & ASSOCIATES, LLC",LITTLETON,CO,United States,80127,12,6,Y,Y,N,Y,N,N,199270266
1329011,17-Oct,6/12/2019 12:30,OPTIVISE ADVISORY SERVICES LLC,DALLAS,TX,United States,75019,6,6,Y,Y,N,N,N,N,0
1329018,17-Oct,6/12/2019 12:55,"HORTER INVESTMENT MANAGEMENT, LLC",CINCINNATI,OH,United States,45249,174,154,Y,Y,N,Y,N,N,902003369
1326161,17-Oct,6/12/2019 13:01,"HARFST AND ASSOCIATES, INC.",ASHLAND,OR,United States,97520,8,2,Y,Y,N,Y,N,N,414605847
1328980,17-Oct,6/12/2019 13:52,IVY INVESTMENT MANAGEMENT COMPANY,OVERLAND PARK,KS,United States,66202,145,96,Y,N,N,N,N,Y,67780033571
1328347,17-Oct,6/12/2019 18:02,"TSL ADVISERS, LLC",FORT WORTH,TX,United States,76102,36,27,Y,N,N,N,N,Y,1730324477
1328232,17-Oct,6/12/2019 19:21,"WMG FINANCIAL ADVISORS, LLC",KNOXVILLE,TN,United States,37932,16,13,Y,N,N,Y,N,N,119233292
1329168,17-Oct,6/13/2019 7:19,PINNACLE INVESTMENT MANAGEMENT LIMITED,"SYDNEY, NEW SOUTH WALES",,Australia,NSW 2000,70,30,Y,N,N,N,N,Y,29066231116
1328938,17-Oct,6/13/2019 8:13,"SHARPVUE CAPITAL, LLC",RALEIGH,NC,United States,27609,5,4,Y,N,N,N,N,N,54696108
1322079,17-Oct,6/13/2019 9:21,RADIN CAPITAL PARTNERS INC.,TORONTO,,Canada,M4V 1L5,9,4,Y,N,N,N,N,Y,367669390
1329181,17-Oct,6/13/2019 9:27,"ADVISORY ALPHA, LLC",HOLLAND,MI,United States,49423,27,20,Y,Y,N,Y,N,N,576910152
1329180,17-Oct,6/13/2019 9:42,"REGENT WEALTH MANAGEMENT, INC.",TULSA,OK,United States,74145-7521,3,3,Y,Y,N,N,N,N,68716445
1325885,17-Oct,6/13/2019 10:21,"SANCTUARY WEALTH MANAGEMENT, LLC",POCATELLO,ID,United States,83201,9,5,Y,N,N,N,N,N,156203481
1329214,17-Oct,6/13/2019 10:46,NUVEEN CAPITAL MARKETS LLC,SAN FRANCISCO,CA,United States,94105,25,21,Y,N,N,N,N,Y,0
1329024,17-Oct,6/13/2019 11:31,"ATLANTA FINANCIAL ASSOCIATES, LLC",ATLANTA,GA,United States,30328,15,6,Y,Y,N,Y,N,N,551024224
1329237,17-Oct,6/13/2019 11:43,PARSONS CAPITAL MANAGEMENT INC,PROVIDENCE,RI,United States,2903,17,9,Y,N,N,Y,N,N,1254130008
1323435,17-Oct,6/13/2019 12:03,"BELLATORE FINANCIAL, INC.",SAN JOSE,CA,United States,95119,4,2,Y,Y,N,Y,N,N,462385895
1327290,17-Oct,6/3/2019 10:34,"WATERLOO CAPITAL, L.P.",AUSTIN,TX,United States,78746,19,19,Y,Y,N,Y,Y,N,720873094
1310021,17-Oct,6/3/2019 10:55,OLD HILL PARTNERS INC.,DARIEN,CT,United States,6820,13,7,Y,N,N,Y,N,Y,175997067
1327320,17-Oct,6/3/2019 11:19,"SVA WEALTH MANAGEMENT, LLC",MADISON,WI,United States,53717-4966,63,37,Y,Y,N,Y,N,N,2602321471
1328842,17-Oct,6/11/2019 18:16,"BOSTON STANDARD WEALTH MANAGEMENT, LLC",WINCHESTER,MA,United States,1890,5,4,Y,Y,N,Y,N,N,192138418
1328908,17-Oct,6/11/2019 19:30,"BELL & BROWN WEALTH ADVISORS, LLC",NEWPORT BEACH,CA,United States,92660,3,2,Y,Y,N,Y,N,N,202233473
1324757,17-Oct,6/11/2019 20:16,OLIVE STREET CAPITAL PARTNERS LLC,LOS ANGELES,CA,United States,90025,3,1,Y,N,N,N,N,N,0
1329326,17-Oct,6/13/2019 14:46,ARENA CAPITAL ADVISORS LLC,LOS ANGELES,CA,United States,90025,15,7,Y,N,N,N,N,Y,1745565358
1329314,17-Oct,6/13/2019 14:49,"HARRINGTON INVESTMENTS, INCORPORATED",NAPA,CA,United States,94559-3030,5,3,Y,Y,N,N,N,N,240262014
1329793,17-Oct,6/17/2019 16:12,"LEBENTHAL GLOBAL ADVISORS, LLC",HAUPPAUGE,NY,United States,11788,11,11,Y,N,N,Y,N,N,0
1329790,17-Oct,6/17/2019 16:18,"DIVERSIFIED PRIVATE WEALTH ADVISORS, INC.",HAUPPAUGE,NY,United States,11788,11,11,Y,N,N,Y,N,N,403967600
1329561,17-Oct,6/17/2019 16:21,BUTTERFLY EQUITY LP,BEVERLY HILLS,CA,United States,90212,7,7,Y,N,N,N,N,Y,389879931
1325357,17-Oct,6/17/2019 16:41,NPJ ASSET MANAGEMENT LLP,LONDON,,United Kingdom,SW3 1HQ,6,5,Y,N,N,N,N,Y,384223259
1329812,17-Oct,6/17/2019 16:42,KINDUR INVESTMENT SERVICES LLC,NEW YORK,NY,United States,10011,17,3,Y,N,N,Y,N,N,0
1324280,17-Oct,6/17/2019 16:43,"KINGDOM FINANCIAL GROUP, LLC",PEORIA,AZ,United States,85381,10,4,Y,Y,N,Y,N,N,107071914
1329854,17-Oct,6/17/2019 16:45,BUTTERFLY EQUITY LP,BEVERLY HILLS,CA,United States,90212,7,7,Y,N,N,N,N,Y,389879931
1329833,17-Oct,6/17/2019 16:49,"MONTICELLO ASSET MANAGEMENT, LLC",NEW YORK,NY,United States,10017-9103,20,11,Y,N,N,N,N,Y,891664324
1329858,17-Oct,6/17/2019 16:50,"CARNEGIE WEALTH MANAGEMENT, LLC",BERWYN,PA,United States,19312,6,2,Y,Y,N,Y,N,N,100308336
1329744,17-Oct,6/17/2019 17:17,"LBJ FAMILY WEALTH ADVISORS, LTD.",AUSTIN,TX,United States,78756,4,3,Y,Y,N,Y,N,N,280968365
1329870,17-Oct,6/17/2019 17:21,STRATOS WEALTH ADVISORS LLC,BEACHWOOD,OH,United States,44122,34,21,Y,Y,N,Y,N,N,494631414
1329877,17-Oct,6/17/2019 17:33,"INDEPENDENCE ASSET ADVISORS, LLC",WYNNEWOOD,PA,United States,19096,4,2,Y,N,N,N,N,N,998926550
1329805,17-Oct,6/17/2019 17:39,"RGM CAPITAL, LLC",NAPLES,FL,United States,34109-4425,5,4,Y,N,N,N,N,Y,1359059419
1327864,17-Oct,6/20/2019 9:12,"MATTERN WEALTH MANAGEMENT GROUP, LLC",LAWRENCE,KS,United States,66047,3,3,Y,Y,N,Y,N,N,0
1330464,17-Oct,6/20/2019 9:24,"ELWOOD & GOETZ WEALTH ADVISORY GROUP, LLC",ATHENS,GA,United States,30605,13,8,Y,Y,N,Y,N,N,224846962
1329705,17-Oct,6/20/2019 9:32,"GRADIENT INVESTMENTS, LLC",ARDEN HILLS,MN,United States,55126,29,13,Y,N,N,Y,N,N,2123994140
1329548,17-Oct,6/20/2019 9:37,BLUEPRINT INVESTMENT PARTNERS LLC,GREENSBORO,NC,United States,27405,6,4,Y,N,N,Y,N,N,208226421
1330466,17-Oct,6/20/2019 9:38,"INDEPENDENCE SQUARE HOLDINGS, LLC",KING OF PRUSSIA,PA,United States,19406,38,38,Y,Y,N,Y,N,N,0
1330473,17-Oct,6/20/2019 9:48,WALTER SCOTT & PARTNERS LIMITED,EDINBURGH,,United Kingdom,EH2 4DR,129,41,Y,N,N,N,N,Y,59969913062
1327312,17-Oct,6/20/2019 9:53,"HILTON CAPITAL MANAGEMENT, LLC",GARDEN CITY,NY,United States,11530,15,5,Y,N,N,N,N,Y,1556902666
1320931,17-Oct,6/20/2019 9:55,"EPLAN ADVISORS, LLC",DENVER,CO,United States,80239,2,2,N,N,N,N,N,N,
1330480,17-Oct,6/20/2019 9:57,CARROLL FINANCIAL ASSOCIATES INC,CHARLOTTE,NC,United States,28209,46,38,Y,Y,N,Y,N,N,2463897753
1330482,17-Oct,6/20/2019 9:59,WALTER SCOTT & PARTNERS LIMITED,EDINBURGH,,United Kingdom,EH2 4DR,129,41,Y,N,N,N,N,Y,59969913062
1330001,17-Oct,6/20/2019 10:01,CSV CAPITAL MANAGEMENT LTD.,SHANGHAI,,China,200040,8,6,Y,N,N,N,N,Y,19181375
1329431,17-Oct,6/20/2019 10:28,EDINBURGH PARTNERS LIMITED,"EDINBURGH, MIDLOTHIAN",,United Kingdom,EH3 7JF,58,14,Y,N,N,Y,N,Y,8868406789
1330496,17-Oct,6/20/2019 10:42,"NEWBRIDGE FINANCIAL SERVICES GROUP, INC.",BOCA RATON,FL,United States,33486,65,65,Y,Y,N,N,N,N,175028010
1330505,17-Oct,6/20/2019 10:47,VINTAGE FINANCIAL SERVICES LLC,ANN ARBOR,MI,United States,48103,14,4,Y,N,N,Y,N,N,608400000
1330519,17-Oct,6/20/2019 11:14,HUMANKIND INVESTMENTS LLC,NEW YORK,NY,United States,10016,1,1,Y,N,N,N,N,N,0
1304464,17-Oct,6/20/2019 11:19,FINANCIAL ENGINES ADVISORS L.L.C.,SUNNYVALE,CA,United States,94089,1426,592,Y,Y,Y,Y,N,N,1.81E+11
1328709,17-Oct,6/20/2019 11:27,GLOBAL LEISURE CAPITAL PARTNERS LLC,PALM BEACH,FL,United States,33411,10,10,Y,N,N,N,N,Y,437333655
1328267,17-Oct,6/20/2019 11:34,EURIZON SLJ CAPITAL LIMITED,LONDON,,United Kingdom,EC4N 1SA,12,9,Y,N,N,N,N,Y,1380485000
1330492,17-Oct,6/20/2019 11:37,"PLATT INVESTMENT COUNSEL, LLC",EDEN PRAIRIE,MN,United States,55344-7850,2,2,Y,N,N,N,N,N,103138000
1317172,17-Oct,6/20/2019 11:41,IIFL WEALTH MANAGEMENT LIMITED,"MUMBAI, MAHARASHTRA",,India,400013,589,2,N,N,N,Y,N,Y,336716896
1330322,17-Oct,6/20/2019 11:55,FIRST EAGLE BDC ADVISER LLC,NEW YORK,NY,United States,10105-0048,50,0,Y,N,N,N,N,Y,
1324162,17-Oct,5/20/2019 10:29,MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC,NEW YORK,NY,United States,10022-6839,33,23,Y,N,N,N,N,N,16574030333
1317940,17-Oct,5/20/2019 10:48,"BEIJING PHOENIX JINXIN INVESTMENT MANAGEMENT, LLC",BEIJING,,China,100018,6,1,Y,N,N,N,N,Y,20000
1324279,17-Oct,5/20/2019 10:52,"VIRTUE CAPITAL MANAGEMENT, LLC",BRENTWOOD,TN,United States,37027,118,103,Y,Y,N,Y,N,N,465235315
1324292,17-Oct,5/20/2019 11:37,"NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC",OMAHA,NE,United States,68154,20,20,Y,N,N,Y,N,N,858486188
1324304,17-Oct,5/20/2019 11:55,MORGAN STANLEY SMITH BARNEY LLC,PURCHASE,NY,United States,10577-2530,26000,15000,Y,N,N,Y,Y,N,7.29E+11
1325944,17-Oct,5/29/2019 10:09,"CASCADES CAPITAL ASSET MANAGEMENT, LLC",GREENSBORO,NC,United States,27408,3,3,Y,N,N,N,N,N,115547849
1321766,17-Oct,5/29/2019 10:39,"PEFIN ADVISORS, LLC",NEW YORK,NY,United States,10017,2,2,Y,N,N,N,N,N,38651
1325959,17-Oct,5/29/2019 10:41,APPLETON PARTNERS INC,BOSTON,MA,United States,2109,49,22,Y,N,N,N,N,N,10189067277
1326259,17-Oct,5/30/2019 8:18,"AQR CAPITAL MANAGEMENT, LLC",GREENWICH,CT,United States,6830,1018,438,Y,N,N,N,N,Y,2.70E+11
1326503,17-Oct,5/30/2019 11:48,"REAGAN COMPANIES ASSET MANAGEMENT, INC",MARCELLUS,NY,United States,13108,5,3,Y,Y,N,Y,N,N,435576436
1324035,17-Oct,5/30/2019 11:58,"OUTLOOK WEALTH ADVISORS, LLC",SHENANDOAH,TX,United States,77385,10,4,Y,Y,N,Y,N,N,296284540
1326529,17-Oct,5/30/2019 12:20,"MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED",NEW YORK,NY,United States,10036,41217,25576,Y,N,N,Y,Y,N,7.97E+11
1326549,17-Oct,5/30/2019 12:39,"PCG WEALTH ADVISORS, LLC",OVERLAND PARK,KS,United States,66211,18,10,Y,Y,N,Y,N,N,233026616
1325916,17-Oct,5/30/2019 12:45,BLUEBAY ASSET MANAGEMENT LLP,LONDON,,United Kingdom,W1K 3JR,334,99,Y,N,N,N,N,Y,59280244975
1326545,17-Oct,5/30/2019 12:50,"FORESIGHT WEALTH MANAGEMENT, LLC",DRAPER,UT,United States,84020,18,18,Y,Y,N,Y,N,N,413847878
1325337,17-Oct,5/30/2019 12:54,"BOFA SECURITIES, INC.",NEW YORK,NY,United States,10036,293,293,N,N,N,N,N,N,
1326249,17-Oct,5/30/2019 13:30,"3D WEALTH RIA, LLC",LOCUST VALLEY,NY,United States,11560,5,5,Y,N,N,N,N,N,12458271
1326430,17-Oct,5/30/2019 13:32,"FAIRVIEW CAPITAL PARTNERS, INC.",WEST HARTFORD,CT,United States,6107,26,13,Y,N,N,N,N,Y,7724166377
1326449,17-Oct,5/30/2019 13:48,"KOHMANN BOSSHARD FINANCIAL SERVICES, LLC.",AKRON,OH,United States,44333,6,4,Y,Y,N,Y,N,N,216289000
1326639,17-Oct,5/30/2019 13:58,"MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED",NEW YORK,NY,United States,10036,41217,25576,Y,N,N,Y,Y,N,7.97E+11
1326643,17-Oct,5/30/2019 14:02,"CAPITAL ADVANTAGE, INC.",LAFAYETTE,CA,United States,94549-7114,11,9,Y,N,N,N,N,N,705917488
1326669,17-Oct,5/30/2019 14:17,"RESONANT CAPITAL ADVISORS, LLC",MADISON,WI,United States,53703,7,6,Y,N,N,Y,N,N,393111741
1326682,17-Oct,5/30/2019 14:35,RECORD CURRENCY MANAGEMENT (US) INC,NEW YORK,NY,United States,10012,6,4,N,N,N,N,N,N,2043100607
1323409,17-Oct,5/30/2019 15:11,HARVEST CAPITAL STRATEGIES LLC,SAN FRANCISCO,CA,United States,94111,15,9,Y,N,N,N,N,Y,498982006
1326744,17-Oct,5/30/2019 15:40,"TRUENORTH FINANCIAL SERVICES, LLC",SEATTLE,WA,United States,98101,3,3,Y,Y,N,Y,N,N,112222682
1326784,17-Oct,5/30/2019 16:13,"EFFICIENT WEALTH MANAGEMENT, LLC",THE WOODLANDS,TX,United States,77381,11,6,Y,N,N,Y,N,N,374512442
1326692,17-Oct,5/30/2019 16:29,SQUAREPOINT OPS LLC,NEW YORK,NY,United States,10019,330,172,Y,N,N,N,N,Y,15579296979
1323153,17-Oct,5/30/2019 16:49,"LOCKSHIELD PARTNERS, INC.",GLASGOW,KY,United States,42141,4,3,Y,Y,N,Y,N,N,101159195
1318797,17-Oct,4/26/2019 15:37,WILLIS INVESTMENT COUNSEL INC,GAINESVILLE,GA,United States,30501,13,9,Y,N,N,N,N,N,2179960044
1318814,17-Oct,4/26/2019 15:44,"ALLWORTH FINANCIAL, L.P.",SACRAMENTO,CA,United States,95826,123,46,Y,Y,N,N,N,N,3453726822
1318830,17-Oct,4/26/2019 16:08,"PROSPERITY FINANCIAL GROUP, INC.",SAN RAMON,CA,United States,94583,13,13,Y,Y,N,Y,N,N,167300527
1317744,17-Oct,4/26/2019 16:08,"SOLAMERE CAPITAL, LLC",BOSTON,MA,United States,2116,7,7,Y,N,N,N,N,Y,2225221844
1318696,17-Oct,4/26/2019 16:12,"RCF MANAGEMENT, LLC",DENVER,CO,United States,80202,45,19,Y,N,N,N,N,N,3278900000
1318729,17-Oct,4/26/2019 16:23,"CONSTELLATION ASSET MANAGEMENT, INC.",FAYETTEVILLE,NY,United States,13066-1126,1,1,Y,N,N,Y,N,N,38515427
1307696,17-Oct,4/26/2019 16:34,GOLDMAN SACHS ASSET MANAGEMENT (HONG KONG) LIMITED,"CENTRAL, HONG KONG",,China,,49,39,Y,N,N,N,N,Y,15067207498
1318871,17-Oct,4/26/2019 16:41,INSTITUTE FOR WEALTH MANAGEMENT LLC,DENVER,CO,United States,80203-1022,5,3,Y,Y,N,Y,N,N,841371068
1307700,17-Oct,4/26/2019 16:44,"GSAM STABLE  VALUE, LLC",BURLINGTON,VT,United States,5401,21,10,Y,N,N,N,N,N,53482120196
1307692,17-Oct,4/26/2019 16:59,"GS INVESTMENT STRATEGIES, LLC",NEW YORK,NY,United States,10282,36,28,Y,N,N,N,N,Y,4812261325
1318349,17-Oct,4/26/2019 17:37,"JGP WEALTH MANAGEMENT, LLC",PORTLAND,OR,United States,97205,11,7,Y,Y,N,Y,N,N,462712118
1318913,17-Oct,4/26/2019 17:46,CAPITAL PLANNING ADVISORS LLC,ROSEVILLE,CA,United States,95661,9,5,Y,Y,N,Y,N,Y,572000000
1321082,17-Oct,5/2/2019 12:01,THE BURNEY COMPANY,RESTON,VA,United States,20191,42,42,Y,Y,N,Y,N,N,1684823900
1321078,17-Oct,5/2/2019 12:17,FIG LLC,NEW YORK,NY,United States,10105,906,216,Y,N,N,Y,N,Y,87742067596
1320782,17-Oct,5/2/2019 12:38,PORTFOLIO123 SECURITIES LLC,CHICAGO,IL,United States,60605,3,1,Y,N,N,Y,N,N,1026457
1321107,17-Oct,5/2/2019 13:09,"ENVESTNET RETIREMENT SOLUTIONS, LLC",CHICAGO,IL,United States,60601,42,4,Y,N,N,Y,N,N,10509036089
1321110,17-Oct,5/2/2019 13:16,"SC&H FINANCIAL ADVISORS, INC.",SPARKS,MD,United States,21152-9390,21,11,Y,Y,N,Y,N,N,390031060
1321116,17-Oct,5/2/2019 13:20,"BURNETT FINANCIAL GROUP, INC.",EDMOND,OK,United States,73013,1,1,Y,Y,N,Y,N,N,111371334
1321121,17-Oct,5/2/2019 13:28,"WESPAC ADVISORS, LLC",OAKLAND,CA,United States,94612,10,8,Y,Y,N,N,N,N,908298266
1321125,17-Oct,5/2/2019 13:42,ALDER HILL MANAGEMENT LP,NEW YORK,NY,United States,10019,6,4,Y,N,N,Y,N,Y,285696691
1320159,17-Oct,5/2/2019 14:19,PARSONS CAPITAL MANAGEMENT INC,PROVIDENCE,RI,United States,2903,18,10,Y,N,N,Y,N,N,1304681100
1321131,17-Oct,5/2/2019 14:25,"SGL INVESTMENT ADVISORS, INC.",MISSOULA,MT,United States,59802-4328,5,5,Y,N,N,N,N,N,137060252
1321144,17-Oct,5/2/2019 14:37,"AMDG FINANCIAL ADVISORY SERVICES, LLC",PLYMOUTH,MI,United States,48170,7,4,Y,Y,N,Y,N,N,136364772
1321113,17-Oct,5/2/2019 14:47,"WPWEALTH, LLP",FORT WORTH,TX,United States,76102,8,8,Y,Y,N,Y,N,N,512759142
1321150,17-Oct,5/2/2019 15:03,COLDSTREAM CAPITAL MANAGEMENT INC,BELLEVUE,WA,United States,98004,61,46,Y,Y,N,Y,N,Y,2768045933
1321165,17-Oct,5/2/2019 16:16,POLLEN STREET CAPITAL (US) LLC,NEW YORK,NY,United States,10017,7,4,Y,N,N,N,N,Y,1442125370
1307366,17-Oct,5/10/2019 13:46,UBS HEDGE FUND SOLUTIONS LLC,STAMFORD,CT,United States,6901,106,59,Y,N,N,Y,N,Y,37974606686
1322805,17-Oct,5/10/2019 14:07,"TEMPUS WEALTH PLANNING, LLC",IRVINE,CA,United States,92618,4,4,Y,Y,N,Y,N,N,100148092
1316955,17-Oct,4/23/2019 7:51,LA FRANCAISE FORUM SECURITIES LIMITED,SINGAPORE,,Singapore,48583,7,6,Y,N,N,N,N,Y,137836294
1316518,17-Oct,4/25/2019 9:51,"BAYBRIDGE CAPITAL GROUP, LLC",PLEASANTON,CA,United States,94588,5,2,Y,Y,N,Y,N,N,38800747
1318020,17-Oct,4/25/2019 10:24,"THE PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC",WESTBOROUGH,MA,United States,1581,35,35,Y,Y,N,Y,N,N,306330400
1319372,17-Oct,4/30/2019 10:41,MORTON WEALTH ADVISORS,LEXINGTON,MA,United States,2421,2,2,Y,N,N,N,Y,N,116722883
1319883,17-Oct,4/30/2019 10:54,CANYON CLO ADVISORS LLC,LOS ANGELES,CA,United States,90067,168,51,Y,N,N,N,N,Y,2474000000
1311400,17-Oct,4/30/2019 11:06,"HIGHTOWER ADVISORS, LLC",CHICAGO,IL,United States,60606,566,344,Y,Y,N,Y,N,N,48069831044
1318084,17-Oct,4/30/2019 11:22,"TAILWIND ADVISORS, LLC",FORT WORTH,TX,United States,76107,9,4,Y,N,N,N,N,Y,1028786000
1319951,17-Oct,4/30/2019 11:24,"KARPREILLY, LLC",GREENWICH,CT,United States,6830,16,13,Y,N,N,N,N,Y,623906646
1318183,17-Oct,4/30/2019 11:33,"GOLDEN STATE WEALTH MANAGEMENT, LLC",SOUTH COAST METRO,CA,United States,92707,39,35,Y,Y,N,N,N,N,710932438
1318763,17-Oct,4/30/2019 11:40,"CHRONOS WEALTH MANAGEMENT, L.L.C.",CLEARWATER,FL,United States,33756,3,3,Y,N,N,N,N,N,142993256
1321691,17-Oct,5/6/2019 13:54,SAWYER & CO INC,BOSTON,MA,United States,2109,4,3,Y,N,N,N,N,N,182568458
1325920,17-Oct,5/29/2019 10:13,"MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED",NEW YORK,NY,United States,10036,41217,25576,Y,N,N,Y,Y,N,7.97E+11
1325469,17-Oct,5/29/2019 10:19,137 VENTURES MANAGEMENT LLC,SAN FRANCISCO,CA,United States,94108,10,7,Y,N,N,N,N,Y,1291130910
1325966,17-Oct,5/29/2019 10:36,SANDERS MORRIS HARRIS LLC,HOUSTON,TX,United States,77002-3003,27,13,Y,N,N,Y,N,Y,277094439
1325806,17-Oct,5/29/2019 10:54,"STAINES FINANCIAL, LLC",ROSEVILLE,CA,United States,95661,2,1,Y,N,N,N,N,N,156000000
1325986,17-Oct,5/29/2019 11:15,CHIPCO ASSET MANAGEMENT LLC,NEW YORK,NY,United States,10168,3,2,Y,N,N,Y,N,N,146315509
1326027,17-Oct,5/29/2019 12:08,"AUDAX MANAGEMENT COMPANY (NY), LLC",NEW YORK,NY,United States,10022,41,36,Y,N,N,N,N,Y,8903442720
1322270,17-Oct,5/29/2019 12:12,GROWTH INTERFACE MANAGEMENT LLC,ORLANDO,FL,United States,32801,2,2,N,N,N,Y,N,N,150937882
1326239,17-Oct,6/3/2019 14:33,"HIGHMARK CAPITAL MANAGEMENT, INC.",SAN FRANCISCO,CA,United States,94104,76,40,Y,N,N,Y,N,N,7448090880
1327331,17-Oct,6/3/2019 15:17,HEADWATERS SOLUTIONS LP,SAUSALITO,CA,United States,94965,2,2,Y,N,N,N,N,Y,0
1327460,17-Oct,6/3/2019 15:50,CORINTHIAN PARTNERS MANAGEMENT LLC,NEW YORK,NY,United States,10022,5,2,Y,N,N,N,Y,N,0
1324416,17-Oct,6/3/2019 16:02,SCHNEIDER CAPITAL MANAGEMENT CORP,WAYNE,PA,United States,19087,7,3,Y,N,N,N,N,Y,383370000
1327118,17-Oct,6/3/2019 16:09,"BRONFMAN E.L. ROTHSCHILD, L.P.",ROCKVILLE,MD,United States,20852,95,64,Y,Y,N,Y,N,N,5835342016
1321492,17-Oct,6/3/2019 16:15,"CORTLAND INVESTMENT MANAGEMENT, LLC",ATLANTA,GA,United States,30326,72,52,Y,N,N,N,N,Y,1123912711
1327479,17-Oct,6/3/2019 16:18,"PARK CAPITAL MANAGEMENT, LLC",MADISON,WI,United States,53715,8,6,Y,Y,N,Y,N,N,128203891
1326829,17-Oct,6/3/2019 16:32,"SWMG, LLC",FORT WORTH,TX,United States,76102,2,2,Y,Y,N,Y,N,N,110577016
1328600,17-Oct,6/10/2019 14:57,"TCFG INVESTMENT ADVISORS, LLC",LAGUNA NIGUEL,CA,United States,92677,20,20,Y,Y,N,Y,N,N,444264276
1328631,17-Oct,6/10/2019 15:48,"HARBOURVEST PARTNERS, LLC",BOSTON,MA,United States,2111,462,129,Y,N,N,Y,N,Y,58522987993
1328657,17-Oct,6/10/2019 16:56,WASHBURN CAPITAL MANAGEMENT INC.,VERO BEACH,FL,United States,32960,2,2,Y,N,N,N,N,N,121059825
1328303,17-Oct,6/10/2019 17:10,SILVERPEAK REAL ESTATE PARTNERS L.P.,NEW YORK,NY,United States,10019,36,21,Y,N,N,N,N,Y,908600000
1328542,17-Oct,6/10/2019 17:34,"JW ASSET MANAGEMENT, LLC",NEW YORK,NY,United States,10017,5,4,Y,N,N,N,N,Y,945165391
1328338,17-Oct,6/10/2019 17:57,ARAVT GLOBAL LLC,NEW YORK,NY,United States,10019,8,5,Y,N,N,N,N,Y,921501189
1328685,17-Oct,6/10/2019 19:32,"FARTHER FINANCE ADVISORS, LLC",SAN FRANCISCO,CA,United States,94110,1,1,Y,N,N,Y,N,N,0
1328669,17-Oct,6/10/2019 20:04,"CIC WEALTH, LLC",ROCKVILLE,MD,United States,20852,13,11,Y,Y,N,Y,N,N,402222583
1328697,17-Oct,6/10/2019 20:37,ABERDEEN STANDARD INVESTMENTS AUSTRALIA LIMITED,SYDNEY NSW,,Australia,2000,67,16,Y,N,N,N,N,Y,5078717084
1327866,17-Oct,6/10/2019 21:49,"BUCKINGHAM ASSET MANAGEMENT, LLC",ST LOUIS,MO,United States,63105,448,210,Y,Y,N,Y,N,N,14907772949
1318759,17-Oct,6/17/2019 8:16,"CONIFER MANAGEMENT, LLC",NEW YORK,NY,United States,10019,31,8,Y,N,N,N,N,Y,6806363985
1330550,17-Oct,6/21/2019 11:52,"KIN ADVISORS, INC",COSTA MESA,CA,United States,92626,2,1,Y,Y,N,N,N,Y,29600000
1330811,17-Oct,6/21/2019 12:48,"LIDO ADVISORS, LLC",LOS ANGELES,CA,United States,90067,61,32,Y,Y,N,Y,N,N,4086490627
1318019,17-Oct,6/21/2019 13:09,"TWENTY-FIRST TAILORED SOLUTIONS, INC.",NEW YORK,NY,United States,10017,4,1,Y,N,N,Y,N,N,566987393
1330790,17-Oct,6/21/2019 13:14,THORNBURG INVESTMENT MANAGEMENT INC,SANTA FE,NM,United States,87506,195,39,Y,N,N,N,N,Y,40523499464
1327375,17-Oct,6/21/2019 13:57,NCH CAPITAL INC.,NEW YORK,NY,United States,10018,90,25,Y,N,N,N,N,Y,3013659784
1329178,17-Oct,6/21/2019 14:03,"BLUESCAPE ENERGY PARTNERS, LLC",DALLAS,TX,United States,75201,12,6,Y,N,N,N,N,Y,1140254565
1328031,17-Oct,6/21/2019 14:21,CORE MANAGEMENT II CORPORATION,WASHINGTON,DC,United States,20006,4,4,Y,N,N,N,N,Y,195254067
1330847,17-Oct,6/21/2019 14:29,GP ADVISORS (BERMUDA) LTD.,HAMILTON,,Bermuda,HM 12,33,13,Y,N,N,N,N,Y,252486252
1329968,17-Oct,6/24/2019 10:43,"FROST INVESTMENT ADVISORS, LLC",SAN ANTONIO,TX,United States,78205,42,27,Y,N,N,Y,N,N,4338021104
1331013,17-Oct,6/24/2019 10:59,"TSFG, LLC",LAKE FOREST,IL,United States,60045,10,5,Y,Y,N,N,N,N,291309700
1330737,17-Oct,6/24/2019 11:09,"PLANNERS ALLIANCE, LLC",HOLLAND,MI,United States,49423,20,20,Y,Y,N,Y,N,N,230303366
1330734,17-Oct,6/24/2019 11:10,"ADVISORY ALPHA, LLC",HOLLAND,MI,United States,49423,27,20,Y,Y,N,Y,N,N,576910152
1331015,17-Oct,6/24/2019 11:16,VOLTRADE CAPITAL LIMITED PARTNERSHIP,NEW YORK,NY,United States,10105,3,2,Y,N,N,N,N,Y,200000000
1309056,17-Oct,4/9/2019 18:03,LIVELIFE CAPITAL PARTNERS  LLC,SOUTHBOROUGH,MA,United States,1772,5,3,Y,N,N,Y,N,N,160871000
1308858,17-Oct,4/9/2019 18:09,USONIAN INVESTMENTS LLC,CHICAGO,IL,United States,60654,9,5,Y,N,N,N,N,N,1027281318
1309064,17-Oct,4/9/2019 18:14,PERSONAL CAPITAL ADVISORS CORPORATION,SAN FRANCISCO,CA,United States,94104,236,233,Y,N,N,N,N,N,8558609158
1309065,17-Oct,4/9/2019 18:14,"TADDEI, LUDWIG & ASSOCIATES, INC.",SAN RAFAEL,CA,United States,94901,10,6,Y,Y,N,Y,N,N,308943223
1309066,17-Oct,4/9/2019 18:16,"WEALTHPLAN PARTNERS, INC.",OMAHA,NE,United States,68154,70,30,Y,Y,N,Y,N,N,1665378328
1308530,17-Oct,4/9/2019 18:33,"FIRST ALLIED ADVISORY SERVICES, INC.",SAN DIEGO,CA,United States,92101,609,553,Y,Y,N,Y,Y,N,5977442718
1309071,17-Oct,4/9/2019 18:44,SANTANDER INVESTMENT SECURITIES INC.,NEW YORK,NY,United States,10022-4604,160,9,N,N,N,Y,N,N,1669200000
1309073,17-Oct,4/9/2019 19:02,"KAIZEN FINANCIAL STRATEGIES, LLC",CAMPBELL,CA,United States,95008,4,4,Y,Y,N,Y,N,N,74924144
1309076,17-Oct,4/9/2019 19:37,"CLIENT FIRST CAPITAL, LLC",SAN DIEGO,CA,United States,92116,1,1,Y,Y,N,Y,N,N,0
1309078,17-Oct,4/9/2019 19:47,FINIVI INC.,WESTBOROUGH,MA,United States,1581,8,7,Y,Y,N,Y,N,N,103518000
1309080,17-Oct,4/9/2019 20:23,"DELTA INVESTMENT MANAGEMENT, LLC",SAN FRANCISCO,CA,United States,94111,13,13,Y,N,N,N,N,N,134040065
1308623,17-Oct,4/9/2019 21:44,"CAPITALA PRIVATE ADVISORS, LLC",CHARLOTTE,NC,United States,28209,26,26,Y,N,N,N,N,Y,332573316
1308023,17-Oct,4/9/2019 21:47,"CAPITALA INVESTMENT ADVISORS, LLC",CHARLOTTE,NC,United States,28209,26,26,Y,N,N,Y,N,Y,515967000
1308805,17-Oct,4/10/2019 8:06,"SANDLER O'NEILL ADVISORS, L.P.",NEW YORK,NY,United States,10020-1104,10,2,Y,N,Y,Y,N,Y,450000000
1309101,17-Oct,4/10/2019 9:00,MCNAB PENSION LLC,NEW YORK CITY,NY,United States,10173,8,6,N,N,N,Y,N,N,629394456
1309114,17-Oct,4/10/2019 9:12,"GAGNON ADVISORS, LLC",NEW YORK,NY,United States,10019,9,5,Y,N,N,N,N,Y,148413269
1308808,17-Oct,4/10/2019 9:30,"TIPTREE ASSET MANAGEMENT COMPANY, LLC",NEW YORK,NY,United States,10171,8,8,Y,N,N,N,N,Y,1714802559
1309113,17-Oct,4/10/2019 9:43,"VIGIL WEALTH MANAGEMENT, LLC",PONTE VEDRA BEACH,FL,United States,32082,1,1,Y,Y,N,Y,N,N,0
1309125,17-Oct,4/10/2019 9:49,"TLW WEALTH MANAGEMENT, LLC",INDIAN ROCKS BEACH,FL,United States,33785,3,2,Y,N,N,N,N,N,105784118
1309129,17-Oct,4/10/2019 9:59,"VESTURA, LLC",SISTER BAY,WI,United States,54234,4,2,Y,N,N,N,N,N,129939600
1309139,17-Oct,4/10/2019 10:06,"HORTER INVESTMENT MANAGEMENT, LLC",CINCINNATI,OH,United States,45249,174,154,Y,Y,N,Y,N,N,902003369
1308474,17-Oct,4/10/2019 10:09,"GOLDEN BELL PARTNERS, LLC",CHARLOTTESVILLE,VA,United States,22903,1,1,Y,N,N,N,N,Y,460061655
1309140,17-Oct,4/10/2019 10:13,CAMBRIAN CAPITAL LIMITED PARTNERSHIP,SAN FRANCISCO,CA,United States,94111,5,3,Y,N,N,N,N,Y,94521127
1309613,17-Oct,4/15/2019 11:20,"MIURA GLOBAL MANAGEMENT, LLC",NEW YORK,NY,United States,10178,12,7,Y,N,N,N,N,Y,1371566000
1308553,17-Oct,4/15/2019 11:22,"COOK STREET CONSULTING, INC.",GREENWOOD VILLAGE,CO,United States,80111,26,24,Y,Y,N,Y,N,N,2801732053
1310231,17-Oct,4/15/2019 11:31,"LVW ADVISORS, LLC",PITTSFORD,NY,United States,14534,18,7,Y,N,N,Y,N,N,1792597611
1310230,17-Oct,4/15/2019 11:34,"EMERGENT WEALTH ADVISORS, LLC",WILLIAMSVILLE,NY,United States,14221,4,3,Y,N,N,Y,N,N,72562008
1309821,17-Oct,4/15/2019 11:49,"ESSENTIAL PLANNING, LLC",PORTSMOUTH,NH,United States,3801,8,3,Y,Y,N,Y,N,N,178682885
1310151,17-Oct,4/15/2019 11:55,"FIFTH THIRD SECURITIES, INC.",CINCINNATI,OH,United States,45263,1414,690,Y,N,N,N,N,N,1122917134
1310251,17-Oct,4/15/2019 11:57,"TCP ASSET MANAGEMENT, LLC",COLUMBUS,OH,United States,43240,15,15,Y,Y,N,Y,N,N,192452549
1310247,17-Oct,4/15/2019 12:02,"WESTRIVER MANAGEMENT, LLC",KIRKLAND,WA,United States,98033,20,8,N,N,N,Y,N,Y,1900640053
1310254,17-Oct,4/15/2019 12:05,"CROSSPOINT CAPITAL STRATEGIES, LLC",SAN FRANCISCO,CA,United States,94111,2,2,Y,N,N,Y,N,N,54000000
1310258,17-Oct,4/15/2019 12:17,"VIRTUE CAPITAL MANAGEMENT, LLC",BRENTWOOD,TN,United States,37027,118,103,Y,Y,N,Y,N,N,465235315
1310274,17-Oct,4/15/2019 12:29,"CLEARWATER CAPITAL ADVISORS, LLC",HOFFMAN ESTATES,IL,United States,60169,10,9,Y,Y,N,Y,N,N,689262675
1310273,17-Oct,4/15/2019 12:35,VERITI MANAGEMENT LLC,BOSTON,MA,United States,2110,8,4,Y,N,N,Y,N,N,158241000
1310287,17-Oct,4/15/2019 12:56,"ARIA WEALTH MANAGEMENT, INC.",SAN JOSE,CA,United States,95126,10,10,Y,Y,N,N,N,N,130669388
1310289,17-Oct,4/15/2019 13:01,"GRATUS CAPITAL, LLC",ATLANTA,GA,United States,30339,28,16,Y,N,N,Y,N,N,1674183983
1310295,17-Oct,4/15/2019 13:01,"MCNAMARA FINANCIAL SERVICES, INC.",MARSHFIELD,MA,United States,2050,9,4,Y,Y,N,Y,N,N,389284930
1310146,17-Oct,4/15/2019 13:01,BACKCAST PARTNERS MANAGEMENT LLC,MILLBURN,NJ,United States,7041,5,5,Y,N,N,N,N,Y,153161497
1310298,17-Oct,4/15/2019 13:04,CAPITAL MANAGEMENT SERVICES INC,WAYNE,PA,United States,19087-3333,9,4,Y,Y,N,Y,N,N,213996304
1303848,17-Oct,4/15/2019 13:05,"PGIM, INC.",NEWARK,NJ,United States,7102,1422,1006,Y,N,N,Y,N,Y,9.99E+11
1307314,17-Oct,4/15/2019 13:10,"PAN GLOBAL ADVISERS, LLC",COSTA MESA,CA,United States,92626,3,1,Y,Y,N,N,N,Y,0
1310290,17-Oct,4/15/2019 13:21,"BB&T SECURITIES, LLC",RICHMOND,VA,United States,23219,1840,587,Y,N,N,Y,Y,N,20257150583
1310303,17-Oct,4/15/2019 13:24,"INSTITUTIONAL AND FAMILY ASSET MANAGEMENT, LLC",FORT COLLINS,CO,United States,80525,13,8,Y,N,N,Y,N,N,1169452243
1263341,17-Oct,4/15/2019 13:27,LINMAR CAPITAL LLC,NEW YORK,NY,United States,10018,1,1,Y,N,N,N,N,Y,4200000
1310098,17-Oct,4/15/2019 13:34,"DEVON INVESTMENT ADVISORY, LLC",HOUSTON,TX,United States,77057,3,2,Y,N,N,N,N,N,0
1310316,17-Oct,4/15/2019 13:36,"ALPHA SQUARED CAPITAL, LLC",SCOTTSDALE,AZ,United States,85258,2,2,Y,Y,N,Y,N,N,0
1311437,17-Oct,4/18/2019 14:14,CETERA INVESTMENT ADVISERS LLC,SCHAUMBURG,IL,United States,60173-2096,2072,1911,Y,Y,N,Y,N,N,10324028419
1311439,17-Oct,4/18/2019 14:17,CETERA INVESTMENT MANAGEMENT LLC,EL SEGUNDO,CA,United States,90245,14,7,N,N,N,N,N,N,
1311440,17-Oct,4/18/2019 14:20,MARKOWSKI BROTHERS HOLDING CORPORATION,TAMPA,FL,United States,33629,5,3,Y,Y,N,N,N,N,157442568
1311436,17-Oct,4/18/2019 14:27,PA MANAGEMENT LLC,HOUSTON,TX,United States,77049,0,0,Y,N,N,N,N,Y,
1306803,17-Oct,4/18/2019 14:28,"COMMONWEALTH EQUITY SERVICES, LLC",WALTHAM,MA,United States,02453-3483,3350,2400,Y,Y,N,Y,Y,N,85214650650
1262642,17-Oct,4/18/2019 14:31,"WIN ADVISORS, INC",PALM BEACH GARDENS,FL,United States,33418-3764,13,13,Y,Y,N,Y,N,N,0
1311461,17-Oct,4/18/2019 14:38,"HORTER INVESTMENT MANAGEMENT, LLC",CINCINNATI,OH,United States,45249,174,154,Y,Y,N,Y,N,N,902003369
1311398,17-Oct,4/18/2019 14:43,GREEN VISTA ASSET MANAGEMENT LLC,WINTER PARK,FL,United States,32789,3,1,Y,N,N,N,N,N,4284651
1303672,17-Oct,4/18/2019 14:43,VII PEAKS CAPITAL LLC,ORINDA,CA,United States,94563,4,2,Y,N,N,N,N,Y,48791619
1311463,17-Oct,4/18/2019 14:48,STRATOS WEALTH ADVISORS LLC,BEACHWOOD,OH,United States,44122,34,21,Y,Y,N,Y,N,N,494631414
1311315,17-Oct,4/18/2019 14:56,"KAH CAPITAL MANAGEMENT, LLC",MCLEAN,VA,United States,22102,5,4,Y,N,N,N,N,Y,148514853
1311312,17-Oct,4/18/2019 15:02,"SALIENT PRIVATE CLIENT, LLC",HOUSTON,TX,United States,77027,3,1,Y,N,N,Y,N,Y,189948909
1311473,17-Oct,4/18/2019 15:06,STANDARD LIFE INVESTMENTS (CORPORATE FUNDS) LIMITED,EDINBURGH,,United Kingdom,EH2 2LL,1459,420,Y,N,N,N,N,Y,9714015754
1311475,17-Oct,4/18/2019 15:18,"LOWE, BROCKENBROUGH & COMPANY, INC.",RICHMOND,VA,United States,23226-3767,26,16,Y,Y,N,Y,N,Y,2820157814
1311479,17-Oct,4/18/2019 15:28,"AURORA PRIVATE WEALTH, INC.",ROCKAWAY,NJ,United States,7866,35,22,Y,Y,N,Y,N,N,426639604
1311371,17-Oct,4/18/2019 15:30,"SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.",NICHOLASVILLE,KY,United States,40356,8,4,Y,N,N,N,N,N,177748225
1311484,17-Oct,4/18/2019 15:32,"AURORA PRIVATE WEALTH, INC.",ROCKAWAY,NJ,United States,7866,35,22,Y,Y,N,Y,N,N,426639604
1311487,17-Oct,4/18/2019 15:41,MINOT WEALTH MANAGEMENT LLC,WESTWOOD,MA,United States,2090,4,2,Y,Y,N,Y,N,N,0
1310213,17-Oct,4/18/2019 15:43,"TOROSO INVESTMENTS, LLC",MASSAPEQUA,NY,United States,11758,11,7,Y,N,N,Y,N,N,846488483
1311490,17-Oct,4/18/2019 15:43,"BALLENTINE PARTNERS, LLC",WALTHAM,MA,United States,2451,73,54,Y,Y,N,Y,N,N,6424567899
1311491,17-Oct,4/18/2019 15:45,"SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.",NICHOLASVILLE,KY,United States,40356,8,4,Y,N,N,N,N,N,177748225
1311480,17-Oct,4/18/2019 15:47,"HORAN CAPITAL ADVISORS, LLC",CINCINNATI,OH,United States,45236,10,7,Y,N,N,Y,N,N,353001842
1321012,17-Oct,5/2/2019 9:34,"YORK REGISTERED HOLDINGS, L.P.",NEW YORK,NY,United States,10153,199,74,Y,N,N,N,N,N,154417689
1310537,17-Oct,5/2/2019 10:20,NEWOAK ASSET MANAGEMENT LLC,NEW YORK,NY,United States,10017,6,5,Y,N,N,N,N,Y,120995371
1320301,17-Oct,5/2/2019 11:05,"SMITH BRUER ADVISORS, LLC",TALLAHASSEE,FL,United States,32317,5,3,Y,N,N,N,N,N,100970888
1321055,17-Oct,5/2/2019 11:16,"MCMAHON FINANCIAL ADVISORS, LLC",PITTSBURGH,PA,United States,15228,7,6,Y,N,N,N,N,N,212798478
1321028,17-Oct,5/2/2019 11:18,BLAKENEY LLP,LONDON,,United Kingdom,SW10 0QJ,15,6,Y,N,N,N,N,Y,901548805
1316757,17-Oct,5/2/2019 11:47,"ACROPOLIS INVESTMENT MANAGEMENT, L.L.C.",ST. LOUIS,MO,United States,63017,33,28,Y,N,N,Y,N,N,1161557183
1320979,17-Oct,5/2/2019 12:03,"WEST COAST FINANCIAL, LLC",SANTA BARBARA,CA,United States,93101,32,22,Y,N,N,Y,N,N,948198992
1321083,17-Oct,5/2/2019 12:04,COOK WEALTH MANAGEMENT GROUP LLC,RALEIGH,NC,United States,27607,12,9,Y,Y,N,Y,N,N,302779262
1321088,17-Oct,5/2/2019 12:09,COOK WEALTH MANAGEMENT GROUP LLC,RALEIGH,NC,United States,27607,12,9,Y,Y,N,Y,N,N,302779262
1321087,17-Oct,5/2/2019 12:14,"LOKKEN INVESTMENT GROUP, LLC",LEWES,DE,United States,19958,5,2,Y,Y,N,Y,N,Y,125456204
1318842,17-Oct,5/2/2019 12:18,"SCHECHTER INVESTMENT ADVISORS, LLC",BIRMINGHAM,MI,United States,48009,13,6,Y,N,N,Y,N,N,850688020
1321093,17-Oct,5/2/2019 12:24,"ATTICUS WEALTH MANAGEMENT, LLC",ATLANTA,GA,United States,30361,4,4,Y,Y,N,Y,N,N,164084089
1320075,17-Oct,5/2/2019 12:25,"FARALLON CAPITAL MANAGEMENT, L.L.C.",SAN FRANCISCO,CA,United States,94111,148,54,Y,N,N,N,N,Y,33643498000
1321096,17-Oct,5/2/2019 12:40,ELITE INVESTMENT TEAM LLC,SAN DIEGO,CA,United States,92101,12,12,Y,Y,N,Y,N,N,126500
1321100,17-Oct,5/2/2019 12:53,ELITE INVESTMENT TEAM LLC,SAN DIEGO,CA,United States,92101,12,12,Y,Y,N,Y,N,N,126500
1321106,17-Oct,5/2/2019 12:57,"REGAL ADVISORY SERVICES, INC.",GLENVIEW,IL,United States,60025-3771,35,22,Y,Y,N,Y,N,N,93313446
1321108,17-Oct,5/2/2019 13:05,IHT WEALTH MANAGEMENT LLC,CHICAGO,IL,United States,60606,153,99,Y,Y,N,N,N,N,1267880055
1316840,17-Oct,5/2/2019 13:18,AUSTRALIS PARTNERS (ADVISERS) LLC,NEW YORK,NY,United States,10016,8,7,Y,N,N,N,N,Y,369416930
1317098,17-Oct,5/2/2019 13:19,"COVE HILL PARTNERS, L.P.",BOSTON,MA,United States,2199,22,15,Y,N,N,N,N,N,1048932247
1320847,17-Oct,5/2/2019 13:19,"RETIREMENT BENCHMARK, LLC",OVERLAND PARK,KS,United States,66211,4,3,Y,Y,N,Y,N,N,9806815
1321120,17-Oct,5/2/2019 13:24,"RETIREMENT BENCHMARK, LLC",OVERLAND PARK,KS,United States,66211,4,3,Y,Y,N,Y,N,N,9806815
1321072,17-Oct,5/2/2019 13:25,CV ADVISORS LLC,AVENTURA,FL,United States,33180,43,12,Y,N,N,Y,N,N,5811920702
1320750,17-Oct,5/2/2019 13:37,"SGL INVESTMENT ADVISORS, INC.",MISSOULA,MT,United States,59802-4328,5,5,Y,N,N,N,N,N,137060252
1310311,17-Oct,4/22/2019 8:58,FAIRFAX GLOBAL MARKETS LLC,MIDDLEBURG,VA,United States,20118,5,1,Y,N,N,N,N,N,58497059
1320695,17-Oct,5/3/2019 9:16,"LIFEYIELD ADVISOR, LLC",BOSTON,MA,United States,2110,2,0,N,N,N,N,N,N,
1311373,17-Oct,5/3/2019 9:27,"KDK PRIVATE WEALTH MANAGEMENT, LLC",HOUSTON,TX,United States,77057,1,1,Y,N,N,N,N,N,0
1319026,17-Oct,5/8/2019 12:07,ALWYNE MANAGEMENT LP,CHAPPAQUA,NY,United States,10514,8,4,Y,N,N,N,N,Y,59365147
1321732,17-Oct,5/8/2019 12:11,"BERNARDI ASSET MANAGEMENT, LLC",CHICAGO,IL,United States,60603,11,10,Y,N,N,N,N,N,175959288
1322152,17-Oct,5/8/2019 12:28,"AURORA PRIVATE WEALTH, INC.",ROCKAWAY,NJ,United States,7866,35,22,Y,Y,N,Y,N,N,426639604
1321602,17-Oct,5/8/2019 12:54,UNITED MARITIME CAPITAL LLC,NEW YORK,NY,United States,10280,5,2,Y,N,N,N,N,Y,55615993
1322244,17-Oct,5/8/2019 13:10,TRADITION ASSET MANAGEMENT LLC,RICHMOND,VA,United States,23219,20,13,Y,N,N,N,N,N,
1321007,17-Oct,5/8/2019 14:34,"GRACE & WHITE, INC",NEW YORK,NY,United States,10022,5,4,Y,N,N,N,N,N,750376880
1323389,17-Oct,5/14/2019 16:14,"MAGNOLIA FINANCIAL PLANNING SERVICES, INC.",SENECA,SC,United States,29672,4,3,Y,Y,N,N,Y,N,100312302
1323396,17-Oct,5/14/2019 16:27,"LAIDLAW ASSET MANAGEMENT, LLC",NEW YORK,NY,United States,10175,2,2,Y,N,N,N,N,N,107096420
1322992,17-Oct,5/14/2019 16:27,GLADSTONE INSTITUTIONAL ADVISORY LLC,BEDMINSTER,NJ,United States,7921,44,42,Y,Y,N,Y,N,N,613654733
1323398,17-Oct,5/14/2019 16:33,FORT SHERIDAN ADVISORS LLC,HIGHLAND PARK,IL,United States,60035,8,5,Y,N,N,Y,N,Y,197179430
1323402,17-Oct,5/14/2019 16:41,"PROCOURSE FIDUCIARY ADVISORS, LLC",CARMEL,IN,United States,46032,8,3,Y,N,N,Y,N,N,3231275306
1323321,17-Oct,5/14/2019 17:07,AFFIANCE FINANCIAL LLC,ST. LOUIS PARK,MN,United States,55426,23,10,Y,N,N,Y,N,N,611899336
1323360,17-Oct,5/14/2019 17:15,"HILLSBORO ADVISORS, LLC",NASHVILLE,TN,United States,37215,2,0,N,N,N,N,N,N,
1322605,17-Oct,5/14/2019 17:22,"MARINER INVESTMENT GROUP, LLC",HARRISON,NY,United States,10528,140,63,Y,N,N,N,N,Y,77727150051
1323392,17-Oct,5/14/2019 17:25,"ACP INVESTMENT GROUP, LLC",RYE BROOK,NY,United States,10573,8,3,Y,N,N,N,N,N,19624754
1323419,17-Oct,5/14/2019 17:43,"CLIENT FIRST CAPITAL, LLC",SAN DIEGO,CA,United States,92116,1,1,Y,Y,N,Y,N,N,0
1323296,17-Oct,5/14/2019 17:58,"LEGACY WEALTH MANAGEMENT, LLC",BOISE,ID,United States,83713,18,15,Y,Y,N,Y,N,N,126900000
1323426,17-Oct,5/14/2019 18:23,STEPHEN CRAIG SCHULMERICH,LONGBOAT KEY,FL,United States,34228,2,2,Y,Y,N,N,N,N,135000000
1309994,17-Oct,4/23/2019 14:06,"MCQUEEN, BALL & ASSOCIATES INC.",BETHLEHEM,PA,United States,18018-5721,15,7,Y,N,N,Y,N,N,1218567335
1318116,17-Oct,5/1/2019 12:48,MASON HILL ADVISORS LLC,NEW YORK,NY,United States,10022,11,7,Y,N,N,N,N,Y,611342175
1320775,17-Oct,5/1/2019 12:54,"FORTUNE WEALTH MANAGEMENT, LLC",DALLAS,TX,United States,75251-2231,5,5,Y,N,N,N,N,N,232080096
1319778,17-Oct,5/1/2019 13:29,"WPG ADVISERS, LLC",BALTIMORE,MD,United States,21224,5,4,Y,Y,N,Y,N,N,110000000
1318534,17-Oct,5/1/2019 13:44,"FIRST RESERVE MANAGEMENT, L.P.",STAMFORD,CT,United States,6902,77,40,Y,N,N,N,N,Y,9081635228
1320783,17-Oct,5/1/2019 13:50,"VOIT & COMPANY, LLC",BROOKFIELD,WI,United States,53005,6,4,Y,Y,N,N,N,N,238606916
1320788,17-Oct,5/1/2019 14:02,"QFR CAPITAL MANAGEMENT, L.P.",NEW YORK,NY,United States,10169,11,4,Y,N,N,N,N,Y,452487063
1320805,17-Oct,5/1/2019 14:32,LGT CAPITAL PARTNERS (USA) INC.,NEW YORK,NY,United States,10036-6710,33,21,Y,N,N,N,N,Y,7482020898
1320815,17-Oct,5/1/2019 14:33,AMERICAN RETIREMENT PLANNING GROUP INC,LAS VEGAS,NV,United States,89129,4,2,Y,Y,N,Y,N,N,163728487
1320828,17-Oct,5/1/2019 15:03,"BIRCH CAPITAL MANAGEMENT, LLC",DALLAS,TX,United States,75208-2525,2,1,Y,Y,N,N,N,N,117011728
1320851,17-Oct,5/1/2019 15:08,WINTON CAPITAL MANAGEMENT LTD.,LONDON,,United Kingdom,W60NE,223,12,Y,N,N,N,N,Y,18605701503
1320850,17-Oct,5/1/2019 15:14,"FULCRUM CAPITAL, LLC",SEATTLE,WA,United States,98101,7,6,Y,N,N,Y,N,N,418580254
1320864,17-Oct,5/1/2019 15:23,"VILLANOVA INVESTMENT MANAGEMENT COMPANY, LLC",BERWYN,PA,United States,19312,3,2,Y,N,N,N,N,N,7712623
1320829,17-Oct,5/1/2019 15:28,LANDSCAPE CAPITAL MANAGEMENT LLC,ENGLEWOOD,NJ,United States,7631,11,11,Y,N,N,N,N,Y,886096125
1320770,17-Oct,5/1/2019 15:31,"WEALTHEON CAPITAL, LLC",PLEASANTON,CA,United States,94566,2,1,Y,Y,N,Y,N,N,0
1320863,17-Oct,5/1/2019 15:38,CETERA ADVISORS LLC,DENVER,CO,United States,80237,1066,957,Y,Y,N,Y,Y,N,12246297195
1320881,17-Oct,5/1/2019 15:45,"TRIAD ADVISORS, LLC",NORCROSS,GA,United States,30092,199,123,Y,Y,N,Y,N,N,920995833
1320888,17-Oct,5/1/2019 15:56,"LAVA CREEK CAPITAL MANAGEMENT, LLC",SAN FRANCISCO,CA,United States,94111,2,2,Y,N,N,N,N,N,74600000
1318904,17-Oct,5/1/2019 16:08,LCM CAPITAL MANAGEMENT INC,CHICAGO,IL,United States,60606,8,8,Y,N,N,Y,N,N,205367127
1307836,17-Oct,5/1/2019 18:32,"INSCRIPTION FAMILY OFFICE, LLC",HOUSTON,TX,United States,77098,5,4,Y,N,N,Y,N,N,0
1320976,17-Oct,5/1/2019 21:02,GLOBAL PARTNERSHIPS,SEATTLE,WA,United States,98101,30,22,Y,N,N,N,N,N,128761518
1320990,17-Oct,5/1/2019 22:37,"INLIGHT WEALTH MANAGEMENT, LLC",ATLANTA,GA,United States,30361,5,3,Y,N,N,N,N,N,260709998
1322742,17-Oct,5/10/2019 12:30,SOLE SOURCE CAPITAL LLC,SANTA MONICA,CA,United States,90401-1055,10,8,Y,N,N,N,N,Y,305574749
1322760,17-Oct,5/10/2019 12:54,INTEGRATED WEALTH CONCEPTS LLC,WALTHAM,MA,United States,2451,197,170,Y,Y,N,Y,N,N,1353200000
1322265,17-Oct,5/10/2019 13:10,"HOYEM WEALTH MANAGEMENT, LLC",WAUKEGAN,IL,United States,60085,1,1,Y,N,N,Y,N,N,266711472
1321005,17-Oct,5/10/2019 13:18,BEYOND ADVISORS IC,"ST HELIER, CHANNEL ISLANDS",,Jersey,JE2 4UF,4,2,Y,N,N,N,N,N,
1319055,17-Oct,5/10/2019 13:21,CGT WEALTH LLC,EATONTOWN,NJ,United States,7724,4,4,Y,N,N,Y,N,N,0
1321412,17-Oct,5/10/2019 13:27,SETCHFIELD ASSOCIATES LLC,CENTENNIAL,CO,United States,80112,2,1,Y,N,N,N,N,N,105000000
1323901,17-Oct,5/30/2019 9:16,"59 NORTH CAPITAL MANAGEMENT, LP",NEW YORK,NY,United States,10017,5,4,Y,N,N,N,N,Y,51184419
1326380,17-Oct,5/30/2019 9:40,"SUMMIT ROCK ADVISORS, LP",NEW YORK,NY,United States,10019,63,34,Y,N,N,Y,N,Y,13720867099
1321579,17-Oct,5/30/2019 10:49,"ACCESS SOFTEK ADVISORY SERVICES, LLC",BERKELEY,CA,United States,94710,3,1,Y,N,N,N,N,N,0
1326445,17-Oct,5/30/2019 10:51,PROMETHEUS INVESTMENT ADVISORS LLC,GREENWICH,CT,United States,6830,1,1,Y,Y,N,Y,N,Y,25068184
1325060,17-Oct,5/30/2019 10:51,"LIGHTHOUSE INVESTMENT PARTNERS, LLC",PALM BEACH GARDENS,FL,United States,33410,88,30,Y,N,N,Y,N,Y,45768760750
1326447,17-Oct,5/30/2019 10:51,"DRAKE & ASSOCIATES, LLC",WAUKESHA,WI,United States,53186,9,3,Y,Y,N,N,N,N,101974455
1325960,17-Oct,5/30/2019 11:02,"GLENCOE LIMITED, L.L.C.",CHICAGO,IL,United States,60611,11,6,Y,N,N,N,N,Y,171300000
1326458,17-Oct,5/30/2019 11:11,ANCHOR CAPITAL ADVISORS LLC,BOSTON,MA,United States,02110-4104,48,12,Y,N,N,N,N,N,2964915217
1326326,17-Oct,5/30/2019 11:11,BECK BODE LLC,DEDHAM,MA,United States,2026,21,14,Y,Y,N,Y,N,Y,254702000
1323261,17-Oct,5/30/2019 11:22,ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC,NEW CUMBERLAND,PA,United States,17070,5,5,Y,N,N,Y,N,N,0
1323997,17-Oct,5/30/2019 11:38,PPS & V ASSET MANAGEMENT CONSULTANTS INC,PORTAGE,MI,United States,49024,3,2,Y,N,N,N,N,N,143048303
1325073,17-Oct,5/30/2019 11:56,PEIRCE PARK GROUP INC.,WEST CHESTER,PA,United States,19382,7,7,Y,Y,N,Y,N,N,1070232431
1326512,17-Oct,5/30/2019 12:10,WILSHIRE ASSOCIATES INCORPORATED,SANTA MONICA,CA,United States,90401-1085,270,94,Y,N,Y,Y,N,Y,60781944747
1326540,17-Oct,5/30/2019 12:32,"MCNAUGHTON WEALTH MANAGEMENT, LLC",SAN DIEGO,CA,United States,92122,3,3,Y,Y,N,Y,N,N,0
1325459,17-Oct,5/30/2019 12:48,GLOBAL RETIREMENT PARTNERS LLC,SAN RAFAEL,CA,United States,94903,241,236,Y,Y,N,Y,N,N,40110414815
1320110,17-Oct,5/30/2019 13:03,"SUMMIT FINANCIAL WEALTH ADVISORS, LLC",LAFAYETTE,LA,United States,70503,14,12,Y,Y,N,Y,N,N,893931846
1326593,17-Oct,5/30/2019 13:14,CAPITAL MANAGEMENT ASSOCIATES INC,MINNEAPOLIS,MN,United States,55431-1120,16,16,Y,Y,N,Y,N,N,824676984
1326586,17-Oct,5/30/2019 13:16,OLD PEAK FINANCE LLC,CHAPEL HILL,NC,United States,27517,5,5,Y,N,N,Y,N,N,204463975
1326607,17-Oct,5/30/2019 13:31,"GIBSON CAPITAL, LLC",WEXFORD,PA,United States,15090,15,7,Y,Y,N,Y,N,N,1586550689
1326616,17-Oct,5/30/2019 13:37,"FAIRVIEW CAPITAL PARTNERS, INC.",WEST HARTFORD,CT,United States,6107,26,13,Y,N,N,N,N,Y,7724166377
1319519,17-Oct,5/30/2019 13:48,"BLUEKEY EQUITY PARTNERS, LLC",HOLLYWOOD,FL,United States,33021,2,2,Y,N,N,Y,N,Y,0
1326557,17-Oct,5/30/2019 13:56,"MAXIMAI INVESTMENT PARTNERS, LLC",CORAL GABLES,FL,United States,33146,6,4,Y,N,N,Y,N,N,252409203
1326622,17-Oct,5/30/2019 14:17,ITS ASSET MANAGEMENT LP,WASHINGTON,PA,United States,15301-8919,8,3,Y,N,N,N,N,N,128804825
1326672,17-Oct,5/30/2019 14:23,RECORD CURRENCY MANAGEMENT LIMITED,BERKSHIRE,,United Kingdom,SL4 1EP,78,38,Y,N,N,Y,N,Y,61893840411
1317963,17-Oct,4/25/2019 9:13,"XP ADVISORY US, INC.",MIAMI,FL,United States,33131,15,11,Y,Y,N,N,N,Y,115785852
1310715,17-Oct,4/25/2019 9:24,BNY MELLON INVESTMENT MANAGEMENT CAYMAN LTD,GEORGE TOWN,,Cayman Islands,KY1-1104,10,1,Y,N,N,N,N,N,7329456552
1317976,17-Oct,4/25/2019 10:15,"THE PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC",WESTBOROUGH,MA,United States,1581,35,35,Y,Y,N,Y,N,N,306330400
1317139,17-Oct,4/25/2019 10:15,NUMERIC INVESTORS LLC,BOSTON,MA,United States,2210,103,37,Y,N,N,N,N,Y,42441626999
1318058,17-Oct,4/25/2019 10:58,PROEQUITIES INC,BIRMINGHAM,AL,United States,35223,1464,771,Y,Y,N,Y,Y,N,3378639075
1318049,17-Oct,4/25/2019 11:09,ARROWGRASS CAPITAL PARTNERS (US) LP,NEW YORK,NY,United States,10019,27,16,Y,N,N,N,N,Y,7487031000
1318077,17-Oct,4/25/2019 11:17,ONEAMERICA INVESTMENT ADVISORY SERVICES LLC,INDIANAPOLIS,IN,United States,46206,8,8,Y,N,N,N,N,N,5334570898
1318071,17-Oct,4/25/2019 11:26,THE RETIREMENT SOLUTION INC.,REDMOND,WA,United States,98052,29,13,Y,N,N,Y,N,N,156005405
1318096,17-Oct,4/25/2019 11:38,"GUIDANCE POINT ADVISORS, LLC",BOSTON,MA,United States,2110,6,6,Y,Y,N,Y,N,N,241880204
1306501,17-Oct,4/30/2019 9:07,"IBN ADVISORY SERVICES, INC.",LIVERPOOL,NY,United States,13088,3,3,Y,N,N,N,N,N,41449144
1310695,17-Oct,5/1/2019 10:11,"KCM INVESTMENT ADVISORS, LLC",SAN RAFAEL,CA,United States,94901,16,9,Y,N,N,N,N,N,4176564121
1320697,17-Oct,5/6/2019 11:04,"BIRCH RUN CAPITAL ADVISORS, LP",NEW YORK,NY,United States,10018,3,2,Y,N,N,Y,N,Y,326242935
1321567,17-Oct,5/6/2019 11:27,"RHO CAPITAL PARTNERS, INC",NEW YORK,NY,United States,10019-3310,13,12,Y,N,N,Y,N,Y,1024783544
1321617,17-Oct,5/6/2019 11:45,RFG HOLDINGS INC.,ARGYLE,TX,United States,76226,4,4,Y,N,N,Y,N,N,110000000
1321634,17-Oct,5/6/2019 12:04,J.P. MORGAN INVESTMENT MANAGEMENT INC.,NEW YORK,NY,United States,10179-0001,3082,733,Y,N,N,Y,N,Y,1.40E+12
1321656,17-Oct,5/6/2019 12:45,"WELLS FARGO CLEARING SERVICES, LLC",ST. LOUIS,MO,United States,63103-2205,26352,11574,Y,Y,N,Y,Y,N,4.33E+11
1310304,17-Oct,5/6/2019 12:58,MORI HUSTON PARTNERS LLC,MIAMI,FL,United States,33131,3,3,Y,Y,N,Y,N,Y,161843038
1321676,17-Oct,5/6/2019 13:21,"ROYAL FUND MANAGEMENT, LLC",THE VILLAGES,FL,United States,32159,112,105,Y,Y,N,Y,N,N,510209237
1320707,17-Oct,5/30/2019 11:33,HUNTER CAPITAL LIMITED PARTNERSHIP,NEW ALBANY,OH,United States,43054,5,4,Y,N,N,N,N,Y,98785963
1327717,17-Oct,6/5/2019 16:57,FRONTIER GLOBAL PARTNERS LLC,LA JOLLA,CA,United States,92037,12,8,Y,N,N,N,N,Y,328211529
1321997,17-Oct,6/5/2019 16:58,"HI-LINE CAPITAL MANAGEMENT, LLC",WATERTOWN,SD,United States,57201,3,2,Y,N,N,N,N,Y,339586248
1327982,17-Oct,6/5/2019 17:12,"BEAM ASSET MANAGEMENT, LLC",COVINGTON,LA,United States,70433,26,26,Y,Y,N,Y,N,N,444152342
1327840,17-Oct,6/5/2019 17:29,"RETIRERIGHT, LLC",WEST DES MOINES,IA,United States,50265,4,3,Y,Y,N,Y,N,N,
1316487,17-Oct,4/22/2019 9:28,TWO WEST CAPITAL ADVISORS LLC,OVERLAND PARK,KS,United States,66210,19,17,Y,N,N,Y,N,N,1170843451
1311303,17-Oct,4/22/2019 9:51,"RESOURCES INVESTMENT ADVISORS, LLC",OVERLAND PARK,KS,United States,66211,200,170,Y,Y,N,Y,N,N,24827437613
1320978,17-Oct,5/2/2019 10:15,"GARRETT INVESTMENT ADVISORS, LLC",MANHATTAN,KS,United States,66502,39,38,Y,Y,N,Y,N,N,108650444
1321030,17-Oct,5/2/2019 10:38,"BULLDOG INVESTORS, LLC",SADDLE BROOK,NJ,United States,7663,7,4,Y,N,N,N,N,Y,398225010
1320685,17-Oct,5/2/2019 11:00,"FILBRANDT WEALTH MANAGEMENT, LLC",MIDDLETON,WI,United States,53562,23,17,Y,Y,N,Y,N,N,795873096
1288462,17-Oct,5/2/2019 11:11,"ELMTREE FUNDS, LLC",ST. LOUIS,MO,United States,63105,17,9,Y,N,N,N,N,N,0
1321534,17-Oct,5/4/2019 12:41,"LYRICAL-ANTHEUS MANAGEMENT, L.P.",ENGLEWOOD,NJ,United States,07631-2807,14,14,Y,N,N,N,N,Y,1273273412
1327663,17-Oct,6/4/2019 14:26,"RED OAK CAPITAL MANAGEMENT, INC.",CHICAGO,IL,United States,60603,7,6,Y,N,N,N,N,N,101400000
1327685,17-Oct,6/4/2019 15:34,"GREEN ALPHA ADVISORS, LLC",NIWOT,CO,United States,80544,3,3,Y,N,N,N,N,N,146649953
1326096,17-Oct,6/4/2019 15:43,INVESTMENT COUNSELORS OF MARYLAND LLC,BALTIMORE,MD,United States,21202,15,9,Y,N,N,N,N,Y,1807199104
1327468,17-Oct,6/4/2019 16:33,"GOLDMAN SACHS ASSET MANAGEMENT, L.P.",NEW YORK,NY,United States,10282,1366,896,Y,N,N,Y,N,Y,9.02E+11
1327341,17-Oct,6/4/2019 16:55,"REDWOOD CAPITAL MANAGEMENT, LLC",ENGLEWOOD CLIFFS,NJ,United States,7632,18,11,Y,N,N,N,N,Y,8881862105
1326246,17-Oct,6/4/2019 18:26,"LAVA CREEK CAPITAL MANAGEMENT, LLC",SAN FRANCISCO,CA,United States,94111,2,2,Y,N,N,N,N,N,74600000
1327744,17-Oct,6/4/2019 18:52,"UNCONVENTIONAL INVESTOR, LLC",SAN LEANDRO,CA,United States,94577,2,2,Y,Y,N,N,N,N,135395514
1327756,17-Oct,6/4/2019 19:23,FLYING POINT ASSET MANAGEMENT LLC,CHAPPAQUA,NY,United States,10514,1,1,Y,N,N,N,N,N,26413996
1321998,17-Oct,6/4/2019 19:38,"NORTHERN TRUST SECURITIES, INC.",CHICAGO,IL,United States,60603-0001,88,64,Y,N,N,N,N,N,381492289
1328499,17-Oct,6/10/2019 9:29,CAPITAL INVESTMENT SERVICES OF AMERICA INC,MILWAUKEE,WI,United States,53202,6,6,Y,N,N,N,N,N,779250527
1321164,17-Oct,6/10/2019 9:58,"SOUTHSIDE CAPITAL, LLC",MIAMI BEACH,FL,United States,33139,5,5,Y,N,N,N,N,Y,429870464
1310632,17-Oct,4/23/2019 10:58,"ABEL HALL, LLC",BATON ROUGE,LA,United States,70810,5,3,Y,N,N,Y,N,N,0
1309630,17-Oct,4/25/2019 13:09,GAUGE CAPITAL LLC,SOUTHLAKE,TX,United States,76092,21,15,Y,N,N,N,N,N,835731756
1318148,17-Oct,4/25/2019 13:43,GREEN CENTURY CAPITAL MANAGEMENT INC,BOSTON,MA,United States,02109-2424,12,4,Y,N,N,N,N,N,574238022
1318100,17-Oct,4/25/2019 13:53,GLACIER PEAK CAPITAL LLC,BELLEVUE,WA,United States,98004,4,4,Y,N,N,N,N,Y,115423638
1318095,17-Oct,4/25/2019 13:57,FORTIS CAPITAL MANAGEMENT LLC,BELLEVUE,WA,United States,98004,6,6,Y,Y,N,Y,N,Y,26611000
1310319,17-Oct,4/25/2019 14:02,"J. P. DAVIS, INC.",ORO VALLEY,AZ,United States,85755,3,3,Y,Y,N,Y,N,N,114787383
1321457,17-Oct,5/8/2019 10:50,HOLLIS PARK PARTNERS LP,NEW YORK,NY,United States,10017,13,6,Y,N,N,N,N,Y,3324021872
1322160,17-Oct,5/8/2019 11:42,"APELLA CAPITAL, LLC",GLASTONBURY,CT,United States,6033,16,13,Y,N,N,N,N,N,549000000
1321974,17-Oct,5/8/2019 12:44,"HURLOW WEALTH MANAGEMENT GROUP, INC.",BLOOMINGTON,IN,United States,47401,7,4,Y,Y,N,Y,N,N,268868199
1322239,17-Oct,5/8/2019 12:58,"PERENNIAL INVESTMENT ADVISORS, LLC",LOS ANGELES,CA,United States,90025,14,14,Y,Y,N,Y,N,N,262900000
1299529,17-Oct,5/8/2019 13:24,"GRANDVIEW PROPERTY PARTNERS, LLC",WESTPORT,CT,United States,6880,17,14,Y,N,N,N,N,N,1188251000
1322397,17-Oct,5/9/2019 11:08,"WINSLOW, EVANS & CROCKER, INC.",BOSTON,MA,United States,2110,56,38,Y,Y,N,Y,Y,N,737808011
1321035,17-Oct,5/9/2019 11:16,"SANDALWOOD SECURITIES, INC.",ROSELAND,NJ,United States,7068,12,4,Y,N,N,N,N,Y,613782638
1322469,17-Oct,5/9/2019 11:23,EXANTAS CAPITAL MANAGER INC.,NEW YORK,NY,United States,10022,160,76,Y,N,N,N,N,Y,2130913000
1322467,17-Oct,5/9/2019 11:49,"KC INVESTMENT ADVISORS, LLC",WICHITA,KS,United States,67206,6,6,Y,Y,N,Y,N,N,165250469
1322331,17-Oct,5/9/2019 12:22,DTCP USA LLC,MENLO PARK,CA,United States,94025,7,6,N,N,N,Y,N,Y,419821077
1322520,17-Oct,5/9/2019 13:13,DUDLEY CAPITAL MANAGEMENT LLC,MIDDLEBURG,VA,United States,20117,2,2,Y,Y,N,N,N,N,104878272
1321929,17-Oct,5/9/2019 14:41,ECHELON PARTNERS USA INC.,TORONTO,,Canada,M5C 2V9,8,6,Y,N,N,N,N,N,0
1322327,17-Oct,5/9/2019 14:56,"PRIVUS FINANCIAL, LLC",DALLAS,TX,United States,75240,2,1,N,N,N,Y,N,N,
1322581,17-Oct,5/9/2019 15:13,"HORTER INVESTMENT MANAGEMENT, LLC",CINCINNATI,OH,United States,45249,174,154,Y,Y,N,Y,N,N,902003369
1290326,17-Oct,5/9/2019 16:25,STRATEGIC CAPITAL INVESTMENT ADVISORS INC,LOMBARD,IL,United States,60148,12,11,Y,Y,N,Y,N,N,
1322599,17-Oct,5/9/2019 16:29,"JAMES ALPHA ADVISORS, LLC",NEW YORK,NY,United States,10022,23,5,Y,N,N,Y,N,N,1133064692
1322282,17-Oct,5/9/2019 17:10,"RED LIGHTHOUSE INVESTMENT MANAGEMENT, LLC",NEW YORK,NY,United States,10023,2,2,Y,N,N,N,N,N,251368000
1322621,17-Oct,5/9/2019 17:37,BELL INVESTMENT ADVISORS INC,OAKLAND,CA,United States,94607-4007,11,9,Y,Y,N,Y,N,N,459769451
1323468,17-Oct,5/15/2019 9:20,WEALTH MANAGEMENT LLC,NORFOLK,NE,United States,68701,41,40,Y,Y,N,Y,N,N,1383429938
1317046,17-Oct,4/23/2019 10:55,"SOUNDMARK WEALTH MANAGEMENT, LLC",KIRKLAND,WA,United States,98033,13,7,Y,N,N,Y,Y,N,659209971
1317578,17-Oct,4/25/2019 6:51,"VIEX CAPITAL ADVISORS, LLC",NEW YORK,NY,United States,10022,1,1,Y,N,N,N,N,Y,168066669
1319261,17-Oct,5/1/2019 10:11,SOLUS ALTERNATIVE ASSET MANAGEMENT LP,NEW YORK,NY,United States,10022,59,19,Y,N,N,N,N,Y,6430755453
1325985,17-Oct,6/6/2019 12:51,"ELIOT ROSE ASSET MANAGEMENT, LLC",CRANSTON,RI,United States,2920,4,2,Y,Y,N,Y,N,N,75755064
1328111,17-Oct,6/6/2019 13:29,"INVESTMENT ADVISORY SERVICES, INC",THE WOODLANDS,TX,United States,77381,7,4,Y,Y,N,Y,N,N,300275812
1328116,17-Oct,6/6/2019 13:31,"APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P.",NEW YORK,NY,United States,10019,1010,410,Y,N,N,N,N,Y,9442315060
1328128,17-Oct,6/6/2019 13:41,PARACLE ADVISORS LLC,MERCER ISLAND,WA,United States,98040,17,13,Y,Y,N,Y,N,N,905655971
1328181,17-Oct,6/6/2019 15:48,"HUTCHENS & KRAMER INVESTMENT MANAGEMENT GROUP, LLC",CARMEL,IN,United States,46032,4,3,Y,N,N,N,N,N,102725000
1328063,17-Oct,6/6/2019 15:54,"CORRY CAPITAL ADVISORS, LLC",SEWICKLEY,PA,United States,15143,11,7,Y,N,N,N,N,Y,988073262
1328184,17-Oct,6/6/2019 16:05,"ASSET ALLOCATION STRATEGIES, LLC",FARMINGTON HILLS,MI,United States,48331-3055,19,17,Y,Y,N,Y,N,N,85216000
1328202,17-Oct,6/6/2019 16:57,"PRIME CAPITAL INVESTMENT ADVISORS, LLC",OVERLAND PARK,KS,United States,66211,168,95,Y,Y,N,Y,N,Y,9275151580
1328228,17-Oct,6/6/2019 18:31,"RED LIGHTHOUSE INVESTMENT MANAGEMENT, LLC",NEW YORK,NY,United States,10023,2,2,Y,N,N,N,N,N,251368000
1328253,17-Oct,6/6/2019 21:22,"BREACHWAY INVESTMENTS, LLC",WEST HARTFORD,CT,United States,6107,1,1,Y,Y,N,Y,N,N,21900000
1329345,17-Oct,6/14/2019 17:53,"PKS ADVISORY SERVICES, LLC",ALBANY,NY,United States,12211,46,46,Y,N,N,Y,N,N,478740515
1329631,17-Oct,6/14/2019 19:21,"PROSPECT CAPITAL SERVICES, INC.",WESTFIELD,NJ,United States,7090,6,3,Y,Y,N,Y,N,N,105183946
1328243,17-Oct,6/14/2019 19:36,"OZSAN, GREGORI AND COMPANY LIMITED",CLEARWATER,FL,United States,33756,2,1,N,N,N,Y,N,Y,892999089
1324959,17-Oct,6/14/2019 21:21,"RR ADVISORS, LLC",DALLAS,TX,United States,75219,10,3,Y,N,N,N,N,Y,1043337606
1329894,17-Oct,6/17/2019 18:28,MERCER GLOBAL ADVISORS INC.,DENVER,CO,United States,80202,342,223,Y,N,N,Y,N,N,10687217357
1318625,17-Oct,4/26/2019 13:10,SCHONFELD STRATEGIC ADVISORS LLC,NEW YORK,NY,United States,10022,123,62,Y,N,N,N,N,Y,13022847983
1317032,17-Oct,4/26/2019 13:37,SIMPLICITY WEALTH LLC,HOLLAND,MI,United States,49423,10,10,Y,Y,N,N,N,N,0
1310844,17-Oct,4/26/2019 13:52,CABANA LLC,FAYETTEVILLE,AR,United States,72701,23,17,Y,Y,N,Y,N,N,640701662
1311247,17-Oct,4/26/2019 14:12,EFG ASSET MANAGEMENT (AMERICAS) CORP.,MIAMI,FL,United States,33131,14,8,Y,N,N,Y,N,Y,1413110000
1309995,17-Oct,4/26/2019 14:26,SOFI CAPITAL ADVISORS LLC,SAN FRANCISCO,CA,United States,94129-1728,3,0,Y,N,N,N,N,Y,109000000
1310084,17-Oct,4/26/2019 14:35,TRIARTISAN CAPITAL MANAGEMENT LLC,WHITE PLAINS,NY,United States,10601,2,2,Y,N,N,N,N,Y,231000000
1318667,17-Oct,4/26/2019 14:42,"BRIDGEWORTH, LLC",BIRMINGHAM,AL,United States,35243,50,50,Y,Y,N,Y,N,N,1290393652
1273405,17-Oct,4/30/2019 11:57,"CLNC MANAGER, LLC",LOS ANGELES,CA,United States,90071,457,156,Y,N,N,N,N,Y,8660730000
1324584,17-Oct,5/21/2019 11:20,"BAY RIVERS GROUP, INC.",WILLIAMSBURG,VA,United States,23188,3,3,Y,Y,N,Y,N,N,118639427
1327555,17-Oct,6/4/2019 9:06,MRA ASSOCIATES USA LLC,PHOENIX,AZ,United States,85018,56,27,Y,N,N,Y,N,N,2319426579
1328042,17-Oct,6/6/2019 9:40,"WMG FINANCIAL ADVISORS, LLC",KNOXVILLE,TN,United States,37932,18,15,Y,N,N,Y,N,N,119233292
1328803,17-Oct,6/11/2019 13:32,TERRY MCDANIEL & COMPANY,AUSTIN,TX,United States,78703,16,7,Y,N,N,N,N,N,1040277022
1328815,17-Oct,6/11/2019 14:00,"SMITH, SALLEY & ASSOCIATES, LLC",GREENSBORO,NC,United States,27408,12,12,Y,N,N,N,N,N,1377889908
1328821,17-Oct,6/11/2019 14:23,"GARRETT INVESTMENT ADVISORS, LLC",MANHATTAN,KS,United States,66502,40,39,Y,Y,N,Y,N,N,108650444
1324449,17-Oct,6/11/2019 14:29,ALDEN CAPITAL MANAGEMENT INC.,JENKINTOWN,PA,United States,19046,6,5,Y,N,N,Y,N,N,107728122
1330539,17-Oct,6/20/2019 11:59,"CATALINA CAPITAL GROUP, LLC",TORRANCE,CA,United States,90505,3,3,Y,N,N,Y,N,Y,136320143
1330546,17-Oct,6/20/2019 12:07,BNY MELLON SECURITIES CORPORATION,NEW YORK,NY,United States,10166,355,113,Y,N,N,N,N,N,1482940388
1330400,17-Oct,6/20/2019 12:21,MASON HILL ADVISORS LLC,NEW YORK,NY,United States,10022,11,7,Y,N,N,N,N,Y,611342175
1330552,17-Oct,6/20/2019 12:35,STEVENS CAPITAL MANAGEMENT LP,RADNOR,PA,United States,19087,61,27,Y,N,N,N,N,Y,4182487547
1330251,17-Oct,6/20/2019 12:52,"TALARA CAPITAL MANAGEMENT, LLC",MONTCLAIR,NJ,United States,7042,7,5,Y,N,N,N,N,Y,485854825
1330565,17-Oct,6/20/2019 12:59,HUB INTERNATIONAL INVESTMENT ADVISORY SERVICES INC.,CONCORD,CA,United States,94520,5,2,N,N,N,N,N,N,643471105
1330574,17-Oct,6/20/2019 13:28,"CHAMBERLAIN FINANCIAL PLANNING, LLC",SANTA CRUZ,CA,United States,95060,6,4,N,Y,N,Y,N,N,243760000
1316973,17-Oct,4/23/2019 8:52,"G2 CAPITAL MANAGEMENT, LLC",COLUMBUS,OH,United States,43221,5,4,Y,N,N,Y,N,N,178671013
1300597,17-Oct,4/30/2019 8:07,"CONFIDENTIAL PLANNING I, LLC",SYRACUSE,NY,United States,13204,10,8,Y,N,N,N,N,N,29636000
1317255,17-Oct,5/8/2019 9:55,BLUEDOG CAPITAL MANAGEMENT LLC,EL SEGUNDO,CA,United States,90245,2,2,Y,N,N,Y,N,N,53841153
1322701,17-Oct,5/10/2019 11:00,"CLEAR ROCK ADVISORS, LLC",AUSTIN,TX,United States,78759,4,3,Y,Y,N,Y,N,N,233182955
1322189,17-Oct,5/15/2019 9:24,"WILDCAT CAPITAL MANAGEMENT, LLC",NEW YORK,NY,United States,10106,15,13,N,N,N,Y,N,N,2752495957
1323485,17-Oct,5/15/2019 9:44,"COMPREHENSIVE CAPITAL MANAGEMENT, INC.",ROCKAWAY,NJ,United States,7866,28,15,Y,Y,N,Y,N,N,115178305
1321289,17-Oct,5/15/2019 10:22,WILLIAM MACK & ASSOCIATES INC,TROY,MI,United States,48098,6,6,Y,Y,N,N,N,N,481653831
1323086,17-Oct,5/15/2019 10:29,"CLARAPHI ADVISORY NETWORK, LLC",LAGUNA HILLS,CA,United States,92653,32,32,Y,Y,N,Y,N,N,594905457
1323514,17-Oct,5/15/2019 10:49,"VERDANT, LLC",SITKA,AK,United States,99835,2,2,Y,N,N,Y,N,N,111925064
1323520,17-Oct,5/15/2019 10:55,"DETALUS ADVISORS, LLC",ST. LOUIS,MO,United States,63119,12,12,Y,N,N,Y,N,N,2185144843
1326971,17-Oct,5/31/2019 8:28,BAHL & GAYNOR INC,CINCINNATI,OH,United States,45202,24,21,Y,N,N,Y,N,N,12363156659
1327038,17-Oct,5/31/2019 11:22,"BNY MELLON INVESTMENT ADVISER, INC.",NEW YORK,NY,United States,10166,222,113,Y,N,N,N,N,N,2.60E+11
1327868,17-Oct,6/5/2019 13:29,"SHARPEPOINT, LLC",PHOENIX,AZ,United States,85018,9,7,Y,N,N,Y,N,N,89308059
1327111,17-Oct,6/7/2019 10:35,SERONE CAPITAL MANAGEMENT LLP,LONDON,,United Kingdom,EC4N 6EU,14,7,Y,N,N,N,N,Y,422568938
1328364,17-Oct,6/10/2019 10:21,WEALTHFACE LLC,DUBAI,,United Arab Emirates,0,3,0,Y,N,N,N,N,N,
1309811,17-Oct,6/12/2019 9:15,"WILLIAMS JONES WEALTH MANAGEMENT, LLC",NEW YORK,NY,United States,10022,38,14,Y,N,N,N,N,N,0
1325221,17-Oct,6/12/2019 10:46,"CHERRY CREEK FAMILY OFFICES, LLC",DENVER,CO,United States,80206,9,3,N,N,N,Y,N,N,827089054
1328768,17-Oct,6/13/2019 8:20,"INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC",WILLIAMSVILLE,NY,United States,14221,26,22,Y,Y,N,Y,N,N,357499999
1319968,17-Oct,5/2/2019 7:08,ODEY ASSET MANAGEMENT LLP,LONDON,,United Kingdom,W1K 2ND,56,23,Y,N,N,N,N,Y,5661849408
1321310,17-Oct,5/3/2019 10:48,"ARETE WEALTH ADVISORS, LLC",CHICAGO,IL,United States,60607,69,63,Y,Y,N,Y,N,Y,1231318238
1321324,17-Oct,5/3/2019 11:10,"TFC FINANCIAL MANAGEMENT, INC.",BOSTON,MA,United States,2110,17,11,Y,Y,N,Y,N,N,904386684
1321332,17-Oct,5/3/2019 11:19,REGENCY INVESTMENT ADVISORS INC,FRESNO,CA,United States,93711,12,6,Y,Y,N,Y,N,N,447830484
1309771,17-Oct,5/3/2019 11:35,WESTFIELD INVESTMENT LLC,WESTFIELD,NJ,United States,7090,6,5,Y,N,N,N,N,Y,136569464
1321329,17-Oct,5/3/2019 11:51,KWB WEALTH,REDLANDS,CA,United States,92374,9,8,Y,N,N,N,N,N,0
1322810,17-Oct,5/10/2019 14:16,"PEGASUS CAPITAL ADVISORS, L.P.",STAMFORD,CT,United States,6902,28,16,Y,N,N,N,N,Y,1525402853
1322827,17-Oct,5/10/2019 15:21,"MML INVESTORS SERVICES, LLC",SPRINGFIELD,MA,United States,01111-0001,7805,5269,Y,Y,N,Y,N,N,30087392846
1322853,17-Oct,5/10/2019 15:53,AUCTUS ADVISORS LLC,CHARLOTTE,NC,United States,28204,3,2,Y,N,N,Y,N,N,131752471
1317766,17-Oct,5/10/2019 16:05,CITIGROUP GLOBAL MARKETS INC.,NEW YORK,NY,United States,10013,7855,3324,Y,N,N,Y,N,N,25273699145
1322868,17-Oct,5/10/2019 16:30,"TAYLOR & MORGAN WEALTH MANAGEMENT, LLC",FLINT,MI,United States,48532,5,3,Y,Y,N,N,N,N,148252679
1322842,17-Oct,5/10/2019 16:33,"TOLLESON PRIVATE WEALTH MANAGEMENT, LP",DALLAS,TX,United States,75205,83,58,Y,Y,N,Y,N,N,5563283533
1285153,17-Oct,5/10/2019 17:02,"SOTEIRA CAPITAL, LLC",IRVINE,CA,United States,92612,2,2,Y,N,N,N,N,Y,100000000
1323126,17-Oct,5/14/2019 10:40,"PRIVATE VISTA, LLC",OAK BROOK,IL,United States,60523,34,22,Y,Y,N,Y,N,N,1523934279
1323231,17-Oct,5/14/2019 11:10,"TOWERS WATSON INVESTMENT SERVICES, INC.",ARLINGTON,VA,United States,22203,190,181,Y,Y,Y,Y,N,N,35203000000
1323264,17-Oct,5/14/2019 11:45,ALINDA CAPITAL PARTNERS LTD,GREENWICH,CT,United States,6830,35,21,Y,N,N,N,N,Y,5448519718
1323769,17-Oct,5/16/2019 10:16,"TREIBERG WEALTH MANAGEMENT, INC.",TUCSON,AZ,United States,85718,5,3,Y,Y,N,Y,N,N,104717857
1323748,17-Oct,5/16/2019 10:25,"K2/D&S MANAGEMENT CO., L.L.C.",STAMFORD,CT,United States,06901-3535,115,53,Y,N,N,N,N,Y,10633256377
1323239,17-Oct,5/16/2019 10:33,VERUM PARTNERS LLC,CHARLOTTE,NC,United States,28207,5,5,Y,N,N,Y,N,N,0
1323499,17-Oct,5/16/2019 10:50,"EASTOVER INVESTMENT ADVISORS, LLC",CHARLOTTE,NC,United States,28207,5,5,Y,N,N,N,N,N,180205353
1324711,17-Oct,5/24/2019 7:59,EMERALD ASSET ADVISORS LLC,WESTON,FL,United States,33331,7,4,Y,N,N,Y,N,N,224782714
1325667,17-Oct,5/30/2019 12:50,"INLET PRIVATE WEALTH, LLC",JUPITER,FL,United States,33477,3,2,Y,N,N,N,N,N,222063835
1326558,17-Oct,5/30/2019 12:57,"ROYAL ALLIANCE ASSOCIATES, INC.",JERSEY CITY,NJ,United States,7302,2951,2027,Y,Y,N,Y,Y,N,12621142596
1309299,17-Oct,5/20/2019 9:58,FEDERATED INVESTMENT MANAGEMENT COMPANY,PITTSBURGH,PA,United States,15222-3779,91,90,Y,N,N,N,N,N,2.17E+11
1325137,17-Oct,5/23/2019 12:02,"INDEPENDENT ADVISOR ALLIANCE, LLC",CHARLOTTE,NC,United States,28277,175,175,Y,Y,N,Y,N,N,4731036610
1327437,17-Oct,6/3/2019 15:17,"OAK HARVEST INVESTMENT SERVICES, LLC",HOUSTON,TX,United States,77024,7,7,Y,Y,N,Y,N,N,109828932
1326753,17-Oct,6/3/2019 15:26,AHL PARTNERS LLP,LONDON,,United Kingdom,EC4R 3AD,140,110,Y,N,N,N,N,Y,20131965759
1327455,17-Oct,6/3/2019 15:38,"HARBOUR INVESTMENTS, INC.",MADISON,WI,United States,53719,217,177,Y,Y,N,Y,Y,N,1961011000
1327409,17-Oct,6/3/2019 15:50,"LIDO ADVISORS, LLC",LOS ANGELES,CA,United States,90067,61,32,Y,Y,N,Y,N,N,4086490627
1327438,17-Oct,6/3/2019 16:15,WEALTHEON ADVISORS LLC,SAN RAMON,CA,United States,94582,2,1,Y,Y,N,Y,N,N,0
1322253,17-Oct,6/3/2019 16:37,"SSN ADVISORY, INC.",KNOXVILLE,TN,United States,37932,246,215,Y,Y,N,Y,Y,N,2894270693
1325614,17-Oct,6/3/2019 16:43,"INDEPENDENT WEALTH NETWORK, INC.",URBANDALE,IA,United States,50322,20,20,Y,Y,N,Y,N,N,148489954
1320392,17-Oct,6/3/2019 16:49,"WHITENER CAPITAL MANAGEMENT, INC",ROCKY MOUNT,NC,United States,27804,3,2,Y,Y,N,N,N,N,220504000
1327339,17-Oct,6/3/2019 16:58,ITAU USA ASSET MANAGEMENT INC.,NEW YORK,NY,United States,10022,19,11,Y,N,N,Y,N,Y,3496888024
1326808,17-Oct,6/3/2019 17:10,"SILVERMINE CAPITAL MANAGEMENT, LLC",NEW YORK,NY,United States,10018,19,13,Y,N,N,N,N,Y,1786511358
1326817,17-Oct,6/3/2019 17:21,NUMERIC INVESTORS LLC,BOSTON,MA,United States,2210,103,37,Y,N,N,N,N,Y,42441626999
1327469,17-Oct,6/3/2019 17:23,ATLAS WEALTH ADVISORS LLC,DALLAS,TX,United States,75231,18,9,Y,Y,N,Y,N,N,282785708
1326452,17-Oct,6/3/2019 17:32,"FREESTONE CAPITAL MANAGEMENT, LLC",SEATTLE,WA,United States,98104,66,25,Y,N,N,N,Y,Y,4689552671
1327397,17-Oct,6/3/2019 17:37,"PROSPERITY ECONOMICS PARTNERS, LLC",MT. ENTERPRISE,TX,United States,75681,13,13,N,N,N,Y,N,N,
1326832,17-Oct,6/3/2019 17:45,MAN GLOBAL PRIVATE MARKETS (USA) INC.,CHARLOTTE,NC,United States,28211,24,17,Y,N,N,Y,N,Y,2104982565
1326845,17-Oct,6/3/2019 17:58,MAN GLOBAL PRIVATE MARKETS (UK) LIMITED,LONDON,,United Kingdom,EC4R 3AD,18,6,Y,N,N,Y,N,Y,1557296310
1326865,17-Oct,6/3/2019 18:06,MAN SOLUTIONS (USA) LLC,NEW YORK,NY,United States,10018,7,1,Y,N,N,N,N,N,0
1327520,17-Oct,6/3/2019 18:07,"ARETE WEALTH ADVISORS, LLC",CHICAGO,IL,United States,60607,69,63,Y,Y,N,Y,N,Y,1231318238
1327510,17-Oct,6/3/2019 18:10,MBSC SECURITIES CORPORATION,NEW YORK,NY,United States,10166,355,113,Y,N,N,N,N,N,1482940388
1327523,17-Oct,6/3/2019 18:25,BNY MELLON SECURITIES CORPORATION,NEW YORK,NY,United States,10166,355,113,Y,N,N,N,N,N,1482940388
1327532,17-Oct,6/3/2019 19:17,"ARETE WEALTH ADVISORS, LLC",CHICAGO,IL,United States,60607,69,63,Y,Y,N,Y,N,Y,1231318238
1327602,17-Oct,6/5/2019 10:24,"DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL, INC.",SOUTHFIELD,MI,United States,48075,18,7,Y,N,N,Y,N,N,1467525709
1317550,17-Oct,4/24/2019 11:05,"BB&T SECURITIES, LLC",RICHMOND,VA,United States,23219,1840,587,Y,N,N,Y,Y,N,20257150583
1317616,17-Oct,4/24/2019 12:54,"COHEN & COMPANY FINANCIAL MANAGEMENT, LLC",NEW YORK,NY,United States,10019,6,2,Y,N,N,N,N,Y,2128508146
1318684,17-Oct,4/26/2019 15:23,COUGAR GLOBAL INVESTMENTS LIMITED,TORONTO,,Canada,M5H 3Y2,14,6,Y,N,N,N,N,N,1225060992
1318541,17-Oct,4/29/2019 10:58,M-CAM INTERNATIONAL LLC,CHARLOTTESVILLE,VA,United States,22902,12,7,Y,N,N,N,N,N,
1310750,17-Oct,4/29/2019 11:12,"SMB FINANCIAL SERVICES, INC.",PORTLAND,OR,United States,97223,8,8,Y,N,N,N,N,N,101690112
1319158,17-Oct,4/29/2019 11:26,IBS CAPITAL LLC,BOSTON,MA,United States,2110,4,2,Y,N,N,N,N,Y,165369000
1319168,17-Oct,4/29/2019 11:34,"BLACKDIAMOND WEALTH MANAGEMENT, INC.",NEW YORK,NY,United States,10017,6,4,Y,N,N,Y,N,N,52712306
1318994,17-Oct,4/29/2019 11:40,"STARR-MATHEWS FINANCIAL, LLC",CALHOUN,GA,United States,30701,6,6,Y,Y,N,Y,N,N,120826838
1319162,17-Oct,4/29/2019 11:43,INTERMEDE GLOBAL PARTNERS INC,SAN FRANCISCO,CA,United States,94108,1,1,N,N,N,N,N,N,577659257
1319218,17-Oct,4/29/2019 12:11,BARON FINANCIAL GROUP LLC,FAIR LAWN,NJ,United States,07410-2504,8,5,Y,N,N,Y,N,N,203418592
1306498,17-Oct,4/29/2019 12:43,"MEEKS WEALTH MANAGEMENT, LLC",SCOTTSDALE,AZ,United States,85255,1,1,Y,N,N,N,N,N,0
1319230,17-Oct,4/29/2019 12:47,"ASSETBUILDER, INC.",PLANO,TX,United States,75075,12,7,Y,N,N,N,N,N,765900000
1319270,17-Oct,4/29/2019 12:51,"GIBRALTAR CAPITAL MANAGEMENT, INC.",TULSA,OK,United States,74137,11,6,Y,N,N,Y,N,Y,490713829
1319278,17-Oct,4/29/2019 12:58,"WATERLOO CAPITAL, L.P.",AUSTIN,TX,United States,78746,19,19,Y,Y,N,Y,Y,N,720873094
1319292,17-Oct,4/29/2019 13:18,"VANTAGE WEALTH MANAGEMENT, LLC",SAN MATEO,CA,United States,94402,7,6,Y,Y,N,Y,N,N,291889000
1319361,17-Oct,4/29/2019 14:21,"WEALTH QUEST PARTNERS, INC.",SAN DIEGO,CA,United States,92131-7003,4,3,Y,Y,N,Y,N,N,85025734
1317869,17-Oct,4/29/2019 14:32,"1901 PARTNERS MANAGEMENT, LP",NEW YORK,NY,United States,10017,7,4,N,N,N,Y,N,Y,810120350
1319082,17-Oct,4/29/2019 14:51,ZYC INVESTMENT LLC,NEWBURGH,IN,United States,47630,2,1,Y,Y,N,Y,N,N,
1319345,17-Oct,4/29/2019 14:57,"IVY WEALTH MANAGEMENT, INC.",WARWICK,RI,United States,2886,8,6,Y,Y,N,Y,N,N,130900000
1319172,17-Oct,4/29/2019 15:01,"AKRE CAPITAL MANAGEMENT, LLC",MIDDLEBURG,VA,United States,20117,13,6,Y,N,N,N,N,Y,8871718991
1319371,17-Oct,4/29/2019 15:18,MILLCREEK ASSET MANAGEMENT LLC,JACKSON,WY,United States,83002,3,3,Y,N,N,N,N,Y,134376356
1303109,17-Oct,4/29/2019 15:30,SIGNALERT ASSET MANAGEMENT LLC,GREAT NECK,NY,United States,11021,12,5,Y,N,Y,N,N,N,261129138
1317262,17-Oct,4/29/2019 15:55,"CITO CAPITAL GROUP, LLC",CORAL GABLES,FL,United States,33134,4,4,Y,N,N,N,N,N,190745240
1319480,17-Oct,4/29/2019 15:57,"J. TEAM FINANCIAL, INC.",ABILENE,TX,United States,79601,9,5,Y,Y,N,Y,N,N,115728114
1319499,17-Oct,4/29/2019 16:05,MJX ASSET MANAGEMENT LLC,NEW YORK,NY,United States,10017,43,24,Y,N,N,N,N,Y,15144417000
1319512,17-Oct,4/29/2019 16:09,"LEGATO CAPITAL MANAGEMENT, LLC",SAN FRANCISCO,CA,United States,94111,11,7,Y,N,N,Y,N,Y,1680865976
1309143,17-Oct,4/10/2019 10:14,SA STONE INVESTMENT ADVISORS INC.,BIRMINGHAM,AL,United States,35243,265,245,Y,Y,N,Y,N,N,1400215619
1308626,17-Oct,4/10/2019 10:18,"HAPANOWICZ & ASSOCIATES FINANCIAL SERVICES, INC.",PITTSBURGH,PA,United States,15219,9,5,Y,Y,N,N,N,N,242582511
1289995,17-Oct,4/10/2019 10:26,"SAGE CAPITAL ADVISORS, LLC",SIOUX FALLS,SD,United States,57104,8,6,Y,Y,N,Y,N,N,275900869
1308829,17-Oct,4/10/2019 10:32,ALLIED ASSET ADVISORS INC,OAK BROOK,IL,United States,60523,2,1,Y,N,N,N,N,N,96700000
1309147,17-Oct,4/10/2019 10:33,"AE WEALTH MANAGEMENT, LLC",TOPEKA,KS,United States,66614,373,318,Y,Y,N,Y,N,N,5526239350
1309150,17-Oct,4/10/2019 10:34,SANTANDER SECURITIES LLC,DORCHESTER,MA,United States,2125,1087,211,Y,N,N,N,N,N,1022315581
1307989,17-Oct,4/10/2019 10:36,"GREENBRIAR EQUITY GROUP, L.P.",RYE,NY,United States,10580,30,22,Y,N,N,N,N,Y,2435748242
1309160,17-Oct,4/10/2019 10:47,LGT CAPITAL PARTNERS (USA) INC.,NEW YORK,NY,United States,10036-6710,33,21,Y,N,N,N,N,Y,7482020898
1309162,17-Oct,4/10/2019 10:48,JBR CO. FINANCIAL MANAGEMENT INC.,ARDMORE,OK,United States,73401,4,4,Y,N,N,Y,N,N,139000000
1308739,17-Oct,4/10/2019 10:54,CASTLE WEALTH PLANNING LLC,SANTA BARBARA,CA,United States,93101,2,1,Y,Y,N,N,N,N,135727424
1309164,17-Oct,4/10/2019 10:56,NEW POTOMAC PARTNERS LLC,BETHESDA,MD,United States,20814,3,3,Y,Y,N,Y,N,N,137634579
1309167,17-Oct,4/10/2019 10:58,INTEGRATED WEALTH CONCEPTS LLC,WALTHAM,MA,United States,2451,197,170,Y,Y,N,Y,N,N,1353200000
1309154,17-Oct,4/10/2019 11:01,FINANCIAL ASSET MANAGEMENT CORP,CHAPPAQUA,NY,United States,10514,6,4,Y,Y,N,Y,N,N,206836491
1309132,17-Oct,4/10/2019 11:06,"TRICADIA CAPITAL MANAGEMENT, LLC",NEW YORK,NY,United States,10171,5,4,Y,N,N,N,N,Y,859824700
1309177,17-Oct,4/10/2019 11:13,"KINGDOM FINANCIAL GROUP, LLC",PEORIA,AZ,United States,85381,10,4,Y,Y,N,Y,N,N,107071914
1309155,17-Oct,4/10/2019 11:14,"NAPLES ASSET MANAGEMENT CO., LLC",NAPLES,FL,United States,34108,15,12,Y,Y,N,Y,N,N,224704654
1309181,17-Oct,4/10/2019 11:22,"F3LOGIC, LLC",ARCHBOLD,OH,United States,43502,32,26,Y,Y,N,Y,N,N,667054610
1308304,17-Oct,4/10/2019 11:25,BLS CAPITAL FONDSMAEGLERSELSKAB A/S,NAERUM,,Denmark,2850,19,6,Y,N,N,N,N,Y,1924580291
1309184,17-Oct,4/10/2019 11:30,"EAGLE BOSTON INVESTMENT MANAGEMENT, INC.",ST PETERSBURG,FL,United States,33716,24,5,Y,N,N,N,N,Y,1047603563
1309187,17-Oct,4/10/2019 11:34,UNCOMMON GIVING ADVISORS LLC,NEW YORK,NY,United States,10017,2,1,Y,N,N,N,N,N,0
1309190,17-Oct,4/10/2019 11:36,EAGLE ASSET MANAGEMENT INC,ST. PETERSBURG,FL,United States,33716,120,90,Y,N,N,N,N,Y,29755787525
1309193,17-Oct,4/10/2019 11:38,"CARILLON TOWER ADVISERS, INC.",ST PETERSBURG,FL,United States,33716,130,1,Y,N,N,N,N,Y,17503344701
1309133,17-Oct,4/10/2019 11:55,TOEWS CORPORATION,NORTHFIELD,NJ,United States,08225-1844,18,13,Y,N,N,Y,N,Y,1516824655
1308989,17-Oct,4/10/2019 11:58,"BINGHAM, OSBORN & SCARBOROUGH LLC",SAN FRANCISCO,CA,United States,94104,41,27,Y,Y,N,Y,N,N,4056828929
1309124,17-Oct,4/10/2019 12:01,"FIRST CAPITAL ADVISORS GROUP, LLC",BLUE BELL,PA,United States,19422,12,6,Y,N,N,N,N,N,283573388
1309204,17-Oct,4/10/2019 12:04,"FIRST CAPITAL INVESTMENT PARTNERS, LLC",BLUE BELL,PA,United States,19422,17,12,Y,N,N,N,N,N,0
1309200,17-Oct,4/10/2019 12:05,"REDHAWK WEALTH ADVISORS, INC.",MINNEAPOLIS,MN,United States,55435,36,32,Y,N,N,Y,N,N,1075587169
1309188,17-Oct,4/10/2019 12:12,"MIRA AMERICAS, INC.",NEW YORK,NY,United States,10019,141,70,Y,N,N,N,N,Y,680854721
1309212,17-Oct,4/10/2019 12:19,BEACON RETIREMENT PLANNING SERVICES INC.,DALLAS,TX,United States,75252-5654,13,6,Y,N,N,Y,N,N,689121693
1309477,17-Oct,4/15/2019 13:41,"1919 INVESTMENT COUNSEL, LLC",BALTIMORE,MD,United States,21202,121,56,Y,N,N,Y,N,N,11808425236
1310332,17-Oct,4/15/2019 14:05,"MOSS, LUSE & WOMBLE, LLC",ADDISON,TX,United States,75001,20,9,Y,Y,N,Y,N,N,100120000
1310307,17-Oct,4/15/2019 14:06,"SHANNON RIVER FUND MANAGEMENT, LLC",NEW YORK,NY,United States,10022,10,6,Y,N,N,N,N,Y,630311638
1310250,17-Oct,4/15/2019 14:22,"PEREGRINE CAPITAL MANAGEMENT, LLC",MINNEAPOLIS,MN,United States,55402,28,10,Y,N,N,N,N,Y,3858734852
1310348,17-Oct,4/15/2019 14:40,DYNAMIC ADVISOR SOLUTIONS LLC,PHOENIX,AZ,United States,85016,74,56,Y,Y,N,Y,N,N,1451242875
1310315,17-Oct,4/15/2019 14:46,"GREAT-WEST CAPITAL MANAGEMENT, LLC",GREENWOOD  VILLAGE,CO,United States,80111,142,48,Y,N,N,N,N,N,39548890658
1310358,17-Oct,4/15/2019 14:52,WESTWOOD MANAGEMENT CORP,DALLAS,TX,United States,75201,129,42,Y,N,N,Y,N,Y,13215540284
1310353,17-Oct,4/15/2019 15:00,GLASS WEALTH MANAGEMENT CO.,SAN ANTONIO,TX,United States,78209-1544,4,4,Y,N,N,Y,N,N,99755040
1309461,17-Oct,4/15/2019 15:01,WHITEBOX ADVISORS LLC,MINNEAPOLIS,MN,United States,55416,91,35,Y,N,N,N,N,Y,9251662540
1306268,17-Oct,4/15/2019 15:12,AZ APICE CAPITAL MANAGEMENT LLC,MIAMI,FL,United States,33131,4,4,Y,Y,N,Y,N,N,284190752
1310376,17-Oct,4/15/2019 15:20,AZ APICE CAPITAL MANAGEMENT LLC,MIAMI,FL,United States,33131,4,4,Y,Y,N,Y,N,N,284190752
1310396,17-Oct,4/15/2019 15:42,"CLIFTONLARSONALLEN WEALTH ADVISORS, LLC",MINNEAPOLIS,MN,United States,55402-1418,104,83,Y,Y,N,Y,N,N,3616018872
1310374,17-Oct,4/15/2019 15:44,PARSEC FINANCIAL MANAGEMENT INC,ASHEVILLE,NC,United States,28801,60,29,Y,N,N,Y,N,N,2442313196
1310382,17-Oct,4/15/2019 15:45,SCHWERIN BOYLE CAPITAL MANAGEMENT INC,SPRINGFIELD,MA,United States,01144-0700,5,3,Y,N,N,N,N,Y,907239732
1310383,17-Oct,4/15/2019 15:47,FOCUS POINT CAPITAL LLC,BOULDER,CO,United States,80304,1,1,Y,N,N,Y,N,N,26149919
1310398,17-Oct,4/15/2019 15:49,"HOGE FINANCIAL SERVICES, INC.",CANONSBURG,PA,United States,15317,5,5,Y,Y,N,Y,N,N,283421281
1311501,17-Oct,4/18/2019 15:49,"SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.",NICHOLASVILLE,KY,United States,40356,8,4,Y,N,N,N,N,N,177748225
1310794,17-Oct,4/18/2019 15:50,"GENERAL PARTNER, INC.",PITTSBURGH,PA,United States,15228,1,1,N,N,N,Y,N,N,0
1311205,17-Oct,4/18/2019 15:54,GLADSTONE INSTITUTIONAL ADVISORY LLC,BEDMINSTER,NJ,United States,7921,44,42,Y,Y,N,Y,N,N,613654733
1311138,17-Oct,4/18/2019 15:55,ELDRIDGE INVESTMENT ADVISORS INC,MANCHESTER,NH,United States,3104,9,9,Y,N,N,N,N,N,407517700
1308997,17-Oct,4/18/2019 15:56,"PRUDENT MAN ADVISORS, LLC",NAPERVILLE,IL,United States,60563,44,37,Y,N,N,N,N,N,6477229748
1311508,17-Oct,4/18/2019 16:07,"BLYTH & ASSOCIATES, INC.",CHICAGO,IL,United States,60634,8,5,Y,Y,N,Y,N,N,180400000
1311514,17-Oct,4/18/2019 16:12,"NEW HARBOR FINANCIAL GROUP, LLC",LEOMINSTER,MA,United States,1453,4,3,Y,Y,N,Y,N,N,136271478
1311494,17-Oct,4/18/2019 16:30,BLACK CREEK INVESTMENT MANAGEMENT INC.,TORONTO,,Canada,M5J 2M2,23,12,Y,N,N,N,N,Y,8799725497
1310793,17-Oct,4/18/2019 16:41,"ALPHA CUBED INVESTMENTS, LLC",IRVINE,CA,United States,92612,36,26,Y,Y,N,Y,N,N,1143593361
1304445,17-Oct,4/18/2019 16:41,MMC SECURITIES LLC,NEW YORK,NY,United States,10036,106,33,N,Y,N,Y,Y,N,
1311537,17-Oct,4/18/2019 16:44,COMMONWEALTH FINANCIAL PLANNERS INC,ROSWELL,GA,United States,30075,4,3,Y,Y,N,N,N,N,113600000
1311507,17-Oct,4/18/2019 16:45,"PIERSHALE FINANCIAL GROUP, INC.",BARRINGTON,IL,United States,60010,7,4,Y,N,N,Y,N,N,227354908
1311517,17-Oct,4/18/2019 16:52,"GBS FINANCE, LLC",MIAMI,FL,United States,33131,5,5,Y,N,N,N,N,Y,152165727
1311544,17-Oct,4/18/2019 17:00,MARK ASSET MANAGEMENT LP,NEW YORK,NY,United States,10065,14,9,Y,N,N,N,N,Y,469612297
1311552,17-Oct,4/18/2019 17:11,"GBS FINANCE, LLC",MIAMI,FL,United States,33131,5,5,Y,N,N,N,N,Y,152165727
1309069,17-Oct,4/18/2019 17:14,"COTTON CREEK CAPITAL MANAGEMENT, LLC",DALLAS,TX,United States,75201,3,2,Y,N,N,N,N,Y,57311508
1311428,17-Oct,4/18/2019 17:39,1505 CAPITAL LLC,NEW YORK,NY,United States,10005,3,2,Y,N,N,N,N,Y,30578900
1311563,17-Oct,4/18/2019 17:43,"MCGEE WEALTH MANAGEMENT, INC.",PORTLAND,OR,United States,97223,6,5,Y,Y,N,Y,N,N,430722189
1311561,17-Oct,4/18/2019 18:02,KAILAI ADVISERS LTD.,SHERMAN OAKS,CA,United States,91403-5335,19,19,Y,N,N,Y,N,Y,256714800
1320656,17-Oct,5/2/2019 14:11,"STONEHAWK CAPITAL MANAGEMENT, LP",PRAIRIE VILLAGE,KS,United States,66207,4,4,Y,N,N,N,N,Y,78703158
1320625,17-Oct,5/2/2019 14:15,OZ MANAGEMENT LP,NEW YORK,NY,United States,10019,421,121,Y,N,N,N,N,Y,43048339732
1321145,17-Oct,5/2/2019 14:21,RSM US WEALTH MANAGEMENT LLC,MINNEAPOLIS,MN,United States,55402-2526,116,84,Y,Y,N,Y,N,N,5694022608
1320861,17-Oct,5/2/2019 14:37,"ARROWROOT CAPITAL MANAGEMENT, LLC",SANTA MONICA,CA,United States,90401,18,11,Y,N,N,N,N,Y,372285229
1294940,17-Oct,5/2/2019 14:48,ARCHER INVESTMENT CORPORATION,INDIANAPOLIS,IN,United States,46240,75,74,Y,N,N,N,N,Y,370963000
1320235,17-Oct,5/2/2019 14:57,"TAYLOR SECURITIES, INC.",HARRISBURG,PA,United States,17110,2,2,Y,N,N,N,N,N,30110176
1320785,17-Oct,5/2/2019 15:02,RAVEN CAPITAL MANAGEMENT LLC,NEW YORK,NY,United States,10012,18,12,Y,N,N,N,N,Y,603840790
1321064,17-Oct,5/2/2019 15:05,"WE ARE ONE SEVEN, LLC",BEACHWOOD,OH,United States,44122,19,18,Y,Y,N,Y,N,N,501515565
1321089,17-Oct,5/2/2019 15:10,"BOYD WEALTH MANAGEMENT, LLC",SACRAMENTO,CA,United States,95815,5,3,Y,N,N,Y,N,N,115769717
1321123,17-Oct,5/2/2019 15:25,PATHLIGHT CAPITAL LP,HINGHAM,MA,United States,2043,9,8,Y,N,N,N,N,Y,147743868
1321176,17-Oct,5/2/2019 15:37,"FBL WEALTH MANAGEMENT, LLC",WEST DES MOINES,IA,United States,50266,85,80,Y,N,N,Y,N,N,0
1321189,17-Oct,5/2/2019 16:04,"FBL WEALTH MANAGEMENT, LLC",WEST DES MOINES,IA,United States,50266,85,80,Y,N,N,Y,N,N,0
1309460,17-Oct,5/2/2019 16:09,FLYING POINT ASSET MANAGEMENT LLC,CHAPPAQUA,NY,United States,10514,1,1,Y,N,N,N,N,N,26413996
1321156,17-Oct,5/2/2019 16:14,"ROBUSTWEALTH, INC.",LAMBERTVILLE,NJ,United States,8530,66,33,Y,N,N,N,N,N,827942797
1306166,17-Oct,5/2/2019 16:47,"KNOWLEDGE LEADERS CAPITAL, LLC",DENVER,CO,United States,80202,8,2,Y,N,N,N,N,N,223941519
1321202,17-Oct,5/2/2019 17:16,"SECURE ASSET MANAGEMENT, L.L.C.",TROY,MI,United States,48084,16,16,Y,Y,N,Y,N,N,193751597
1321224,17-Oct,5/2/2019 17:29,"RELYEA ZUCKERBERG HANSON, LLC",STAMFORD,CT,United States,6901,7,4,Y,Y,N,Y,N,N,863260610
1321231,17-Oct,5/2/2019 17:56,"KEYSTONE WEALTH PARTNERS, LLC",CHANDLER,AZ,United States,85248,15,6,Y,N,N,Y,N,N,168082862
1321283,17-Oct,5/3/2019 9:52,HUDSON REALTY CAPITAL LLC,NEW YORK,NY,United States,10022,10,5,Y,N,N,N,N,Y,118714139
1321297,17-Oct,5/3/2019 10:07,"HENRY H. ARMSTRONG ASSOCIATES, INC.",PITTSBURGH,PA,United States,15222,5,4,Y,N,N,N,N,N,710794292
1321348,17-Oct,5/3/2019 11:49,"CENTENNIAL WEALTH ADVISORY, LLC",TRAVERSE CITY,MI,United States,49684,14,8,Y,N,N,Y,N,N,130281758
1323428,17-Oct,5/14/2019 18:31,PARK AVENUE SECURITIES LLC,NEW YORK,NY,United States,10004,1777,1766,Y,Y,N,Y,N,N,4022487394
1323425,17-Oct,5/14/2019 18:54,STOKES FAMILY OFFICE LLC,NEW ORLEANS,LA,United States,70163,4,4,Y,N,N,Y,N,N,0
1322860,17-Oct,5/14/2019 19:03,DAIWA SB INVESTMENTS USA LTD,NEW YORK,NY,United States,10005-3504,5,0,Y,N,N,N,N,N,
1323433,17-Oct,5/14/2019 19:24,"OPTAS, LLC",SAN FRANCISCO,CA,United States,94104,3,3,Y,Y,N,Y,N,N,0
1323434,17-Oct,5/14/2019 19:30,"SCHARF INVESTMENTS, LLC",SCOTTS VALLEY,CA,United States,95066-3453,23,14,Y,N,N,Y,N,Y,3241169899
1323432,17-Oct,5/14/2019 21:00,MPWM ADVISORY SOLUTIONS LLC,NEW YORK,NY,United States,10016,7,7,Y,N,N,Y,N,N,68755789
1323456,17-Oct,5/15/2019 8:25,"COMMERCE INVESTMENT ADVISORS, INC.",KANSAS CITY,MO,United States,64106-1809,37,37,Y,N,N,N,N,N,2595151939
1323218,17-Oct,5/15/2019 8:40,PALMER SQUARE CAPITAL MANAGEMENT LLC,MISSION WOODS,KS,United States,66205,29,16,Y,N,N,N,N,Y,8352823356
1322672,17-Oct,5/15/2019 8:52,PRIVATE HARBOUR INVESTMENT MANAGEMENT & COUNSEL LLC.,PEPPER PIKE,OH,United States,44122-4601,2,2,Y,N,N,N,N,N,170469809
1322424,17-Oct,5/15/2019 8:57,BERGER VAN BERCHEM & CIE SA,GENEVA,,Switzerland,1204,26,15,Y,N,N,N,N,N,1159410399
1323272,17-Oct,5/15/2019 9:09,"TANNIN CAPITAL, LLC",CHARLOTTE,NC,United States,28210,4,2,Y,N,N,N,N,N,49312818
1323464,17-Oct,5/15/2019 9:12,VERGER CAPITAL MANAGEMENT LLC,WINSTON-SALEM,NC,United States,27106,13,3,Y,N,N,N,N,N,1647718001
1323216,17-Oct,5/15/2019 9:50,CITADEL ADVISORS LLC,CHICAGO,IL,United States,60603,1736,920,Y,N,N,N,N,Y,1.94E+11
1323500,17-Oct,5/15/2019 10:24,BRAGG FINANCIAL ADVISORS INC,CHARLOTTE,NC,United States,28203,21,11,Y,Y,N,Y,Y,N,1404685852
1323447,17-Oct,5/15/2019 10:59,"NEW AGE ALPHA ADVISORS, LLC",RYE,NY,United States,10580,3,3,Y,N,N,N,N,N,0
1323539,17-Oct,5/15/2019 11:31,"CYPRESS CAPITAL ADVISORS, LLC",FRANKLIN,TN,United States,37064,10,6,Y,Y,N,Y,N,N,142365431
1323541,17-Oct,5/15/2019 11:37,GORDIAN CAPITAL SINGAPORE PRIVATE LIMITED,SINGAPORE,,Singapore,69536,19,19,Y,N,N,N,N,Y,3101862000
1323335,17-Oct,5/15/2019 11:45,NATIVE AMERICAN FUND ADVISORS LLC,TULSA,OK,United States,74120,11,7,Y,Y,N,N,N,N,148700718
1323242,17-Oct,5/15/2019 12:00,"COLUMBIA CAPITAL MANAGEMENT, LLC",OVERLAND PARK,KS,United States,66202,12,4,Y,N,N,Y,N,N,798065883
1323552,17-Oct,5/15/2019 12:04,MAINSTREET INVESTMENT ADVISORS LLC,CHICAGO,IL,United States,60602,24,21,Y,N,N,Y,N,N,1099705335
1323555,17-Oct,5/15/2019 12:07,"SIEBERT ADVISORNXT, INC.",NEW YORK,NY,United States,10005,32,29,Y,N,N,N,N,N,55821217
1317948,17-Oct,5/15/2019 12:12,CIM INVESTMENT MANAGEMENT LIMITED,LONDON,,United Kingdom,W1J 9EN,6,1,Y,N,N,N,N,Y,720000000
1323564,17-Oct,5/15/2019 12:48,STEPHEN CRAIG SCHULMERICH,LONGBOAT KEY,FL,United States,34228,2,2,Y,Y,N,N,N,N,135000000
1322036,17-Oct,5/10/2019 14:13,SAVIOR LLC,WALTHAM,MA,United States,2453,3,3,Y,N,N,Y,N,N,0
1322826,17-Oct,5/10/2019 14:54,FORTIS GROUP ADVISORS LLC,WESTWOOD,NJ,United States,7675,23,16,Y,Y,N,Y,N,N,615485450
1322350,17-Oct,5/10/2019 15:27,WEALTH CREATION MANAGEMENT GROUP LLC,MONROE,NY,United States,10950,2,2,Y,N,N,Y,N,N,40645000
1322590,17-Oct,5/10/2019 15:33,"HORTER INVESTMENT MANAGEMENT, LLC",CINCINNATI,OH,United States,45249,174,154,Y,Y,N,Y,N,N,902003369
1323760,17-Oct,5/16/2019 9:52,PORTFOLIO STRATEGIES INC NY,MONSEY,NY,United States,10952,9,3,Y,N,N,Y,N,Y,407047217
1323775,17-Oct,5/16/2019 10:37,VERUM PARTNERS LLC,CHARLOTTE,NC,United States,28207,4,4,Y,N,N,Y,N,N,0
1324640,17-Oct,5/21/2019 13:34,"NWAM, LLC",MERCER ISLAND,WA,United States,98040,32,31,Y,Y,N,Y,N,N,1372759824
1324651,17-Oct,5/21/2019 14:01,AVONDALE WEALTH MANAGEMENT LLC,AUSTIN,TX,United States,78746,8,6,Y,N,N,Y,N,N,244815991
1324613,17-Oct,5/21/2019 14:17,"ZEBRA CAPITAL MANAGEMENT, LLC",STAMFORD,CT,United States,6902,13,8,Y,N,N,N,N,Y,369365025
1322773,17-Oct,5/21/2019 14:22,"BRIGHTSTAR CAPITAL PARTNERS, L.P.",NEW YORK,NY,United States,10019,16,14,Y,N,N,N,N,Y,968913207
1321424,17-Oct,5/21/2019 14:28,"WATERWHEEL CAPITAL MANAGEMENT, L.P.",NEW YORK,NY,United States,10105,2,2,Y,N,N,N,N,Y,91202770
1324668,17-Oct,5/21/2019 14:46,"CARSON ADVISORY, INC.",ATHENS,GA,United States,30601,6,5,Y,N,N,N,N,N,447246956
1324290,17-Oct,5/21/2019 15:02,"TPG CAPITAL ADVISORS, LLC",FORT WORTH,TX,United States,76102,265,239,Y,N,N,N,N,N,67061500000
1324590,17-Oct,5/21/2019 15:36,"REVERENCE CAPITAL PARTNERS, L.P.",NEW YORK,NY,United States,10022,14,14,Y,N,N,N,N,Y,1331089559
1324697,17-Oct,5/21/2019 16:25,"WEALTH MANAGER GROUP II, LLC",SAN DIEGO,CA,United States,92108,3,3,Y,Y,N,Y,N,N,580000
1323484,17-Oct,5/21/2019 16:29,"PROCAPITA PARTNERS, LLC",NEW YORK,NY,United States,10036,5,5,Y,Y,N,Y,N,N,0
1324633,17-Oct,5/21/2019 17:07,"WEATHERBIE CAPITAL, LLC",BOSTON,MA,United States,2110,9,6,Y,N,N,Y,N,Y,1287037796
1324748,17-Oct,5/21/2019 17:19,"RETIREMENT CAPITAL STRATEGIES, INC.",SAN JOSE,CA,United States,95129,7,4,Y,Y,N,Y,N,N,177579270
1307712,17-Oct,5/30/2019 14:34,"STRATEGAS SECURITIES, LLC",NEW YORK,NY,United States,10017,54,12,N,N,N,Y,N,N,
1326755,17-Oct,5/30/2019 15:50,"BRIGGS ADVISORY GROUP, INC.",LINCOLN,RI,United States,2865,9,7,Y,Y,N,Y,N,N,270790008
1323073,17-Oct,5/30/2019 15:59,MANULIFE ASSET MANAGEMENT (NORTH AMERICA) LIMITED,"TORONTO, ON",,Canada,M4W 1E5,0,0,Y,N,N,N,N,N,11203524966
1326040,17-Oct,5/30/2019 16:26,"BUILDGROUP MANAGEMENT, LLC",AUSTIN,TX,United States,78731,7,6,N,N,N,N,N,Y,367770720
1326811,17-Oct,5/30/2019 16:47,"A.R.T. ADVISORS, LLC",NEW YORK,NY,United States,10022,28,16,Y,N,N,N,N,Y,2960771000
1325114,17-Oct,5/30/2019 17:20,DRIEHAUS CAPITAL MANAGEMENT LLC,CHICAGO,IL,United States,60611-2703,92,32,Y,N,N,N,N,Y,6528557224
1326649,17-Oct,5/30/2019 17:23,"CENTURION ASSET MANAGEMENT, LLC",PLYMOUTH MEETING,PA,United States,19462,10,9,Y,Y,N,Y,N,N,251260472
1325332,17-Oct,5/30/2019 17:53,"MARS JEWETT FINANCIAL GROUP, INC.",BELLEVUE,WA,United States,98004,11,5,Y,N,N,Y,N,N,336718029
1326886,17-Oct,5/30/2019 17:55,"JEFFERIES INVESTMENT ADVISERS, LLC",NEW YORK,NY,United States,10022-4213,108,47,Y,N,Y,N,Y,Y,4610461166
1326892,17-Oct,5/30/2019 17:56,"VESTIA ADVISORS, LLC",FORT WAYNE,IN,United States,46804,14,9,Y,Y,N,Y,N,N,306328620
1326487,17-Oct,5/30/2019 18:23,IONIC CAPITAL MANAGEMENT LLC,NEW YORK,NY,United States,10017,40,18,Y,N,N,N,N,Y,4486577343
1323857,17-Oct,5/30/2019 19:14,SCS CAPITAL MANAGEMENT LLC,BOSTON,MA,United States,2199,82,38,Y,N,N,Y,N,Y,21123033000
1301168,17-Oct,5/30/2019 20:11,"HRC WEALTH MANAGEMENT, LLC",MOSCOW,ID,United States,83843,8,8,Y,Y,N,Y,N,N,118600000
1326940,17-Oct,5/30/2019 20:19,"HRC WEALTH MANAGEMENT, LLC",MOSCOW,ID,United States,83843,8,8,Y,Y,N,Y,N,N,118600000
1325578,17-Oct,5/30/2019 21:48,ATLANTIS INVESTMENT MANAGEMENT LIMITED,HONG KONG,,Hong Kong,,17,8,Y,N,N,N,N,Y,524050104
1325776,17-Oct,5/31/2019 7:42,"WEALTH NAVIGATION, LLC",CENTERVILLE,UT,United States,84014,11,8,Y,N,N,Y,N,N,111428920
1320920,17-Oct,5/31/2019 8:23,"IQVESTMENT, LLC",WELLESLEY,MA,United States,2481,3,2,N,N,N,Y,N,N,63000
1326350,17-Oct,5/31/2019 8:44,THRIVENT INVESTMENT MANAGEMENT INC.,MINNEAPOLIS,MN,United States,55415-1665,3614,2073,Y,N,N,Y,N,N,11429462443
1326826,17-Oct,5/31/2019 8:54,"EQUITY SERVICES, INC.",MONTPELIER,VT,United States,5604,420,400,Y,Y,N,Y,Y,N,1291880780
1326976,17-Oct,5/31/2019 8:59,"SOUTHWESTERN INVESTMENT ADVISORY SERVICES, INC.",FRANKLIN,TN,United States,37067,60,55,Y,N,N,Y,N,N,2148528135
1326978,17-Oct,5/31/2019 9:17,"NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC",MILWAUKEE,WI,United States,53202-4797,1597,1466,N,N,N,Y,N,N,
1326986,17-Oct,5/31/2019 9:31,"WOODBURY FINANCIAL SERVICES, INC.",OAKDALE,MN,United States,55128,1925,947,Y,Y,N,Y,Y,N,7631833044
1326835,17-Oct,5/31/2019 9:37,"RFG ADVISORY, LLC",VESTAVIA HILLS,AL,United States,35242,42,34,Y,Y,N,Y,N,N,948860334
1326965,17-Oct,5/31/2019 9:48,VOLARIS CAPITAL MANAGEMENT LLC,MILLBURN,NJ,United States,7041,6,3,Y,N,N,N,N,Y,1776420661
1324013,17-Oct,5/31/2019 9:49,GOLDPOINT PARTNERS LLC,NEW YORK,NY,United States,10171,51,17,Y,N,N,N,N,Y,12998672099
1326996,17-Oct,5/31/2019 9:54,"T2 ASSET MANAGEMENT, LLC",OAKBROOK TERRACE,IL,United States,60181,10,8,Y,Y,N,Y,N,N,192260000
1326594,17-Oct,5/31/2019 9:54,"SINECERA CAPITAL, LLC",AUSTIN,TX,United States,78746,1,1,Y,Y,N,N,N,N,0
1319878,17-Oct,5/31/2019 9:55,TERRA GLOBAL ASSET MANAGEMENT LLC,NEW YORK,NY,United States,10152,3,1,Y,N,N,N,N,Y,31550000
1326993,17-Oct,5/31/2019 9:59,"MIDWESTERN SECURITIES TRADING COMPANY, LLC",EAST PEORIA,IL,United States,61611,59,39,Y,Y,N,Y,Y,N,540067933
1325892,17-Oct,5/31/2019 9:59,"SUNTRUST ADVISORY SERVICES, INC.",ATLANTA,GA,United States,30303,1571,1510,Y,Y,N,N,N,N,20406183375
1326999,17-Oct,5/31/2019 10:07,WAINWRIGHT INVESTMENT COUNSEL LLC,BOSTON,MA,United States,2108,22,9,Y,N,N,Y,N,Y,3458900000
1327990,17-Oct,6/5/2019 17:38,"IFS ADVISORS, LLC",OVERLAND PARK,KS,United States,66210,8,5,Y,Y,N,Y,N,N,120318730
1328006,17-Oct,6/5/2019 18:27,DEUTSCHE BANK SECURITIES INC.,NEW YORK,NY,United States,10154,2600,236,Y,N,N,Y,N,N,7630434
1316961,17-Oct,6/6/2019 5:54,ALVENTO CAPITAL PARTNERS LLP,LONDON,,United Kingdom,SW1X7NE,10,6,Y,N,N,N,N,N,1229475165
1328017,17-Oct,6/6/2019 7:24,"BIRCHCREEK WEALTH MANAGEMENT, LLC",DAYTON,OH,United States,45458,1,1,Y,Y,N,Y,N,N,0
1328018,17-Oct,6/6/2019 7:32,"WEALTHBRIDGE CAPITAL MANAGEMENT, LLC",WESTERVILLE,OH,United States,43082,6,3,Y,N,N,N,N,N,296600000
1328030,17-Oct,6/6/2019 9:05,"ANDREW GARRETT, INC.",NEW YORK,NY,United States,10017,20,12,Y,Y,N,Y,N,N,95048720
1328032,17-Oct,6/6/2019 9:17,QUANTITATIVE SYSTEMATIC STRATEGIES LLC,BABYLON,NY,United States,11702,5,3,Y,N,N,Y,N,N,765602346
1321800,17-Oct,6/6/2019 9:27,ARBOUR LANE CAPITAL MANAGEMENT LP,STAMFORD,CT,United States,6902,15,10,Y,N,N,N,N,Y,1133615223
1327002,17-Oct,6/6/2019 10:11,"PACIFIC CAPITAL WEALTH ADVISORS, INC.",CORONA,CA,United States,92881,5,3,Y,N,N,Y,N,N,141642147
1328056,17-Oct,6/6/2019 10:35,SUMMA CORP.,TOMBALL,TX,United States,77375,2,2,Y,N,N,Y,N,N,95788510
1327898,17-Oct,6/6/2019 10:37,"ASCENSUS INVESTMENT ADVISORS, LLC",NEWTON,MA,United States,2459,10,2,Y,N,N,N,N,N,69453646317
1328065,17-Oct,6/6/2019 10:58,"ALMANACK INVESTMENT PARTNERS, LLC",WAYNE,PA,United States,19087,19,15,Y,N,N,Y,N,N,750000000
1327946,17-Oct,6/6/2019 11:00,"PHILADELPHIA PARTNERS CAPITAL MANAGEMENT, LLC",BALTIMORE,MD,United States,21209,2,2,Y,N,N,Y,N,N,28467984
1328071,17-Oct,6/6/2019 11:09,WEALTHEDGE INVESTMENT ADVISORS LLC,NEW YORK,NY,United States,10016,4,3,Y,N,N,N,N,N,157490068
1328082,17-Oct,6/6/2019 11:31,FIFTH SET INVESTMENT ADVISORS LLC,LARCHMONT,NY,United States,10538,1,1,Y,Y,N,Y,N,N,48119606
1328059,17-Oct,6/6/2019 11:32,"SUNTRUST ADVISORY SERVICES, INC.",ATLANTA,GA,United States,30303,1571,1510,Y,Y,N,N,N,N,20406183375
1327882,17-Oct,6/6/2019 11:36,"DIVERSIFIED, LLC",WILMINGTON,DE,United States,19803,11,6,Y,N,N,Y,N,N,323908994
1328084,17-Oct,6/6/2019 11:36,"THE GENWEALTH GROUP, INC.",MAPLEWOOD,NJ,United States,7040,7,3,Y,N,N,Y,N,N,235761682
1328089,17-Oct,6/6/2019 11:48,"COMPTON FINANCIAL GROUP, LLC",TOWSON,MD,United States,21204,13,9,Y,Y,N,Y,N,N,363519444
1323609,17-Oct,6/6/2019 11:53,"TRINITYPOINT WEALTH, LLC",MILFORD,CT,United States,6461,11,6,Y,Y,N,Y,N,N,524721563
1328090,17-Oct,6/6/2019 11:53,"HATCHER CAPITAL INVESTMENTS, INC.",LITTLE ROCK,AR,United States,72201,2,1,Y,Y,N,Y,N,N,414339
1328087,17-Oct,6/6/2019 11:53,"ENCOMPASS WEALTH ADVISORS, LLC",PORTLAND,OR,United States,97224,6,3,Y,N,N,Y,N,N,273948840
1328094,17-Oct,6/6/2019 11:54,"TRINITYPOINT WEALTH, LLC",MILFORD,CT,United States,6461,11,6,Y,Y,N,Y,N,N,524721563
1328091,17-Oct,6/6/2019 11:54,CARMICHAEL HILL & ASSOCIATES INC,GAITHERSBURG,MD,United States,20877,6,6,Y,Y,N,Y,N,N,175789126
1328093,17-Oct,6/6/2019 11:56,"ALPHA CUBED INVESTMENTS, LLC",IRVINE,CA,United States,92612,36,26,Y,Y,N,Y,N,N,1143593361
1328069,17-Oct,6/6/2019 11:57,"LETKO, BROSSEAU & ASSOCIATES INC.","MONTREAL, QUEBEC",,Canada,H3A 3J6,59,38,Y,N,N,N,N,N,22915260566
1324012,17-Oct,6/6/2019 11:59,PARNASSUS INVESTMENTS,SAN FRANCISCO,CA,United States,94105,51,15,Y,N,N,N,N,N,23643103839
1327794,17-Oct,6/6/2019 12:01,CBRE GLOBAL INVESTMENT PARTNERS LIMITED,LONDON,,United Kingdom,EC4M 9AF,85,48,Y,N,N,Y,N,Y,28728009402
1327435,17-Oct,6/10/2019 10:52,"JOHN HANCOCK ADVISERS, LLC",BOSTON,MA,United States,02116-5022,376,46,Y,N,N,N,N,N,1.83E+11
1328526,17-Oct,6/10/2019 11:27,MASSACHUSETTS FINANCIAL SERVICES COMPANY,BOSTON,MA,United States,02199-7618,1100,273,Y,N,N,N,N,N,3.33E+11
1328536,17-Oct,6/10/2019 11:38,TAYLOR AND TAYLOR FINANCIAL SERVICES USA LLC,RYE,NY,United States,10580,4,3,Y,N,N,Y,N,N,33221283
1322393,17-Oct,6/10/2019 11:53,MONTERONE PARTNERS LLP,LONDON,,United Kingdom,W1U 3PT,6,4,Y,N,N,N,N,Y,361963309
1276276,17-Oct,6/10/2019 12:01,FORGE GLOBAL ADVISORS LLC,SAN FRANCISCO,CA,United States,94105,3,3,N,N,N,N,N,N,231263934
1328549,17-Oct,6/10/2019 12:26,"NATIONAL WEALTH MANAGEMENT, LLC",FLORHAM PARK,NJ,United States,7932,2,2,Y,Y,N,Y,N,N,174592002
1328563,17-Oct,6/10/2019 13:18,"NORTH CAPITAL, INC.",SALT LAKE CITY,UT,United States,84047,13,9,Y,Y,N,Y,N,N,244000000
1328572,17-Oct,6/10/2019 13:31,"WILEY BROS.-AINTREE CAPITAL, LLC",NASHVILLE,TN,United States,37215,55,31,Y,Y,Y,Y,Y,Y,195205206
1328583,17-Oct,6/10/2019 13:56,"ALLIANCE BENEFIT GROUP OF ILLINOIS, INC.",PEORIA,IL,United States,61602-1202,8,6,Y,N,N,N,N,N,840310299
1327746,17-Oct,6/10/2019 14:11,ENTREPRENEURSHARES LLC,BOSTON,MA,United States,2110,8,3,Y,N,N,N,N,N,52907738
1327748,17-Oct,6/10/2019 14:17,"CAPITAL IMPACT ADVISORS, LLC",BOSTON,MA,United States,2110,8,3,Y,N,N,N,N,N,312070647
1328585,17-Oct,6/10/2019 14:21,"GENERAL ATLANTIC SERVICE COMPANY, L.P.",NEW YORK,NY,United States,10055,354,156,Y,N,N,N,N,Y,30703046439
1328494,17-Oct,6/10/2019 14:37,MIROVA US LLC,BOSTON,MA,United States,02199-8197,9,4,Y,N,N,N,N,Y,808819955
1328597,17-Oct,6/10/2019 14:39,MIROVA US LLC,BOSTON,MA,United States,02199-8197,9,4,Y,N,N,N,N,Y,808819955
1328601,17-Oct,6/10/2019 14:44,MIROVA US LLC,BOSTON,MA,United States,02199-8197,9,4,Y,N,N,N,N,Y,808819955
1328606,17-Oct,6/10/2019 14:58,"180 WEALTH ADVISORS, LLC",FEDERAL WAY,WA,United States,98001,7,4,Y,N,N,Y,N,N,363237009
1328611,17-Oct,6/10/2019 15:13,KARAMAAN GROUP LLC,NEW YORK,NY,United States,10011,3,2,Y,N,N,N,N,Y,36000000
1329269,17-Oct,6/13/2019 12:55,"JEFFERIES INVESTMENT ADVISERS, LLC",NEW YORK,NY,United States,10022-4213,108,47,Y,N,Y,N,Y,Y,4610461166
1329262,17-Oct,6/13/2019 13:02,CORINTHIAN PARTNERS MANAGEMENT LLC,NEW YORK,NY,United States,10022,5,2,Y,N,N,N,Y,N,0
1324977,17-Oct,6/13/2019 13:04,"MONTGOMERY WEALTH MANAGEMENT, LLC",MORRISTOWN,NJ,United States,7960,1,1,Y,N,N,Y,N,N,0
1329272,17-Oct,6/13/2019 13:11,"GOLUB GROUP, LLC",SAN MATEO,CA,United States,94404-4060,31,14,Y,Y,N,N,N,N,1481832201
1329276,17-Oct,6/13/2019 13:19,"ASSET PLANNING, INC",CYPRESS,CA,United States,90630,4,4,Y,Y,N,Y,N,N,263513466
1329286,17-Oct,6/13/2019 13:41,"BROUWER & JANACHOWSKI, LLC",MILL VALLEY,CA,United States,94941,21,9,Y,N,N,Y,N,N,1785438242
1329140,17-Oct,6/13/2019 13:45,"FERGUSON-JOHNSON WEALTH MANAGEMENT, INC.",ROCKVILLE,MD,United States,20850,4,3,Y,Y,N,N,N,N,171604976
1329242,17-Oct,6/13/2019 13:53,"COMPOSURE WEALTH MANAGEMENT, LLC",CHICAGO,IL,United States,60657,1,1,Y,Y,N,N,N,N,0
1324489,17-Oct,6/13/2019 13:53,"CANAL CAPITAL MANAGEMENT, LLC",RICHMOND,VA,United States,23219,8,5,Y,Y,N,Y,N,Y,389370655
1328864,17-Oct,6/13/2019 14:16,"CHICO WEALTH RIA, INC.",CHICO,CA,United States,95928,3,2,Y,Y,N,Y,N,N,223033663
1327997,17-Oct,6/13/2019 14:17,"CANNON GLOBAL INVESTMENT MANAGEMENT, LLC",FORT LAUDERDALE,FL,United States,33304,2,2,N,N,N,N,N,Y,41065408
1329315,17-Oct,6/13/2019 14:43,"PEACHTREE INVESTMENT PARTNERS, LLC",ATLANTA,GA,United States,30339,1,1,Y,N,N,N,N,N,124085127
1322205,17-Oct,6/13/2019 14:58,"L & S ADVISORS, INC",LOS ANGELES,CA,United States,90025-1123,18,14,Y,N,N,N,N,N,840378919
1329332,17-Oct,6/13/2019 15:00,"INVEST CAPITAL PARTNERS, LLC",SPRINGBORO,OH,United States,45066,10,8,Y,Y,N,Y,N,N,95627795
1329249,17-Oct,6/13/2019 15:09,"ASCENSUS INVESTMENT ADVISORS, LLC",NEWTON,MA,United States,2459,10,2,Y,N,N,N,N,N,69453646317
1303793,17-Oct,6/13/2019 15:20,"HORIZON ADVISORS, LLC",HOUSTON,TX,United States,77057,5,3,Y,Y,N,Y,N,N,235989973
1329349,17-Oct,6/13/2019 15:40,"COORDINATED CAPITAL SECURITIES, INC.",MADISON,WI,United States,53716,60,29,Y,Y,N,Y,Y,N,132211974
1329264,17-Oct,6/13/2019 16:16,MANULIFE INVESTMENT MANAGEMENT (NORTH AMERICA) LIMITED,"TORONTO, ON",,Canada,M4W 1E5,0,0,Y,N,N,N,N,N,11203524966
1329152,17-Oct,6/13/2019 16:17,"MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT, LLC",SAN FRANCISCO,CA,United States,94111,183,40,Y,N,N,N,N,N,27467603120
1329261,17-Oct,6/13/2019 16:31,LEGEND FINANCIAL ADVISORS INC,PITTSBURGH,PA,United States,15237,11,3,Y,Y,N,Y,N,N,264528971
1277472,17-Oct,6/13/2019 16:39,"COLORADO WEST WEALTH MANAGEMENT, LLC",MONTROSE,CO,United States,81401,11,3,Y,N,N,Y,N,N,0
1329377,17-Oct,6/13/2019 16:43,"COMPOSURE WEALTH MANAGEMENT, LLC",CHICAGO,IL,United States,60657,1,1,Y,Y,N,N,N,N,0
1328810,17-Oct,6/13/2019 16:58,"STRATEGIC PLANNING GROUP, LLC",BOUNTIFUL,UT,United States,84010,7,3,Y,Y,N,Y,N,N,157951999
1325742,17-Oct,6/13/2019 17:02,"HARBOR CAPITAL ADVISORS, INC.",CHICAGO,IL,United States,60606-4302,141,11,Y,N,N,N,N,N,47608751728
1328609,17-Oct,6/13/2019 17:05,GUNDERSON CAPITAL MANAGEMENT,MOUNT PLEASANT,SC,United States,29466,6,0,Y,N,Y,N,N,N,120000000
1329866,17-Oct,6/17/2019 18:32,LIFECYCLE FINANCIAL PLANNERS INC.,BLOOMFIELD HILLS,MI,United States,48304,11,11,N,N,N,Y,N,N,358707666
1329902,17-Oct,6/17/2019 19:45,"WELCH INVESTMENT GROUP, LLC",GRANTS PASS,OR,United States,97527,4,3,Y,Y,N,N,N,N,123672029
1323403,17-Oct,6/17/2019 20:20,"BRIGHTON PARK CAPITAL MANAGEMENT, L.P.",GREENWICH,CT,United States,06830-6396,12,10,Y,N,N,N,N,Y,
1329907,17-Oct,6/17/2019 20:30,"KRANE FINANCIAL SOLUTIONS, LLC",CALABASAS,CA,United States,91302,3,1,Y,Y,N,Y,N,N,108985131
1328929,17-Oct,6/18/2019 6:36,HIGHCLERE INTERNATIONAL INVESTORS LLP,LONDON,,United Kingdom,W1U 3PP,24,12,Y,N,N,N,N,N,5401065160
1329925,17-Oct,6/18/2019 8:24,"MERGANSER CAPITAL MANAGEMENT, LLC",BOSTON,MA,United States,02110-2320,25,9,Y,N,N,N,N,N,9297282000
1329924,17-Oct,6/18/2019 8:51,C WORLDWIDE ASSET MANAGEMENT FONDSMAEGLERSELSKAB A/S,COPENHAGEN,,Denmark,DK-2100,102,19,Y,N,N,N,Y,Y,18438235893
1329922,17-Oct,6/18/2019 9:04,QUANTUM ADVISORS PRIVATE LIMITED,MUMBAI,,India,400021,64,18,Y,N,N,N,N,Y,2501093392
1329026,17-Oct,6/18/2019 9:19,"THE WELCH GROUP, LLC",BIRMINGHAM,AL,United States,35213,16,14,Y,Y,N,Y,N,N,1431562472
1329936,17-Oct,6/18/2019 9:27,"C.S. MCKEE, L.P.",PITTSBURGH,PA,United States,15222,37,11,Y,N,N,N,N,N,9688441393
1323750,17-Oct,6/18/2019 9:37,POLAR CAPITAL LLP,LONDON,,United Kingdom,SW1E 5JD,139,55,Y,N,N,N,N,Y,18304645351
1329951,17-Oct,6/18/2019 11:00,DYNAMIC ADVISOR SOLUTIONS LLC,PHOENIX,AZ,United States,85016,74,56,Y,Y,N,Y,N,N,1451242875
1329972,17-Oct,6/18/2019 11:08,"BANKERS LIFE ADVISORY SERVICES, INC.",CHICAGO,IL,United States,60601,203,203,Y,N,N,N,N,N,324008853
1329589,17-Oct,6/18/2019 11:25,GREENWOOD GEARHART INC.,FAYETTEVILLE,AR,United States,72701-4278,11,6,Y,N,N,N,N,N,462810348
1329988,17-Oct,6/18/2019 11:43,KATHLEEN S. WRIGHT ASSOCIATES INC.,PITTSBURGH,PA,United States,15241-1633,3,3,Y,Y,N,Y,N,N,158379646
1317091,17-Oct,6/18/2019 11:46,"BARRY INVESTMENT ADVISORS, LLC",NEW BEDFORD,MA,United States,2740,13,6,Y,N,N,N,N,N,602157363
1327439,17-Oct,6/18/2019 11:53,BNY MELLON INVESTMENT MANAGEMENT CAYMAN LTD,GEORGE TOWN,,Cayman Islands,KY1-1104,10,1,Y,N,N,N,N,N,7329456552
1323975,17-Oct,6/18/2019 12:14,ZADIG GESTION (LUXEMBOURG) S.A.,STRASSEN,,Luxembourg,L-8008,7,2,Y,N,N,N,N,Y,1606540245
1329996,17-Oct,6/18/2019 12:16,"STRATEGIC WEALTH PARTNERS GROUP, LLC",DEERFIELD,IL,United States,60015,35,17,Y,Y,N,Y,N,N,2083803232
1307331,17-Oct,6/18/2019 12:29,"LEGG MASON PARTNERS FUND ADVISOR, LLC",NEW YORK,NY,United States,10018,12,0,Y,N,N,N,N,Y,2.71E+11
1329787,17-Oct,6/18/2019 12:30,JIR VENTURES GROUP INC,KATY,TX,United States,77449,1,1,Y,N,N,N,N,N,0
1329909,17-Oct,6/18/2019 12:31,"ANDCO CONSULTING, LLC",ORLANDO,FL,United States,32811,90,82,Y,Y,N,Y,N,N,220900000
1330004,17-Oct,6/18/2019 12:42,RANIERI RESIDENTIAL INVESTMENT ADVISORS LLC,UNIONDALE,NY,United States,11553,14,4,Y,N,N,N,N,Y,823276325
1328321,17-Oct,6/18/2019 12:44,SENSATO INVESTORS LLC,SAN FRANCISCO,CA,United States,94104,26,10,Y,N,N,N,N,Y,2838718485
1330598,17-Oct,6/20/2019 14:03,TUCKER ASSET MANAGEMENT LLC,LITTLETON,CO,United States,80120,34,34,Y,N,N,N,N,N,56644212
1325636,17-Oct,6/20/2019 14:04,"SUMMIT FINANCIAL ADVISORS, INC.",LEBANON,OH,United States,45036,4,4,Y,N,N,Y,Y,N,138121154
1329649,17-Oct,6/20/2019 14:20,SAVIOR LLC,WALTHAM,MA,United States,2453,9,3,Y,N,N,N,N,N,153084520
1330600,17-Oct,6/20/2019 14:22,"FARTHER FINANCE ADVISORS, LLC",SAN FRANCISCO,CA,United States,94110,1,1,Y,N,N,Y,N,N,0
1330618,17-Oct,6/20/2019 14:39,"HOWARD FINANCIAL SERVICES, LTD.",DALLAS,TX,United States,75231,16,13,Y,Y,N,Y,N,N,624615188
1328331,17-Oct,6/20/2019 14:52,TRUE LINK FINANCIAL ADVISORS LLC,SAN FRANCISCO,CA,United States,94104,11,3,Y,Y,N,N,N,N,105200000
1324913,17-Oct,6/20/2019 15:03,"DCM ADVISORS, LLC",NEW YORK,NY,United States,10016,14,8,Y,Y,Y,N,N,Y,124510745
1330367,17-Oct,6/20/2019 15:17,"THE MAIER GROUP, LLC",PITTSFORD,NY,United States,14534,2,1,Y,Y,N,Y,N,N,44342000
1329408,17-Oct,6/20/2019 15:18,PARITER WEALTH MANAGEMENT GROUP LLC,GUAYNABO,PR,United States,00966-1915,3,2,Y,Y,N,N,N,N,41206717
1330622,17-Oct,6/20/2019 15:24,"MONTVUE CAPITAL MANAGEMENT, INC.",LYNCHBURG,VA,United States,24504,3,3,Y,Y,N,Y,N,N,135512027
1330640,17-Oct,6/20/2019 15:24,MORGAN STANLEY SMITH BARNEY LLC,PURCHASE,NY,United States,10577-2530,26000,15000,Y,N,N,Y,Y,N,7.29E+11
1330617,17-Oct,6/20/2019 15:25,CRESCAT PORTFOLIO MANAGEMENT LLC,DENVER,CO,United States,80202,5,5,Y,N,N,N,N,Y,193692941
1330648,17-Oct,6/20/2019 15:40,THE PROFESSIONAL FINANCIAL COMPANY LLC,PLEASANT GROVE,UT,United States,84062,2,2,Y,Y,N,N,N,N,118000000
1329881,17-Oct,6/20/2019 15:42,PATHLIGHT CAPITAL LP,HINGHAM,MA,United States,2043,9,8,Y,N,N,N,N,Y,147743868
1330626,17-Oct,6/20/2019 15:55,"MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED",NEW YORK,NY,United States,10036,41217,25576,Y,N,N,Y,Y,N,7.97E+11
1330604,17-Oct,6/20/2019 15:57,FIRST FOUNDATION ADVISORS,IRVINE,CA,United States,92612-1051,66,38,Y,Y,N,Y,N,Y,3934699320
1330654,17-Oct,6/20/2019 15:57,"BOWERS WEALTH MANAGEMENT, INC.",RENO,NV,United States,89521,2,2,Y,N,N,N,N,N,138527653
1330652,17-Oct,6/20/2019 16:01,DUNTON AMMON GRESHAM JR,WHITE STONE,VA,United States,22578-0005,2,1,Y,Y,N,N,N,N,107082882
1329755,17-Oct,6/20/2019 16:03,FEDERATED INVESTMENT COUNSELING,PITTSBURGH,PA,United States,15222-3779,178,119,Y,N,N,N,N,Y,98493529182
1329776,17-Oct,6/20/2019 16:05,FEDERATED INVESTMENT MANAGEMENT COMPANY,PITTSBURGH,PA,United States,15222-3779,91,90,Y,N,N,N,N,N,2.17E+11
1329778,17-Oct,6/20/2019 16:06,FEDERATED ADVISORY SERVICES COMPANY,PITTSBURGH,PA,United States,15222-3779,178,56,N,N,N,N,N,N,
1329782,17-Oct,6/20/2019 16:07,FEDERATED EQUITY MANAGEMENT COMPANY OF PENNSYLVANIA,PITTSBURGH,PA,United States,15222-3779,12,12,Y,N,N,N,N,N,26972448232
1329784,17-Oct,6/20/2019 16:08,FEDERATED MDTA LLC,BOSTON,MA,United States,2110,22,12,Y,N,N,N,N,Y,4218190135
1330391,17-Oct,6/20/2019 16:16,"CAMBRIA CAPITAL, LLC",SALT LAKE CITY,UT,United States,84107,20,8,Y,N,N,N,N,N,11094521
1330664,17-Oct,6/20/2019 16:23,"BLUE SQUARE ASSET MANAGEMENT, LLC",NEW YORK,NY,United States,10004,8,6,Y,N,N,Y,N,N,139078893
1329252,17-Oct,6/13/2019 12:01,GLOBAL RETIREMENT PARTNERS LLC,SAN RAFAEL,CA,United States,94903,241,236,Y,Y,N,Y,N,N,40110414815
1329194,17-Oct,6/13/2019 12:58,"BENDER LANE ADVISORY, LLC",ALBANY,NY,United States,12203-3710,21,6,Y,N,N,Y,N,N,371388207
1328098,17-Oct,6/14/2019 8:05,ARCTIC BLUE CAPITAL LTD.,LONDON,,United Kingdom,W1S 3AG,3,2,Y,N,N,N,N,Y,76200595
1329498,17-Oct,6/14/2019 13:25,"MEDALLION WEALTH ADVISORS, LLC",FARMINGTON,CT,United States,6032,5,5,Y,Y,N,Y,N,N,131242000
1327159,17-Oct,6/14/2019 13:26,IHT WEALTH MANAGEMENT LLC,CHICAGO,IL,United States,60605,153,99,Y,Y,N,N,N,N,1267880055
1329571,17-Oct,6/14/2019 14:15,"ROYAL ALLIANCE ASSOCIATES, INC.",JERSEY CITY,NJ,United States,7302,2951,2027,Y,Y,N,Y,Y,N,12621142596
1328115,17-Oct,6/14/2019 14:24,"STEEL PEAK WEALTH MANAGEMENT, LLC",WOODLAND HILLS,CA,United States,91367,22,14,Y,N,N,Y,N,N,683951750
1329580,17-Oct,6/14/2019 14:27,"ELEVATED CAPITAL ADVISORS, LLC",SANDY,UT,United States,84070,14,7,Y,Y,N,Y,N,N,153799880
1329586,17-Oct,6/14/2019 14:43,"LEISURE CAPITAL MANAGEMENT, INC.",COSTA MESA,CA,United States,92626-1989,7,5,Y,Y,N,N,N,N,364728230
1329219,17-Oct,6/14/2019 14:47,VF INVESTMENT SERVICES CORP.,HORSHAM,PA,United States,19044,5,5,Y,Y,N,Y,N,N,208475924
1326266,17-Oct,6/14/2019 15:26,MAXWELL NOLL INC,PASADENA,CA,United States,91106-3908,3,3,Y,N,N,N,N,N,103434000
1329599,17-Oct,6/14/2019 15:41,"CONVERGENCE FINANCIAL, LLC",COLUMBIA,MO,United States,65203,9,5,Y,Y,N,Y,N,N,
1329199,17-Oct,6/14/2019 15:49,"CAVALIER INVESTMENTS, LLC",ALPHARETTA,GA,United States,30004,3,2,Y,N,N,N,N,N,375626731
1329218,17-Oct,6/14/2019 15:57,ARROW WEALTH ADVISORY LLC,CHARLOTTESVILLE,VA,United States,22903,1,1,N,N,N,Y,N,N,104728890
1329609,17-Oct,6/14/2019 16:23,"LASALLE ST. INVESTMENT ADVISORS, L.L.C.",ELMHURST,IL,United States,60126-1131,111,111,Y,Y,N,Y,Y,N,1306175265
1326569,17-Oct,6/14/2019 16:47,"HORACE MANN INVESTORS, INC.",SPRINGFIELD,IL,United States,62715-0001,108,80,N,N,N,N,N,N,
1329676,17-Oct,6/17/2019 9:48,SHERRILL & HUTCHINS FINANCIAL ADVISORY INC,ATLANTA,GA,United States,30327,7,4,Y,Y,N,Y,N,N,392234485
1329298,17-Oct,6/17/2019 10:25,WILLINGDON WEALTH MANAGEMENT LLC,HUNTERSVILLE,NC,United States,28078,17,14,Y,N,N,Y,N,N,643441136
1329873,17-Oct,6/17/2019 17:21,"LBJ FAMILY WEALTH ADVISORS, LTD.",AUSTIN,TX,United States,78756,4,3,Y,Y,N,Y,N,N,280968365
1329879,17-Oct,6/17/2019 17:31,OLD PEAK FINANCE LLC,CHAPEL HILL,NC,United States,27517,4,4,Y,N,N,Y,N,N,204463975
1324573,17-Oct,6/17/2019 17:49,MCADAM LLC,PHILADELPHIA,PA,United States,19103,145,121,Y,N,N,Y,N,N,406943009
1329893,17-Oct,6/17/2019 18:24,"INSIGHT PRIVATE ADVISORS, LLC",BRIDGEWATER,NJ,United States,8807,10,2,Y,Y,N,Y,N,N,255606569
1329895,17-Oct,6/17/2019 19:08,"HORST & GRABEN WEALTH MANAGEMENT, LLC",LAKE OSWEGO,OR,United States,97035,3,3,Y,Y,N,Y,N,N,313476411
1324388,17-Oct,5/31/2019 9:06,THE PROPER ANALYSIS CORPORATION,BEACHWOOD,OH,United States,44122-4640,4,3,Y,Y,N,N,N,N,291635584
1327040,17-Oct,5/31/2019 11:52,"ANGELO, GORDON & CO., L.P.",NEW YORK,NY,United States,10167,393,161,Y,N,N,N,N,Y,45672362939
1326900,17-Oct,5/31/2019 12:09,BLUEDOG CAPITAL MANAGEMENT LLC,EL SEGUNDO,CA,United States,90245,2,2,Y,N,N,Y,N,N,53841153
1322106,17-Oct,5/31/2019 12:17,"SOFTVEST ADVISORS, LLC",ABILENE,TX,United States,79601,9,7,Y,N,N,Y,N,Y,262551604
1327023,17-Oct,5/31/2019 12:30,"PAX FINANCIAL GROUP, LLC",SAN ANTONIO,TX,United States,78232,21,7,Y,N,N,Y,N,N,296993194
1326761,17-Oct,6/3/2019 16:50,PINE RIVER CAPITAL MANAGEMENT L.P.,MINNETONKA,MN,United States,55305,172,24,Y,N,N,N,N,Y,34162259152
1327319,17-Oct,6/3/2019 17:04,"DIGITAL BRIDGE ADVISORS, LLC",BOCA RATON,FL,United States,33487,43,24,Y,N,N,Y,N,Y,4310572702
1327499,17-Oct,6/3/2019 17:26,"APOLLO CAPITAL MANAGEMENT, L.P.",NEW YORK,NY,United States,10019,1010,410,Y,N,N,N,N,Y,1.87E+11
1327519,17-Oct,6/3/2019 18:08,"BLUE WATER WEALTH, INC.",PORTLAND,OR,United States,97225,7,5,Y,N,N,Y,N,N,155185550
1323570,17-Oct,6/3/2019 18:53,"MOTIVE CAPITAL MANAGEMENT, LLC",NEW YORK,NY,United States,10007,27,12,Y,N,N,N,N,Y,534054221
1325144,17-Oct,6/4/2019 16:03,"VERIDI CAPITAL, LP",SAN FRANCISCO,CA,United States,94111,8,6,Y,Y,N,Y,N,N,0
1322673,17-Oct,6/4/2019 16:39,CFM ADVISORS INC,MELVILLE,NY,United States,11747,3,2,Y,Y,N,N,N,N,94500000
1327411,17-Oct,6/4/2019 17:10,JNBA FINANCIAL ADVISORS INC,BLOOMINGTON,MN,United States,55437,24,18,Y,Y,N,Y,N,N,885245857
1327731,17-Oct,6/4/2019 17:47,"GREEN SQUARE ASSET MANAGEMENT, LLC",MEMPHIS,TN,United States,38120,8,3,Y,N,N,N,N,N,397401664
1327751,17-Oct,6/4/2019 18:49,DELTA WEALTH MANAGEMENT,GRANITE BAY,CA,United States,95746,2,1,Y,N,N,Y,N,N,296242748
1327757,17-Oct,6/4/2019 19:38,"WARWICK ENERGY INVESTMENT GROUP, LLC",OKLAHOMA CITY,OK,United States,73116,70,10,Y,N,N,N,N,Y,885334737
1327759,17-Oct,6/4/2019 20:28,"ALLOS INVESTMENT ADVISORS, LLC",OVERLAND PARK,KS,United States,66213,7,7,Y,N,N,N,N,N,20781643
1328029,17-Oct,6/6/2019 9:15,AUTONOMY AMERICAS LLC,NEW YORK,NY,United States,10016,65,25,Y,N,N,N,N,Y,8045897000
1328048,17-Oct,6/6/2019 10:01,"INSPIRE ADVISORS, LLC",HOLLISTER,CA,United States,95023,2,0,Y,N,N,N,N,N,0
1324159,17-Oct,6/5/2019 11:48,MANULIFE INVESTMENT MANAGEMENT (US) LLC,BOSTON,MA,United States,2116,269,111,Y,N,N,N,N,Y,1.82E+11
1327953,17-Oct,6/6/2019 6:14,CORINTHIAN PARTNERS MANAGEMENT LLC,NEW YORK,NY,United States,10022,5,2,Y,N,N,N,Y,N,0
1328262,17-Oct,6/7/2019 7:50,BFI INFINITY LTD.,ZURICH,,Switzerland,8044,14,14,Y,Y,N,N,Y,Y,264183832
1328333,17-Oct,6/7/2019 13:21,"PACIFIC CAPITAL WEALTH ADVISORS, INC.",CORONA,CA,United States,92881,5,3,Y,N,N,Y,N,N,141642147
1328798,17-Oct,6/11/2019 13:05,"ROYAL FUND MANAGEMENT, LLC",THE VILLAGES,FL,United States,32159,112,105,Y,Y,N,Y,N,N,510209237
1328751,17-Oct,6/11/2019 13:28,"CALVARY WEALTH, LLC",AUGUSTA,GA,United States,30907,2,2,Y,Y,N,N,N,N,99779618
1328808,17-Oct,6/11/2019 14:00,"AGILE CAPITAL MANAGEMENT, LLC. (DBA PERSONAL BENEFIT SERVICES)",LAKEWOOD,CO,United States,80228,6,2,Y,Y,Y,Y,N,N,101310106
1328811,17-Oct,6/11/2019 14:14,"COMMONFUND CAPITAL, INC.",WILTON,CT,United States,06897-0812,33,25,Y,N,N,Y,N,Y,10063660950
1317448,17-Oct,6/11/2019 14:36,KIRKOSWALD ASSET MANAGEMENT LLC,NEW YORK,NY,United States,10022,9,4,Y,N,N,N,N,Y,1837424011
1322488,17-Oct,6/11/2019 15:01,"WHITEFORT CAPITAL MANAGEMENT, LP",NEW YORK,NY,United States,10017,6,4,Y,N,N,N,N,Y,346685572
1328831,17-Oct,6/11/2019 15:23,ROUNDHILL FINANCIAL INC.,NEW YORK,NY,United States,10017,2,2,Y,N,N,N,N,N,
1328846,17-Oct,6/11/2019 15:41,"CROW HOLDINGS CAPITAL PARTNERS, L.L.C.",DALLAS,TX,United States,75219-3913,139,118,Y,N,N,Y,N,Y,12755094000
1328865,17-Oct,6/11/2019 16:05,"LIVE OAK INVESTMENT PARTNERS, LLC",AUSTIN,TX,United States,78746-4352,2,2,Y,Y,N,Y,N,N,0
1328878,17-Oct,6/11/2019 16:44,NORTHSTAR ASSET MANAGEMENT INC,BOSTON,MA,United States,2130,13,6,Y,N,N,N,N,N,481135294
1328877,17-Oct,6/11/2019 16:51,"DOMINION PORTFOLIO MANAGEMENT, INC.",HORSESHOE BAY,TX,United States,78657,28,28,Y,N,N,N,N,N,106410430
1327586,17-Oct,6/11/2019 17:12,"THE HARVEST GROUP WEALTH MANAGEMENT, LLC",WALTHAM,MA,United States,2453,11,5,Y,N,N,Y,N,N,332883266
1328508,17-Oct,6/11/2019 17:15,"SEACREST WEALTH MANAGEMENT, LLC",PURCHASE,NY,United States,10577,51,42,Y,Y,N,Y,N,N,696097284
1328544,17-Oct,6/11/2019 17:33,"SEVEN EIGHT CAPITAL, LP",NEW YORK,NY,United States,10022,16,8,N,N,N,N,N,Y,3621924448
1328518,17-Oct,6/11/2019 18:00,SONA ASSET MANAGEMENT (UK) LLP,LONDON,,United Kingdom,W1J 8DS,9,5,N,N,N,N,N,Y,1731843462
1328904,17-Oct,6/11/2019 19:24,INSPIRED FINANCIAL LLC,HUNTINGTON BEACH,CA,United States,92649,5,3,Y,N,N,N,N,N,161200000
1317060,17-Oct,4/29/2019 16:17,"AFF FUND MANAGER, LLC",ATLANTA,GA,United States,30339,29,9,Y,N,N,N,N,Y,244810000
1319524,17-Oct,4/29/2019 16:18,"HARBOUR INVESTMENTS, INC.",MADISON,WI,United States,53719,217,177,Y,Y,N,Y,Y,N,1961011000
1319581,17-Oct,4/29/2019 17:07,"ANGEL OAK CAPITAL ADVISORS, LLC",ATLANTA,GA,United States,30305-2240,78,25,Y,N,N,N,N,Y,10233646503
1318986,17-Oct,4/29/2019 17:14,VOCE CAPITAL MANAGEMENT LLC,SAN FRANCISCO,CA,United States,94111,4,3,Y,N,N,N,N,Y,203000000
1319613,17-Oct,4/29/2019 17:35,THE CIRCUMFERENCE GROUP LLC,LITTLE ROCK,AR,United States,72202,6,6,Y,N,N,N,N,Y,138000000
1319625,17-Oct,4/29/2019 17:41,BRICKLEY WEALTH MANAGEMENT,SAN MATEO,CA,United States,94403,3,3,Y,Y,N,N,N,N,374245877
1319644,17-Oct,4/29/2019 18:01,HANSEATIC MANAGEMENT SERVICES INC,ALBUQUERQUE,NM,United States,87109,4,4,Y,N,N,Y,N,N,100200000
1318739,17-Oct,4/29/2019 18:19,BERTRAM CAPITAL MANAGEMENT LLC,FOSTER CITY,CA,United States,94404,27,14,Y,N,N,N,N,Y,910439812
1319678,17-Oct,4/29/2019 18:49,"RLJ EQUITY PARTNERS, LLC",BETHESDA,MD,United States,20814,10,6,Y,N,N,N,N,Y,378897598
1306736,17-Oct,4/29/2019 19:43,"TPG CAPITAL ADVISORS, LLC",FORT WORTH,TX,United States,76102,265,239,Y,N,N,N,N,N,67061500000
1290712,17-Oct,4/29/2019 22:22,"SHOREVEST CAPITAL PARTNERS, LTD.",TORTOLA,,British Virgin Islands,VG1110,23,13,Y,N,N,N,N,Y,101182729
1318394,17-Oct,4/29/2019 22:32,"SHAMROCK CAPITAL ADVISORS, LLC",LOS ANGELES,CA,United States,90024,30,20,Y,N,N,N,N,Y,1550726749
1319004,17-Oct,4/30/2019 9:04,"BERKELEY CAPITAL PARTNERS, LLC",NORCROSS,GA,United States,30092,10,9,Y,N,N,N,N,Y,484362221
1321304,17-Oct,5/3/2019 10:40,JF ASSET MANAGEMENT LIMITED,"HONG KONG, HONG KONG",,Hong Kong,,418,75,Y,N,N,N,N,Y,48265285814
1321870,17-Oct,5/19/2019 16:46,"VERUS CAPITAL PARTNERS, LLC",SCOTTSDALE,AZ,United States,85260,38,38,Y,Y,N,Y,N,N,470062063
1328503,17-Oct,6/24/2019 10:26,NOMURA GLOBAL ALPHA LLC,NEW YORK,NY,United States,10019-7316,5,5,Y,N,N,N,N,Y,149489378
1331016,17-Oct,6/24/2019 11:05,VERDE SERVICOS INTERNACIONAIS S.A.,SAO PAULO,,Brazil,04542-000,23,11,Y,N,N,N,N,Y,1526830163
1331025,17-Oct,6/24/2019 11:36,"STERLING FINANCIAL GROUP, INC.",PASADENA,CA,United States,91101,4,2,Y,Y,N,Y,N,N,151946420
1331024,17-Oct,6/24/2019 11:44,FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITED,LONDON,,United Kingdom,EC4N 6HL,144,38,Y,N,N,N,N,Y,26787709195
1331032,17-Oct,6/24/2019 11:48,"KOBO WEALTH CONSERVANCY, LLC",HONOLULU,HI,United States,96813,2,1,Y,N,N,Y,N,N,105287878
1329047,17-Oct,6/24/2019 12:30,THOR ADVISORS LLC,NEW YORK,NY,United States,10010,1,1,Y,N,N,N,N,Y,252250000
1331052,17-Oct,6/24/2019 12:43,"FIDUCIARY PLANNING, LLC",CORAL SPRINGS,FL,United States,33065,1,1,Y,N,N,Y,N,N,0
1308383,17-Oct,4/10/2019 12:22,DSAM PARTNERS (LONDON) LTD,LONDON,,United Kingdom,W1S 2XJ,27,15,Y,N,N,N,N,Y,1786276109
1309224,17-Oct,4/10/2019 12:36,"FIRST CAPITAL INVESTMENT PARTNERS, LLC",BLUE BELL,PA,United States,19422,17,12,Y,N,N,N,N,N,0
1309230,17-Oct,4/10/2019 12:45,"FIRST CAPITAL ADVISORS GROUP, LLC",BLUE BELL,PA,United States,19422,12,6,Y,N,N,N,N,N,283573388
1309198,17-Oct,4/10/2019 12:58,"SCOUT INVESTMENTS, INC.",KANSAS CITY,MO,United States,64106,58,24,Y,N,N,Y,N,Y,25689690033
1309229,17-Oct,4/10/2019 13:01,"DOUBLE PEAK FINANCIAL, LLC",SAN DIEGO,CA,United States,92122,3,3,Y,Y,N,Y,N,N,0
1309226,17-Oct,4/10/2019 13:08,USA FINANCIAL EXCHANGE CORPORATION,ADA,MI,United States,49301,27,0,N,N,N,N,N,N,516654800
1309237,17-Oct,4/10/2019 13:08,LAUREL WEALTH PLANNING LLC,EDINA,MN,United States,55435,8,8,Y,Y,N,N,N,N,161479743
1309203,17-Oct,4/10/2019 13:12,VOYA ALTERNATIVE ASSET MANAGEMENT LLC,NEW YORK,NY,United States,10169,136,28,Y,N,N,N,N,Y,21545810674
1309233,17-Oct,4/10/2019 13:14,DSAM PARTNERS (LONDON) LTD,LONDON,,United Kingdom,W1S 2XJ,27,15,Y,N,N,N,N,Y,1786276109
1309240,17-Oct,4/10/2019 13:21,"MID-ATLANTIC SECURITIES, INC.",RALEIGH,NC,United States,27609,30,20,Y,Y,N,Y,N,N,131066696
1309241,17-Oct,4/10/2019 13:23,"HEFREN-TILLOTSON, INC.",PITTSBURGH,PA,United States,15222,236,95,Y,Y,N,N,Y,N,7765418086
1309239,17-Oct,4/10/2019 13:40,"HAMILTON INVESTMENT COUNSEL, LLC",DACULA,GA,United States,30019,10,9,Y,Y,N,Y,N,N,149825317
1309258,17-Oct,4/10/2019 13:55,"PERSIUM ADVISORS, LLC",ATLANTA,GA,United States,30339,7,7,Y,N,N,Y,N,N,134959941
1307697,17-Oct,4/10/2019 14:03,TPW INVESTMENT MANAGEMENT LLC,NEW YORK,NY,United States,10010,2,2,Y,N,N,Y,N,N,0
1307454,17-Oct,4/10/2019 14:03,HEMISTA INC.,BOSTON,MA,United States,2114,1,1,Y,N,N,N,N,N,
1308714,17-Oct,4/10/2019 14:04,"PREMIER WEALTH ADVISORS, LLC",SAN DIEGO,CA,United States,92130,4,4,Y,Y,N,Y,N,N,240825000
1309262,17-Oct,4/10/2019 14:06,"BFT FINANCIAL GROUP, LLC",BEDFORD,TX,United States,76021,21,19,Y,Y,N,Y,Y,N,600446215
1293060,17-Oct,4/10/2019 14:14,"STOKES INVESTMENT PARTNERS, LLC",NEW ORLEANS,LA,United States,70163,4,4,Y,N,N,Y,N,N,0
1304632,17-Oct,4/10/2019 14:23,"HARLAN G STOREY, INC",NORTH CANTON,OH,United States,44720,9,3,Y,N,N,Y,N,N,246653027
1309254,17-Oct,4/10/2019 14:27,"MARKETRIDERS, INC.",CHESTERFIELD,MO,United States,63005,7,6,Y,N,Y,N,N,N,5660283
1308315,17-Oct,4/10/2019 14:30,"HALIFAX INVESTMENT MANAGEMENT, L.L.C.",WASHINGTON,DC,United States,20036,20,16,Y,N,N,N,N,Y,883689538
1286112,17-Oct,4/10/2019 14:31,INCENTER CAPITAL MANAGEMENT LLC,ST. PAUL,MN,United States,55101,4,3,N,N,N,N,N,Y,57237221
1310401,17-Oct,4/15/2019 15:53,"ABARIS FINANCIAL GROUP, LLC",CONCORD,MA,United States,1742,6,4,Y,Y,N,Y,N,N,145517200
1298858,17-Oct,4/15/2019 15:53,MATARIN CAPITAL MANAGEMENT LLC,NEW YORK,NY,United States,10170,8,4,Y,N,N,N,N,Y,1270283572
1275556,17-Oct,4/15/2019 15:53,NEWGEN ASSET MANAGEMENT LIMITED,"TORONTO, ONTARIO",,Canada,M5L 1G3,8,4,Y,N,N,N,N,Y,321600000
1310078,17-Oct,4/15/2019 16:07,"MML INVESTORS SERVICES, LLC",SPRINGFIELD,MA,United States,01111-0001,7805,5269,Y,Y,N,Y,N,N,30087392846
1310159,17-Oct,4/15/2019 16:15,INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION,WASHINGTON,DC,United States,20002-4240,873,203,Y,N,N,Y,N,N,2506042249
1310215,17-Oct,4/15/2019 16:16,"VANTAGEPOINT INVESTMENT ADVISERS, LLC",WASHINGTON,DC,United States,20002-4240,50,37,Y,N,N,N,N,N,37914884900
1310418,17-Oct,4/15/2019 16:22,"TRAYNOR CAPITAL MANAGEMENT, INC.",MALVERN,PA,United States,19355,7,4,Y,N,N,N,N,N,335000000
1310417,17-Oct,4/15/2019 16:25,EQUBOT INC.,SAN FRANCISCO,CA,United States,94107,3,3,Y,N,N,N,N,Y,135000000
1310165,17-Oct,4/15/2019 16:25,"NATIONAL PRIVATE SHARES, INC.",BOCA RATON,FL,United States,33432,8,8,Y,N,N,N,N,Y,486326518
1310422,17-Oct,4/15/2019 16:30,"FTJ FUNDCHOICE, LLC",HEBRON,KY,United States,41048,143,53,Y,N,N,Y,N,N,7110000
1310419,17-Oct,4/15/2019 16:31,"GLC INVESTMENT ADVISORS, LLC",SAN FRANCISCO,CA,United States,94111,1,1,Y,N,N,N,N,Y,100400000
1310424,17-Oct,4/15/2019 16:37,"KLCM ADVISORS, INC.",MILWAUKEE,WI,United States,53202,9,5,Y,N,N,Y,N,N,759093361
1310432,17-Oct,4/15/2019 16:45,"BRIGHT FUTURES WEALTH MANAGEMENT, LLC",PITTSFORD,NY,United States,14534,12,12,Y,Y,N,Y,N,N,155996688
1310435,17-Oct,4/15/2019 16:51,ANDBANC ADVISORY LLC,MIAMI,FL,United States,33131,9,7,Y,Y,N,Y,N,Y,425725072
1310188,17-Oct,4/15/2019 16:52,"WEALTH DIMENSIONS GROUP, LTD.",CINCINNATI,OH,United States,45249,11,7,Y,Y,N,Y,N,N,430040920
1309435,17-Oct,4/15/2019 16:57,"WASSERMAN WEALTH MANAGEMENT, LLC",FARMINGTON HILLS,MI,United States,48334,3,2,Y,N,N,N,N,N,192326260
1310444,17-Oct,4/15/2019 17:06,"MALLARD ADVISORS, LLC",HOCKESSIN,DE,United States,19707,4,2,Y,Y,N,Y,N,N,122097646
1310366,17-Oct,4/15/2019 17:16,MENLO EQUITIES LLC,MENLO PARK,CA,United States,94025,26,12,Y,N,N,Y,N,Y,2047420454
1307881,17-Oct,4/15/2019 17:24,"SIO CAPITAL MANAGEMENT, LLC",NEW YORK,NY,United States,10017,12,8,Y,N,N,N,N,Y,614773536
1310454,17-Oct,4/15/2019 17:38,"MORETON ASSET MANAGEMENT, LLC",SALT LAKE CITY,UT,United States,84111,6,5,Y,Y,N,N,N,N,1654255716
1297139,17-Oct,4/15/2019 17:39,"HILDRED CAPITAL MANAGEMENT, LLC",NEW YORK,NY,United States,10151-1706,7,4,Y,N,N,N,N,Y,7242958
1310442,17-Oct,4/15/2019 17:45,GOLDMAN SACHS & CO. LLC,NEW YORK,NY,United States,10282,1586,1502,Y,N,N,Y,Y,Y,1.98E+11
1310462,17-Oct,4/15/2019 18:06,MCA CROSS BORDER ADVISORS INC.,MONTREAL,,Canada,H3B 4G7,6,2,Y,Y,N,Y,N,N,2143131
1309725,17-Oct,4/15/2019 18:19,"PHILIP O. JOHNSON & COMPANY, LTD.",TEMPE,AZ,United States,85281-2610,3,2,Y,Y,N,Y,Y,N,117668493
1303343,17-Oct,4/15/2019 18:19,"PORTLAND FINANCIAL ADVISORS, INC.",NEW YORK,NY,United States,10128,1,1,N,Y,N,Y,N,N,58020800
1310468,17-Oct,4/15/2019 18:32,"MEASURED RISK PORTFOLIOS, INC.",SAN DIEGO,CA,United States,92121,6,3,Y,Y,N,Y,N,Y,137988952
1310471,17-Oct,4/15/2019 18:40,CALLAN LLC,SAN FRANCISCO,CA,United States,94111,191,164,Y,Y,N,Y,N,N,19945501124
1311580,17-Oct,4/18/2019 19:00,"SUNBURST FINANCIAL GROUP, LLC",VESTAVIA HILLS,AL,United States,35216,8,4,Y,Y,N,Y,N,N,237797272
1311553,17-Oct,4/18/2019 19:06,"DDD PARTNERS, LLC",BELLEVUE,WA,United States,98004,6,3,Y,Y,N,Y,N,N,695878372
1311581,17-Oct,4/18/2019 19:18,STEVENS FIRST PRINCIPLES INVESTMENT ADVISORS,NEWPORT BEACH,CA,United States,92660-2451,4,1,Y,Y,N,Y,N,Y,281032186
1265911,17-Oct,4/18/2019 19:57,GARNETT STATION PARTNERS,NEW YORK,NY,United States,10003,8,7,N,N,N,Y,N,Y,269772000
1311156,17-Oct,4/18/2019 19:59,"BAILARD, INC.",FOSTER CITY,CA,United States,94404-2131,60,57,Y,Y,N,Y,N,Y,3956525134
1311588,17-Oct,4/18/2019 20:10,"SKINNER, COPPER & EHMEN WEALTH MANAGEMENT, LLC",SPRINGFIELD,IL,United States,62703,5,5,Y,N,N,Y,N,N,282977280
1311576,17-Oct,4/18/2019 20:34,"PARKERGALE, LLC",CHICAGO,IL,United States,60607-2201,11,10,Y,N,N,N,N,Y,254843747
1316449,17-Oct,4/22/2019 6:31,GRUENSTEIN INVESTMENTS LLC,NEW YORK,NY,United States,10017-1028,1,1,Y,N,N,N,N,Y,31399641
1308404,17-Oct,4/22/2019 8:15,"EAST HILL MANAGEMENT COMPANY, LLC",PETERBOROUGH,NH,United States,3458,3,1,Y,N,N,N,N,Y,105655813
1308668,17-Oct,4/22/2019 9:23,BASELINE CAPITAL PARTNERS LLC,GILBERT,AZ,United States,85234,0,0,Y,N,N,N,N,Y,0
1316496,17-Oct,4/22/2019 9:43,"ATLANTIC STREET CAPITAL MANAGEMENT, LLC",STAMFORD,CT,United States,6901,15,11,Y,N,N,N,N,Y,819934000
1316454,17-Oct,4/23/2019 8:34,FLOURISH WEALTH MANAGEMENT INC.,EDINA,MN,United States,55435,5,2,Y,Y,N,Y,N,N,121692480
1317036,17-Oct,4/23/2019 10:42,"ALLIUM FINANCIAL ADVISORS, LLC",PORTLAND,OR,United States,97224,4,3,Y,Y,N,Y,N,N,205090502
1311348,17-Oct,4/23/2019 10:57,"SUMMIT TRAIL ADVISORS, LLC",NEW YORK,NY,United States,10017,42,31,Y,Y,N,Y,N,N,5042455121
1284753,17-Oct,4/23/2019 11:09,AMERICAN ECONOMIC PLANNING GROUP INC,WARREN,NJ,United States,7059,15,15,Y,Y,N,Y,N,N,912806295
1317059,17-Oct,4/23/2019 11:17,OWNLA LLC,CITY OF INDUSTRY,CA,United States,91748,1,1,Y,N,N,N,N,N,0
1317065,17-Oct,4/23/2019 11:41,SMH CAPITAL ADVISORS LLC,FORT WORTH,TX,United States,76109,9,3,Y,Y,N,N,Y,N,317636536
1317095,17-Oct,4/23/2019 11:55,"BENJAMIN F. EDWARDS & COMPANY, INCORPORATED",ST. LOUIS,MO,United States,63105,432,351,Y,Y,N,Y,N,N,6651153232
1317466,17-Oct,4/24/2019 9:03,"PERIGON WEALTH MANAGEMENT, LLC",SAN FRANCISCO,CA,United States,94105,19,14,Y,Y,N,Y,N,N,772000000
1321040,17-Oct,5/3/2019 12:03,"MUTUAL ADVISORS, LLC",CASPER,WY,United States,82604,90,71,Y,Y,N,Y,N,N,1813927513
1299698,17-Oct,5/3/2019 12:21,"CRECERA FINANCE MANAGEMENT COMPANY, LLC",MILL VALLEY,CA,United States,94941,2,1,Y,N,N,N,N,Y,146365954
1321369,17-Oct,5/3/2019 12:22,"SHAKESPEARE WEALTH MANAGEMENT, INC.",PEWAUKEE,WI,United States,53072,3,1,Y,N,N,Y,N,N,189699001
1321388,17-Oct,5/3/2019 13:06,CIPHER TECHNOLOGIES MANAGEMENT LP,GREENWICH,CT,United States,6830,5,3,Y,N,N,N,N,Y,28329596
1321392,17-Oct,5/3/2019 13:11,"CHERRY TREE WEALTH MANAGEMENT, LLC",MINNETONKA,MN,United States,55305,11,8,Y,Y,N,N,N,N,343345619
1321356,17-Oct,5/3/2019 13:27,BLACKSTONE REAL ESTATE ADVISORS L.P.,NEW YORK,NY,United States,10154,385,281,Y,N,N,N,N,Y,78495820415
1320718,17-Oct,5/3/2019 14:06,KALNIN VENTURES LLC,DENVER,CO,United States,80202,28,22,Y,N,N,N,N,Y,640853120
1321429,17-Oct,5/3/2019 14:28,CUMBERLAND ADVISORS INC,SARASOTA,FL,United States,34236,35,15,Y,Y,N,Y,N,N,3069933943
1309441,17-Oct,5/3/2019 14:32,FAMILYWEALTH ADVISERS LLC,DENVER,CO,United States,80237,3,2,Y,N,N,Y,N,N,133341861
1321411,17-Oct,5/3/2019 14:44,"WORLD TREND FINANCIAL PLANNING SERVICES, LTD.",CEDAR RAPIDS,IA,United States,52401,9,9,Y,Y,N,Y,N,N,449242324
1321330,17-Oct,5/3/2019 14:59,ONEX PARTNERS MANAGER LP,TORONTO,,Canada,M5J 2S1,144,61,Y,N,N,N,N,Y,18014000000
1319401,17-Oct,5/3/2019 15:07,GLEAN MANAGEMENT LP,WEST HOLLYWOOD,CA,United States,90046,3,0,Y,N,N,N,N,Y,197189126
1310636,17-Oct,5/3/2019 15:11,"LIFESPAN FINANCIAL STRATEGIES, INC.",WESTON,FL,United States,33326,5,3,N,Y,N,N,N,N,12779124
1318950,17-Oct,5/3/2019 15:32,"CONCENTRUM WEALTH MANAGEMENT, LLC",SAN JOSE,CA,United States,95138,7,2,Y,Y,N,Y,N,N,162163869
1321462,17-Oct,5/3/2019 15:50,"TRIAD HYBRID SOLUTIONS, LLC",NORCROSS,GA,United States,30092,56,51,Y,Y,N,Y,N,N,1467652125
1321475,17-Oct,5/3/2019 16:04,"SIENA CAPITAL, LLC",CINCINNATI,OH,United States,45236,5,4,Y,Y,N,Y,N,N,186498578
1321439,17-Oct,5/3/2019 16:14,INVENTIV CAPITAL MANAGEMENT LLC,NEW YORK,NY,United States,10017,7,5,Y,N,N,Y,N,Y,
1321507,17-Oct,5/3/2019 17:11,"OLD NORTH STATE WEALTH MANAGEMENT, LLC",WILMINGTON,NC,United States,28403,4,4,Y,Y,N,Y,Y,N,169904930
1321478,17-Oct,5/3/2019 17:22,"HAITOU INVESTMENT MANAGEMENT, LLC",NEW YORK,NY,United States,10017,3,3,Y,N,N,N,N,Y,130942464
1321520,17-Oct,5/3/2019 17:53,"CENTENNIAL WEALTH ADVISORY, LLC",TRAVERSE CITY,MI,United States,49684,12,6,Y,N,N,Y,N,N,130281758
1321525,17-Oct,5/3/2019 18:58,LINCOLN FINANCIAL SECURITIES CORPORATION,FORT WAYNE,IN,United States,46802,938,500,Y,Y,N,Y,Y,N,2820598874
1321535,17-Oct,5/4/2019 13:00,"IRON HORSE WEALTH MANAGEMENT, LLC",JOHNSTON,IA,United States,50131,5,5,Y,Y,N,N,N,N,132243645
1323488,17-Oct,5/15/2019 13:34,EFFICIENT WEALTH PARTNERS LLC,NEW YORK,NY,United States,10020,1,1,Y,Y,N,Y,N,Y,6081643
1322982,17-Oct,5/15/2019 13:43,WINFIELD ASSOCIATES INC,CLEVELAND,OH,United States,44113,7,6,Y,Y,N,Y,N,N,212501003
1270531,17-Oct,5/15/2019 13:57,"EURAZEO NORTH AMERICA, INC.",NEW YORK,NY,United States,10151,16,13,Y,N,N,N,N,N,774200000
1323594,17-Oct,5/15/2019 14:12,NORTHCOAST ASSET MANAGEMENT LLC,GREENWICH,CT,United States,6831,29,20,Y,N,N,N,N,N,1659050217
1322713,17-Oct,5/15/2019 14:49,"WMG FINANCIAL ADVISORS, LLC",KNOXVILLE,TN,United States,37932,18,15,Y,N,N,Y,N,N,119233292
1323615,17-Oct,5/15/2019 15:02,MS CAPITAL PARTNERS ADVISER INC.,NEW YORK,NY,United States,10036,70,38,Y,N,N,N,N,Y,6813233307
1323637,17-Oct,5/15/2019 15:28,ASSET MANAGEMENT CORPORATION,NORTHBROOK,IL,United States,60062,5,4,Y,N,N,Y,N,N,404664373
1321664,17-Oct,5/15/2019 15:31,"ZIEGLER CAPITAL MANAGEMENT, LLC",CHICAGO,IL,United States,60602,81,40,Y,N,N,N,N,Y,10085238070
1323528,17-Oct,5/15/2019 15:39,"CAPSTONE FINANCIAL GROUP, INC",OKLAHOMA CITY,OK,United States,73134,4,1,Y,N,N,N,N,N,114365234
1323650,17-Oct,5/15/2019 16:02,"OMEGA FINANCIAL GROUP, LLC",SANTA BARBARA,CA,United States,93101,5,4,Y,Y,N,Y,N,N,210348238
1323651,17-Oct,5/15/2019 16:05,"COVENANT MULTI-FAMILY OFFICES, LLC",SAN ANTONIO,TX,United States,78258,28,15,Y,Y,N,Y,N,N,1402417160
1323653,17-Oct,5/15/2019 16:07,SOFI WEALTH LLC,SAN FRANCISCO,CA,United States,94129,20,20,N,N,N,N,N,N,79436845
1323638,17-Oct,5/15/2019 16:09,"TORTOISE INVESTMENT MANAGEMENT, LLC",WHITE PLAINS,NY,United States,10604,16,11,Y,N,N,Y,N,N,953114685
1323645,17-Oct,5/15/2019 16:12,"20/20 CAPITAL MANAGEMENT, INC",COSTA MESA,CA,United States,92626,35,20,Y,Y,N,Y,N,N,406269206
1322445,17-Oct,5/15/2019 16:16,"CAPWEALTH ADVISORS, LLC",FRANKLIN,TN,United States,37067-6251,15,8,Y,N,N,N,N,Y,1017356826
1323462,17-Oct,5/15/2019 16:24,"BROOKFIELD ASSET MANAGEMENT PIC US, LLC",NEW YORK,NY,United States,10281-1023,754,754,Y,N,N,N,N,Y,75657864329
1323673,17-Oct,5/15/2019 16:44,"LOTUSGROUP ADVISORS, LLC",DENVER,CO,United States,80206,9,8,Y,N,N,N,N,N,142591043
1323671,17-Oct,5/15/2019 16:47,"CONSULTIVA WEALTH MANAGEMENT, CORP.",GUAYNABO,PR,United States,968,22,13,Y,Y,N,Y,N,N,1372203378
1320798,17-Oct,5/15/2019 17:06,TECH SQUARE TRADING LP,BOSTON,MA,United States,2116,5,4,Y,N,N,N,N,Y,195000000
1323399,17-Oct,5/15/2019 17:09,"SHEAFF BROCK INVESTMENT ADVISORS, LLC",INDIANAPOLIS,IN,United States,46240,28,17,Y,N,N,N,N,N,845958523
1323687,17-Oct,5/15/2019 17:18,"TORTOISE INVESTMENT MANAGEMENT, LLC",WHITE PLAINS,NY,United States,10604,16,11,Y,N,N,Y,N,N,953114685
1323690,17-Oct,5/15/2019 17:25,"TLG ADVISORS, INC.",LITTLETON,CO,United States,80120,130,85,Y,Y,N,Y,N,N,404682715
1323699,17-Oct,5/15/2019 17:54,"ONEK FINANCIAL, INC.",BALTIMORE,MD,United States,21202,46,12,Y,N,N,Y,N,N,43702872
1311313,17-Oct,5/23/2019 13:30,"KORE PRIVATE WEALTH, LLC",NEW YORK,NY,United States,10017,17,5,Y,N,N,Y,N,N,2807770565
1325187,17-Oct,5/23/2019 13:31,HODGES CAPITAL MANAGEMENT INC,DALLAS,TX,United States,75201,26,9,Y,N,N,N,N,N,1380469409
1325167,17-Oct,5/23/2019 13:38,"TAPLIN, CANIDA & HABACHT, LLC",MIAMI,FL,United States,33131-4940,23,13,Y,N,N,Y,N,N,10600597529
1325102,17-Oct,5/23/2019 13:43,"RED OAK CAPITAL MANAGEMENT, INC.",CHICAGO,IL,United States,60603,7,6,Y,N,N,N,N,N,101400000
1324612,17-Oct,5/23/2019 13:56,"HOBART PRIVATE CAPITAL, LLC",CHARLOTTE,NC,United States,28277,16,9,Y,Y,N,Y,N,N,159685455
1324906,17-Oct,5/23/2019 14:07,"SIRIOS CAPITAL MANAGEMENT, L.P.",BOSTON,MA,United States,2110,25,17,Y,N,N,N,N,Y,2214339881
1324581,17-Oct,5/23/2019 14:17,DRA ADVISORS LLC,NEW YORK,NY,United States,10017,83,74,Y,N,N,N,N,Y,10793098653
1325197,17-Oct,5/23/2019 14:19,"DOHJ, LLC",SEATTLE,WA,United States,98161,6,5,Y,Y,N,Y,N,N,0
1322607,17-Oct,5/23/2019 14:48,PICKERING ENERGY PARTNERS LP,HOUSTON,TX,United States,77002,10,1,Y,N,N,N,N,Y,
1325231,17-Oct,5/23/2019 15:14,"ADVISOR PARTNERS, LLC",WALNUT CREEK,CA,United States,94596-7103,8,4,Y,N,N,N,N,N,711918321
1323711,17-Oct,5/23/2019 15:18,"COATUE MANAGEMENT, L.L.C.",NEW YORK,NY,United States,10019,120,39,Y,N,N,N,N,Y,20987406779
1325240,17-Oct,5/23/2019 15:52,LINMAR CAPITAL LLC,NEW YORK,NY,United States,10018,1,1,Y,N,N,N,N,Y,4200000
1324411,17-Oct,5/23/2019 15:52,FINDLEY ADVISORS,SYLVANIA,OH,United States,43560,8,1,Y,N,N,N,N,N,0
1325242,17-Oct,5/23/2019 15:56,"SOUND POINT CAPITAL MANAGEMENT, LP",NEW YORK,NY,United States,10152,60,29,Y,N,N,N,N,Y,18445620813
1324118,17-Oct,5/23/2019 16:23,INVESTMENT RESEARCH PARTNERS LLC,LEMONT,PA,United States,16851,3,2,Y,Y,N,Y,N,N,0
1324679,17-Oct,5/23/2019 16:44,"MARLIN MANAGEMENT COMPANY, LLC",HERMOSA BEACH,CA,United States,90254,70,58,Y,N,N,N,N,Y,5841462519
1325272,17-Oct,5/23/2019 16:50,"MARLIN MANAGEMENT COMPANY, LLC",HERMOSA BEACH,CA,United States,90254,70,58,Y,N,N,N,N,Y,5841462519
1321972,17-Oct,5/23/2019 17:22,CLARET ASSET MANAGEMENT CORP,MONTREAL QUEBEC,,Canada,H3A 3N4,36,12,Y,N,N,N,N,Y,1205671182
1324994,17-Oct,5/31/2019 10:46,AXONIC CAPITAL LLC,NEW YORK,NY,United States,10022,43,16,Y,N,N,N,N,Y,7469379793
1324577,17-Oct,5/31/2019 10:47,GRANTHAM MAYO VAN OTTERLOO & CO LLC,BOSTON,MA,United States,02110-3340,420,101,Y,N,N,N,N,Y,60515629718
1327010,17-Oct,5/31/2019 10:50,CATALYST CAPITAL ADVISORS LLC,HUNTINGTON,NY,United States,11743,12,9,Y,N,N,N,N,N,5700184467
1327026,17-Oct,5/31/2019 10:57,"VESTIA ADVISORS, LLC",FORT WAYNE,IN,United States,46804,14,9,Y,Y,N,Y,N,N,306328620
1325027,17-Oct,5/31/2019 10:59,VESTMENT FINANCIAL LLC,CHANHASSEN,MN,United States,55317,9,3,Y,Y,N,Y,N,N,55630897
1327029,17-Oct,5/31/2019 11:02,ALPHACENTRIC ADVISORS LLC,HUNTINGTON,NY,United States,11743,6,2,Y,N,N,N,N,N,2509123590
1326678,17-Oct,5/31/2019 11:02,PARK CITIES ADVISORS LLC,DALLAS,TX,United States,75225,11,6,Y,N,N,N,N,Y,181538974
1327033,17-Oct,5/31/2019 11:05,"RATIONAL ADVISORS, INC.",HUNTINGTON,NY,United States,11743,7,4,Y,N,N,N,N,N,465357387
1326981,17-Oct,5/31/2019 11:09,ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC,NEW CUMBERLAND,PA,United States,17070,5,5,Y,N,N,Y,N,N,0
1322426,17-Oct,5/31/2019 11:29,"ENCOMPASS WEALTH ADVISORS, LLC",PORTLAND,OR,United States,97224,6,3,Y,N,N,Y,N,N,273948840
1327031,17-Oct,5/31/2019 11:39,"CLARFELD FINANCIAL ADVISORS, LLC",TARRYTOWN,NY,United States,10591,80,40,Y,Y,N,Y,N,N,6349000000
1325269,17-Oct,5/31/2019 11:45,VITAL INVESTMENT MANAGEMENT LLC,LOVELAND,CO,United States,80538,1,1,Y,Y,N,Y,N,N,88773364
1327007,17-Oct,5/31/2019 11:47,EATON-CAMBRIDGE INC.,PHOENIX,AZ,United States,85018,5,4,Y,Y,N,Y,N,N,111383203
1327053,17-Oct,5/31/2019 11:54,BBAE ADVISORS LLC,FRISCO,TX,United States,75034,4,1,Y,N,N,N,N,Y,6111485
1327055,17-Oct,5/31/2019 11:58,VITAL INVESTMENT MANAGEMENT LLC,LOVELAND,CO,United States,80538,1,1,Y,Y,N,Y,N,N,88773364
1327061,17-Oct,5/31/2019 12:03,"HORTER INVESTMENT MANAGEMENT, LLC",CINCINNATI,OH,United States,45249,174,154,Y,Y,N,Y,N,N,902003369
1321177,17-Oct,5/31/2019 12:04,"PERSONAL ASSET STRATEGIES, INC.",WESTBURY,NY,United States,11590,4,2,Y,Y,N,Y,N,Y,32095518
1327066,17-Oct,5/31/2019 12:11,"CAIN, WATTERS & ASSOCIATES, LLC",PLANO,TX,United States,75024,132,32,Y,Y,N,Y,N,N,1607976723
1327070,17-Oct,5/31/2019 12:38,"ASSET PLANNING, INC",CYPRESS,CA,United States,90630,4,4,Y,Y,N,Y,N,N,263513466
1327092,17-Oct,5/31/2019 13:24,"CAPITAL ADVANTAGE, INC.",LAFAYETTE,CA,United States,94549-7114,11,9,Y,N,N,N,N,N,705917488
1325950,17-Oct,5/31/2019 13:25,"GRAVES-LIGHT PRIVATE WEALTH MANAGEMENT, INC.",HARRISONBURG,VA,United States,22801,8,5,Y,N,N,Y,N,N,562044955
1327096,17-Oct,5/31/2019 13:40,"KEMP FINANCIAL MANAGEMENT, LLC",FULLERTON,CA,United States,92831,2,2,Y,N,N,N,N,N,142624951
1323147,17-Oct,5/31/2019 14:13,"MML INVESTMENT ADVISERS, LLC",ENFIELD,CT,United States,06082-1981,27,21,Y,N,N,N,N,N,55750625984
1328055,17-Oct,6/6/2019 12:07,ARROW WEALTH ADVISORY LLC,NEW YORK,NY,United States,10128,2,2,N,N,N,Y,N,N,104728890
1328104,17-Oct,6/6/2019 12:25,"QUEST CAPITAL STRATEGIES, INC.",LAKE FOREST,CA,United States,92630,7,7,Y,Y,N,Y,Y,N,54603624
1326057,17-Oct,6/6/2019 12:36,"WBH ADVISORY, INC.",BALTIMORE,MD,United States,21208,8,8,Y,Y,N,Y,N,Y,637860049
1328108,17-Oct,6/6/2019 12:43,STEPHENS INC.,LITTLE ROCK,AR,United States,72201,692,227,Y,Y,N,Y,Y,Y,9537640039
1328109,17-Oct,6/6/2019 12:53,"WELLS FARGO CLEARING SERVICES, LLC",ST. LOUIS,MO,United States,63103-2205,26352,11574,Y,Y,N,Y,Y,N,4.33E+11
1323337,17-Oct,6/6/2019 13:51,"HECK CAPITAL ADVISORS, LLC",RHINELANDER,WI,United States,54501,18,13,Y,Y,N,Y,N,N,4161583421
1328023,17-Oct,6/6/2019 13:57,J.P. MORGAN SECURITIES LLC,NEW YORK,NY,United States,10172,7383,5516,Y,N,N,N,N,N,1.30E+11
1328117,17-Oct,6/6/2019 14:00,HENSLER & ASSOCIATES WEALTH MANAGEMENT LLC,FENTON,MI,United States,48430,7,2,Y,N,N,Y,N,N,100399317
1328131,17-Oct,6/6/2019 14:06,"FINANCIAL MANAGEMENT STRATEGIES, INC.",INDEPENDENCE,OH,United States,44131,22,22,Y,Y,N,Y,N,N,354674638
1310592,17-Oct,6/6/2019 14:31,ALPINE GROVE PARTNERS LLP,NEW YORK,NY,United States,10173,21,14,Y,N,N,N,N,Y,1236718025
1328166,17-Oct,6/6/2019 15:05,III CAPITAL MANAGEMENT,BOCA RATON,FL,United States,33431,11,11,Y,N,N,N,N,Y,41903159547
1328160,17-Oct,6/6/2019 15:36,"LUCAS GROUP FINANCIAL PLANNERS, INC.",SACRAMENTO,CA,United States,95815,6,3,Y,Y,N,Y,N,N,130961254
1323607,17-Oct,6/6/2019 15:52,"COLONY CAPITAL INVESTMENT ADVISORS, LLC",LOS ANGELES,CA,United States,90071,457,156,Y,N,N,Y,N,Y,8176293279
1328137,17-Oct,6/6/2019 16:10,"NEW ALBANY CAPITAL PARTNERS, LLC",BLUFFTON,SC,United States,29909,1,1,Y,N,N,Y,N,N,167372673
1328194,17-Oct,6/6/2019 16:18,"NEW ALBANY CAPITAL PARTNERS, LLC",BLUFFTON,SC,United States,29909,1,1,Y,N,N,Y,N,N,167372673
1328190,17-Oct,6/6/2019 16:35,"CORNERSTONE ADVISORY, LLC",HUNT VALLEY,MD,United States,21030,13,7,Y,Y,N,Y,N,N,1056915248
1328185,17-Oct,6/6/2019 17:26,"FSM WEALTH ADVISORS, LLC",CLEVELAND,OH,United States,44124,6,3,Y,N,N,Y,N,N,214417007
1327948,17-Oct,6/6/2019 18:16,OFO PARTNERS LLC,QUINCY,MA,United States,2169,3,2,Y,Y,N,Y,N,N,0
1328231,17-Oct,6/6/2019 19:15,"ALTOS VENTURES MANAGEMENT, INC.",MENLO PARK,CA,United States,94025-7077,11,6,Y,N,N,N,N,Y,2359360480
1328242,17-Oct,6/6/2019 19:52,"SUMITOMO MITSUI ASSET MANAGEMENT COMPANY, LIMITED","MINATO-KU, TOKYO",,Japan,105-6228,1108,340,Y,N,N,Y,N,Y,1.50E+11
1326324,17-Oct,6/7/2019 5:59,NEVASTAR FINANCE LTD,LONDON,,United Kingdom,W1J 8AJ,17,11,Y,N,N,N,N,Y,956520929
1328257,17-Oct,6/7/2019 6:14,"NEW ALBANY CAPITAL PARTNERS, LLC",BLUFFTON,SC,United States,29909,1,1,Y,N,N,Y,N,N,167372673
1325897,17-Oct,6/7/2019 8:17,SWISS AMERICAN ADVISORS LTD.,ZUERICH,,Switzerland,8002,1,1,Y,N,N,N,N,N,47465575
1328271,17-Oct,6/7/2019 9:28,"FS CREDIT INCOME ADVISOR, LLC",PHILADELPHIA,PA,United States,19112,66,12,Y,N,N,N,N,Y,135389000
1328273,17-Oct,6/7/2019 9:31,"FS ENERGY ADVISOR, LLC",PHILADELPHIA,PA,United States,19112,68,12,Y,N,N,N,N,Y,49020000
1328615,17-Oct,6/10/2019 15:21,ENHANCING CAPITAL LLC,HARRISBURG,PA,United States,17111-3576,4,4,Y,N,N,N,N,Y,242260458
1327443,17-Oct,6/10/2019 15:30,"EVATI ADVISORY SERVICES, LLC",EVANSTON,IL,United States,60201,3,2,Y,N,N,N,N,N,76612
1309131,17-Oct,6/10/2019 15:38,"HARBOURVEST PARTNERS, LLC",BOSTON,MA,United States,2111,462,129,Y,N,N,Y,N,Y,58522987993
1328342,17-Oct,6/10/2019 15:46,"PETROCAP, LLC",DALLAS,TX,United States,75219,14,4,Y,N,N,N,N,Y,677692378
1328595,17-Oct,6/10/2019 15:59,VERACITY CAPITAL LLC,DALLAS,TX,United States,75244,14,14,Y,N,N,Y,N,N,0
1328643,17-Oct,6/10/2019 16:08,VERACITY CAPITAL LLC,DALLAS,TX,United States,75244,14,14,Y,N,N,Y,N,N,0
1319186,17-Oct,6/10/2019 16:18,GOLDMAN SACHS & CO. LLC,NEW YORK,NY,United States,10282,1586,1502,Y,N,N,Y,Y,Y,1.98E+11
1328648,17-Oct,6/10/2019 16:19,ASSET MANAGEMENT CORPORATION,NORTHBROOK,IL,United States,60062,5,4,Y,N,N,Y,N,N,404664373
1328653,17-Oct,6/10/2019 16:27,KNOW YOUR OPTIONS LLC,CHICAGO,IL,United States,60654,10,8,Y,Y,N,Y,N,N,185700000
1328598,17-Oct,6/10/2019 16:49,"WADDELL & REED, INC.",OVERLAND PARK,KS,United States,66202-4200,1700,1700,Y,N,N,Y,N,N,21207078630
1328660,17-Oct,6/10/2019 16:55,"EK RILEY INVESTMENTS, LLC",SEATTLE,WA,United States,98101,63,45,Y,Y,N,Y,N,N,564579262
1327863,17-Oct,6/10/2019 17:00,"SECURE INVESTMENT MANAGEMENT, LLC",TUCSON,AZ,United States,85741,10,10,Y,N,N,N,N,N,87206575
1328663,17-Oct,6/10/2019 17:04,"WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC",WINNETKA,IL,United States,60093,5,4,Y,N,N,Y,N,N,322441635
1319449,17-Oct,6/10/2019 17:11,HIGH PINES WEALTH MANAGEMENT LLC,DUXBURY,MA,United States,2332,3,2,Y,Y,N,Y,N,N,105445783
1328667,17-Oct,6/10/2019 17:22,LUCIEN STIRLING & GRAY ADVISORY GROUP INC,AUSTIN,TX,United States,78751,6,6,Y,Y,N,Y,N,N,178167612
1328668,17-Oct,6/10/2019 17:49,"BRUCE G. ALLEN INVESTMENTS, LLC",DENVER,CO,United States,80202,2,2,Y,Y,N,Y,N,N,147560541
1328672,17-Oct,6/10/2019 17:56,MKT ADVISORS LLC,ESCONDIDO,CA,United States,92025,3,3,Y,N,N,N,N,N,276551050
1328677,17-Oct,6/10/2019 18:15,"ENGRAVE WEALTH PARTNERS, LLC",THE WOODLANDS,TX,United States,77381,6,4,Y,Y,N,Y,N,N,124878411
1328684,17-Oct,6/10/2019 19:01,"TELOS CAPITAL MANAGEMENT, INC.",SAN DIEGO,CA,United States,92131-4610,15,5,Y,N,N,N,N,N,561442974
1299373,17-Oct,6/10/2019 19:05,"ONE DEGREE ADVISORS, INC.",SAN DIEGO,CA,United States,92108,9,5,Y,N,N,N,N,N,169702068
1328680,17-Oct,6/10/2019 19:12,"MCILRATH & ECK, LLC",ARLINGTON,WA,United States,98223,11,5,Y,N,N,Y,N,N,308288873
1329392,17-Oct,6/13/2019 17:28,HUMAN INTEREST ADVISORS LLC,SAN FRANCISCO,CA,United States,94104,1,1,Y,N,N,N,N,N,232265794
1306861,17-Oct,6/13/2019 17:43,BASIS MANAGEMENT GROUP LLC,NEW YORK,NY,United States,10004,35,25,Y,N,N,N,N,Y,236500000
1329397,17-Oct,6/13/2019 17:55,"JEFFERIES INVESTMENT ADVISERS, LLC",NEW YORK,NY,United States,10022-4213,108,47,Y,N,Y,N,Y,Y,4610461166
1329402,17-Oct,6/13/2019 18:41,"CAMARDA FINANCIAL ADVISORS , LLC",FLEMING ISLAND,FL,United States,32003,15,7,Y,Y,N,Y,N,N,211341019
1325808,17-Oct,6/13/2019 20:15,"ANGEL ISLAND CAPITAL MANAGEMENT, LLC",SAN FRANCISCO,CA,United States,94111-3735,25,18,Y,N,N,N,N,Y,1712706326
1328488,17-Oct,6/13/2019 22:14,"NEZU ASIA CAPITAL MANAGEMENT, LLC",NEW YORK,NY,United States,10065,2,2,Y,N,N,N,N,Y,161732242
1329447,17-Oct,6/14/2019 8:45,"NAVY FEDERAL BROKERAGE SERVICES, LLC",VIENNA,VA,United States,22180,128,89,Y,N,N,N,N,N,429129555
1329176,17-Oct,6/14/2019 9:21,"40/86 ADVISORS, INC.",CARMEL,IN,United States,46032,72,72,Y,N,N,N,N,Y,23559364733
1329458,17-Oct,6/14/2019 9:40,"CYPRESS CAPITAL GROUP, INC.",PALM BEACH,FL,United States,33480,3,1,Y,N,N,N,N,N,104218642
1329459,17-Oct,6/14/2019 9:41,ATLAS INFRASTRUCTURE PARTNERS (UK) LTD,LONDON,,United Kingdom,EC4M 9BR,17,13,Y,N,N,N,N,Y,11981543
1329456,17-Oct,6/14/2019 9:45,"N.E.W. ADVISORY SERVICES, LLC",DE PERE,WI,United States,54115,15,11,Y,N,N,Y,Y,N,356927633
1329165,17-Oct,6/14/2019 9:51,"BRIGHT FINANCIAL ADVISORS, INC.",PORTAGE,MI,United States,49024,9,3,Y,Y,N,Y,N,N,227928294
1329460,17-Oct,6/14/2019 9:55,"PRIVATE PORTFOLIO PARTNERS, LLC",PARAMUS,NJ,United States,7652,28,28,Y,Y,N,Y,N,N,477479084
1328188,17-Oct,6/14/2019 9:57,"PRESTIGE PLANNING, INC.",WOODBURY,MN,United States,55125,3,2,Y,Y,N,Y,N,N,240808652
1329461,17-Oct,6/14/2019 10:00,MORNINGSTAR INVESTMENT SERVICES LLC,CHICAGO,IL,United States,60602-1605,31,0,Y,N,N,N,N,N,10597675081
1329469,17-Oct,6/14/2019 10:08,NFP RETIREMENT INC.,ALISO VIEJO,CA,United States,92656,162,78,Y,Y,N,Y,N,N,56743714066
1329446,17-Oct,6/14/2019 10:19,"ANGEL OAK CAPITAL ADVISORS, LLC",ATLANTA,GA,United States,30326,78,25,Y,N,N,N,N,Y,10233646503
1329476,17-Oct,6/14/2019 10:31,"ANGEL OAK CAPITAL ADVISORS, LLC",ATLANTA,GA,United States,30326,78,25,Y,N,N,N,N,Y,10233646503
1329484,17-Oct,6/14/2019 10:36,"TRIUNE FINANCIAL PARTNERS, LLC",OVERLAND PARK,KS,United States,66210,18,8,Y,Y,N,Y,N,N,635939993
1329486,17-Oct,6/14/2019 10:44,HALLMARK CAPITAL MANAGEMENT INC,WAYNE,NJ,United States,07470-5055,21,14,Y,Y,N,N,N,N,1534045482
1330031,17-Oct,6/18/2019 13:41,AMPLIFY INVESTMENTS LLC,WHEATON,IL,United States,60187,11,11,Y,N,N,N,N,N,650426570
1329027,17-Oct,6/18/2019 14:11,"ROCKWOOD WEALTH MANAGEMENT, LLC",NEW HOPE,PA,United States,18938,18,15,Y,Y,N,Y,N,N,672197801
1330054,17-Oct,6/18/2019 14:48,"NICHOLAS HOFFMAN & COMPANY, LLC",ATLANTA,GA,United States,30309,16,8,Y,N,N,Y,N,N,869860991
1330065,17-Oct,6/18/2019 14:58,"PHILLIPS FINANCIAL MANAGEMENT, LLC",FORT WAYNE,IN,United States,46804,21,13,Y,Y,N,Y,N,N,915593715
1330070,17-Oct,6/18/2019 15:05,"FORT PITT CAPITAL GROUP, LLC",PITTSBURGH,PA,United States,15220,38,19,Y,N,N,N,N,N,2471044205
1326034,17-Oct,6/18/2019 15:10,SUN LIFE INSTITUTIONAL INVESTMENTS (U.S.) LLC,WELLESLEY HILLS,MA,United States,02481-5699,79,76,Y,N,N,Y,N,N,35493357149
1330075,17-Oct,6/18/2019 15:18,"AUXANO ADVISORS, LLC",BELLEVUE,WA,United States,98004,11,6,Y,N,N,N,N,Y,569705500
1330077,17-Oct,6/18/2019 15:18,SUN LIFE CAPITAL MANAGEMENT (U.S.) LLC,WELLESLEY HILLS,MA,United States,02481-5699,79,76,Y,N,N,Y,N,N,35493357149
1330090,17-Oct,6/18/2019 15:50,VOLARIS CAPITAL MANAGEMENT LLC,MILLBURN,NJ,United States,7041,6,3,Y,N,N,N,N,Y,1776420661
1330053,17-Oct,6/18/2019 16:00,"BAY POINT ADVISORS, LLC",ATLANTA,GA,United States,30305,8,7,Y,N,N,N,N,N,176794342
1330079,17-Oct,6/18/2019 16:17,"SNS FINANCIAL GROUP, LLC",MINNEAPOLIS,MN,United States,55414,17,17,Y,N,N,Y,N,N,952440011
1329748,17-Oct,6/18/2019 16:22,"KEENER FINANCIAL PLANNING, LLC",KELLER,TX,United States,76248,4,4,N,Y,N,Y,N,N,119284207
1321613,17-Oct,6/18/2019 16:30,MARKLE FINANCIAL LLC,LARAMIE,WY,United States,82070,5,5,Y,N,N,N,N,N,0
1324436,17-Oct,6/18/2019 16:45,BENELUX RESEARCH PARTNERS,LA JOLLA,CA,United States,92037,1,1,Y,N,N,Y,N,N,27000000
1329901,17-Oct,6/18/2019 17:06,CUTLER CAPITAL MANAGEMENT LLC,WORCESTER,MA,United States,01608-1518,7,5,Y,N,N,N,N,Y,282822000
1305260,17-Oct,6/18/2019 17:24,PRIME ADVISORS INC,REDMOND,WA,United States,98053,56,24,Y,Y,N,Y,N,N,17656365430
1330148,17-Oct,6/18/2019 17:47,HANCOCK WHITNEY INVESTMENT SERVICES INC.,NEW ORLEANS,LA,United States,70139,78,67,Y,N,N,N,N,N,531301784
1328220,17-Oct,6/20/2019 16:27,TACONIC CAPITAL ADVISORS L.P.,NEW YORK,NY,United States,10017,118,40,Y,N,N,N,N,Y,9896718275
1328949,17-Oct,6/20/2019 16:45,"STRATEGIC WEALTH GROUP REGISTERED INVESTMENT ADVISOR, LLC",MINNETONKA,MN,United States,55345,18,18,Y,Y,N,Y,N,N,502857712
1330675,17-Oct,6/20/2019 17:01,"CIRCLE SQUARED ALTERNATIVE INVESTMENTS, LLC",MORRISTOWN,NJ,United States,7960,10,4,Y,Y,N,Y,Y,Y,37037484
1330305,17-Oct,6/20/2019 17:02,"HARVEST FINANCIAL GROUP, LLC",RICHMOND,VA,United States,23229,1,1,Y,Y,N,Y,N,N,77326877
1330676,17-Oct,6/20/2019 17:06,"HARVEST FINANCIAL GROUP, LLC",RICHMOND,VA,United States,23229,1,1,Y,Y,N,Y,N,N,77326877
1328507,17-Oct,6/20/2019 17:13,"SADDOCK WEALTH, LLC",DALLAS,TX,United States,75254,4,2,N,Y,N,N,N,N,98900000
1330679,17-Oct,6/20/2019 17:18,"ROCKWOOD WEALTH MANAGEMENT, LLC",NEW HOPE,PA,United States,18938,17,14,Y,Y,N,Y,N,N,672197801
1323963,17-Oct,6/20/2019 17:19,"CRESSET ASSET MANAGEMENT, LLC",CHICAGO,IL,United States,60606,120,40,Y,N,N,Y,N,N,4776099660
1330681,17-Oct,6/20/2019 17:30,"UNIONBANC INVESTMENT SERVICES, LLC",GLENDALE,CA,United States,91203,581,285,Y,N,N,N,N,N,1291432245
1330674,17-Oct,6/20/2019 17:43,DEFIANCE ETFS LLC,NEW YORK,NY,United States,10010,5,2,Y,N,N,N,N,N,4966437
1317289,17-Oct,6/20/2019 18:12,"LUKEN INVESTMENT ANALYTICS, LLC",FRANKLIN,TN,United States,37067,5,3,Y,N,Y,N,N,N,93285113
1330694,17-Oct,6/20/2019 18:29,"ALLIUM FINANCIAL ADVISORS, LLC",PORTLAND,OR,United States,97224,4,3,Y,Y,N,Y,N,N,205090502
1330093,17-Oct,6/20/2019 19:30,KANEN WEALTH MANAGEMENT LLC,CORAL SPRINGS,FL,United States,33076-3308,3,1,Y,N,N,N,N,Y,109117323
1330703,17-Oct,6/20/2019 20:32,"TRINITY FINANCIAL PARTNERS II, LLC",BERWYN,PA,United States,19312,6,2,Y,Y,N,Y,N,N,101861712
1327060,17-Oct,6/20/2019 20:39,"GRATIA CAPITAL, LLC",LOS ANGELES,CA,United States,90064,5,3,Y,N,N,N,N,Y,106128724
1330707,17-Oct,6/20/2019 21:49,PLEIAD INVESTMENT ADVISORS LIMITED,HONG KONG,,Hong Kong,,17,7,Y,N,N,N,N,Y,2206415164
1330701,17-Oct,6/20/2019 22:14,"INVESCO GLOBAL REAL ESTATE ASIA PACIFIC, INC.",ATLANTA,GA,United States,30309,31,14,N,N,N,Y,N,Y,2736548692
1330711,17-Oct,6/21/2019 5:00,SAGE ONE LLC,POUGHKEEPSIE,NY,United States,12603,1,1,Y,Y,N,Y,N,N,0
1330713,17-Oct,6/21/2019 5:46,SAGE ONE LLC,POUGHKEEPSIE,NY,United States,12603,1,1,Y,Y,N,Y,N,N,0
1330537,17-Oct,6/21/2019 8:19,"DARUMA CAPITAL MANAGEMENT, LLC",NEW YORK,NY,United States,10017-1028,3,1,Y,N,N,N,N,Y,773601180
1330716,17-Oct,6/21/2019 8:29,"CONVERGENCE FINANCIAL, LLC",COLUMBIA,MO,United States,65203,9,5,Y,Y,N,Y,N,N,
1330717,17-Oct,6/21/2019 8:35,SAGE ONE LLC,POUGHKEEPSIE,NY,United States,12603,1,1,Y,Y,N,Y,N,N,0
1329880,17-Oct,6/18/2019 7:26,GRASS RIVER CAPITAL PARTNERS LLC,MIAMI,FL,United States,33133,9,7,Y,N,N,Y,N,Y,459570202
1330125,17-Oct,6/18/2019 17:04,"ROSS, SINCLAIRE & ASSOCIATES, LLC",CINCINNATI,OH,United States,45202-2027,16,14,Y,Y,N,Y,Y,N,747790163
1328978,17-Oct,6/18/2019 17:14,RYAN LABS ASSET MANAGEMENT INC.,NEW YORK,NY,United States,10110,41,20,Y,N,N,Y,N,Y,8361107113
1316907,17-Oct,6/18/2019 17:29,"CORNERSTONE WEALTH MANAGEMENT, LLC",ST. PETERS,MO,United States,63376,162,87,Y,Y,N,Y,N,N,1939197318
1328902,17-Oct,6/18/2019 17:44,"MJP ASSOCIATES, INC.",FARMINGTON,CT,United States,6032,10,10,Y,Y,N,Y,N,N,467597750
1316763,17-Oct,6/18/2019 17:48,BEAR MOUNTAIN CAPITAL INC.,SEATTLE,WA,United States,98101,4,4,Y,Y,N,N,N,N,115786000
1330012,17-Oct,6/18/2019 18:05,"WMG FINANCIAL ADVISORS, LLC",KNOXVILLE,TN,United States,37932,15,12,Y,N,N,Y,N,N,119233292
1330144,17-Oct,6/18/2019 18:12,"IDX ADVISORS, LLC",SCOTTSDALE,AZ,United States,85250,4,4,Y,N,N,N,N,N,0
1330121,17-Oct,6/18/2019 18:24,"TRANQUILITY PARTNERS, LLC",BRENTWOOD,TN,United States,37027,5,5,Y,N,N,N,N,N,176275700
1330163,17-Oct,6/18/2019 19:02,"VIRTUE CAPITAL MANAGEMENT, LLC",BRENTWOOD,TN,United States,37027,118,103,Y,Y,N,Y,N,N,465235315
1330176,17-Oct,6/18/2019 20:28,"LBJ FAMILY WEALTH ADVISORS, LTD.",AUSTIN,TX,United States,78756,4,3,Y,Y,N,Y,N,N,280968365
1330181,17-Oct,6/18/2019 21:49,THE WEIL COMPANY,SAN DIEGO,CA,United States,92130,25,9,Y,N,N,Y,N,Y,869556369
1330216,17-Oct,6/19/2019 9:46,"CHEROKEE & WALKER MANAGEMENT, LLC",SALT LAKE CITY,UT,United States,84121,10,5,Y,N,N,N,N,Y,101115423
1330217,17-Oct,6/19/2019 9:46,"CARDINAL STRATEGIC WEALTH GUIDANCE, LLC",LOUISVILLE,KY,United States,40223,8,5,Y,N,N,Y,N,N,239104398
1330714,17-Oct,6/21/2019 6:15,"FRANKLIN TEMPLETON PORTFOLIO ADVISORS, INC.",SAN MATEO,CA,United States,94403-1906,14,5,Y,N,N,N,N,N,4135789363
1330434,17-Oct,6/21/2019 8:48,"SANCTUARY ADVISORS, LLC",INDIANAPOLIS,IN,United States,46260,63,59,Y,Y,N,Y,N,N,2359096958
1330761,17-Oct,6/21/2019 10:30,"CASCADIA ADVISORY SERVICES, LLC",PORTLAND,OR,United States,97223,15,15,Y,Y,N,Y,N,N,407207246
1330768,17-Oct,6/21/2019 11:03,QUANTUMROCK CAPITAL GMBH,"HAMBURG, HAMBURG",,Germany,20144,4,4,Y,N,N,N,N,Y,10000000
1330780,17-Oct,6/21/2019 11:15,FIRST FINANCIAL GROUP CORPORATION,RALEIGH,NC,United States,27609,4,2,Y,Y,N,Y,N,N,121000000
1330774,17-Oct,6/21/2019 11:15,LEGEND FINANCIAL ADVISORS INC,PITTSBURGH,PA,United States,15237,11,3,Y,Y,N,Y,N,N,264528971
1330104,17-Oct,6/21/2019 11:19,"SANDLAPPER WEALTH MANAGEMENT, LLC",GREENVILLE,SC,United States,29601,25,20,Y,Y,N,Y,N,N,234971010
1328040,17-Oct,6/21/2019 11:24,"QP GLOBAL FAMILY OFFICES, LLC",NEW YORK,NY,United States,10022,6,3,Y,N,N,N,N,N,337287052
1330019,17-Oct,6/21/2019 11:32,UNFCU ADVISORS LLC,LONG ISLAND CITY,NY,United States,11101-4605,17,13,Y,Y,N,Y,N,N,46972415
1330645,17-Oct,6/21/2019 11:33,"SCHF (GPE), LLC",MENLO PARK,CA,United States,94025-7117,16,8,Y,N,N,N,N,N,4994458014
1330795,17-Oct,6/21/2019 11:54,"SHUFRO, ROSE & CO., LLC",NEW YORK,NY,United States,10022,21,8,Y,N,N,N,N,N,1568842512
1316784,17-Oct,4/23/2019 9:47,AIFAM GROUP LLC,NEW YORK,NY,United States,10022,20,8,Y,N,N,Y,N,Y,630303862
1311506,17-Oct,4/23/2019 10:14,"SUNBELT SECURITIES, INC.",HOUSTON,TX,United States,77056,47,47,Y,N,N,Y,N,N,419724049
1328758,17-Oct,6/11/2019 11:35,"LYNNLEIGH & COMPANY, LLC",PITTSFORD,NY,United States,14534,4,4,Y,N,N,N,N,N,86678518
1326534,17-Oct,6/11/2019 11:43,CHEYNE CAPITAL MANAGEMENT (UK) LLP,LONDON,,United Kingdom,SW1A 1DH,142,42,Y,N,N,N,N,Y,22522229039
1329046,17-Oct,6/12/2019 14:15,"ALTERNATIVE INVESTMENT GROUP SERVICES, L.P.",SOUTHPORT,CT,United States,6890,22,12,Y,N,N,N,N,Y,886695471
1329085,17-Oct,6/12/2019 15:18,"ITRUST ASSET MANAGEMENT, LLC",LEXINGTON,KY,United States,40502,3,3,Y,Y,N,Y,N,N,107080230
1329095,17-Oct,6/12/2019 15:31,"MY WEALTH MANAGEMENT, INC.",GAITHERSBURG,MD,United States,20878,1,1,Y,Y,N,Y,N,N,132100000
1329072,17-Oct,6/12/2019 15:40,"CAMARDA FINANCIAL ADVISORS , LLC",FLEMING ISLAND,FL,United States,32003,16,8,Y,Y,N,Y,N,N,211341019
1327056,17-Oct,6/12/2019 17:23,"FORTIS PRIVATE WEALTH ADVISORS, LLC",MIAMI,FL,United States,33131,1,1,Y,Y,N,N,N,N,0
1323973,17-Oct,6/12/2019 17:43,"LONG CASTLE, LP",GREENWICH,CT,United States,6830,3,2,Y,N,N,Y,N,Y,0
1329143,17-Oct,6/12/2019 18:07,"JACKSON SQUARE CAPITAL, LLC",SAN FRANCISCO,CA,United States,94103,3,2,Y,N,N,Y,N,N,0
1328011,17-Oct,6/12/2019 18:46,"ALPHA SQUARED CAPITAL, LLC",SCOTTSDALE,AZ,United States,85258,2,2,Y,Y,N,Y,N,N,3100000
1328874,17-Oct,6/12/2019 19:48,"THOMIST CAPITAL MANAGEMENT, LP",HOUSTON,TX,United States,77098-1760,3,3,Y,N,N,N,N,Y,33161692
1329243,17-Oct,6/13/2019 12:09,TWINBEECH CAPITAL LP,NEW YORK,NY,United States,10036-2600,5,5,Y,N,N,N,N,Y,752102889
1329361,17-Oct,6/14/2019 6:59,O'BRIEN WEALTH PARTNERS LLC,BOSTON,MA,United States,2115,10,6,Y,Y,N,N,N,N,570939231
1321930,17-Oct,6/17/2019 8:13,"RUANE, CUNNIFF & GOLDFARB L.P.",NEW YORK,NY,United States,10019,66,26,Y,N,N,N,N,N,10662779939
1329770,17-Oct,6/17/2019 13:55,"FINANCIAL & TAX ARCHITECTS, INC.",ST. LOUIS,MO,United States,63131,19,15,Y,N,N,Y,N,N,82415836
1329791,17-Oct,6/17/2019 14:37,"ASCENDANT FINANCIAL SOLUTIONS, INC.",FLAGSTAFF,AZ,United States,86001,8,5,Y,Y,N,Y,N,N,171371993
1323033,17-Oct,6/17/2019 14:56,"CAPSTONE INVESTMENT ADVISORS, LLC",NEW YORK,NY,United States,10007,138,49,Y,N,N,Y,N,Y,43279531406
1329827,17-Oct,6/17/2019 15:40,GOVERNMENT PORTFOLIO ADVISORS LLC,PORTLAND,OR,United States,97205,10,6,Y,Y,N,Y,N,N,12500335912
1326217,17-Oct,6/17/2019 15:48,"RAND CAPITAL MANAGEMENT, LLC",BUFFALO,NY,United States,14203,4,2,Y,N,N,N,N,Y,
1325238,17-Oct,6/17/2019 16:00,ORION INVESTMENT CO,ST LOUIS,MO,United States,63105,5,3,Y,N,N,N,N,N,330696477
1329713,17-Oct,6/17/2019 16:16,ALETHEIAN WEALTH ADVISORS LLC,BELLEVUE,WA,United States,98004,2,2,Y,N,N,N,N,N,0
1318609,17-Oct,4/26/2019 12:13,"NARWHAL CAPITAL MANAGMENT, LLC",MARIETTA,GA,United States,30060,16,6,Y,N,N,N,N,Y,742885715
1322750,17-Oct,5/13/2019 8:49,"RG LIQUID ALTS, LP",DALLAS,TX,United States,75208,20,2,Y,N,N,N,N,N,0
1323986,17-Oct,5/20/2019 11:48,"CIC WEALTH, LLC",ROCKVILLE,MD,United States,20852,13,11,Y,Y,N,Y,N,N,402222583
1325746,17-Oct,5/28/2019 14:32,"DMJ WEALTH ADVISORS, LLC",GREENSBORO,NC,United States,27408,10,10,Y,Y,N,Y,N,N,0
1323007,17-Oct,5/28/2019 14:41,"CATTERTON MANAGEMENT COMPANY, L.L.C.",GREENWICH,CT,United States,6830,122,84,Y,N,N,N,N,Y,10378092581
1325758,17-Oct,5/28/2019 14:59,"ABEL HALL, LLC",BATON ROUGE,LA,United States,70810,5,3,Y,N,N,Y,N,N,0
1325771,17-Oct,5/28/2019 15:13,"HORIZONS WEALTH MANAGEMENT, INC.",ASHEVILLE,NC,United States,28801,4,3,Y,Y,N,Y,N,N,100822202
1325777,17-Oct,5/28/2019 15:48,"CUSOURCE, LLC",PLANO,TX,United States,75024-7198,9,5,Y,N,N,Y,N,N,40914724017
1324888,17-Oct,5/28/2019 15:54,NACHMAN MELVYN HENRY,THOUSAND OAKS,CA,United States,91360,8,5,Y,Y,N,Y,N,N,353453070
1324000,17-Oct,5/28/2019 16:29,"EMERALD INVESTMENT PARTNERS, LLC",CARY,NC,United States,27518,9,9,Y,Y,Y,Y,N,N,361654513
1325817,17-Oct,5/28/2019 17:13,KNIGHTSBRIDGE ADVISERS LLC,BARTLESVILLE,OK,United States,74003,13,6,Y,N,N,Y,N,Y,1214077096
1323504,17-Oct,5/28/2019 17:53,"STRATTAM CAPITAL MANAGEMENT, LLC",AUSTIN,TX,United States,78701,10,6,Y,N,N,N,N,Y,256639297
1325847,17-Oct,5/28/2019 18:23,"STOKES CAPITAL ADVISORS, LLC",GREENWOOD,SC,United States,29649,2,1,Y,N,N,N,N,N,205306661
1325835,17-Oct,5/28/2019 19:16,MCDONALD CAPITAL INVESTORS INC,ORINDA,CA,United States,94563,6,2,Y,N,N,N,N,Y,1267371264
1325854,17-Oct,5/28/2019 19:54,"EVERGREEN WEALTH SOLUTIONS, LLC",WILLIAMSPORT,PA,United States,17701,6,4,Y,Y,N,Y,N,N,153263627
1318685,17-Oct,5/28/2019 22:03,"REDWOOD DIGITAL GROUP, LLC",RALEIGH,NC,United States,27603,2,0,Y,N,N,N,N,Y,
1325953,17-Oct,5/29/2019 10:30,"PRIVATE ADVISOR GROUP, LLC",MORRISTOWN,NJ,United States,7960,680,677,Y,Y,Y,Y,N,N,16502150208
1327580,17-Oct,6/4/2019 11:15,FINIVI INC.,WESTBOROUGH,MA,United States,1581,7,6,Y,Y,N,Y,N,N,103518000
1327605,17-Oct,6/4/2019 11:44,"OPAL WEALTH ADVISORS, LLC",JERICHO,NY,United States,11753,8,4,Y,Y,N,Y,N,N,356659512
1317086,17-Oct,4/24/2019 9:24,"GPB CAPITAL HOLDINGS, LLC",NEW YORK,NY,United States,10011,80,15,Y,N,N,N,N,Y,335776805
1267714,17-Oct,5/6/2019 13:22,SGIM INC.,NEW YORK,NY,United States,10004,2,2,Y,N,N,N,N,Y,6556601
1322055,17-Oct,5/8/2019 10:06,"FIC-SALT LAKE, LLC",SALT LAKE CITY,UT,United States,84121-3526,12,12,Y,Y,N,Y,N,N,317819964
1321909,17-Oct,5/8/2019 16:39,"TRIGRAN INVESTMENTS, INC.",NORTHBROOK,IL,United States,60062,8,6,Y,N,N,N,N,Y,674902001
1322346,17-Oct,5/8/2019 16:50,"FORTRESS WEALTH MANAGEMENT, INC.",CULVER CITY,CA,United States,90232,6,3,Y,Y,N,Y,N,N,145956655
1322352,17-Oct,5/8/2019 17:17,"ENVESTNET PORTFOLIO SOLUTIONS, INC.",BOSTON,MA,United States,2109,671,671,Y,N,Y,Y,N,N,17363157790
1322349,17-Oct,5/8/2019 17:43,"NOBLE WEALTH MANAGEMENT, INC.",ALISO VIEJO,CA,United States,92656,7,6,Y,Y,N,Y,N,N,212952165
1322364,17-Oct,5/8/2019 18:11,OLD BELLOWS PARTNERS L.P.,NEW YORK,NY,United States,10065,16,8,Y,N,N,N,N,Y,285376000
1321834,17-Oct,5/8/2019 19:18,NIKKO ASSET MANAGEMENT CO LTD,TOKYO,,Japan,107-6242,529,88,Y,N,N,Y,N,Y,1.91E+11
1322368,17-Oct,5/8/2019 19:58,"THE H GROUP WASHINGTON, INC.",BELLEVUE,WA,United States,98004,4,3,Y,Y,N,Y,N,N,
1322381,17-Oct,5/8/2019 20:21,CHURCHILL MANAGEMENT CORP,LOS ANGELES,CA,United States,90036,56,43,Y,N,N,N,N,N,5500283541
1325662,17-Oct,5/28/2019 11:32,"360 WEALTH MANAGEMENT, LLC",DALLAS,TX,United States,75248,116,74,Y,Y,N,Y,N,N,1248527726
1325352,17-Oct,5/28/2019 12:11,"RMB CAPITAL MANAGEMENT, LLC",CHICAGO,IL,United States,60603,209,84,Y,N,N,Y,N,Y,8631997176
1325691,17-Oct,5/28/2019 12:45,"1 NORTH WEALTH SERVICES, LLC",ANNAPOLIS,MD,United States,21401,4,4,Y,Y,N,Y,N,N,168652943
1325707,17-Oct,5/28/2019 12:59,FINIVI INC.,WESTBOROUGH,MA,United States,1581,8,7,Y,Y,N,Y,N,N,103518000
1320639,17-Oct,5/28/2019 14:09,GRAYCLIFF PARTNERS LP,NEW YORK,NY,United States,10110,15,15,Y,N,N,Y,N,Y,1169914178
1324312,17-Oct,5/28/2019 14:28,ROUNDHILL FINANCIAL LLC,NEW YORK,NY,United States,10017,2,2,Y,N,N,N,N,N,
1324965,17-Oct,5/28/2019 14:36,PAINTED PORCH ADVISORS LLC,SANTA BARBARA,CA,United States,93109,1,1,Y,N,N,Y,N,N,0
1325805,17-Oct,5/29/2019 10:02,"PLANNERS ALLIANCE, LLC",HOLLAND,MI,United States,49423,20,20,Y,Y,N,Y,N,N,230303366
1328932,17-Oct,6/12/2019 8:54,"VERITY AND VERITY, LLC",BEAUFORT,SC,United States,29902,9,7,Y,N,N,N,N,N,415100000
1330192,17-Oct,6/19/2019 8:37,"R.M.SINCERBEAUX CAPITAL MANAGEMENT, LLC.",NEW YORK,NY,United States,10036-6700,1,1,Y,N,N,N,N,N,149523692
1309273,17-Oct,4/10/2019 14:34,"AVIANCE CAPITAL MANAGEMENT, LLC",SARASOTA,FL,United States,34236,6,5,Y,N,N,N,N,N,794117860
1309260,17-Oct,4/10/2019 14:40,"BLACKSTON'S FINANCIAL ADVISORY GROUP, LLC",THE VILLAGES,FL,United States,32162,5,5,Y,N,N,N,N,N,115107715
1298295,17-Oct,4/10/2019 14:42,"SQUARE 1 ASSET MANAGEMENT, INC.",SAN FRANCISCO,CA,United States,94107,5,4,Y,N,N,N,N,N,1451757256
1309281,17-Oct,4/10/2019 14:50,"INDEPENDENT ADVISOR ALLIANCE, LLC",CHARLOTTE,NC,United States,28277,175,175,Y,Y,N,Y,N,N,4731036610
1308782,17-Oct,4/10/2019 14:57,FWM ACQUISITION LLC,NEW YORK,NY,United States,10153,2,0,Y,N,N,Y,N,N,
1309291,17-Oct,4/10/2019 15:02,"M FINANCIAL ASSET MANAGEMENT, INC.",PORTLAND,OR,United States,97209,5,3,Y,N,N,N,N,N,872356674
1309305,17-Oct,4/10/2019 15:08,"PREMIER WEALTH ADVISORS, LLC",SAN DIEGO,CA,United States,92130,4,4,Y,Y,N,Y,N,N,240825000
1309269,17-Oct,4/10/2019 15:10,J.P. MORGAN SECURITIES LLC,NEW YORK,NY,United States,10172,7383,5516,Y,N,N,N,N,N,1.30E+11
1308606,17-Oct,4/10/2019 15:21,CLG LLC,LONG BEACH,CA,United States,90803,22,22,Y,Y,N,Y,N,N,163027991
1307901,17-Oct,4/10/2019 15:25,"INVESTMENT SECURITY GROUP, INC.",DENVER,CO,United States,80237,12,8,Y,Y,N,Y,N,N,617550621
1309295,17-Oct,4/10/2019 15:28,RUBRIC CAPITAL MANAGEMENT LP,NEW YORK,NY,United States,10017,11,8,Y,N,N,N,N,Y,1507269534
1308881,17-Oct,4/10/2019 15:32,"SARGENT BICKHAM LAGUDIS, LLC",BOULDER,CO,United States,80301,26,17,Y,Y,N,Y,N,N,1569961106
1308966,17-Oct,4/10/2019 15:32,MACQUARIE INFRASTRUCTURE PARTNERS INC.,NEW YORK,NY,United States,10019,150,77,Y,N,N,N,N,Y,14077562535
1309318,17-Oct,4/10/2019 15:34,"ASPIRIANT, LLC",LOS ANGELES,CA,United States,90025,155,86,Y,Y,N,Y,N,N,11669979000
1309323,17-Oct,4/10/2019 15:45,MONEYWATCH ADVISORS INC,LEXINGTON,KY,United States,40508,8,4,Y,Y,N,Y,N,N,145537604
1309289,17-Oct,4/10/2019 15:48,COUGAR GLOBAL INVESTMENTS LIMITED,TORONTO,,Canada,M5H 3Y2,14,6,Y,N,N,N,N,N,1225060992
1309321,17-Oct,4/10/2019 15:48,"CANTELLA & CO., INC.",MALDEN,MA,United States,2148,235,149,Y,Y,N,Y,Y,N,1253803424
1306241,17-Oct,4/10/2019 15:53,AGL CREDIT MANAGEMENT LP,NEW YORK,NY,United States,10036,13,6,Y,N,N,N,N,Y,650000000
1309083,17-Oct,4/10/2019 15:53,"PATHWAY CAPITAL MANAGEMENT, LP",IRVINE,CA,United States,92612,162,58,Y,N,N,Y,N,Y,55102712404
1309306,17-Oct,4/10/2019 15:55,"CAHABA WEALTH MANAGEMENT, INC.",ATLANTA,GA,United States,30309,11,5,Y,N,N,Y,N,N,593046459
1309310,17-Oct,4/10/2019 15:58,"FAIRHOLME CAPITAL MANAGEMENT, L.L.C.",MIAMI,FL,United States,33137,13,5,Y,N,N,N,N,N,1862398103
1308785,17-Oct,4/10/2019 16:10,"ROCKWOOD CAPITAL, LLC",NEW YORK,NY,United States,10017,52,52,Y,N,N,Y,N,Y,7377459732
1308141,17-Oct,4/15/2019 19:37,"THOMAS ROAD CAPITAL, LLC",WELLESLEY,MA,United States,2482,1,1,Y,Y,N,Y,N,N,0
1305501,17-Oct,4/15/2019 19:38,THREE BELL CAPITAL LLC,LOS ALTOS,CA,United States,94022,11,7,Y,N,N,Y,N,N,1782865839
1310481,17-Oct,4/15/2019 19:54,"ONE OAK CAPITAL MANAGEMENT, LLC",PURCHASE,NY,United States,10577,5,3,Y,N,N,N,N,Y,100000000
1310475,17-Oct,4/15/2019 20:05,"BNB WEALTH MANAGEMENT, LLC",SILVER SPRING,MD,United States,20910,5,5,Y,Y,N,Y,N,N,181000000
1309433,17-Oct,4/15/2019 20:42,DAIWA SB INVESTMENTS (HK) LTD,HONG KONG,,China,,15,7,Y,N,N,N,N,Y,270985065
1310496,17-Oct,4/16/2019 8:30,ALQUITY INVESTMENT MANAGEMENT LTD.,LONDON,,United Kingdom,WC2B 6XF,18,6,Y,N,N,N,N,Y,457294814
1310503,17-Oct,4/16/2019 8:47,"HOGE FINANCIAL SERVICES, INC.",CANONSBURG,PA,United States,15317,5,5,Y,Y,N,Y,N,N,283421281
1310189,17-Oct,4/16/2019 8:55,1505 CAPITAL LLC,NEW YORK,NY,United States,10005,3,2,Y,N,N,N,N,Y,28980000
1310513,17-Oct,4/16/2019 9:12,"HARBOUR INVESTMENTS, INC.",MADISON,WI,United States,53719,217,177,Y,Y,N,Y,Y,N,1961011000
1310370,17-Oct,4/16/2019 9:20,"DONALD SMITH & CO., INC.",NEW YORK,NY,United States,10019,10,6,Y,N,N,N,N,Y,2877940022
1310237,17-Oct,4/16/2019 9:21,"CROW CREEK WEALTH, LLC",SAM RAMON,CA,United States,94583,2,1,Y,Y,N,Y,N,N,0
1310524,17-Oct,4/16/2019 9:46,"IQVESTMENT, LLC",WELLESLEY,MA,United States,2481,3,2,N,N,N,Y,N,N,63000
1310525,17-Oct,4/16/2019 9:48,"NAVPOINT FINANCIAL, INC.",BLOOMINGTON,MN,United States,55431,6,6,Y,Y,N,Y,N,N,420050515
1310528,17-Oct,4/16/2019 9:52,SEA HUNTER CAPITAL LLC,WEST PALM BEACH,FL,United States,33401,3,2,Y,Y,N,N,N,N,105324083
1310270,17-Oct,4/16/2019 9:55,"WILBANKS, SMITH & THOMAS ASSET MANAGEMENT, LLC",NORFOLK,VA,United States,23510,40,20,Y,N,N,Y,N,N,2848662345
1308394,17-Oct,4/16/2019 10:12,FINISTERRE CAPITAL LLP,LONDON,,United Kingdom,W1S 3BE,33,12,Y,N,N,N,N,Y,5636711951
1310544,17-Oct,4/16/2019 10:24,"VIRTUE CAPITAL MANAGEMENT, LLC",BRENTWOOD,TN,United States,37027,118,103,Y,Y,N,Y,N,N,465235315
1310543,17-Oct,4/16/2019 10:29,"PROSPERA FINANCIAL SERVICES, INC.",DALLAS,TX,United States,75240,190,113,Y,Y,N,Y,Y,Y,2548731894
1310548,17-Oct,4/16/2019 10:31,FINISTERRE MALTA LIMITED,VALLETTA,,Malta,VLT 1455,4,1,Y,N,N,N,N,Y,0
1310291,17-Oct,4/16/2019 10:38,"REIK & CO., LLC",NEW YORK,NY,United States,10019-5401,4,4,Y,N,N,Y,N,N,338724299
1309812,17-Oct,4/16/2019 10:45,SKYOAK WEALTH LLC,LAS VEGAS,NV,United States,89145,14,13,Y,Y,N,Y,N,N,454131320
1310558,17-Oct,4/16/2019 10:49,1505 CAPITAL LLC,NEW YORK,NY,United States,10005,3,2,Y,N,N,N,N,Y,28980000
1310132,17-Oct,4/16/2019 10:50,MONTZ HARCUS WEALTH MANAGEMENT LLC,NEW ORLEANS,LA,United States,70119,2,2,Y,Y,N,Y,N,N,0
1317514,17-Oct,4/24/2019 10:29,"JOLLEY ASSET MANAGEMENT, LLC",ROCKY MOUNT,NC,United States,27804,5,5,Y,N,N,N,N,N,244494045
1317535,17-Oct,4/24/2019 10:48,SANDHILL CAPITAL PARTNERS LLC,BUFFALO,NY,United States,14202,19,13,Y,N,N,Y,N,N,1230695945
1317566,17-Oct,4/24/2019 14:07,EARNEST PARTNERS LLC,ATLANTA,GA,United States,30309,45,15,Y,N,N,N,N,Y,21606014767
1317516,17-Oct,4/24/2019 14:30,"CLINTON GROUP, INC",NEW YORK,NY,United States,10022,9,6,Y,N,N,Y,N,Y,592536462
1311191,17-Oct,4/24/2019 14:40,CONSOLIDATED PLANNING CORP,ATLANTA,GA,United States,30361,17,10,Y,Y,N,Y,N,N,537434449
1317756,17-Oct,4/24/2019 15:12,CETERA ADVISORS LLC,DENVER,CO,United States,80237,1066,957,Y,Y,N,Y,Y,N,12246297195
1317745,17-Oct,4/24/2019 15:23,"MIDOCEAN US ADVISOR, L.P.",NEW YORK,NY,United States,10022-6924,30,19,Y,N,N,N,N,Y,2485783360
1317398,17-Oct,4/24/2019 15:27,PINEY LAKE CAPITAL MANAGEMENT LP,GREENWICH,CT,United States,6831,13,9,Y,N,N,N,N,Y,356849014
1317788,17-Oct,4/24/2019 15:53,"PRIVATE WEALTH STRATEGIES, L.L.C.",WORTHINGTON,OH,United States,43085,12,5,Y,N,N,Y,N,N,304259982
1317799,17-Oct,4/24/2019 15:55,"THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.",INDIANAPOLIS,IN,United States,46240,83,45,Y,Y,N,Y,Y,N,561668555
1317790,17-Oct,4/24/2019 15:57,"PARSONEX ADVISORY SERVICES, INC.",ENGLEWOOD,CO,United States,80112,3,1,Y,Y,Y,Y,N,N,49700000
1317801,17-Oct,4/24/2019 16:14,REDDING RIDGE ASSET MANAGEMENT LLC,NEW YORK,NY,United States,10022-3613,20,4,Y,N,N,N,N,Y,5310651437
1317816,17-Oct,4/24/2019 16:22,REDDING RIDGE ASSET MANAGEMENT (UK) LLP,LONDON,,United Kingdom,W1S 1FS,20,4,Y,N,N,N,N,Y,399938668
1317831,17-Oct,4/24/2019 16:40,"HILLTOP SECURITIES ASSET MANAGEMENT, LLC",DALLAS,TX,United States,75270,25,4,Y,Y,N,Y,N,N,14500000000
1310268,17-Oct,4/24/2019 16:40,"PURA VIDA INVESTMENTS, LLC",NEW YORK,NY,United States,10106,11,6,Y,N,N,N,N,Y,388499161
1317833,17-Oct,4/24/2019 16:44,"HILLTOP SECURITIES ASSET MANAGEMENT, LLC",DALLAS,TX,United States,75270,25,4,Y,Y,N,Y,N,N,14500000000
1311321,17-Oct,4/24/2019 16:52,"FREESTONE CAPITAL MANAGEMENT, LLC",SEATTLE,WA,United States,98104,66,25,Y,N,N,N,Y,Y,4689552671
1317840,17-Oct,4/24/2019 16:53,FIFTH SET INVESTMENT ADVISORS LLC,LARCHMONT,NY,United States,10538,1,1,Y,Y,N,Y,N,N,48119606
1317834,17-Oct,4/24/2019 16:57,MARKLE FINANCIAL LLC,LARAMIE,WY,United States,82070,5,5,Y,N,N,N,N,N,0
1317836,17-Oct,4/24/2019 17:06,"INDEPENDENT ADVISOR ALLIANCE, LLC",CHARLOTTE,NC,United States,28277,175,175,Y,Y,N,Y,N,N,4731036610
1318536,17-Oct,4/26/2019 10:29,SAVVI FINANCIAL LLC,WALTHAM,MA,United States,02452-8422,7,7,N,N,N,Y,N,N,
1275701,17-Oct,4/26/2019 10:42,"BOREALIS STRATEGIC CAPITAL PARTNERS, LP",CHICAGO,IL,United States,60603,5,5,Y,N,N,N,N,Y,175832706
1321563,17-Oct,5/6/2019 9:34,MARVIN & PALMER ASSOCIATES,WILMINGTON,DE,United States,19809-3727,11,4,Y,N,N,N,N,Y,157741965
1321279,17-Oct,5/6/2019 9:48,"RED SPRUCE CAPITAL, LLC",BERWYN,PA,United States,19312,4,4,Y,N,N,N,N,N,104041674
1321610,17-Oct,5/6/2019 11:11,"EARLY CAPITAL, LLC",CHICAGO,IL,United States,60615,1,1,Y,N,N,Y,N,Y,0
1311029,17-Oct,5/6/2019 11:21,"RICE FINANCIAL CONSULTING, INC.",LOS GATOS,CA,United States,95030,3,3,N,N,N,N,N,N,125000000
1321624,17-Oct,5/6/2019 11:43,"TAC PARTNERS, INC.",BOSTON,MA,United States,2109,16,10,Y,N,N,N,N,Y,611047340
1321641,17-Oct,5/6/2019 12:01,"AG ASSET ADVISORY, LLC",LOS ANGELES,CA,United States,90067,3,2,Y,Y,N,Y,N,Y,229145586
1321631,17-Oct,5/6/2019 12:02,HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GMBH,MUNICH,,Germany,,34,4,Y,N,N,N,N,N,853568831
1309890,17-Oct,5/6/2019 12:26,ACKER FINLEY ASSET MANAGEMENT USA INC.,TORONTO,,Canada,M5H 3M7,3,2,Y,N,N,N,N,N,
1321653,17-Oct,5/6/2019 12:27,"WEALTHPLAN PARTNERS, INC.",OMAHA,NE,United States,68154,70,30,Y,Y,N,Y,N,N,1665378328
1321655,17-Oct,5/6/2019 12:40,"STONEGATE CAPITAL ADVISORS, LLC",SCOTTSDALE,AZ,United States,85250,9,5,Y,Y,N,Y,N,N,349000000
1321657,17-Oct,5/6/2019 12:47,"STONEGATE CAPITAL ADVISORS, LLC",SCOTTSDALE,AZ,United States,85250,9,5,Y,Y,N,Y,N,N,349000000
1321661,17-Oct,5/6/2019 12:57,TEMPLETON ASSET MANAGEMENT LTD.,SINGAPORE,,Singapore,38987,84,34,Y,N,N,N,N,Y,30100068969
1321665,17-Oct,5/6/2019 12:58,"KESTRA ADVISORY SERVICES, LLC",AUSTIN,TX,United States,78735,1291,1291,Y,Y,N,Y,N,N,21745932849
1321454,17-Oct,5/6/2019 13:43,"CLARION CAPITAL PARTNERS, LLC",NEW YORK,NY,United States,10022,19,14,Y,N,N,N,N,Y,742800000
1321287,17-Oct,5/6/2019 14:03,"GMF PRIVATE WEALTH MANAGEMENT, LP",ROCKLEDGE,FL,United States,32955,4,2,Y,Y,N,N,N,N,219577617
1321545,17-Oct,5/6/2019 14:09,INTELLICENTS INVESTMENT SOLUTIONS INC,ALBERT LEA,MN,United States,56007,29,22,Y,Y,N,Y,Y,N,3765015124
1321736,17-Oct,5/6/2019 15:09,"FRIEDENTHAL FINANCIAL, LLC",MARLTON,NJ,United States,8053,6,6,Y,Y,N,Y,N,N,112250000
1321648,17-Oct,5/6/2019 15:09,RESOURCES MANAGEMENT CORP,WEST HARTFORD,CT,United States,6110,12,6,Y,N,N,N,N,N,700048000
1321760,17-Oct,5/6/2019 15:54,FINANCIAL ADVOCATES INVESTMENT MANAGEMENT,OLYMPIA,WA,United States,98502,151,139,Y,Y,N,Y,N,N,2834883974
1317747,17-Oct,4/24/2019 15:06,CETERA INVESTMENT ADVISERS LLC,SCHAUMBURG,IL,United States,60173-2096,2072,1911,Y,Y,N,Y,N,N,10324028419
1317554,17-Oct,4/24/2019 16:01,"MENDOTA FINANCIAL GROUP, LLC",MADISON,WI,United States,53703,5,5,Y,N,N,Y,N,N,185341397
1319259,17-Oct,4/29/2019 12:46,NAUTILUS ADVISORS LLC,SAN DIEGO,CA,United States,92103,5,5,Y,N,N,Y,N,N,161359203
1317195,17-Oct,4/29/2019 12:54,"PINNACLE INVESTMENTS, LLC",SYRACUSE,NY,United States,13204,33,31,Y,Y,N,N,N,N,439932339
1318577,17-Oct,4/29/2019 13:05,"LINDNER CAPITAL ADVISORS, INC.",MARIETTA,GA,United States,30067-4069,17,11,Y,N,N,N,N,N,461578093
1319188,17-Oct,4/29/2019 13:30,"20/20 CAPITAL MANAGEMENT, INC",COSTA MESA,CA,United States,92626,35,20,Y,Y,N,Y,N,N,406269206
1319318,17-Oct,4/29/2019 13:37,"WNY ASSET MANAGEMENT, LLC",WILLIAMSVILLE,NY,United States,14221,18,10,Y,Y,N,Y,N,N,673668044
1319330,17-Oct,4/29/2019 13:44,"STILLWATER CAPITAL ADVISORS, LLC",DEVON,PA,United States,19333,7,5,Y,N,N,N,N,N,819223546
1319362,17-Oct,4/29/2019 14:13,"C.L. PARKER, INC.",HOUSTON,TX,United States,77079-2943,2,2,Y,N,N,N,N,N,161493020
1318949,17-Oct,4/29/2019 14:37,"SEPIO CAPITAL, LLC",SAN FRANCISCO,CA,United States,94111,18,15,Y,N,N,Y,N,Y,2818200000
1318277,17-Oct,4/29/2019 14:48,"SILVER LAKE ADVISORY, LLC",COTTONWOOD HEIGHTS,UT,United States,84121,4,2,Y,N,N,N,N,N,193813570
1319410,17-Oct,4/29/2019 14:56,"LINDNER CAPITAL ADVISORS, INC.",MARIETTA,GA,United States,30067-4069,17,11,Y,N,N,N,N,N,461578093
1319425,17-Oct,4/29/2019 15:12,LUCID MANAGEMENT AND CAPITAL PARTNERS LP,NEW YORK,NY,United States,10169,5,3,Y,N,N,N,N,N,540666000
1308906,17-Oct,4/29/2019 15:17,PENTWATER CAPITAL MANAGEMENT LP,NAPLES,FL,United States,34102,33,15,Y,N,N,N,N,Y,6952328000
1310233,17-Oct,4/30/2019 11:29,DWS INVESTMENTS HONG KONG LIMITED,HONG KONG,,China,,72,23,Y,N,N,N,N,Y,4860399023
1321004,17-Oct,5/3/2019 5:45,STANDARD LIFE INVESTMENTS (CORPORATE FUNDS) LIMITED,EDINBURGH,,United Kingdom,EH2 2LL,1459,420,Y,N,N,N,N,Y,9714015754
1323703,17-Oct,5/15/2019 18:03,"BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLC",ST. LOUIS,MO,United States,63105,6,0,Y,Y,N,Y,N,N,
1323713,17-Oct,5/15/2019 18:42,"HICKORY WEALTH MANAGEMENT, LLC",SPRINGFIELD,MO,United States,65804,2,2,Y,N,N,N,N,N,15077366
1323717,17-Oct,5/15/2019 19:16,HUMAN INTEREST ADVISORS LLC,SAN FRANCISCO,CA,United States,94104,1,1,Y,N,N,N,N,N,232265794
1321692,17-Oct,5/6/2019 13:58,IHT WEALTH MANAGEMENT LLC,CHICAGO,IL,United States,60606,153,99,Y,Y,N,N,N,N,1267880055
1316689,17-Oct,5/6/2019 14:03,"SACKS & ASSOCIATES, LLC",BRIDGEWATER,NJ,United States,8807,6,3,Y,N,N,N,N,N,135000000
1321690,17-Oct,5/6/2019 14:06,"NEW ENGLAND INVESTMENT & RETIREMENT GROUP, INC.",NORTH ANDOVER,MA,United States,1845,16,6,Y,Y,N,Y,N,N,523123309
1321699,17-Oct,5/6/2019 14:14,"WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC",WINNETKA,IL,United States,60093,5,4,Y,N,N,Y,N,N,322441635
1321706,17-Oct,5/6/2019 14:27,"LEETO, INC.",FRESNO,CA,United States,93720,5,0,Y,N,N,Y,N,N,
1321627,17-Oct,5/6/2019 14:38,"BRYAN ADVISORY SERVICES, LLC",CANONSBURG,PA,United States,15317,6,6,Y,N,N,N,N,N,158526865
1321695,17-Oct,5/6/2019 14:56,"BIRCHVIEW CAPITAL, LP",BURLINGTON,VT,United States,5401,3,2,Y,N,N,N,N,Y,155011235
1321725,17-Oct,5/6/2019 14:59,"FIRST CITIZENS ASSET MANAGEMENT, INC",RALEIGH,NC,United States,27609,48,34,Y,N,N,N,N,N,155221633
1321759,17-Oct,5/6/2019 15:46,LINCOLN CAPITAL CORPORATION,PROVIDENCE,RI,United States,2903,6,4,Y,N,N,Y,N,N,230069968
1321748,17-Oct,5/6/2019 15:58,INTELLIGENT WEALTH SOLUTIONS LLC,AUSTIN,TX,United States,78746,2,2,Y,N,N,N,N,N,0
1316539,17-Oct,5/6/2019 16:02,NYL INVESTORS LLC,NEW YORK,NY,United States,10010,300,188,Y,N,N,Y,N,Y,2.44E+11
1321755,17-Oct,5/6/2019 16:18,"PRIME CAPITAL INVESTMENT ADVISORS, LLC",OVERLAND PARK,KS,United States,66211,161,93,Y,Y,N,Y,N,Y,9275151580
1321782,17-Oct,5/6/2019 16:31,"PASADENA PRIVATE WEALTH, LLC",PASADENA,CA,United States,91101,10,9,Y,Y,N,Y,N,N,349627120
1321786,17-Oct,5/6/2019 16:37,"PASADENA PRIVATE WEALTH, LLC",PASADENA,CA,United States,91101,10,9,Y,Y,N,Y,N,N,349627120
1321540,17-Oct,5/6/2019 16:53,"THE WEALTH ENHANCEMENT GROUP, INC.",ALPHARETTA,GA,United States,30009,3,2,Y,N,N,Y,N,N,216604000
1321173,17-Oct,5/6/2019 16:58,"J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC.",NEW YORK,NY,United States,10179-0001,60,23,Y,N,N,N,N,Y,11313227672
1306940,17-Oct,5/6/2019 17:22,"CARDINAL STUDENT HOUSING I ADVISOR, LLC",DENVER,CO,United States,80246,12,9,Y,N,N,N,N,N,207721830
1321469,17-Oct,5/8/2019 14:30,FINANCIAL INNOVATIONS LLC,PROSPER,TX,United States,75078,4,2,Y,Y,N,N,N,N,116196094
1322298,17-Oct,5/8/2019 15:11,"HARBOUR INVESTMENTS, INC.",MADISON,WI,United States,53719,217,177,Y,Y,N,Y,Y,N,1961011000
1321181,17-Oct,5/8/2019 15:27,"EQUITY SERVICES, INC.",MONTPELIER,VT,United States,5604,420,400,Y,Y,N,Y,Y,N,1291880780
1317378,17-Oct,5/8/2019 15:51,WEHOME INC.,BEIJING,,China,,16,9,Y,N,N,N,N,Y,2050000
1322646,17-Oct,5/10/2019 6:58,RATHBONE INVESTMENT MANAGEMENT LIMITED,LIVERPOOL,,United Kingdom,L3 1NW,803,317,Y,N,N,Y,Y,N,39784610261
1322841,17-Oct,5/13/2019 9:31,SIMPLICITY WEALTH LLC,HOLLAND,MI,United States,49423,13,13,Y,Y,N,N,N,N,0
1320398,17-Oct,5/15/2019 11:13,"PRIVATE COUNSEL GROUP, LTD.",INDIANAPOLIS,IN,United States,46204,1,1,Y,Y,N,N,N,N,40621863
1324548,17-Oct,5/23/2019 17:49,"PARADIGM WEALTH, LLC",LINCOLN,NE,United States,68510,5,3,Y,Y,N,Y,N,N,126793494
1325294,17-Oct,5/23/2019 17:51,"CONNECTIVE CAPITAL MANAGEMENT, LLC",PALO ALTO,CA,United States,94301,7,4,Y,N,N,N,N,Y,104287205
1324998,17-Oct,5/23/2019 18:08,"STEELHEAD PARTNERS,LLC",BELLEVUE,WA,United States,98004,13,4,Y,N,N,N,N,Y,1653562034
1318965,17-Oct,4/27/2019 12:36,"SOLTIS INVESTMENT ADVISORS, LLC",ST. GEORGE,UT,United States,84770,26,17,Y,N,N,Y,N,Y,1176919514
1320023,17-Oct,4/30/2019 12:18,"BULL STREET ADVISORS, LLC",RINCON,GA,United States,31326,1,1,Y,N,N,Y,N,N,0
1325452,17-Oct,5/28/2019 9:31,"BFT FINANCIAL GROUP, LLC",BEDFORD,TX,United States,76021,20,18,Y,Y,N,Y,Y,N,600446215
1326382,17-Oct,5/30/2019 9:53,"USADVISORS WEALTH MANAGEMENT, LLC",EDEN PRAIRIE,MN,United States,55344,23,20,Y,Y,N,Y,N,N,177228074
1327078,17-Oct,5/31/2019 14:37,CLEARSTREAM CAPITAL LLC,NEW YORK,NY,United States,10017,7,6,Y,N,N,N,N,Y,0
1327135,17-Oct,5/31/2019 14:56,EFG ASSET MANAGEMENT (AMERICAS) CORP.,MIAMI,FL,United States,33131,14,8,Y,N,N,Y,N,Y,1413110000
1327095,17-Oct,6/1/2019 13:10,"FINANCIALADVICE4ME, LLC",BUENA VISTA,CO,United States,81211,3,2,Y,N,N,Y,N,N,0
1325560,17-Oct,6/1/2019 16:07,"GOODE INVESTMENT MANAGEMENT, INC.",BOWIE,MD,United States,20721,2,1,Y,N,N,Y,N,N,12075000
1308377,17-Oct,6/2/2019 14:12,"WEALTH MANAGEMENT GROUP, LLC",ROCHESTER,NY,United States,14618-3970,7,5,Y,N,N,Y,N,N,48686873
1327196,17-Oct,6/2/2019 16:16,"KIMERY WEALTH MANAGEMENT, LLC",MEMPHIS,TN,United States,38119,6,5,Y,Y,N,Y,N,N,178316000
1327240,17-Oct,6/2/2019 17:44,TRUE LINK FINANCIAL ADVISORS LLC,SAN FRANCISCO,CA,United States,94110,11,3,Y,Y,N,Y,N,N,105200000
1326472,17-Oct,6/3/2019 7:04,MONTZ HARCUS WEALTH MANAGEMENT LLC,NEW ORLEANS,LA,United States,70119,3,3,Y,Y,N,Y,N,N,0
1324422,17-Oct,6/3/2019 7:28,"HERITAGE WEALTH ARCHITECTS, INC.",ST. PAUL,MN,United States,55101,7,4,Y,Y,N,Y,N,N,127750905
1325052,17-Oct,6/3/2019 8:14,"TELEMUS CAPITAL, LLC",SOUTHFIELD,MI,United States,48076,40,25,Y,Y,N,Y,N,N,2590057589
1327248,17-Oct,6/3/2019 8:33,SYZ SWISS ADVISORS S.A.,ZURICH,,Switzerland,8001,7,2,Y,N,N,N,N,Y,204238942
1327251,17-Oct,6/3/2019 9:12,PYRFORD INTERNATIONAL LTD,LONDON,,United Kingdom,W1U 1FD,36,14,Y,N,N,N,N,Y,10761771119
1326668,17-Oct,6/3/2019 9:13,CONFLUENCE INVESTMENT MANAGEMENT LLC,SAINT LOUIS,MO,United States,63119,41,19,Y,N,N,Y,N,N,5485809598
1327259,17-Oct,6/3/2019 9:27,"HARBOUR INVESTMENTS, INC.",MADISON,WI,United States,53719,217,177,Y,Y,N,Y,Y,N,1961011000
1278732,17-Oct,6/3/2019 9:54,"BRUESKE ADVISORY SERVICES, LLC",BELLEVUE,WA,United States,98004,10,5,Y,Y,N,Y,N,N,0
1327279,17-Oct,6/3/2019 10:09,OHIO NATIONAL INVESTMENTS INC,MONTGOMERY,OH,United States,45242,19,6,Y,N,N,N,N,N,9063133731
1326440,17-Oct,6/3/2019 10:12,TIANCAI GLOBAL MARKETS ORG LLC,NEW SOUTH WALES,,Australia,,2,2,N,N,N,Y,N,N,
1327281,17-Oct,6/3/2019 10:25,OHIO NATIONAL INVESTMENTS INC,MONTGOMERY,OH,United States,45242,19,6,Y,N,N,N,N,N,9063133731
1322355,17-Oct,6/3/2019 10:40,REGIONAL SERVICES COMPANY,SIOUX FALLS,SD,United States,57106,3,3,Y,N,N,N,N,N,460000000
1321673,17-Oct,5/6/2019 15:44,"TOWNSQUARE CAPITAL, LLC",PROVO,UT,United States,84604,49,45,Y,Y,N,N,N,N,1078547936
1320810,17-Oct,5/6/2019 15:53,"SYMPHONY WEALTH MANAGEMENT, LLC.",TAMPA,FL,United States,33626,2,1,Y,N,N,N,N,N,105737033
1321780,17-Oct,5/6/2019 16:31,TRILANTIC CAPITAL MANAGEMENT L.P.,NEW YORK,NY,United States,10022-4614,45,27,Y,N,N,N,N,Y,6422991000
1321615,17-Oct,5/6/2019 16:54,1ST GLOBAL ADVISORS INC,DALLAS,TX,United States,75251,1049,1049,Y,N,N,Y,N,N,9997015164
1317027,17-Oct,5/6/2019 17:07,"SIGNATUREFD, LLC",ATLANTA,GA,United States,30309,77,45,Y,Y,N,Y,N,N,3494180457
1321726,17-Oct,5/6/2019 17:34,"VARSITY MANAGEMENT COMPANY, LP",LOS ANGELES,CA,United States,90067,16,14,Y,N,N,Y,N,Y,289180641
1321811,17-Oct,5/6/2019 17:40,"FISHER ASSET MANAGEMENT, LLC",CAMAS,WA,United States,98607-9911,1749,898,Y,N,N,N,N,Y,94107835606
1321808,17-Oct,5/6/2019 17:56,"PKS ADVISORY SERVICES, LLC",ALBANY,NY,United States,12211,46,46,Y,N,N,Y,N,N,478740515
1321050,17-Oct,5/6/2019 18:05,"LAIDLAW ASSET MANAGEMENT, LLC",NEW YORK,NY,United States,10175,2,2,Y,N,N,N,N,N,107096420
1320969,17-Oct,5/6/2019 18:42,"KCM INVESTMENT ADVISORS, LLC",SAN RAFAEL,CA,United States,94901,16,9,Y,N,N,N,N,N,4176564121
1323356,17-Oct,5/16/2019 9:34,"SYNERGY FINANCIAL MANAGEMENT, LLC",BELLEVUE,WA,United States,98006,5,3,Y,Y,N,N,N,Y,261993971
1323797,17-Oct,5/16/2019 11:16,HODGES CAPITAL MANAGEMENT INC,DALLAS,TX,United States,75201,26,9,Y,N,N,N,N,N,1380469409
1322543,17-Oct,5/16/2019 11:37,"MELODY CAPITAL GROUP, LP",NEW YORK,NY,United States,10022,13,9,Y,N,N,N,N,Y,
1324851,17-Oct,5/22/2019 13:56,TIKEHAU CAPITAL NORTH AMERICA LLC,NEW YORK,NY,United States,10011,4,3,N,N,N,N,N,N,44850334
1324880,17-Oct,5/22/2019 14:11,"MONOGRAM CAPITAL MANAGEMENT, L.P.",BEVERLY HILLS,CA,United States,90211,6,5,Y,N,N,N,N,Y,232021819
1324968,17-Oct,5/22/2019 15:31,"BOYD WEALTH MANAGEMENT, LLC",SACRAMENTO,CA,United States,95815,4,3,Y,N,N,Y,N,N,115769717
1324980,17-Oct,5/22/2019 15:50,"PAX FINANCIAL GROUP, LLC",SAN ANTONIO,TX,United States,78232,21,7,Y,N,N,N,N,N,283695931
1324978,17-Oct,5/22/2019 15:57,"BRITE ADVISORS USA, INC.",NEW YORK,NY,United States,10006,15,7,Y,N,N,Y,N,N,417763061
1322580,17-Oct,5/22/2019 16:07,"RED TORTOISE, LLC",ATLANTA,GA,United States,30342,4,4,Y,Y,N,Y,N,N,110627654
1324993,17-Oct,5/22/2019 16:42,"ADVANCED RESEARCH INVESTMENT SOLUTIONS, LLC",LOS ANGELES,CA,United States,90025,7,6,Y,N,N,Y,N,N,10827939000
1325005,17-Oct,5/22/2019 17:19,"MOTLEY FOOL WEALTH MANAGEMENT, LLC",ALEXANDRIA,VA,United States,22314,36,16,Y,N,N,Y,N,N,1509494032
1267134,17-Oct,4/22/2019 12:41,BW ASSET MANAGEMENT LTD,"GEORGETOWN, GRAND CAYMAN",,Cayman Islands,KY1-9005,5,4,Y,Y,N,Y,N,Y,4200000
1319137,17-Oct,4/29/2019 11:02,"LEVEL FOUR ADVISORY SERVICES, LLC",PLANO,TX,United States,75024,135,127,Y,Y,N,Y,N,N,2253954860
1319119,17-Oct,4/29/2019 11:02,"PRIME CAPITAL INVESTMENT ADVISORS, LLC",OVERLAND PARK,KS,United States,66211,144,87,Y,Y,N,Y,N,Y,7986132259
1317383,17-Oct,4/29/2019 11:27,"TUCKER FINANCIAL SERVICES, INC.",CHAMBERSBURG,PA,United States,17201,9,3,Y,Y,N,Y,N,N,119018392
1309928,17-Oct,4/29/2019 12:24,"OAKTREE CAPITAL MANAGEMENT, L.P.",LOS ANGELES,CA,United States,90071,624,217,Y,N,N,N,N,Y,1.01E+11
1328691,17-Oct,6/10/2019 19:34,"DILIGENT INVESTORS, LLC",BANNING,CA,United States,92220,4,4,Y,Y,N,Y,N,N,305000000
1328694,17-Oct,6/10/2019 20:08,"FARTHER FINANCE ADVISORS, LLC",SAN FRANCISCO,CA,United States,94110,1,1,Y,N,N,Y,N,N,0
1328705,17-Oct,6/11/2019 7:23,MIROVA US LLC,BOSTON,MA,United States,02199-8197,33,22,Y,N,N,N,N,Y,808819955
1328712,17-Oct,6/11/2019 8:14,VERACITY CAPITAL LLC,DALLAS,TX,United States,75244,14,14,Y,N,N,Y,N,N,0
1326962,17-Oct,6/11/2019 8:36,ROBOBROKER LLC,"SABUROVO, MOSCOW REGION",,Russia,143442,1,1,Y,N,N,N,N,N,
1328640,17-Oct,6/11/2019 9:16,"FS/KKR ADVISOR, LLC",PHILADELPHIA,PA,United States,19112,311,142,Y,N,N,N,N,Y,16664305000
1327603,17-Oct,6/11/2019 9:16,ICBC CREDIT SUISSE ASSET MANAGEMENT (INT'L) CO. LTD,HONG KONG,,China,,28,7,Y,N,N,N,N,Y,2129700000
1328721,17-Oct,6/11/2019 9:20,"FORMIDABLE ASSET MANAGEMENT, LLC",CINCINNATI,OH,United States,45202,11,7,Y,N,N,N,N,Y,416325405
1321883,17-Oct,6/11/2019 9:29,"ROTHSCHILD CAPITAL PARTNERS, LLC",NEW YORK,NY,United States,10022,8,3,Y,N,N,N,N,Y,286664394
1328740,17-Oct,6/11/2019 10:21,"PRINCIPAL SECURITIES, INC.",DES MOINES,IA,United States,50309,1603,1603,Y,Y,N,Y,N,N,6109839100
1308117,17-Oct,6/11/2019 10:26,"FS TACTICAL ADVISOR, LLC",PHILADELPHIA,PA,United States,19112,76,9,Y,N,N,N,N,N,25000000
1327401,17-Oct,6/11/2019 10:47,AGL CREDIT MANAGEMENT LP,NEW YORK,NY,United States,10036,13,6,Y,N,N,N,N,Y,650000000
1328747,17-Oct,6/11/2019 10:51,"FS GLOBAL ADVISOR, LLC",PHILADELPHIA,PA,United States,19112,76,9,Y,N,N,N,N,Y,2282993000
1328752,17-Oct,6/11/2019 11:04,"FS/EIG ADVISOR, LLC",PHILADELPHIA,PA,United States,19112,101,26,Y,N,N,N,N,Y,3893516000
1328144,17-Oct,6/11/2019 11:09,CAPITAL STRATEGY GROUP LTD,SYRACUSE,NY,United States,13202-2507,2,2,Y,N,N,Y,N,N,82361922
1322407,17-Oct,6/11/2019 11:29,"THE MATHER GROUP, LLC",CHICAGO,IL,United States,60654,52,28,Y,N,N,Y,N,N,4145238546
1316513,17-Oct,4/22/2019 10:12,"FSM WEALTH ADVISORS, LLC",CLEVELAND,OH,United States,44124,6,3,Y,N,N,Y,N,N,214417007
1311343,17-Oct,4/25/2019 8:54,DELTEC INVESTMENT ADVISERS LIMITED,NASSAU,,"Bahamas, The",N-3229,5,5,Y,N,N,N,N,N,23787774
1316591,17-Oct,4/26/2019 12:05,TRANSATLANTIQUE PRIVATE WEALTH LLC,NEW YORK,NY,United States,10022,6,4,Y,N,N,N,N,N,123108469
1318663,17-Oct,4/26/2019 13:02,PEARL DIVER CAPITAL LLP,LONDON,,United Kingdom,W1S 2YX,12,3,Y,N,N,N,N,Y,1262538333
1323246,17-Oct,5/15/2019 14:09,I-QU & CO. LLC,CHICAGO,IL,United States,60654,1,1,Y,N,N,N,N,Y,0
1325320,17-Oct,5/24/2019 9:07,"SAMSON CAPITAL MANAGEMENT, LLC",LEAWOOD,KS,United States,66206,5,3,Y,N,N,N,N,N,90832675
1324716,17-Oct,5/24/2019 9:20,"EMFO, LLC",WESTON,FL,United States,33331,11,5,Y,N,N,Y,N,N,211458717
1327775,17-Oct,6/5/2019 9:32,"FS/KKR ADVISOR, LLC",PHILADELPHIA,PA,United States,19112,311,142,Y,N,N,N,N,Y,16664305000
1326648,17-Oct,6/5/2019 10:39,"PRENTICE CAPITAL MANAGEMENT, LP",GREENWICH,CT,United States,6830,6,4,Y,N,N,N,N,Y,358464038
1321160,17-Oct,6/5/2019 11:24,"RILEY WEALTH ADVISORS, LLC",SOUTHLAKE,TX,United States,76092,2,2,Y,Y,N,N,N,N,110000000
1327838,17-Oct,6/5/2019 12:03,"PRENTICE CAPITAL MANAGEMENT, LP",GREENWICH,CT,United States,6830,6,4,Y,N,N,N,N,Y,358464038
1327881,17-Oct,6/5/2019 13:40,"TRINITY LEGACY PARTNERS, LLC",HOUSTON,TX,United States,77081,6,4,Y,Y,N,Y,N,N,169805171
1327896,17-Oct,6/5/2019 14:04,"GPM GROWTH INVESTORS, INC.",FARMINGTON HILLS,MI,United States,48334,4,3,Y,Y,N,Y,N,N,144418837
1327911,17-Oct,6/5/2019 14:58,STEPP & ROTHWELL INC,OVERLAND PARK,KS,United States,66210,20,9,Y,N,N,Y,N,N,565483172
1327861,17-Oct,6/5/2019 15:12,WARBURG PINCUS LLC,NEW YORK,NY,United States,10017-3911,589,201,Y,N,N,N,N,Y,61115865000
1323119,17-Oct,6/5/2019 15:54,FFCM LLC,BOSTON,MA,United States,2109,8,5,Y,N,N,N,N,N,1361568578
1317122,17-Oct,4/23/2019 12:34,"DANIELS D'AMELIO INVESTMENT MANAGEMENT GROUP, LLC",JUPITER,FL,United States,33458,2,2,Y,Y,N,Y,N,N,0
1317144,17-Oct,4/23/2019 13:06,"IAMS WEALTH MANAGEMENT, LLC",ELKHORN,NE,United States,68022-4609,43,40,Y,Y,N,Y,N,N,30514635
1301595,17-Oct,4/23/2019 13:37,ASPECT CAPITAL LIMITED,LONDON,,United Kingdom,W1H6AZ,123,34,Y,N,N,N,N,Y,2179285344
1316484,17-Oct,4/23/2019 14:00,"MARYLAND CAPITAL MANAGEMENT, LLC",BALTIMORE,MD,United States,21201,13,10,Y,N,N,Y,N,N,1047001134
1317212,17-Oct,4/23/2019 14:24,"AGNELLO FINANCIAL GROUP, INC.",WEST PALM BEACH,FL,United States,33401-4015,4,3,Y,Y,N,Y,N,N,151511308
1317105,17-Oct,4/23/2019 14:29,"NEW CHINA CAPITAL MANAGEMENT, LP",STAMFORD,CT,United States,06902-5836,4,3,Y,N,N,N,N,Y,552384000
1317235,17-Oct,4/23/2019 14:39,PHRACTION MANAGEMENT LLC,COLCHESTER,CT,United States,6415,3,3,Y,N,N,Y,N,N,110626580
1317246,17-Oct,4/23/2019 14:47,"CUDOS, LLC",SCOTTSDALE,AZ,United States,85258-2034,1,0,Y,N,N,Y,N,N,
1317279,17-Oct,4/23/2019 15:21,"GRAY, WILLIAM, LOYD, JR.",NASHVILLE,TN,United States,37212,2,2,Y,Y,N,N,Y,N,134562312
1317090,17-Oct,4/23/2019 16:06,COMPASS ADVISORY PARTNERS LLC,COOKEVILLE,TN,United States,38056,15,10,Y,Y,N,N,N,N,137874328
1311538,17-Oct,4/23/2019 16:33,"SUMMIT FINANCIAL, LLC",PARSIPPANY,NJ,United States,7054,195,62,Y,N,N,Y,N,N,2830390788
1316980,17-Oct,4/23/2019 16:50,FOLIUM CAPITAL LP,BOSTON,MA,United States,2108,11,10,Y,N,N,N,N,N,650886218
1317268,17-Oct,4/23/2019 17:29,"SCHARF INVESTMENTS, LLC",SCOTTS VALLEY,CA,United States,95066-3453,23,14,Y,N,N,Y,N,Y,3241169899
1317386,17-Oct,4/23/2019 18:00,STOKES FAMILY OFFICE LLC,NEW ORLEANS,LA,United States,70163,4,4,Y,N,N,Y,N,N,0
1311159,17-Oct,4/23/2019 18:16,HANCOCK CAPITAL INVESTMENT MANAGEMENT LLC,BOSTON,MA,United States,2116,505,128,Y,N,N,N,N,Y,18547910774
1317397,17-Oct,4/23/2019 18:21,THREE BELL CAPITAL LLC,LOS ALTOS,CA,United States,94022,11,7,Y,N,N,Y,N,N,1782865839
1317419,17-Oct,4/23/2019 19:18,"MINE & ARAO WEALTH CREATION AND MANAGEMENT, LLC",CAMPBELL,CA,United States,95008,3,2,Y,Y,N,N,N,N,113918517
1322928,17-Oct,5/12/2019 12:26,"BOFA SECURITIES, INC.",NEW YORK,NY,United States,10036,293,293,N,N,N,N,N,N,
1324309,17-Oct,5/20/2019 12:13,"TOWER ROAD CAPITAL, L.P.",NEW YORK,NY,United States,10019,3,2,Y,N,N,N,N,Y,0
1327660,17-Oct,6/11/2019 9:22,"SCHRODER ADVEQ MANAGEMENT US, INC.",NEW YORK,NY,United States,10018,96,34,Y,N,N,N,N,Y,10308603524
1330137,17-Oct,6/18/2019 17:11,GLUSKIN SHEFF + ASSOCIATES INC,TORONTO        ON,,Canada,M5H 2R2,139,41,Y,N,Y,N,N,Y,7160269000
1330140,17-Oct,6/18/2019 17:38,PRIME ADVISORS INC,REDMOND,WA,United States,98053,56,24,Y,Y,N,Y,N,N,17656365430
1330150,17-Oct,6/18/2019 17:47,RYAN LABS ASSET MANAGEMENT INC.,NEW YORK,NY,United States,10110,41,20,Y,N,N,Y,N,Y,8361107113
1330151,17-Oct,6/18/2019 17:51,"BLACKSTON'S FINANCIAL ADVISORY GROUP, LLC",THE VILLAGES,FL,United States,32162,5,5,Y,N,N,N,N,N,115107715
1309769,17-Oct,4/24/2019 11:39,RAPTOR CAPITAL MANAGEMENT LP,BOSTON,MA,United States,02210-1009,25,12,Y,N,N,N,N,Y,127122346
1305438,17-Oct,4/26/2019 10:14,FAMILY MANAGEMENT CORPORATION,NEW YORK,NY,United States,10022,16,6,Y,N,N,Y,N,N,1782196869
1318653,17-Oct,4/26/2019 12:40,"FIGTREE FINANCIAL ADVISORS, LLC",SANTA CLARA,CA,United States,95054,2,2,Y,Y,N,Y,N,N,0
1318613,17-Oct,4/26/2019 12:48,"WAUD CAPITAL PARTNERS, LLC",CHICAGO,IL,United States,60654,38,33,Y,N,N,N,N,Y,1877754200
1318674,17-Oct,4/26/2019 13:05,PENSION CONSULTANTS INC,SPRINGFIELD,MO,United States,65806,22,12,Y,Y,N,Y,N,N,3255950371
1318551,17-Oct,4/26/2019 13:29,"ROBUSTWEALTH, INC.",LAMBERTVILLE,NJ,United States,8530,66,33,Y,N,N,N,N,N,827942797
1317626,17-Oct,4/26/2019 13:30,CR GROUP L.P.,HOUSTON,TX,United States,77002-6340,23,15,Y,N,N,Y,N,Y,2914904418
1318695,17-Oct,4/26/2019 13:44,"SIEBERT ADVISORNXT, INC.",NEW YORK,NY,United States,10005,32,29,Y,N,N,N,N,N,55821217
1318710,17-Oct,4/26/2019 13:51,INTEGRATED WEALTH CONCEPTS LLC,WALTHAM,MA,United States,2451,197,170,Y,Y,N,Y,N,N,1353200000
1318745,17-Oct,4/26/2019 14:33,"HARBOUR INVESTMENTS, INC.",MADISON,WI,United States,53719,217,177,Y,Y,N,Y,Y,N,1961011000
1318279,17-Oct,4/26/2019 14:53,"CRESCENT GROVE ADVISORS, LLC",LAKE FOREST,IL,United States,60045,27,14,Y,Y,N,Y,N,N,2889270622
1316749,17-Oct,4/26/2019 15:20,MCLEAN ASSET MANAGEMENT CORPORATION,MCLEAN,VA,United States,22102,24,15,Y,Y,N,Y,N,N,743675192
1318771,17-Oct,4/26/2019 15:25,"THE MATHER GROUP, LLC",CHICAGO,IL,United States,60654,52,28,Y,N,N,Y,N,N,4145238546
1318302,17-Oct,4/26/2019 15:30,BOLTWOOD CAPITAL MANAGEMENT,WALNUT CREEK,CA,United States,94596,3,3,Y,N,N,Y,N,N,215237271
1318777,17-Oct,4/26/2019 15:36,ELEMENT MANAGEMENT LP,WAYNE,PA,United States,19087,3,3,Y,N,N,N,N,Y,566809576
1318808,17-Oct,4/26/2019 15:43,ATLAS WEALTH ADVISORS LLC,DALLAS,TX,United States,75231,18,9,Y,Y,N,Y,N,N,282785708
1318820,17-Oct,4/26/2019 15:53,FSC SECURITIES CORPORATION,ATLANTA,GA,United States,30339,1602,678,Y,Y,N,Y,Y,N,8223701222
1318831,17-Oct,4/26/2019 15:59,"ROYAL ALLIANCE ASSOCIATES, INC.",JERSEY CITY,NJ,United States,7302,2951,2027,Y,Y,N,Y,Y,N,12621142596
1318037,17-Oct,4/26/2019 15:59,"LASALLE ST. INVESTMENT ADVISORS, L.L.C.",ELMHURST,IL,United States,60126-1131,111,111,Y,Y,N,Y,Y,N,1306175265
1318856,17-Oct,4/26/2019 16:28,"LLR WALNUT, L.P.",PHILADELPHIA,PA,United States,19104,56,38,Y,N,N,N,N,Y,2931197306
1307695,17-Oct,4/26/2019 16:32,"GOLDMAN SACHS ASSET MANAGEMENT CO., LTD.","MINATO-KU, TOKYO",,Japan,106-6147,157,108,Y,N,N,Y,N,Y,49277167895
1307691,17-Oct,4/26/2019 16:42,GOLDMAN SACHS HEDGE FUND STRATEGIES LLC,NEW YORK,NY,United States,10282,60,60,Y,N,N,Y,N,Y,14802133837
1318863,17-Oct,4/26/2019 17:03,"STRATEGIC WEALTH ADVISORS GROUP, LLC",SACRAMENTO,CA,United States,95864,250,104,Y,Y,N,Y,N,N,3616724133
1317224,17-Oct,4/26/2019 17:27,"LAPIS ADVISERS, LP",LARKSPUR,CA,United States,94939,7,4,Y,N,N,N,N,Y,511989348
1318910,17-Oct,4/26/2019 17:41,SQN INVESTORS LP,REDWOOD CITY,CA,United States,94065,16,8,Y,N,N,N,N,N,1181250684
1309801,17-Oct,4/26/2019 17:54,"NRG ADVISORS, LLC",HOUSTON,TX,United States,77002,11,7,Y,N,N,Y,N,N,0
1318632,17-Oct,4/26/2019 12:14,"FIGTREE FINANCIAL ADVISORS, LLC",SANTA CLARA,CA,United States,95054,2,2,Y,Y,N,Y,N,N,0
1316944,17-Oct,5/10/2019 5:52,"TAYLOR, BERNARD","WORCESTER, WORCESTERSHIRE",,United Kingdom,WR5 1AU,1,1,Y,N,N,N,N,N,334139664
1322825,17-Oct,5/10/2019 15:52,PLANNING SOLUTIONS INTERNATIONAL LLC,JACKSONVILLE,FL,United States,32217,3,2,Y,N,N,Y,N,N,0
1320673,17-Oct,5/10/2019 16:33,"GOLDENROD CAPITAL ADVISORS, LLC",OMAHA,NE,United States,68122,9,1,Y,N,N,N,N,Y,108848707
1322874,17-Oct,5/10/2019 16:41,FORMULA GROWTH LIMITED,MONTREAL,,Canada,H3A 2R7,14,4,Y,N,N,N,N,Y,1452157417
1322883,17-Oct,5/10/2019 17:06,"LASALLE ST. INVESTMENT ADVISORS, L.L.C.",ELMHURST,IL,United States,60126-1131,111,111,Y,Y,N,Y,Y,N,1306175265
1322889,17-Oct,5/10/2019 17:17,INSTITUTE FOR WEALTH MANAGEMENT LLC,DENVER,CO,United States,80203-1022,5,3,Y,Y,N,Y,N,N,841371068
1322892,17-Oct,5/10/2019 17:39,ARNHOLD LLC,NEW YORK,NY,United States,10019-4602,13,7,Y,N,N,N,N,Y,3905753282
1322897,17-Oct,5/10/2019 18:07,"FINANCIAL PLANNING SERVICES, INC",RALEIGH,NC,United States,27615-1561,1,1,Y,Y,N,Y,N,N,112877931
1322896,17-Oct,5/10/2019 19:01,"MIZUHO ALTERNATIVE INVESTMENTS, LLC",NEW YORK,NY,United States,10017,26,13,Y,N,N,Y,N,Y,1083518594
1322910,17-Oct,5/10/2019 19:35,"WEALTHPLAN PARTNERS, INC.",OMAHA,NE,United States,68154,71,31,Y,Y,N,Y,N,N,1665378328
1326825,17-Oct,5/30/2019 17:34,"ETESIAN WEALTH ADVISORS, INC.",LAKE OSWEGO,OR,United States,97035,6,4,Y,Y,N,Y,N,N,215199291
1326856,17-Oct,5/30/2019 17:43,"JEFFERIES INVESTMENT ADVISERS, LLC",NEW YORK,NY,United States,10022-4213,108,47,Y,N,Y,N,Y,Y,4610461166
1326177,17-Oct,5/30/2019 19:32,"MAINSAIL MANAGEMENT COMPANY, LLC",SAN FRANCISCO,CA,United States,94111,30,14,Y,N,N,N,N,Y,647293386
1326091,17-Oct,5/30/2019 19:44,"NWM ADVISORS, LLC",SAN LUIS OBISPO,CA,United States,93401,5,2,Y,Y,N,Y,N,N,196760000
1326938,17-Oct,5/30/2019 20:14,SGIM INC.,NEW YORK,NY,United States,10004,2,2,Y,N,N,N,N,Y,6556601
1325685,17-Oct,5/30/2019 20:44,"AETHER INVESTMENT PARTNERS, LLC",DENVER,CO,United States,80202,14,9,Y,N,N,N,N,Y,1529639838
1329661,17-Oct,6/17/2019 5:45,"RF&L WEALTH MANAGEMENT, LLC",ACTON,MA,United States,1720,3,3,Y,N,N,N,N,N,149138077
1329771,17-Oct,6/20/2019 16:04,FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.,NEW YORK,NY,United States,10178-0002,55,43,Y,N,N,N,N,Y,15464421622
1330343,17-Oct,6/21/2019 12:07,JF INTERNATIONAL MANAGEMENT INC.,HONG KONG,,Hong Kong,,56,44,Y,N,N,N,N,N,471827920
1330798,17-Oct,6/21/2019 12:15,"BEAM ASSET MANAGEMENT, LLC",COVINGTON,LA,United States,70433,26,26,Y,Y,N,Y,N,N,444152342
1330782,17-Oct,6/21/2019 12:19,"BYRNE ASSET MANAGEMENT, LLC",PRINCETON,NJ,United States,8540,4,4,Y,N,N,Y,N,N,135855064
1327886,17-Oct,6/21/2019 12:31,"LIDO ADVISORS, LLC",LOS ANGELES,CA,United States,90067,61,32,Y,Y,N,Y,N,N,4086490627
1322435,17-Oct,5/9/2019 10:18,"ARS INVESTMENT ADVISORS, INC.",BOUNTIFUL,UT,United States,84010,22,21,Y,Y,N,Y,N,N,165000000
1322640,17-Oct,5/15/2019 7:59,GOLDBERG LINDSAY & CO. LLC,NEW YORK,NY,United States,10111,92,37,Y,N,N,N,N,Y,5158545256
1323034,17-Oct,5/15/2019 8:39,"PRISM FINANCIAL GROUP, L.L.C.",OVERLAND PARK,KS,United States,66210-1984,8,3,Y,Y,N,Y,N,N,666504910
1325480,17-Oct,5/31/2019 15:40,"EP WEALTH ADVISORS, LLC.",TORRANCE,CA,United States,90503,99,47,Y,Y,N,Y,N,N,4390000000
1327146,17-Oct,5/31/2019 15:42,SYZ SWISS ADVISORS S.A.,ZURICH,,Switzerland,8001,7,2,Y,N,N,N,N,Y,204238942
1327153,17-Oct,5/31/2019 15:55,"WEALTH ADVISORY SOLUTIONS, LLC",ZIONSVILLE,IN,United States,46077,15,10,Y,Y,N,Y,N,N,192992818
1326718,17-Oct,5/31/2019 16:02,"NINE TEN CAPITAL MANAGEMENT, LLC",AUSTIN,TX,United States,78738,5,5,Y,N,N,N,N,Y,432118684
1327141,17-Oct,5/31/2019 16:29,"FARMERS FINANCIAL SOLUTIONS, LLC",WESTLAKE VILLAGE,CA,United States,91361,25,25,Y,Y,N,Y,Y,N,
1326432,17-Oct,5/31/2019 16:52,"FOXHAVEN ASSET MANAGEMENT, LP",CHARLOTTESVILLE,VA,United States,22902,9,5,Y,N,N,N,N,Y,2590374198
1327181,17-Oct,5/31/2019 17:04,UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER,SCOTTSDALE,AZ,United States,85258,515,411,Y,Y,N,Y,Y,N,3208010125
1326660,17-Oct,5/31/2019 17:16,POST ROAD GROUP LLC,STAMFORD,CT,United States,6901,11,8,Y,N,N,N,N,Y,445650782
1327189,17-Oct,5/31/2019 17:33,"TRIDENT OS, LLC",MARSHFIELD,MA,United States,2050,5,3,Y,N,N,N,N,N,0
1326063,17-Oct,5/31/2019 17:47,"MURRAY STREET CAPITAL ADVISORS, LLC",FORT LAUDERDALE,FL,United States,33316,1,1,Y,N,N,N,N,N,21000000
1316446,17-Oct,5/31/2019 18:03,EUDAIMONIA ADVISORS,WINCHESTER,TN,United States,37398,2,1,Y,N,N,Y,N,N,0
1327216,17-Oct,5/31/2019 20:11,"PINNACLE ASSET MANAGEMENT, INC.",ROSEVILLE,CA,United States,95661,7,2,Y,Y,N,Y,N,N,120111315
1328484,17-Oct,6/9/2019 17:06,"BRIDGER CAPITAL MANAGEMENT, LLC",SOUTHLAKE,TX,United States,76092,2,2,Y,N,N,N,N,N,159076518
1329841,17-Oct,6/17/2019 16:35,LOCKWOOD ADVISORS INC,KING OF PRUSSIA,PA,United States,19406,33,19,Y,N,N,Y,N,N,7003985719
1329813,17-Oct,6/17/2019 17:16,"NEXT FINANCIAL GROUP, INC.",HOUSTON,TX,United States,77042,457,451,Y,Y,N,Y,N,N,1652886583
1329837,17-Oct,6/17/2019 17:34,HITCHWOOD CAPITAL MANAGEMENT LP,NEW YORK,NY,United States,10019,26,13,Y,N,N,N,N,Y,3198920751
1329885,17-Oct,6/17/2019 17:44,OLD PEAK FINANCE LLC,CHAPEL HILL,NC,United States,27517,4,4,Y,N,N,Y,N,N,204463975
1326103,17-Oct,6/17/2019 19:22,CUTLER CAPITAL MANAGEMENT LLC,WORCESTER,MA,United States,01608-1518,7,5,Y,N,N,N,N,Y,282822000
1323195,17-Oct,6/17/2019 20:06,"SPARX ASSET MANAGEMENT CO., LTD.",TOKYO,,Japan,108-0075,114,31,Y,N,N,N,N,Y,8538667589
1328504,17-Oct,6/18/2019 12:16,ANTHONY RAMIREZ INC.,ALHAMBRA,CA,United States,91803,1,1,Y,N,N,N,N,N,120000000
1327936,17-Oct,6/18/2019 16:01,"FAIRHAVEN WEALTH MANAGEMENT, LLC",WHEATON,IL,United States,60187,8,7,Y,N,N,Y,Y,N,315102472
1330203,17-Oct,6/19/2019 10:18,"DOMANI WEALTH, LLC",LANCASTER,PA,United States,17601-5879,25,23,Y,Y,N,Y,N,N,1071554102
1310013,17-Oct,4/24/2019 11:37,ASSET MANAGEMENT ONE USA INC.,NEW YORK,NY,United States,10022,17,9,Y,Y,N,N,N,Y,4848998949
1317615,17-Oct,4/26/2019 11:28,TEXAS YALE CAPITAL CORP.,ST. PETERSBURG,FL,United States,33707,7,4,Y,N,N,N,N,Y,1713334981
1318612,17-Oct,4/26/2019 11:41,BARON FINANCIAL GROUP LLC,FAIR LAWN,NJ,United States,07410-2504,8,5,Y,N,N,Y,N,N,203418592
1318223,17-Oct,4/26/2019 11:49,RIVERWOOD CAPITAL MANAGEMENT L.P.,MENLO PARK,CA,United States,94025,42,23,Y,N,N,N,N,Y,2632453101
1317337,17-Oct,4/26/2019 12:52,"VERDAD ADVISERS, L.P.",BOSTON,MA,United States,2111,3,3,Y,N,N,N,N,Y,159153693
1319886,17-Oct,5/2/2019 8:33,"THE DAVID J. YVARS, GROUP, INC",VALHALLA,NY,United States,10595,6,5,Y,N,N,N,N,N,205168236
1324004,17-Oct,5/17/2019 9:45,"COMPREHENSIVE CAPITAL MANAGEMENT, INC.",ROCKAWAY,NJ,United States,7866,28,15,Y,Y,N,Y,N,N,115178305
1330038,17-Oct,6/18/2019 14:03,"HARBOUR INVESTMENTS, INC.",MADISON,WI,United States,53719,217,177,Y,Y,N,Y,Y,N,1961011000
1330047,17-Oct,6/18/2019 14:26,"PROFIT INVESTMENT MANAGEMENT, LLC",ROCKVILLE,MD,United States,20852,5,2,Y,N,N,N,N,Y,125738569
1330063,17-Oct,6/18/2019 14:55,IHT WEALTH MANAGEMENT LLC,CHICAGO,IL,United States,60605,153,99,Y,Y,N,N,N,N,1267880055
1328454,17-Oct,6/18/2019 15:52,"CELERES CAPITAL ADVISORS, LLC",SAN JUAN,PR,United States,907,8,8,Y,N,N,Y,N,Y,0
1329054,17-Oct,6/20/2019 15:32,"COPPERLEAF CAPITAL, LLC",RALEIGH,NC,United States,27609,8,4,Y,N,N,Y,N,N,198380329
1330250,17-Oct,6/24/2019 8:22,"PARSIFAL CAPITAL MANAGEMENT, LP",GREENWICH,CT,United States,6830,7,5,Y,N,N,N,N,Y,259500000
1330421,17-Oct,6/24/2019 8:42,"LEGACY WEALTH MANAGEMENT, LLC",RIDGELAND,MS,United States,39157,1,0,Y,N,N,N,N,N,0
1326110,17-Oct,6/24/2019 8:45,MARIANAS FUND MANAGEMENT LLC,CHARLOTTESVILLE,VA,United States,22902,2,1,Y,N,N,N,N,Y,952491849
1330974,17-Oct,6/24/2019 9:00,ALATUS CAPITAL SA,GENEVA,,Switzerland,1201,10,5,Y,N,N,N,N,Y,1876919501
1330821,17-Oct,6/24/2019 9:34,"BELLE HAVEN INVESTMENTS, L.P.",RYE BROOK,NY,United States,10573-1301,31,31,Y,N,N,N,N,N,8053668558
1330750,17-Oct,6/24/2019 9:36,VINTAGE FINANCIAL SERVICES LLC,ANN ARBOR,MI,United States,48103,14,4,Y,N,N,Y,N,N,608400000
1330671,17-Oct,6/24/2019 9:43,"UMB FINANCIAL SERVICES, INC.",KANSAS CITY,MO,United States,64106,70,70,Y,N,N,N,N,N,29217423
1330994,17-Oct,6/24/2019 10:01,"LINDEN THOMAS ADVISORY SERVICES, LLC",CHARLOTTE,NC,United States,28202,1,1,Y,Y,N,Y,N,N,676450880
1316482,17-Oct,4/22/2019 9:19,PACITTI GROUP INC.,SARASOTA,FL,United States,34240,1,1,Y,Y,N,Y,N,N,0
1316975,17-Oct,4/25/2019 8:51,YANGQIANGUAN LLC,"CHAOYANG DISTRICT, BEIJING",,China,100020,2,2,Y,N,N,N,N,N,0
1318065,17-Oct,4/25/2019 11:07,"WELLS FARGO CLEARING SERVICES, LLC",ST. LOUIS,MO,United States,63103-2205,26352,11574,Y,Y,N,Y,Y,N,4.33E+11
1318638,17-Oct,4/26/2019 12:16,"DMJ WEALTH ADVISORS, LLC",GREENSBORO,NC,United States,27408,10,10,Y,Y,N,Y,N,N,0
1321098,17-Oct,5/6/2019 9:18,"WATERFALL ASSET MANAGEMENT, LLC",NEW YORK,NY,United States,10036,137,70,Y,N,N,N,N,Y,8942417644
1328004,17-Oct,6/7/2019 9:52,"ARGENTUS ADVISORS, LLC",GIG HARBOR,WA,United States,98335,11,10,Y,Y,N,Y,N,N,143000000
1328793,17-Oct,6/11/2019 12:47,"ASHWORTH & SULLIVAN WEALTH MANAGEMENT GROUP, LLC",ALPHARETTA,GA,United States,30022,8,6,Y,Y,Y,Y,N,N,122137086
1329579,17-Oct,6/14/2019 15:02,"COORDINATED CAPITAL SECURITIES, INC.",MADISON,WI,United States,53716,61,17,Y,Y,N,Y,Y,N,152809921
1331007,17-Oct,6/24/2019 11:51,"LAWRENCE WEALTH MANAGEMENT, LLC",ENGLEWOOD,CO,United States,80112,1,1,Y,N,N,N,N,N,32000000
1329525,17-Oct,6/24/2019 12:08,DUNDAS PARTNERS LLP,EDINBURGH,,United Kingdom,EH3 6JA,9,6,Y,N,N,N,N,N,1338000000
1331046,17-Oct,6/24/2019 13:16,"SUNTRUST ADVISORY SERVICES, INC.",ATLANTA,GA,United States,30303,1571,1510,Y,Y,N,N,N,N,20406183375
1331061,17-Oct,6/24/2019 13:17,IHT WEALTH MANAGEMENT LLC,CHICAGO,IL,United States,60606,153,99,Y,Y,N,N,N,N,1267880055
1331062,17-Oct,6/24/2019 13:28,"WIND POINT ADVISORS, LLC",CHICAGO,IL,United States,60611,30,20,Y,N,N,N,N,Y,1944479181
1328312,17-Oct,6/24/2019 13:29,OPTIMA ASSET MANAGEMENT INC,DALLAS,TX,United States,75231,2,2,Y,N,N,Y,N,N,452937101
1331071,17-Oct,6/24/2019 13:32,"TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC",NEW YORK,NY,United States,10017-3206,1988,920,Y,N,N,N,N,N,25183075928
1330989,17-Oct,6/24/2019 13:36,"OGAM, LP",HOUSTON,TX,United States,77027,17,5,N,N,N,N,N,N,2612312327
1331072,17-Oct,6/24/2019 13:42,"TRUEFG, LLC",CEDAR PARK,TX,United States,78613,2,2,Y,Y,N,Y,N,N,121000000
1330428,17-Oct,6/24/2019 13:45,SELDON CAPITAL LLC,SAN FRANCISCO,CA,United States,94102,1,1,Y,N,N,N,N,N,106648865
1330469,17-Oct,6/24/2019 13:47,VISE AI ADVISORS,SAN FRANCISCO,CA,United States,94104,6,4,Y,N,N,N,N,N,0
1298235,17-Oct,6/24/2019 13:47,CONDOR CAPITAL MANAGEMENT,MARTINSVILLE,NJ,United States,08836-2053,16,12,Y,Y,N,Y,N,N,960676360
1331079,17-Oct,6/24/2019 13:49,BNY MELLON SECURITIES CORPORATION,NEW YORK,NY,United States,10166,355,113,Y,N,N,N,N,N,1482940388
1331077,17-Oct,6/24/2019 13:49,CEDAR ROCK CAPITAL LIMITED,LONDON,,United Kingdom,W1U 3RW,8,6,Y,N,N,N,N,N,11337519824
1329022,17-Oct,6/24/2019 13:51,"BACKENDB.COM, LLC",MARTINSVILLE,NJ,United States,8836,8,6,N,N,N,N,N,N,
1327574,17-Oct,6/24/2019 14:23,NOMURA ASSET MANAGEMENT U.S.A. INC,NEW YORK,NY,United States,10019-7316,54,7,Y,N,N,N,N,Y,1238076789
1309242,17-Oct,4/10/2019 16:13,"INTEGRE ASSET MANAGEMENT, LLC",NEW YORK,NY,United States,10017,5,3,Y,N,N,N,N,N,165907927
1309355,17-Oct,4/10/2019 16:22,USCA RIA LLC,HOUSTON,TX,United States,77027,73,51,Y,N,N,Y,N,Y,2963614496
1309247,17-Oct,4/10/2019 16:26,CLARIVEST ASSET MANAGEMENT LLC,SAN DIEGO,CA,United States,92130,23,13,Y,N,N,N,N,Y,6742900000
1309274,17-Oct,4/10/2019 16:28,"K2/D&S MANAGEMENT CO., L.L.C.",STAMFORD,CT,United States,06901-3535,115,53,Y,N,N,N,N,Y,10633256377
1309361,17-Oct,4/10/2019 16:30,"MWA FINANCIAL SERVICES, INC.",ROCK ISLAND,IL,United States,61204-4116,718,39,Y,Y,N,Y,N,N,20468756
1309294,17-Oct,4/10/2019 16:32,"K2 ADVISORS, L.L.C.",STAMFORD,CT,United States,6901,0,0,N,N,N,N,N,Y,142395498
1309377,17-Oct,4/10/2019 17:10,"SEACREST WEALTH MANAGEMENT, LLC",PURCHASE,NY,United States,10577,51,42,Y,Y,N,Y,N,N,696097284
1309386,17-Oct,4/10/2019 17:23,"DEERFIELD FINANCIAL ADVISORS, INC.",INDIANAPOLIS,IN,United States,46240,16,5,Y,Y,N,Y,N,N,629046810
1309388,17-Oct,4/10/2019 17:24,"STONE HOUSE INVESTMENT MANAGEMENT, LLC",TUNKHANNOCK,PA,United States,18657,9,7,Y,Y,N,Y,N,N,218158447
1309044,17-Oct,4/10/2019 17:34,BITTERROOT CAPITAL ADVISORS LLC,BOZEMAN,MT,United States,59715,8,8,Y,N,N,Y,N,N,996006543
1309397,17-Oct,4/10/2019 18:02,"WEALTH ENHANCEMENT & PRESERVATION OF GA, LLC",ALPHARETTA,GA,United States,30022,13,6,Y,Y,N,Y,N,N,107000000
1308657,17-Oct,4/10/2019 18:06,PERCEPTIVE ADVISORS LLC.,NEW YORK,NY,United States,10003,27,17,Y,N,N,N,N,Y,5041667000
1309231,17-Oct,4/10/2019 18:42,"STORDAHL CAPITAL MANAGEMENT, INC.",GREENWOOD VILLAGE,CO,United States,80111,5,3,Y,Y,N,N,N,N,283850516
1306626,17-Oct,4/10/2019 19:12,"CEDAR MOUNTAIN ADVISORS, LLC",PORTLAND,OR,United States,97201,7,7,Y,Y,N,Y,N,N,500498313
1309415,17-Oct,4/10/2019 19:14,"CEDAR MOUNTAIN ADVISORS, LLC",PORTLAND,OR,United States,97201,7,7,Y,Y,N,Y,N,N,500498313
1309416,17-Oct,4/10/2019 19:17,"CONNECTIVE CAPITAL MANAGEMENT, LLC",PALO ALTO,CA,United States,94301,7,4,Y,N,N,N,N,Y,104287205
1309410,17-Oct,4/10/2019 19:19,"FINANCIALADVICE4ME, LLC",BUENA VISTA,CO,United States,81211,3,2,Y,N,N,Y,N,N,0
1309422,17-Oct,4/10/2019 19:40,"FINANCIALADVICE4ME, LLC",BUENA VISTA,CO,United States,81211,3,2,Y,N,N,Y,N,N,0
1309423,17-Oct,4/10/2019 19:41,CAPITAL MARKET STRATEGIES LLC,PALM BEACH GARDENS,FL,United States,33410,3,3,Y,Y,N,Y,N,N,131393628
1309425,17-Oct,4/10/2019 20:01,CWS FINANCIAL ADVISORS LLC,KALAMAZOO,MI,United States,49007,3,3,Y,Y,N,Y,N,N,882521708
1297858,17-Oct,4/10/2019 20:03,D.A. DAVIDSON & CO.,GREAT FALLS,MT,United States,59401,630,524,Y,Y,N,Y,Y,Y,17105038923
1309426,17-Oct,4/10/2019 20:06,"VIRTUE CAPITAL MANAGEMENT, LLC",BRENTWOOD,TN,United States,37027,118,103,Y,Y,N,Y,N,N,465235315
1332194,17-Oct,6/28/2019 15:47,CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.,"VANCOUVER, BC",,Canada,V7Y 1H2,17,14,Y,N,N,N,N,N,
1331441,17-Oct,6/28/2019 16:06,COLLER CAPITAL INC,NEW YORK,NY,United States,10022,34,22,N,N,N,N,N,N,3245743723
1332211,17-Oct,6/28/2019 16:21,"LAWRENCE WEALTH MANAGEMENT, LLC",ENGLEWOOD,CO,United States,80112,1,1,Y,N,N,N,N,N,32000000
1332202,17-Oct,6/28/2019 16:35,"RCG LONGVIEW MANAGEMENT, LLC",NEW YORK,NY,United States,10001-3967,16,10,Y,N,N,N,N,Y,1818658000
1332124,17-Oct,6/28/2019 16:54,"RIALTO CAPITAL MANAGEMENT, LLC",MIAMI,FL,United States,33172,65,55,Y,N,N,N,N,Y,4480412775
1332221,17-Oct,6/28/2019 17:10,RINGS CAPITAL MANAGEMENT LLC,CHICAGO,IL,United States,60640,1,1,Y,N,N,N,N,Y,146353791
1332115,17-Oct,6/28/2019 17:18,JORDAN PARK GROUP LLC,SAN FRANCISCO,CA,United States,94111,53,17,Y,N,N,Y,N,Y,9237655510
1332228,17-Oct,6/28/2019 17:23,PROEQUITIES INC,BIRMINGHAM,AL,United States,35223,1464,771,Y,Y,N,Y,Y,N,3378639075
1332232,17-Oct,6/28/2019 17:57,"NAVIGATE PRIVATE WEALTH, LLC",DRAPER,UT,United States,84020,13,13,Y,Y,N,Y,N,N,306673703
1302769,17-Oct,6/28/2019 18:16,"RADIANX CAPITAL, LLC",NEW YORK,NY,United States,10017,3,2,Y,N,N,N,N,Y,231429372
1331973,17-Oct,6/28/2019 20:57,"EXODUSPOINT CAPITAL MANAGEMENT, LP",NEW YORK,NY,United States,10022,203,85,N,N,N,N,N,Y,82203734509
1331453,17-Oct,6/28/2019 22:50,DELANCEY ASSET MANAGEMENT LIMITED,LONDON,,United Kingdom,W1J6ER,39,25,N,N,N,Y,N,N,839751065
1331131,17-Oct,6/28/2019 16:00,"ONEK FINANCIAL, INC.",BALTIMORE,MD,United States,21202,46,12,Y,N,N,Y,N,N,43702872
1329137,17-Oct,6/28/2019 16:01,"MEADOR FINANCIAL, INC.",THOUSAND OAKS,CA,United States,91360,4,3,Y,Y,N,Y,Y,N,140314211
1310385,17-Oct,6/25/2019 19:24,HARBOUR POINT MANAGEMENT LP,GREENWICH,CT,United States,6830,5,5,N,N,N,Y,N,Y,235239587
1328218,17-Oct,6/26/2019 9:58,"NOMURA ASSET MANAGEMENT CO., LTD.",TOKYO,,Japan,103-8260,840,265,Y,N,N,N,N,Y,5.29E+11
1329777,17-Oct,6/26/2019 10:10,JMX US LLC,BOSTON,MA,United States,2108,1,1,Y,N,N,N,N,Y,0
1331518,17-Oct,6/26/2019 10:21,ITAU INTERNATIONAL SECURITIES INC.,MIAMI,FL,United States,33131,14,14,Y,N,N,N,N,Y,130624676
1324609,17-Oct,6/26/2019 12:23,SNOWCAT CAPITAL MANAGEMENT LP,NEW YORK,NY,United States,10168,5,3,Y,N,N,N,N,Y,
1331596,17-Oct,6/26/2019 13:08,"RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC",SAINT PETERSBURG,FL,United States,33716,6224,5062,Y,Y,N,Y,Y,N,1.04E+11
1331610,17-Oct,6/26/2019 13:21,"FIRST CITIZENS INVESTOR SERVICES, INC.",RALEIGH,NC,United States,27603,177,96,Y,N,N,Y,N,N,789738688
1331623,17-Oct,6/26/2019 14:14,"KRAFT ASSET MANAGEMENT, LLC",NASHVILLE,TN,United States,37228,7,7,Y,Y,N,Y,N,N,357714435
1326190,17-Oct,6/26/2019 14:35,"L.S.Y., INC",SAN RAMON,CA,United States,94583,46,46,Y,Y,N,Y,Y,N,408701428
1329928,17-Oct,6/26/2019 15:09,"X-SQUARE CAPITAL, LLC",HATO REY,PR,United States,918,6,6,Y,N,N,N,N,Y,396142183
1331639,17-Oct,6/26/2019 15:18,OSMOSIS INVESTMENT MANAGEMENT US LLC,LONDON,,United Kingdom,EC3R 8DE,18,13,Y,N,N,N,N,N,531072425
1331568,17-Oct,6/26/2019 15:26,PBMARES WEALTH MANAGEMENT LLC,WILLIAMSBURG,VA,United States,23185,11,11,Y,Y,N,Y,N,N,538504045
1307229,17-Oct,6/26/2019 15:29,"FOUR CORNERS CAPITAL MANAGEMENT, LLC",PHILADELPHIA,PA,United States,19103-7098,18,16,Y,N,N,N,N,N,34475095
1330389,17-Oct,6/26/2019 15:44,"SALVUS WEALTH MANAGEMENT, LLC",SHREWSBURY,NJ,United States,7702,4,4,Y,Y,N,Y,N,N,113421919
1331667,17-Oct,6/26/2019 16:11,"REBY ADVISORS, LLC",DANBURY,CT,United States,6810,13,13,Y,Y,N,Y,Y,N,411161713
1331605,17-Oct,6/26/2019 16:36,"WALLINGTON ASSET MANAGEMENT, LLC",INDIANAPOLIS,IN,United States,46240-2134,18,7,Y,Y,N,N,N,N,675985316
1331621,17-Oct,6/26/2019 17:10,STRUCTURAL MANAGEMENT LLC,WOODSIDE,CA,United States,94062-3677,1,1,Y,Y,N,Y,N,N,10198284
1323483,17-Oct,6/26/2019 17:28,"CLEARBRIDGE INVESTMENTS, LLC",NEW YORK,NY,United States,10018,208,79,Y,N,N,N,N,Y,1.42E+11
1325804,17-Oct,6/26/2019 17:43,"ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC",SAN FRANCISCO,CA,United States,94105,15,12,Y,N,N,Y,N,Y,545754381
1326132,17-Oct,6/26/2019 17:50,NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC,NEW YORK,NY,United States,10019-7316,41,20,Y,N,N,N,N,Y,29660128976
1331695,17-Oct,6/26/2019 18:11,"MIRAMONTES CAPITAL, LLC",NEWPORT BEACH,CA,United States,92660,10,4,Y,Y,N,Y,N,N,136000000
1327793,17-Oct,6/26/2019 19:15,"MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.",CHICAGO,IL,United States,60654,193,99,Y,N,N,N,N,Y,25889955000
1331712,17-Oct,6/26/2019 20:59,"CADENT CAPITAL ADVISORS, LLC",TULSA,OK,United States,74137,9,7,Y,Y,N,N,N,N,333069881
1332111,17-Oct,6/28/2019 12:34,GYROSCOPE CAPITAL MANAGEMENT GROUP LLC,NAPLES,FL,United States,34108,6,4,Y,N,N,N,N,Y,259976111
1330312,17-Oct,6/28/2019 12:41,"KRANE FINANCIAL SOLUTIONS, LLC",CALABASAS,CA,United States,91302,3,1,Y,Y,N,Y,N,N,108985131
1307217,17-Oct,6/28/2019 12:48,MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST,PHILADELPHIA,PA,United States,19103-7098,582,127,Y,N,N,Y,N,Y,1.59E+11
1332121,17-Oct,6/28/2019 13:02,"ARGI INVESTMENT SERVICES, LLC",LOUISVILLE,KY,United States,40245,123,69,Y,Y,N,Y,N,N,2162650983
1332126,17-Oct,6/28/2019 13:09,SANDBAR ASSET MANAGEMENT LLP,"LONDON, ENGLAND",,United Kingdom,EC2N 2AT,12,7,Y,N,N,N,N,Y,603853996
1331767,17-Oct,6/28/2019 13:45,OTUS CAPITAL MANAGEMENT LIMITED,LONDON,,United Kingdom,SW1H 9BU,13,6,Y,N,N,N,N,Y,634300000
1309544,17-Oct,6/28/2019 13:51,ZENYTH ADVISORS LLC,GREAT NECK,NY,United States,11021,6,6,Y,N,N,N,N,Y,310300000
1326144,17-Oct,6/28/2019 13:55,EXCOMP ASSET MANAGEMENT LTD,MELVILLE,NY,United States,11747,4,2,Y,N,N,Y,N,N,128056401
1320961,17-Oct,6/28/2019 14:02,"EDUCATION GROWTH PARTNERS, LLC",STAMFORD,CT,United States,6901,4,4,Y,N,N,N,N,Y,200700000
1329958,17-Oct,6/28/2019 14:06,"QCM CAYMAN, LTD.",HOUSTON,TX,United States,77046,179,35,N,N,N,N,N,N,255761753
1331273,17-Oct,6/28/2019 14:16,MACKENZIE INVESTMENTS CORPORATION,"TORONTO, ONTARIO",,Canada,M5V 3K1,9,6,Y,N,N,N,N,Y,840973065
1332063,17-Oct,6/28/2019 14:46,DBX ADVISORS LLC,NEW YORK,NY,United States,10154,37,14,Y,N,N,N,N,N,10694191251
1330861,17-Oct,6/28/2019 14:47,HIGHVISTA STRATEGIES LLC,BOSTON,MA,United States,2116,38,12,Y,N,N,N,N,Y,3324425370
1316453,17-Oct,6/28/2019 15:02,LANDER & ASSOCIATES INC,OAK HILL,VA,United States,20171,1,1,Y,Y,N,Y,N,N,124487537
1329789,17-Oct,6/28/2019 15:08,"ALTAI CAPITAL MANAGEMENT, L.P.",NEWPORT BEACH,CA,United States,92660,4,2,Y,N,N,Y,N,Y,126313000
1332184,17-Oct,6/28/2019 15:18,"TPG FINANCIAL ADVISORS, LLC",PORTLAND,OR,United States,97223,16,10,Y,Y,N,Y,N,N,805173963
1321327,17-Oct,6/28/2019 15:24,GALAXY DIGITAL CAPITAL MANAGEMENT LP,NEW YORK,NY,United States,10013,32,10,Y,N,N,N,N,Y,408867791
1328626,17-Oct,6/28/2019 15:28,"MIRA AMERICAS, INC.",NEW YORK,NY,United States,10019,163,100,Y,N,N,N,N,Y,1318950050
1330929,17-Oct,6/28/2019 15:32,WESTERN ASSET MANAGEMENT COMPANY LTD,"CHIYODA-KU, TOKYO",,Japan,100-6536,24,4,Y,N,N,N,N,N,6003449003
1326210,17-Oct,6/28/2019 8:05,"HIGHPEAK ENERGY MANAGEMENT, LLC",FORT WORTH,TX,United States,76102,23,18,N,N,N,N,N,Y,1105000000
1331426,17-Oct,6/26/2019 14:17,"JOHN C. FOTI, DBA EXPERIENT PORTFOLIO MANAGEMENT",TILLAMOOK,OR,United States,97141,1,1,Y,N,N,N,N,N,7695900
1331624,17-Oct,6/26/2019 14:20,"FUSION CAPITAL, LLC",MT. PLEASANT,SC,United States,29464,7,5,Y,Y,N,Y,N,N,141687232
1331644,17-Oct,6/26/2019 15:19,"EP WEALTH ADVISORS, LLC.",TORRANCE,CA,United States,90503,99,47,Y,Y,N,Y,N,N,4390000000
1331645,17-Oct,6/26/2019 15:28,"FEATHERINGILL CAPITAL, LLC",BIRMINGHAM,AL,United States,35213,5,4,N,N,N,N,N,Y,102801891
1331092,17-Oct,6/26/2019 15:46,"KORNITZER CAPITAL MANAGEMENT, INC.",SHAWNEE MISSION,KS,United States,66205-3084,35,20,Y,N,N,Y,N,N,6784623003
1328077,17-Oct,6/26/2019 16:09,SIGNATURE SECURITIES GROUP CORPORATION,NEW YORK,NY,United States,10036,40,40,Y,N,N,N,N,N,594177437
1309365,17-Oct,6/26/2019 16:26,"NORTHERN PACIFIC GROUP, L.P.",WAYZATA,MN,United States,55391,8,7,Y,N,N,N,N,Y,158895900
1331678,17-Oct,6/26/2019 16:59,"GLOBAL ASSETS ADVISORY, LLC",ORLANDO,FL,United States,32801,5,4,Y,N,N,N,N,N,0
1331681,17-Oct,6/26/2019 17:05,"KESTRA INSTITUTIONAL SERVICES, LLC",AUSTIN,TX,United States,78735,10,10,Y,N,N,Y,N,N,
1331682,17-Oct,6/26/2019 17:07,"KESTRA INSTITUTIONAL SERVICES, LLC",AUSTIN,TX,United States,78735,10,10,Y,N,N,Y,N,N,
1325388,17-Oct,6/26/2019 17:16,"KESTRA PRIVATE WEALTH SERVICES, LLC",AUSTIN,TX,United States,78735,69,69,Y,Y,N,Y,N,N,1579175671
1330840,17-Oct,6/26/2019 17:33,"QUANTUM CAPITAL ADVISORS, LLC",NORTHFIELD,NJ,United States,8225,2,2,Y,N,N,N,N,Y,46101894
1310580,17-Oct,6/26/2019 17:40,UBS ASSET MANAGEMENT (AMERICAS) INC.,NEW YORK,NY,United States,10019,389,196,Y,N,N,Y,N,Y,1.79E+11
1332041,17-Oct,6/28/2019 12:20,ALTA CAPITAL MANAGEMENT LLC,SALT LAKE CITY,UT,United States,84121,19,13,Y,N,N,N,N,N,1703254036
1331217,17-Oct,6/25/2019 9:38,"STRALEM & COMPANY, INCORPORATED",NEW YORK,NY,United States,10022,10,5,Y,N,N,N,N,N,291832266
1320094,17-Oct,6/25/2019 16:08,AROHI ASSET MANAGEMENT PTE LTD.,SINGAPORE,,Singapore,48621,15,7,Y,N,N,N,N,Y,945089300
1328730,17-Oct,6/26/2019 9:05,"MARATHON ASSET MANAGEMENT, L.P.",NEW YORK,NY,United States,10036,153,84,Y,N,N,N,N,Y,19129630261
1324036,17-Oct,6/26/2019 9:07,"TOTEM POINT MANAGEMENT, LLC",NEW YORK,NY,United States,10111,5,3,Y,N,N,N,N,Y,245643341
1328531,17-Oct,6/28/2019 12:06,OCEANWOOD CAPITAL MANAGEMENT LLP,LONDON,,United Kingdom,W1S 4GA,16,11,N,N,N,N,N,N,2569338535
1329068,17-Oct,6/27/2019 12:14,MOONRISE CAPITAL LP,GREENWICH,CT,United States,6830,4,3,Y,N,N,N,N,Y,412046923
1331829,17-Oct,6/27/2019 12:17,DAVID KENNON INCORPORATED,SARASOTA,FL,United States,34237,3,1,Y,N,N,N,N,N,141000000
1331847,17-Oct,6/27/2019 13:00,"ALLIUM FINANCIAL ADVISORS, LLC",PORTLAND,OR,United States,97224,4,3,Y,Y,N,Y,N,N,205090502
1331846,17-Oct,6/27/2019 13:04,ADI DASSLER FAMILY OFFICE LLC,NEW YORK,NY,United States,10016,4,1,Y,Y,N,Y,N,N,0
1330852,17-Oct,6/27/2019 13:10,DAIWA ASSET MANAGEMENT (AMERICA) LTD.,NEW YORK,NY,United States,10005-3538,19,17,Y,N,N,Y,N,N,374319930
1320700,17-Oct,6/27/2019 13:13,RIVER AND MERCANTILE ASSET MANAGEMENT LLP,LONDON,,United Kingdom,EC2R 5AL,43,9,Y,N,N,N,N,Y,6275286395
1331851,17-Oct,6/27/2019 13:13,"BEARING POINT WEALTH PARTNERS, INC.",HAMPTON,NH,United States,3842,3,1,Y,Y,N,Y,N,N,208572281
1324647,17-Oct,6/27/2019 13:31,TIMING STRATEGIES CORP,MERCERVILLE,NJ,United States,8619,3,1,Y,N,N,Y,N,N,104643808
1331641,17-Oct,6/27/2019 13:39,"MACQUARIE PRIVATE DEBT ASSET MANAGEMENT, LLC",NEW YORK,NY,United States,10019,5,1,Y,N,N,N,N,N,200000000
1331863,17-Oct,6/27/2019 13:47,"BEACON POINTE WEALTH ADVISORS, LLC",NEWPORT BEACH,CA,United States,92660,80,45,Y,Y,N,Y,N,N,2192043558
1331525,17-Oct,6/27/2019 14:06,MCRAE CAPITAL MANAGEMENT INC.,MORRISTOWN,NJ,United States,7960,8,4,Y,N,N,Y,N,N,423707914
1331315,17-Oct,6/27/2019 14:14,"AMERIPRISE FINANCIAL SERVICES, INC.",MINNEAPOLIS,MN,United States,55402,13718,12962,Y,Y,N,Y,N,N,2.48E+11
1331874,17-Oct,6/27/2019 14:19,MOONRISE CAPITAL LP,GREENWICH,CT,United States,6830,4,3,Y,N,N,N,N,Y,412046923
1331337,17-Oct,6/27/2019 14:24,NOKIA INVESTMENT MANAGEMENT CORPORATION,MURRAY HILL,NJ,United States,7974,26,26,N,N,N,N,N,N,29603875819
1317013,17-Oct,6/27/2019 14:39,"LEGG MASON PRIVATE PORTFOLIO GROUP, LLC",NEW YORK,NY,United States,10018,10,0,Y,N,N,N,N,N,82255863257
1329102,17-Oct,6/27/2019 14:48,"AMPFIELD MANAGEMENT, L.P.",NEW YORK,NY,United States,10022,3,1,Y,N,N,N,N,Y,109263139
1331890,17-Oct,6/27/2019 14:51,IHT WEALTH MANAGEMENT LLC,CHICAGO,IL,United States,60606,153,99,Y,Y,N,N,N,N,1267880055
1331897,17-Oct,6/27/2019 14:55,"SCARBOROUGH ADVISORS, LLC",ANNAPOLIS,MD,United States,21401,17,14,Y,Y,N,Y,N,N,607902473
1331911,17-Oct,6/27/2019 15:12,TYTON WEALTH,TOKYO,,Japan,150-0011,1,1,Y,N,N,N,N,Y,0
1329246,17-Oct,6/27/2019 15:21,"THE MILESTONE GROUP, INC.",DENVER,CO,United States,80202,28,18,Y,Y,N,Y,N,N,2709441485
1331824,17-Oct,6/27/2019 15:27,"MML INVESTORS SERVICES, LLC",SPRINGFIELD,MA,United States,01111-0001,7805,5269,Y,Y,N,Y,N,N,30087392846
1329239,17-Oct,6/27/2019 15:45,LUTHER KING CAPITAL MANAGEMENT CORPORATION,FORT WORTH,TX,United States,76102,86,50,Y,N,N,Y,N,Y,18108390481
1331858,17-Oct,6/27/2019 15:52,"GOLDEN STATE WEALTH MANAGEMENT, LLC",SOUTH COAST METRO,CA,United States,92707,39,35,Y,Y,N,N,N,N,710932438
1331904,17-Oct,6/27/2019 15:57,"CLEARBRIDGE INVESTMENTS, LLC",NEW YORK,NY,United States,10018,208,79,Y,N,N,N,N,Y,1.42E+11
1318089,17-Oct,6/27/2019 16:38,MARBLE CAPITAL LP,HOUSTON,TX,United States,77024,7,5,Y,N,N,N,N,Y,227386606
1331950,17-Oct,6/27/2019 16:40,GLADSTONE INSTITUTIONAL ADVISORY LLC,BEDMINSTER,NJ,United States,7921,45,43,Y,Y,N,Y,N,N,613654733
1328000,17-Oct,6/27/2019 16:41,HAMILTON LANE ADVISORS LLC,BALA CYNWYD,PA,United States,19004,356,115,Y,N,N,Y,N,Y,4.84E+11
1331968,17-Oct,6/27/2019 17:25,"NEW HARBOR FINANCIAL GROUP, LLC",LEOMINSTER,MA,United States,1453,4,3,Y,Y,N,Y,N,N,136271478
1331990,17-Oct,6/27/2019 18:11,"SWEENEY & MICHEL, LLC",CHICO,CA,United States,95928,5,4,Y,Y,N,Y,N,N,306857857
1331993,17-Oct,6/27/2019 18:25,"TEMPUS WEALTH PLANNING, LLC",IRVINE,CA,United States,92618,4,4,Y,Y,N,Y,N,N,100148092
1331697,17-Oct,6/27/2019 20:14,"ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC",SAN FRANCISCO,CA,United States,94105,15,12,Y,N,N,Y,N,Y,545754381
1331222,17-Oct,6/25/2019 10:37,OLIVER INVESTMENTS LLC,WELLESLEY,MA,United States,2481,1,1,Y,N,N,N,N,Y,
1331113,17-Oct,6/27/2019 7:56,"FORTHRIGHT WEALTH MANAGEMENT, LLC",ALPHARETTA,GA,United States,30022,7,4,Y,Y,N,Y,N,N,293015000
1331467,17-Oct,6/26/2019 6:29,THE ANALYST RESEARCH LLP,LONDON,,United Kingdom,SW4 7EF,16,6,N,N,N,Y,N,N,
1322455,17-Oct,6/27/2019 10:37,NISSAY ASSET MANAGEMENT CORPORATION,TOKYO,,Japan,100-8219,543,168,Y,N,N,Y,N,Y,42569946850
1331780,17-Oct,6/27/2019 10:46,"CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.",FAIRFIELD,IA,United States,52556-8757,2857,2822,Y,Y,N,Y,Y,N,44327336213
1331794,17-Oct,6/27/2019 11:13,"BEACON POINTE ADVISORS, LLC",NEWPORT BEACH,CA,United States,92660,96,73,Y,Y,N,Y,N,N,5505870582
1325317,17-Oct,6/27/2019 11:15,"HALL CAPITAL MANAGEMENT COMPANY, INC.",BARRINGTON,RI,United States,2806,8,3,Y,Y,N,Y,N,N,244989818
1291791,17-Oct,6/27/2019 11:32,SERVICE ACADEMY CAPITAL MANAGEMENT LLC,DALLAS,TX,United States,75219,4,2,Y,N,N,Y,N,N,125000000
1331553,17-Oct,6/27/2019 11:45,"SANDALWOOD SECURITIES, INC.",ROSELAND,NJ,United States,7068,12,4,Y,N,N,N,N,Y,613782638
1329794,17-Oct,6/27/2019 11:56,SSI INVESTMENT MANAGEMENT INC.,BEVERLY HILLS,CA,United States,90210,36,12,Y,N,N,N,N,Y,1942389000
1330966,17-Oct,6/27/2019 12:06,STURGEON VENTURES LLP,LONDON,,United Kingdom,SW15 2DR,9,4,Y,N,N,Y,N,Y,269214947
1329202,17-Oct,6/27/2019 12:17,"MESIROW FINANCIAL PRIVATE EQUITY ADVISORS, INC.",CHICAGO,IL,United States,60654,15,3,N,N,N,N,N,Y,4684718652
1329110,17-Oct,6/27/2019 12:42,MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC,NY,NY,United States,10019,20,14,Y,N,N,N,N,Y,1879049281
1331848,17-Oct,6/27/2019 13:10,COOPER FINANCIAL GROUP,IRVINE,CA,United States,92618,48,44,Y,Y,N,Y,Y,N,745175333
1329307,17-Oct,6/27/2019 13:11,ESCHATON OPPORTUNITIES FUND MANAGEMENT LP,MIAMI,FL,United States,33131-3119,6,5,Y,N,N,N,N,Y,170330943
1328702,17-Oct,6/28/2019 5:32,3I CORPORATION,NEW YORK,NY,United States,10165,21,15,Y,N,N,N,N,N,778772918
1331009,17-Oct,6/25/2019 15:21,SOFI WEALTH LLC,SAN FRANCISCO,CA,United States,94105,20,20,N,N,N,N,N,N,79436845
1331395,17-Oct,6/25/2019 15:33,"CTMA HOLDINGS, LLC",EAST HAVEN,CT,United States,6512,6,4,Y,Y,N,Y,N,N,133620037
1331382,17-Oct,6/25/2019 15:43,"NORTH COUNTRY INVESTMENT ADVISERS, INC.",GLENS FALLS,NY,United States,12801-2161,6,3,Y,N,N,N,N,N,185539232
1329691,17-Oct,6/25/2019 16:14,"ALETHEA CAPITAL MANAGEMENT, LLC",RANCHO SANTA FE,CA,United States,92067,6,1,Y,N,N,N,N,Y,246812797
1327961,17-Oct,6/25/2019 16:22,SOFI CAPITAL ADVISORS LLC,SAN FRANCISCO,CA,United States,94105,3,0,Y,N,N,N,N,Y,109000000
1330778,17-Oct,6/28/2019 7:26,STANDARD LIFE INVESTMENTS (CORPORATE FUNDS) LIMITED,EDINBURGH,,United Kingdom,EH2 2LL,1459,420,Y,N,N,N,N,Y,9714015754
1329926,17-Oct,6/28/2019 7:48,"SULLIVAN, BRUYETTE, SPEROS & BLAYNEY, LLC",MCLEAN,VA,United States,22102-5123,62,27,Y,Y,N,Y,N,N,3518350523
1324110,17-Oct,6/28/2019 8:15,"KANAME CAPITAL, L.P.",BOSTON,MA,United States,2108,2,2,Y,N,N,N,N,Y,68848045
1330320,17-Oct,6/26/2019 10:12,"NOMURA SECURITIES INTERNATIONAL, INC.",NEW YORK,NY,United States,10019-7316,15,15,N,N,N,N,N,N,
1331374,17-Oct,6/26/2019 10:20,"QP GLOBAL FAMILY OFFICES, LLC",NEW YORK,NY,United States,10022,6,3,N,N,N,Y,N,N,337287052
1331512,17-Oct,6/26/2019 10:20,"THE RICE PARTNERSHIP, LLC",HONOLULU,HI,United States,96813,6,6,Y,N,N,Y,N,N,278865319
1331480,17-Oct,6/27/2019 11:17,CZ CAPITAL LLP,LONDON,,United Kingdom,W1K 3HU,12,4,Y,N,N,N,N,Y,352984092
1322953,17-Oct,6/27/2019 12:02,"INVESTEC ASSET MANAGEMENT NORTH AMERICA, INC. (""IAM NA"")",NEW YORK,NY,United States,10103,70,27,Y,N,N,N,N,Y,17517343467
1331827,17-Oct,6/27/2019 12:10,"ALPHA CUBED INVESTMENTS, LLC",IRVINE,CA,United States,92612,36,26,Y,Y,N,Y,N,N,1143593361
1332253,17-Oct,6/29/2019 11:12,"CUSO FINANCIAL SERVICES, L.P.",SAN DIEGO,CA,United States,92131,703,486,Y,Y,N,Y,N,N,1925370981
1332014,17-Oct,6/28/2019 8:02,BRINKER CAPITAL INC,BERWYN,PA,United States,19312,160,15,Y,N,N,N,N,N,20835291775
1331157,17-Oct,6/29/2019 13:12,"OSTRA CAPITAL MANAGEMENT, L.L.C.",MENLO PARK,CA,United States,94025,3,3,Y,N,N,N,N,Y,138421551
1330419,17-Oct,6/29/2019 15:07,"GOTHAM GREEN PARTNERS, LLC",SANTA MONICA,CA,United States,90401,12,10,Y,N,N,N,N,Y,646643629
1323503,17-Oct,6/26/2019 11:01,MASECO LLP,LONDON,,United Kingdom,WC2R 0HS,62,14,Y,N,N,Y,N,N,1647275506
1329780,17-Oct,6/26/2019 11:08,"MONERE WEALTH MANAGEMENT, INC.",CHICAGO,IL,United States,60603,16,8,Y,Y,N,Y,N,N,120000000
1330207,17-Oct,6/27/2019 13:16,KOTAK MAHINDRA ASSET MANAGEMENT (SINGAPORE) PTE. LTD.,SINGAPORE,,Singapore,48581,6,4,Y,N,N,N,N,Y,3443053359
1329184,17-Oct,6/27/2019 14:52,22C CAPITAL LLC,NEW YORK,NY,United States,10022,7,6,Y,N,N,N,N,Y,311805244
1331899,17-Oct,6/27/2019 14:54,22C CAPITAL LLC,NEW YORK,NY,United States,10022,7,6,Y,N,N,N,N,Y,311805244
1331908,17-Oct,6/27/2019 15:09,THE VARIABLE ANNUITY LIFE INSURANCE COMPANY,HOUSTON,TX,United States,77019,2100,6,Y,N,N,N,N,N,29647949297
1331914,17-Oct,6/27/2019 15:17,GLOBAL RETIREMENT PARTNERS LLC,SAN RAFAEL,CA,United States,94903,241,236,Y,Y,N,Y,N,N,40110414815
1328856,17-Oct,6/27/2019 15:25,"ROYCE & ASSOCIATES, LP",NEW YORK,NY,United States,10151,96,27,Y,N,N,N,N,Y,12994323929
1331782,17-Oct,6/27/2019 15:37,"STRATEGIC INVESTMENT MANAGEMENT, LLC",ARLINGTON,VA,United States,22209-1722,96,40,Y,N,N,Y,N,Y,38439437283
1308375,17-Oct,6/27/2019 15:45,JDC-JSC L.P.,NEW YORK,NY,United States,10022,4,3,Y,N,N,N,N,Y,666689760
1331788,17-Oct,6/27/2019 15:56,"COLUMBIA ADVISORY PARTNERS, LLC",SPOKANE,WA,United States,99205,10,9,Y,Y,N,Y,N,N,101000000
1331942,17-Oct,6/27/2019 16:33,"CONSULTIVA WEALTH MANAGEMENT, CORP.",SAN JUAN,PR,United States,918,22,13,Y,Y,N,Y,N,N,1372203378
1331093,17-Oct,6/27/2019 17:02,"JARRED BUNCH CONSULTING, LLC",INDIANAPOLIS,IN,United States,46240,29,18,Y,Y,N,Y,N,N,327179023
1331967,17-Oct,6/27/2019 17:18,"MWA FINANCIAL SERVICES, INC.",ROCK ISLAND,IL,United States,61204-4116,718,39,Y,Y,N,Y,N,N,20468756
1331850,17-Oct,6/27/2019 17:24,"ENDOWMENT WEALTH MANAGEMENT, INC.",APPLETON,WI,United States,54911,8,6,Y,Y,N,Y,N,Y,158154231
1325510,17-Oct,6/27/2019 17:28,FARALLON CAPITAL EUROPE LLP,LONDON,,United Kingdom,WC2H 9EA,23,18,N,N,N,Y,N,Y,2494088000
1331984,17-Oct,6/27/2019 18:05,"THE CORUNDUM GROUP, INC.",COLORADO SPRINGS,CO,United States,80903,8,4,Y,N,N,Y,N,N,748537837
1331859,17-Oct,6/27/2019 18:28,"MAKENA CAPITAL MANAGEMENT, LLC",MENLO PARK,CA,United States,94025,76,30,Y,N,N,N,N,Y,19327736031
1331430,17-Oct,6/27/2019 19:06,ALBOURNE AMERICA LLC,SAN FRANCISCO,CA,United States,94111,85,52,N,N,N,Y,N,N,
1332001,17-Oct,6/27/2019 19:25,"WILLIS JOHNSON & ASSOCIATES, INC.",HOUSTON,TX,United States,77057,14,8,Y,Y,N,Y,N,N,467445358
1327531,17-Oct,6/27/2019 22:24,NIKKO ASSET MANAGEMENT CO LTD,TOKYO,,Japan,107-6242,538,91,Y,N,N,Y,N,Y,1.97E+11
1331127,17-Oct,6/29/2019 10:30,"CYNOSURE MANAGEMENT, LLC",SALT LAKE CITY,UT,United States,84111-1929,16,12,Y,N,N,N,N,Y,1190568179
1330960,17-Oct,6/26/2019 6:06,NIKKO ASSET MANAGEMENT HONG KONG LIMITED,HONG KONG,,Hong Kong,,9,3,Y,N,N,Y,N,Y,
1331510,17-Oct,6/26/2019 11:52,"FOSTER DYKEMA CABOT & CO., INCORPORATED",BOSTON,MA,United States,02110-1130,14,8,Y,N,N,Y,N,N,1342891244
1331567,17-Oct,6/26/2019 11:54,"MONERE WEALTH MANAGEMENT, INC.",CHICAGO,IL,United States,60603,16,8,Y,Y,N,Y,N,N,120000000
1331572,17-Oct,6/26/2019 12:05,"FUSION CAPITAL, LLC",MT. PLEASANT,SC,United States,29464,7,5,Y,Y,N,Y,N,N,141687232
1331040,17-Oct,6/26/2019 12:07,FRANKLIN TEMPLETON INVESTMENTS CORP.,TORONTO (ONTARIO),,Canada,M5H 3T4,368,28,Y,N,N,N,N,Y,29150703369
1330275,17-Oct,6/26/2019 12:41,"PINNACLE WEALTH ADVISORS, INC.",CLACKAMAS,OR,United States,97015,5,4,Y,Y,N,Y,Y,N,111585093
1331587,17-Oct,6/26/2019 12:53,KARPAS STRATEGIES LLC,NEW YORK,NY,United States,10018,1,1,Y,N,N,Y,N,N,279238863
1331559,17-Oct,6/26/2019 12:59,"FIRST ASSOCIATED INVESTMENT ADVISORS, INC.",DULUTH,MN,United States,55811,3,1,Y,N,N,N,N,N,27790031
1330903,17-Oct,6/26/2019 13:07,"WILLOW GROVE ADVISORS, LLC",BERKELEY,CA,United States,94704,2,2,Y,Y,N,N,N,N,112102958
1330317,17-Oct,6/26/2019 13:42,1SHARPE CAPITAL LLC,PIEDMONT,CA,United States,94611,10,9,Y,N,N,N,N,Y,924702541
1327809,17-Oct,6/26/2019 13:48,ADG CAPITAL MANAGEMENT LLP,LONDON,,United Kingdom,EC1Y 4UQ,14,3,Y,N,N,N,N,Y,3222557066
1331475,17-Oct,6/26/2019 14:12,R.T. JONES CAPITAL EQUITIES MANAGEMENT INC.,ST. LOUIS,MO,United States,63117,6,5,Y,N,N,N,N,N,555649553
1331560,17-Oct,6/26/2019 14:21,"AJO, LP",PHILADELPHIA,PA,United States,19102-4102,61,36,Y,N,N,N,N,Y,20412694701
1330194,17-Oct,6/26/2019 15:19,"WILLIAMS FINANCIAL GROUP, INC.",HURRICANE,WV,United States,25526,4,2,Y,Y,N,Y,N,N,133050836
1307541,17-Oct,6/26/2019 15:23,MACQUARIE INVESTMENT MANAGEMENT AUSTRIA KAPITALANLAGE AG,VIENNA,,Austria,1010,40,13,Y,Y,N,Y,N,Y,3564840643
1331630,17-Oct,6/26/2019 15:29,"LANDMARK FINANCIAL ADVISORS, LLC",BOWLING GREEN,KY,United States,42103,6,4,Y,Y,N,N,N,N,290300000
1330853,17-Oct,6/26/2019 15:33,STEELRIVER INFRASTRUCTURE MANAGEMENT US LLC,SAUSALITO,CA,United States,94965,21,13,Y,N,N,N,N,Y,3804582035
1331652,17-Oct,6/26/2019 15:41,"ZURAW FINANCIAL ADVISORS, LLC",GREENSBORO,NC,United States,27408,2,1,Y,Y,N,Y,N,N,214007931
1330570,17-Oct,6/26/2019 15:52,"ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.",SUGAR LAND,TX,United States,77479,5,3,Y,N,N,Y,N,Y,51035109
1309387,17-Oct,6/26/2019 16:31,"NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC",WAYZATA,MN,United States,55391-3172,8,7,Y,N,N,N,N,Y,158895900
1328425,17-Oct,6/26/2019 16:50,HANCOCK CAPITAL INVESTMENT MANAGEMENT LLC,BOSTON,MA,United States,2116,505,128,Y,N,N,N,N,Y,18547910774
1327508,17-Oct,6/26/2019 17:29,"KESTRA ADVISORY SERVICES, LLC",AUSTIN,TX,United States,78735,1291,1291,Y,Y,N,Y,N,N,21745932849
1331643,17-Oct,6/26/2019 17:43,"METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC",NEW YORK,NY,United States,10171,37,17,Y,N,N,N,N,Y,2653349341
1326843,17-Oct,6/26/2019 18:05,"AEGON USA REALTY ADVISORS, LLC",CEDAR RAPIDS,IA,United States,52499-5338,198,35,Y,N,N,Y,N,Y,1429191875
1331702,17-Oct,6/26/2019 18:27,"CHALICE WEALTH ADVISORS, LLC",SAN DIEGO,CA,United States,92127,18,13,Y,Y,N,Y,N,N,160441691
1324481,17-Oct,6/26/2019 19:14,FOURTHSTONE LLC,ST. LOUIS,MO,United States,63131,7,3,Y,N,N,N,N,Y,175451339
1327681,17-Oct,6/26/2019 19:26,"TENZING GLOBAL MANAGEMENT, LLC",SAN FRANCISCO,CA,United States,94105-4572,5,4,Y,N,N,N,N,Y,322058496
1310559,17-Oct,6/26/2019 20:50,"SEQUEL HOLDINGS, L.P.",DALLAS,TX,United States,75206,7,6,Y,N,N,N,N,Y,213393303
1331276,17-Oct,6/25/2019 11:58,"UNIFIED WEALTH MANAGEMENT, LLC.",SCOTTSDALE,AZ,United States,85253,9,6,Y,Y,N,Y,N,N,176442972
1331335,17-Oct,6/25/2019 13:52,APPLIED CAPITAL LLC,LITTLE ROCK,AR,United States,72205,7,7,Y,N,N,N,N,N,125000000
1331341,17-Oct,6/25/2019 14:03,"WHALEROCK POINT PARTNERS, LLC",PROVIDENCE,RI,United States,02903-2205,11,6,Y,N,N,Y,N,N,398160259
1331342,17-Oct,6/25/2019 14:12,RAPTOR CAPITAL MANAGEMENT LP,BOSTON,MA,United States,02210-1009,25,12,Y,N,N,N,N,Y,127122346
1331359,17-Oct,6/25/2019 14:47,CERTIFIED ADVISORY CORP,ALTAMONTE SPRINGS,FL,United States,32714-2033,17,17,Y,Y,N,Y,N,N,1192720177
1331387,17-Oct,6/25/2019 15:24,WEALTHEON ADVISORS LLC,SAN RAMON,CA,United States,94582,2,1,Y,Y,N,Y,N,N,0
1329443,17-Oct,6/25/2019 15:44,GOLDIRON GP LLC,NEW YORK,NY,United States,10105,1,1,N,N,N,Y,N,Y,178700000
1331447,17-Oct,6/28/2019 15:09,"MANHATTAN WEST ASSET MANAGEMENT, LLC",MANHATTAN BEACH,CA,United States,90266,13,6,Y,N,N,Y,N,N,184178214
1331048,17-Oct,6/29/2019 17:13,SB INVESTMENT ADVISERS (US) INC.,SAN CARLOS,CA,United States,94070,142,53,Y,N,N,N,N,Y,1.13E+11
1331738,17-Oct,6/27/2019 8:46,"DENTGROUP, LLC",BATON ROUGE,LA,United States,70801,4,3,Y,N,N,N,N,N,212932449
1323475,17-Oct,6/27/2019 10:13,INVESTEC ASSET MANAGEMENT LIMITED,LONDON,,United Kingdom,EC2V 5HA,457,79,Y,N,N,N,N,Y,1.06E+11
1328922,17-Oct,6/28/2019 8:55,SBI FUNDS MANAGEMENT PRIVATE LIMITED,MUMBAI,,India,400 051,1980,55,Y,N,N,Y,N,N,6009884858
1331519,17-Oct,6/26/2019 11:02,BELVEDERE ADVISORS LLC,SAN FRANCISCO,CA,United States,94111,8,2,Y,N,Y,Y,N,Y,1917956840
1330189,17-Oct,6/26/2019 11:22,"FUNDSMITH, LLP",LONDON,,United Kingdom,W1G 0PW,27,9,Y,N,N,N,N,N,27589426693
1331552,17-Oct,6/26/2019 11:22,"BLACKSTON'S FINANCIAL ADVISORY GROUP, LLC",THE VILLAGES,FL,United States,32162,6,6,Y,N,N,N,N,N,115107715
1331539,17-Oct,6/26/2019 11:53,"NEW ENGLAND INVESTMENT & RETIREMENT GROUP, INC.",NORTH ANDOVER,MA,United States,1845,16,6,Y,Y,N,Y,N,N,523123309
1307733,17-Oct,6/27/2019 7:39,FIDELITY MANAGEMENT & RESEARCH (JAPAN) LIMITED,"MINATO-KU, TOKYO",,Japan,105-0001,15,10,Y,N,N,N,N,Y,3959845490
1330719,17-Oct,6/28/2019 9:24,FRANKLIN TEMPLETON ASSET MANAGEMENT (INDIA) PRIVATE LIMITED,MUMBAI,,India,400013,298,25,Y,N,N,N,N,N,15344380776
1331536,17-Oct,6/28/2019 9:36,PRYTANIA INVESTMENT ADVISORS LLP,LONDON,,United Kingdom,EC2V 6DN,14,7,Y,N,N,N,N,Y,520056433
1332037,17-Oct,6/28/2019 9:42,GOODNOW INVESTMENT GROUP LLC,DARIEN,CT,United States,6820,10,4,Y,N,N,N,N,Y,614734956
1332036,17-Oct,6/28/2019 9:53,FINANCIAL MANAGEMENT PROFESSIONALS INC,AUSTIN,TX,United States,78730,9,9,Y,N,N,Y,N,N,608050000
1329603,17-Oct,6/28/2019 10:11,MOTILAL OSWAL CAPITAL LIMITED,"PRABHADEVI, MUMBAI",,India,400025,7,2,N,N,N,N,N,N,23425101
1330928,17-Oct,6/28/2019 15:29,WESTERN ASSET MANAGEMENT COMPANY PTE LTD,SINGAPORE,,Singapore,49145,23,5,Y,N,N,N,N,Y,4577383127
1321829,17-Oct,6/25/2019 15:13,LANE AND ASSOCIATES LLC,MOORESTOWN,NJ,United States,8057,7,4,Y,Y,N,Y,N,N,143757029
1331900,17-Oct,6/28/2019 15:54,"SANCTUARY ADVISORS, LLC",INDIANAPOLIS,IN,United States,46260,70,66,Y,Y,N,Y,N,N,2359096958
1331812,17-Oct,6/27/2019 11:38,MORGAN STANLEY SMITH BARNEY LLC,PURCHASE,NY,United States,10577-2530,26000,15000,Y,N,N,Y,Y,N,7.29E+11
1331811,17-Oct,6/27/2019 11:58,"PACES FERRY WEALTH ADVISORS, LLC",ATLANTA,GA,United States,30339,3,3,Y,N,N,N,N,N,186614228
1331468,17-Oct,6/27/2019 12:37,THE ANALYST RESEARCH LLP,LONDON,,United Kingdom,SW4 7EF,18,6,N,N,N,Y,N,N,
1330530,17-Oct,6/27/2019 12:42,"NORTHROCK PARTNERS, LLC",MINNEAPOLIS,MN,United States,55402,42,14,Y,N,N,Y,N,N,1287941397
1331873,17-Oct,6/27/2019 14:16,"SILICON VALLEY WEALTH ADVISORS, LLC",SAN JOSE,CA,United States,95124,7,5,Y,Y,N,Y,N,N,304592617
1331861,17-Oct,6/27/2019 14:24,RENAISSANCE TECHNOLOGIES LLC,NEW YORK,NY,United States,10022,310,150,Y,N,N,Y,N,Y,1.31E+11
1331289,17-Oct,6/25/2019 12:04,"CLIENT FIRST CAPITAL, LLC",SAN DIEGO,CA,United States,92116,1,1,Y,Y,N,Y,N,N,0
1331322,17-Oct,6/25/2019 13:06,INVESTORS RESEARCH CORPORATION,ATLANTA,GA,United States,30305,3,3,Y,N,N,Y,N,N,213900582
1331325,17-Oct,6/25/2019 13:17,"HARBOUR INVESTMENTS, INC.",MADISON,WI,United States,53719,217,177,Y,Y,N,Y,Y,N,1961011000
1331190,17-Oct,6/25/2019 14:04,RAYMOND JAMES (USA) LTD,VANCOUVER,,Canada,V6C3L2,91,72,Y,N,N,Y,N,N,289000000
1298544,17-Oct,6/25/2019 14:11,JENSEN INVESTMENT MANAGEMENT INC,LAKE OSWEGO,OR,United States,97035-3623,28,10,Y,N,N,N,N,N,8597858576
1331349,17-Oct,6/25/2019 14:14,JENSEN INVESTMENT MANAGEMENT INC,LAKE OSWEGO,OR,United States,97035-3623,28,10,Y,N,N,N,N,N,8597858576
1331350,17-Oct,6/25/2019 14:24,ECHELON PARTNERS USA INC.,TORONTO,,Canada,M5C 2V9,8,6,Y,N,N,N,N,N,0
1329274,17-Oct,6/25/2019 14:39,CHELSEA COUNSEL COMPANY,LOS ANGELES,CA,United States,90071-2924,8,5,Y,N,N,N,N,N,496381034
1322610,17-Oct,6/28/2019 11:04,"EUROCAPITAL ADVISORS, INC",MIAMI,FL,United States,33131,3,2,Y,N,N,N,N,N,99541688
1332072,17-Oct,6/28/2019 11:22,ALGONQUIN ADVISORS LLC,GREENWICH,CT,United States,6831,7,5,Y,Y,N,Y,N,Y,212096977
1329362,17-Oct,6/28/2019 11:33,"WARREN EQUITY PARTNERS MANAGER, L.P.",JACKSONVILLE BEACH,FL,United States,32250-6947,12,6,Y,N,N,N,N,Y,438345430
1327668,17-Oct,6/28/2019 11:34,CORE INDUSTRIAL PARTNERS LLC,CHICAGO,IL,United States,60606,9,9,Y,N,N,N,N,Y,231838538
1332081,17-Oct,6/28/2019 11:39,"HFG ADVISORS, INC.",CINCINNATI,OH,United States,45249,7,3,Y,Y,N,Y,N,N,126402181
1288830,17-Oct,6/28/2019 11:49,GSA CAPITAL PARTNERS LLP,LONDON,,United Kingdom,W1J 8LA,180,115,Y,N,N,N,N,Y,46982048210
1332086,17-Oct,6/28/2019 11:57,"SAGEPOINT FINANCIAL, INC.",PHOENIX,AZ,United States,85012,1957,1033,Y,Y,N,Y,Y,N,7988217859
1331725,17-Oct,6/28/2019 12:04,LUMA CAPITAL LLC,NAPLES,FL,United States,34102,2,2,Y,Y,N,Y,N,Y,118251642
1330015,17-Oct,6/28/2019 12:10,SECURIS INVESTMENT PARTNERS LLP,LONDON,,United Kingdom,EC2N 4AY,53,27,Y,N,N,N,N,Y,5616925307
1330392,17-Oct,6/28/2019 12:12,"GENROCK CAPITAL MANAGEMENT, LP",PALM BEACH,FL,United States,33480,2,1,Y,N,N,N,N,Y,166696000
1329701,17-Oct,6/28/2019 12:27,"CARSON MANAGEMENT COMPANY, LLC",DALLAS,TX,United States,75219,5,4,Y,N,N,N,N,Y,350105830
1331173,17-Oct,6/28/2019 12:29,"CAPITAL CS GROUP, LLC",IRVINE,CA,United States,92618,1,0,Y,Y,N,Y,N,N,0
1332104,17-Oct,6/28/2019 12:30,SECURIS INVESTMENT PARTNERS LLP,LONDON,,United Kingdom,EC2N 4AY,53,27,Y,N,N,N,N,Y,5616925307
1332119,17-Oct,6/28/2019 12:44,"THE INDEX GROUP, INC.",COLORADO SPRINGS,CO,United States,80920,2,1,Y,N,N,N,N,N,32256856
1331868,17-Oct,6/28/2019 12:55,"HARVEST FINANCIAL GROUP, LLC",RICHMOND,VA,United States,23229,1,1,Y,Y,N,Y,N,N,75075379
1310518,17-Oct,6/28/2019 13:00,WOODSTOCK CORPORATION,BOSTON,MA,United States,2110,7,7,Y,N,N,N,N,Y,675850563
1332118,17-Oct,6/28/2019 13:06,"NATIONAL REAL ESTATE ADVISORS, LLC",WASHINGTON,DC,United States,20001-3815,40,23,Y,N,N,N,N,Y,
1331607,17-Oct,6/28/2019 13:08,"NOMURA ASSET MANAGEMENT CO., LTD.",TOKYO,,Japan,103-8260,840,265,Y,N,N,N,N,Y,5.29E+11
1324940,17-Oct,6/28/2019 13:26,CANYON BRIDGE MANAGEMENT CORP.,MENLO PARK,CA,United States,94025,12,9,Y,N,N,N,N,Y,693349038
1332130,17-Oct,6/28/2019 13:40,"VISION INVESTMENT ADVISORS, LLC",STAMFORD,CT,United States,6902,19,12,Y,Y,N,N,N,Y,71362042
1332143,17-Oct,6/28/2019 13:51,UNFCU ADVISORS LLC,LONG ISLAND CITY,NY,United States,11101-4605,17,13,Y,Y,N,Y,N,N,46972415
1332091,17-Oct,6/28/2019 13:53,"ENVISION FINANCIAL TRANSPARENCY, LLC",GREENSBORO,NC,United States,27410,16,16,Y,Y,N,Y,N,N,216675770
1329766,17-Oct,6/28/2019 13:57,"TOUNJIAN ADVISORY GROUP, LLC",FORT MYERS,FL,United States,33912,7,1,Y,N,N,N,N,N,139451756
1329982,17-Oct,6/28/2019 14:13,"QUANTLAB CAPITAL MANAGEMENT, LLC",HOUSTON,TX,United States,77046,179,35,N,N,N,N,N,N,27648755
1324355,17-Oct,6/28/2019 14:36,FIL INVESTMENTS (JAPAN) LIMITED,TOKYO,,Japan,106-0032,240,45,Y,N,N,Y,N,Y,0
1322681,17-Oct,6/28/2019 14:43,"DIGITAL ALPHA ADVISORS, LLC",HENDERSON,NV,United States,89052,8,4,Y,N,N,N,N,Y,302484848
1330767,17-Oct,6/28/2019 14:44,"DEGREEN CAPITAL MANAGEMENT, LLC",SCOTTSDALE,AZ,United States,85251-7632,4,2,Y,N,N,Y,N,N,207404304
1328717,17-Oct,6/28/2019 15:06,"QS INVESTORS, LLC",NEW YORK,NY,United States,10022,75,41,Y,N,N,Y,N,Y,19068581049
1327692,17-Oct,6/28/2019 15:12,CLEARSHARES LLC,NEW YORK,NY,United States,10022,7,4,Y,N,N,N,N,N,140150326
1332163,17-Oct,6/28/2019 15:12,PERSONAL FINANCIAL GROUP,OVERLAND PARK,KS,United States,66211,6,6,Y,N,N,N,N,N,29141724
1332187,17-Oct,6/28/2019 15:20,"ZURAW FINANCIAL ADVISORS, LLC",GREENSBORO,NC,United States,27408,2,1,Y,Y,N,Y,N,N,214007931
1327103,17-Oct,6/28/2019 15:26,MACQUARIE INFRASTRUCTURE PARTNERS INC.,NEW YORK,NY,United States,10019,176,109,Y,N,N,N,N,Y,15026221355
1332189,17-Oct,6/28/2019 15:43,"WADDELL & REED, INC.",OVERLAND PARK,KS,United States,66202-4200,1700,1700,Y,N,N,Y,N,N,21207078630
1332199,17-Oct,6/28/2019 15:58,"KINLOCH CAPITAL, LLC",GLEN ALLEN,VA,United States,23060,3,2,Y,N,N,Y,N,N,0
1332128,17-Oct,6/28/2019 16:03,"SUN MOUNTAIN CAPITAL ADVISORS, LLC",SANTA FE,NM,United States,87505,11,8,Y,N,N,Y,N,Y,943398923
1328285,17-Oct,6/26/2019 9:04,PLANNING CAPITAL MANAGEMENT CORP.,PHILADELPHIA,PA,United States,19102,4,4,Y,Y,N,Y,N,N,115337186
1323025,17-Oct,6/26/2019 18:20,"CRESTA ENERGY FUND MANAGEMENT, LLC",DALLAS,TX,United States,75225,9,3,Y,N,N,N,N,Y,449639846
1329416,17-Oct,6/26/2019 18:32,MGH ASSET MANAGEMENT LTD,WELLINGTON,,New Zealand,6011,2,1,Y,N,N,N,N,Y,17917881
1331707,17-Oct,6/26/2019 19:23,CANTERBURY CONSULTING INCORPORATED,NEWPORT BEACH,CA,United States,92660-6404,58,19,Y,N,N,Y,N,N,3734869639
1329892,17-Oct,6/26/2019 21:31,"LLOYD ADVISORY SERVICES, LLC",SUWANEE,GA,United States,30024,4,4,Y,N,N,N,N,N,175735748
1331765,17-Oct,6/27/2019 10:36,"CFO4LIFE GROUP, LLC",COPPELL,TX,United States,75019,19,16,Y,N,N,Y,N,N,1061985998
1331853,17-Oct,6/27/2019 13:32,"GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC",RED BANK,NJ,United States,7701,27,27,Y,Y,N,Y,N,N,189444121
1331865,17-Oct,6/27/2019 13:58,"BEACON POINTE ADVISORS, LLC",NEWPORT BEACH,CA,United States,92660,96,73,Y,Y,N,Y,N,N,5505870582
1331869,17-Oct,6/27/2019 14:08,"BEARD INVESTMENT SERVICES, INC.",YOUNGSTOWN,OH,United States,44514,5,5,Y,N,N,N,N,N,210278759
1327697,17-Oct,6/27/2019 14:17,"MSD PARTNERS, L.P.",NEW YORK,NY,United States,10022,72,31,Y,N,N,N,N,Y,6928907891
1331876,17-Oct,6/27/2019 14:26,WINSLOW CAPITAL MANAGEMENT LLC,MINNEAPOLIS,MN,United States,55402,42,21,Y,N,N,N,N,Y,15587171119
1331878,17-Oct,6/27/2019 14:32,RENAISSANCE TECHNOLOGIES LLC,NEW YORK,NY,United States,10022,310,150,Y,N,N,Y,N,Y,1.31E+11
1331893,17-Oct,6/27/2019 14:53,"LEGG MASON PRIVATE PORTFOLIO GROUP, LLC",NEW YORK,NY,United States,10018,10,0,Y,N,N,N,N,N,82255863257
1331901,17-Oct,6/27/2019 14:57,"TRU INDEPENDENCE ASSET MANAGEMENT, LLC",PORTLAND,OR,United States,97224,15,14,Y,N,N,Y,N,N,830181375
1331903,17-Oct,6/27/2019 15:01,"LEGG MASON PRIVATE PORTFOLIO GROUP, LLC",NEW YORK,NY,United States,10018,10,0,Y,N,N,N,N,N,82255863257
1331636,17-Oct,6/27/2019 15:17,"AVANATH CAPITAL MANAGEMENT, LLC",IRVINE,CA,United States,92614,42,12,Y,N,N,N,N,Y,1595410793
1331943,17-Oct,6/27/2019 16:27,MARATHON CAPITAL MANAGEMENT LLC,HUNT VALLEY,MD,United States,21030-1806,5,3,Y,N,N,N,N,N,341656314
1331296,17-Oct,6/27/2019 16:39,"CVAGS, LLC",ATLANTA,GA,United States,30309,14,4,Y,N,N,Y,N,N,1819290053
1322569,17-Oct,6/27/2019 16:40,"JACK POINT ADVISORS, LLC",SOUTHPORT,CT,United States,6890,2,1,Y,Y,N,Y,N,N,95000000
1331935,17-Oct,6/27/2019 16:59,INNOCAP GLOBAL INVESTMENT MANAGEMENT (IRELAND) LTD,DUBLIN,,Ireland,DUBLIN 4,6,4,Y,N,N,N,N,N,5896010356
1331961,17-Oct,6/27/2019 17:03,"MIO PARTNERS, INC.",NEW YORK,NY,United States,10167,170,35,Y,N,N,N,N,Y,26232953078
1331970,17-Oct,6/27/2019 17:20,CETERA ADVISORS LLC,DENVER,CO,United States,80237,1066,957,Y,Y,N,Y,Y,N,12246297195
1330080,17-Oct,6/27/2019 17:25,"NXT CAPITAL INVESTMENT ADVISERS, LLC",CHICAGO,IL,United States,60606-1615,120,75,Y,N,N,N,N,N,7494083063
1328797,17-Oct,6/25/2019 16:23,"EVATI ADVISORY SERVICES, LLC",EVANSTON,IL,United States,60201,3,2,Y,N,N,N,N,N,76612
1331414,17-Oct,6/25/2019 16:52,"SOWELL FINANCIAL SERVICES, LLC",NORTH LITTLE ROCK,AR,United States,72118,95,70,Y,Y,N,Y,N,N,1960636861
1331735,17-Oct,6/28/2019 10:37,"SOMPO JAPAN NIPPONKOA ASSET MANAGEMENT CO., LTD.",TOKYO,,Japan,1030027,164,56,Y,N,N,N,N,Y,34290413641
1332018,17-Oct,6/28/2019 8:57,WEALTH CREATION MANAGEMENT GROUP LLC,MONROE,NY,United States,10950,2,2,Y,N,N,Y,N,N,40645000
1332207,17-Oct,6/28/2019 16:07,"FACET WEALTH, INC,",BALTIMORE,MD,United States,21202,46,12,Y,N,N,Y,N,N,43702872
1318298,17-Oct,6/28/2019 16:19,"CLARION PARTNERS, LLC",NEW YORK,NY,United States,10169,258,158,Y,N,N,Y,N,Y,51784724699
1331282,17-Oct,6/28/2019 16:33,"ACAS, LLC",RANCHO SANTA FE,CA,United States,92091,6,6,Y,Y,N,Y,Y,N,130706186
1325712,17-Oct,6/28/2019 17:06,"SYNTAX ADVISORS, LLC",NEW YORK,NY,United States,10022,7,7,Y,N,N,N,N,N,71699775
1332225,17-Oct,6/28/2019 17:07,"KCM INVESTMENT ADVISORS, LLC",SAN RAFAEL,CA,United States,94901,16,9,Y,N,N,N,N,N,4176564121
1332227,17-Oct,6/28/2019 17:21,CFS INVESTMENT ADVISORY SERVICES LLC,TOTOWA,NJ,United States,7512,11,7,Y,Y,N,Y,N,N,1058823886
1325722,17-Oct,6/28/2019 17:36,"HOHIMER WEALTH MANAGEMENT, LLC",SEATTLE,WA,United States,98101,10,5,Y,Y,N,Y,N,N,556988950
1331664,17-Oct,6/28/2019 17:44,COLLER INVESTMENT MANAGEMENT LTD,ST. PETER PORT,,Guernsey,GY1 3QL,9,0,Y,N,N,N,N,Y,14969279691
1332233,17-Oct,6/28/2019 18:05,"PRUDENT MAN ADVISORS, LLC",NAPERVILLE,IL,United States,60563,44,37,Y,N,N,N,N,N,6477229748
1330722,17-Oct,6/28/2019 18:54,"ASSET MANAGEMENT ONE CO., LTD.",TOKYO,,Japan,100-0005,945,254,Y,N,N,Y,N,Y,4.49E+11
1332245,17-Oct,6/28/2019 19:46,"MIRA AMERICAS, INC.",NEW YORK,NY,United States,10019,163,100,Y,N,N,N,N,Y,1318950050
1325355,17-Oct,6/25/2019 14:25,"WCM GLOBAL WEALTH, LLC",GREENVILLE,SC,United States,29601,12,4,Y,N,N,Y,N,Y,199022000
1331397,17-Oct,6/25/2019 15:54,INTRINSIC INVESTORS LLC,WAUWATOSA,WI,United States,53226,4,3,Y,N,N,N,N,N,102573567
1331334,17-Oct,6/25/2019 16:20,"BRANZAN INVESTMENT ADVISORS, INC.",DENVER,CO,United States,80202,5,5,Y,N,N,N,N,Y,101269404
1331301,17-Oct,6/25/2019 17:18,"APOLLO CAPITAL MANAGEMENT, L.P.",NEW YORK,NY,United States,10019,1010,410,Y,N,N,N,N,Y,1.87E+11
1331280,17-Oct,6/27/2019 6:29,OXFORD ASSET MANAGEMENT LLP,OXFORD,,United Kingdom,OX1 2BW,80,54,Y,N,N,N,N,Y,9564300000
1331683,17-Oct,6/27/2019 7:58,SOLOMAN HILL I LLC,MIAMI,FL,United States,33125-1396,2,2,Y,N,N,N,N,N,
1332084,17-Oct,6/28/2019 14:11,"AMULET CAPITAL PARTNERS, L.P.",GREENWICH,CT,United States,6830,9,7,Y,N,N,N,N,Y,306413699
1330520,17-Oct,6/28/2019 14:18,"BAILARD, INC.",FOSTER CITY,CA,United States,94404-2131,63,57,Y,Y,N,Y,N,Y,3636208633
1326686,17-Oct,6/28/2019 14:59,"CQS (US), LLC",NEW YORK,NY,United States,10019,30,18,Y,N,N,N,N,Y,5477499145
1332067,17-Oct,6/28/2019 15:00,DBX STRATEGIC ADVISORS LLC,NEW YORK,NY,United States,10154,5,0,N,N,N,N,N,N,
1325901,17-Oct,6/28/2019 15:10,ROCKEFELLER FINANCIAL LLC,NEW YORK,NY,United States,10111,45,0,Y,N,N,N,Y,Y,562313042
1330575,17-Oct,6/28/2019 15:20,"WESTERN ASSET MANAGEMENT COMPANY, LLC",PASADENA,CA,United States,91101,637,125,Y,N,N,N,N,Y,3.59E+11
1331344,17-Oct,6/28/2019 15:25,"ALEX. BROWN REALTY, INC.",BALTIMORE,MD,United States,21202-3219,28,14,Y,N,N,Y,N,Y,303037782
1332192,17-Oct,6/28/2019 15:46,"JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC",BOSTON,MA,United States,2116,117,13,Y,Y,Y,Y,N,N,1056877046
1331871,17-Oct,6/28/2019 15:50,CALAMOS ADVISORS LLC,NAPERVILLE,IL,United States,60563-2787,224,92,Y,N,N,N,N,Y,20743759794
1330278,17-Oct,6/28/2019 16:03,"CHI-RHO FINANCIAL, LLC",PEACHTREE CORNERS,GA,United States,30092,7,5,Y,N,N,N,N,Y,591478997
1332208,17-Oct,6/28/2019 16:10,DEUTSCHE BANK SECURITIES INC.,NEW YORK,NY,United States,10154,2600,236,Y,N,N,Y,N,N,7630434
1330876,17-Oct,6/28/2019 16:16,"MUZINICH BDC ADVISER, LLC",NEW YORK,NY,United States,10022,21,4,Y,N,N,N,N,Y,
1332213,17-Oct,6/28/2019 16:34,"CENTRAL PARK ADVISERS, LLC",NEW YORK,NY,United States,10022,36,10,Y,N,N,N,N,Y,2282982378
1331939,17-Oct,6/28/2019 16:42,MARTIN CURRIE INVESTMENT MANAGEMENT LIMITED,EDINBURGH,,United Kingdom,EH1 2ES,155,42,Y,N,N,N,N,Y,5858354106
1329255,17-Oct,6/28/2019 16:59,MARTIN CURRIE INC,EDINBURGH,,United Kingdom,EH1 2ES,37,29,Y,N,N,N,N,Y,1937699613
1330499,17-Oct,6/28/2019 17:21,ENTRUSTPERMAL PARTNERS OFFSHORE LP,NEW YORK,NY,United States,10152,155,36,Y,N,N,N,N,Y,8396337099
1332226,17-Oct,6/28/2019 17:47,"ACIS CAPITAL MANAGEMENT, L.P.",DALLAS,TX,United States,75205,1,0,Y,N,N,N,N,Y,1911259347
1329139,17-Oct,6/28/2019 18:05,TIGER PACIFIC CAPITAL LP,NEW YORK,NY,United States,10178,13,7,Y,N,N,N,N,Y,1017914818
1330747,17-Oct,6/28/2019 18:27,"HPE CAPITAL MANAGEMENT II, LLC",CINCINNATI,OH,United States,45236,4,4,Y,N,N,N,N,Y,214983640
1327334,17-Oct,6/28/2019 19:00,EATON VANCE GLOBAL ADVISORS LIMITED,DUBLIN,,Ireland,D04 C7H2,1,1,Y,N,N,N,N,N,1536156941
1332246,17-Oct,6/28/2019 20:09,HORSLEY BRIDGE PARTNERS LLC,SAN FRANCISCO,CA,United States,94111,40,12,Y,N,N,N,N,Y,14157514291
1331452,17-Oct,6/28/2019 22:43,MOUNT KENDAL LIMITED,LONDON,,United Kingdom,W1J 6ER,43,25,N,N,N,Y,N,N,17949036
1311383,17-Oct,6/30/2019 16:28,BISHOP & ASSOCIATES INC,PHILADELPHIA,PA,United States,19103,4,2,Y,N,N,N,N,Y,124670500
1325524,17-Oct,6/27/2019 20:27,"HBA ADVISORS, LLC",PASADENA,CA,United States,91103,3,2,Y,N,N,Y,N,N,110766697
1329492,17-Oct,6/26/2019 16:31,LEBARONBROWN HOLDINGS LLC,NEW YORK,NY,United States,10022,8,6,Y,N,N,Y,N,Y,214512905
1330227,17-Oct,6/26/2019 16:40,"FEG INVESTORS, LLC",CINCINNATI,OH,United States,45202,22,10,Y,N,N,N,N,N,265376978
1329370,17-Oct,6/26/2019 17:01,"KESTRA INSTITUTIONAL SERVICES, LLC",AUSTIN,TX,United States,78735,10,10,Y,N,N,Y,N,N,
1308828,17-Oct,6/26/2019 17:06,PARADIGM OPERATIONS LP,SAN FRANCISCO,CA,United States,94108,8,5,Y,N,N,N,N,N,419673200
1310051,17-Oct,6/26/2019 17:16,GREEN HARVEST ASSET MANAGEMENT LLC,PORTSMOUTH,NH,United States,3801,7,3,Y,N,N,N,N,N,142938099
1327845,17-Oct,6/26/2019 17:39,"AEGON USA INVESTMENT MANAGEMENT, LLC",CEDAR RAPIDS,IA,United States,52499-5338,318,82,Y,N,N,Y,N,Y,95974159980
1329810,17-Oct,6/29/2019 12:31,"LOMBARD INVESTMENTS, INC.",SAN FRANCISCO,CA,United States,94111-3607,24,20,Y,N,N,N,N,Y,364492469
1328141,17-Oct,6/25/2019 18:35,STEPSTONE GROUP REAL ESTATE LP,LA JOLLA,CA,United States,92037,53,35,Y,N,N,Y,N,Y,5132140183
1332248,17-Oct,6/29/2019 9:26,"EIGER WEALTH MANAGEMENT, LLC",SAN DIEGO,CA,United States,92127,2,2,Y,N,N,N,N,N,0
1330458,17-Oct,6/29/2019 17:41,KESTREL PARTNERS LLP,LONDON,,United Kingdom,WC2N 6LE,22,12,Y,N,N,N,N,Y,389531924
1332273,17-Oct,6/30/2019 16:32,"SINECERA CAPITAL, LLC",AUSTIN,TX,United States,78746,1,1,Y,Y,N,N,N,N,0
1330433,17-Oct,6/25/2019 11:07,"WINTERGREEN ADVISERS, LLC",MOUNT OLIVE,NJ,United States,7828,7,3,Y,N,N,N,N,N,6
1310493,17-Oct,6/26/2019 8:38,"SOMPO JAPAN NIPPONKOA ASSET MANAGEMENT CO., LTD.",TOKYO,,Japan,1030027,164,56,Y,N,N,N,N,Y,34290413641
1331479,17-Oct,6/26/2019 8:14,"FORESTERS ADVISORY SERVICES, LLC",NEW YORK,NY,United States,10005,372,349,Y,N,N,N,N,N,2436534159
1331462,17-Oct,6/27/2019 5:44,NIKKO ASSET MANAGEMENT ASIA LIMITED,SINGAPORE,,Singapore,18961,129,46,Y,N,N,Y,N,Y,6931231276
1331721,17-Oct,6/27/2019 6:06,REYL OVERSEAS LTD.,ZݒICH,,Switzerland,8001,8,6,Y,N,N,N,N,Y,187300000
1331481,17-Oct,6/26/2019 10:34,"GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC",RED BANK,NJ,United States,7701,27,27,Y,Y,N,Y,N,N,189444121
1331398,17-Oct,6/26/2019 11:02,"THE PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC",WESTBOROUGH,MA,United States,1581,35,35,Y,Y,N,Y,N,N,306330400
1331544,17-Oct,6/26/2019 11:08,"BENEDETTI AND GUCER, INC.",ATLANTA,GA,United States,30328,7,5,Y,Y,N,Y,N,N,168792548
1329693,17-Oct,6/26/2019 11:28,"CLOVER PARTNERS, L.P.",DALLAS,TX,United States,75201,3,1,Y,N,N,N,N,Y,87258041
1322416,17-Oct,6/26/2019 11:41,"RESURGENS TECHNOLOGY ADVISORS, L.P.",ATLANTA,GA,United States,30326,8,4,Y,N,N,N,N,Y,234625362
1331569,17-Oct,6/26/2019 12:01,"CARRINGTON CAPITAL MANAGEMENT, LLC",OLD GREENWICH,CT,United States,6870,32,23,Y,N,N,Y,N,Y,2548811117
1316461,17-Oct,6/26/2019 12:21,OSMOSIS INVESTMENT MANAGEMENT US LLC,LONDON,,United Kingdom,EC3R 8DE,18,13,Y,N,N,N,N,N,531072425
1331577,17-Oct,6/26/2019 12:27,OSMOSIS INVESTMENT MANAGEMENT US LLC,LONDON,,United Kingdom,EC3R 8DE,18,13,Y,N,N,N,N,N,531072425
1331578,17-Oct,6/26/2019 12:34,"DOMINION PORTFOLIO MANAGEMENT, INC.",HORSESHOE BAY,TX,United States,78657,28,28,Y,N,N,N,N,N,106410430
1331580,17-Oct,6/26/2019 12:43,"INSPIRE ADVISORS, LLC",HOLLISTER,CA,United States,95023,2,0,Y,N,N,N,N,N,0
1331606,17-Oct,6/26/2019 13:20,"STEWARD CAPITAL MANAGEMENT, INC.",BLOOMFIELD HILLS,MI,United States,48304,5,1,Y,N,N,N,N,Y,143497179
1331169,17-Oct,6/26/2019 14:15,SYMPHONY ASSET MANAGEMENT LLC,SAN FRANCISCO,CA,United States,94104-1534,82,28,Y,N,N,N,N,Y,18826049568
1330730,17-Oct,6/26/2019 14:49,"MEDALLION WEALTH ADVISORS, LLC",FARMINGTON,CT,United States,6032,6,6,Y,Y,N,Y,N,N,131242000
1307231,17-Oct,6/26/2019 15:09,MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED,CENTRAL,,Hong Kong,SAR,25,9,Y,N,N,N,N,Y,623607363
1307539,17-Oct,6/26/2019 15:19,MACQUARIE INVESTMENT MANAGEMENT EUROPE LIMITED,LONDON,,United Kingdom,EC2Y 9HD,23,5,Y,N,N,N,Y,Y,427726443
1307230,17-Oct,6/26/2019 15:25,"DELAWARE CAPITAL MANAGEMENT ADVISERS, INC",PHILADELPHIA,PA,United States,19103,0,0,N,N,N,N,N,N,
1330927,17-Oct,6/28/2019 15:26,WESTERN ASSET MANAGEMENT COMPANY LIMITED,LONDON,,United Kingdom,EC2A 2EN,62,15,Y,N,N,N,N,Y,36336751648
1329679,17-Oct,6/28/2019 15:21,CALAMOS WEALTH MANAGEMENT LLC,NAPERVILLE,IL,United States,60563-2787,26,22,Y,N,N,Y,N,N,1478660371
1331491,17-Oct,6/26/2019 9:22,"MCMAHON FINANCIAL ADVISORS, LLC",PITTSBURGH,PA,United States,15228,7,6,Y,N,N,N,N,N,212798478
1330470,17-Oct,6/25/2019 10:11,"FINANCIAL WEALTH MANAGEMENT, LLC",MADISON,WI,United States,53711,3,2,Y,Y,N,N,N,N,177000000
1331891,17-Oct,6/27/2019 14:44,"CABANA ADVISORS, LLC",PLANO,TX,United States,75024,2,2,Y,N,N,N,N,N,118327071
1331885,17-Oct,6/27/2019 14:46,"SCARBOROUGH ADVISORS, LLC",ANNAPOLIS,MD,United States,21401,17,14,Y,Y,N,Y,N,N,607902473
1331835,17-Oct,6/27/2019 15:24,BRAINVEST WEALTH MANAGEMENT LLC,AVENTURA,FL,United States,33180,3,3,Y,N,N,N,N,Y,123361593
1331926,17-Oct,6/27/2019 15:40,"STRATEGIC INVESTMENT MANAGEMENT, LLC",ARLINGTON,VA,United States,22209-1722,96,40,Y,N,N,Y,N,Y,38439437283
1325184,17-Oct,6/27/2019 16:09,"HANOVER ADVISORS, INC",GREENVILLE,SC,United States,29601,3,1,Y,N,N,N,N,N,201272725
1318740,17-Oct,6/27/2019 16:28,"SF EQUITY PARTNERS MANAGEMENT, LLC",SAN FRANCISCO,CA,United States,94111,5,3,Y,N,N,N,N,Y,251070951
1331952,17-Oct,6/27/2019 16:44,"CEDAR CAPITAL, LLC",BARRINGTON,IL,United States,60010,8,5,Y,N,N,Y,N,N,16070977
1331509,17-Oct,6/27/2019 17:04,"AEGEA CAPITAL MANAGEMENT, LLC",CHICAGO,IL,United States,60654,5,5,Y,N,N,N,N,Y,209978582
1331965,17-Oct,6/27/2019 17:18,CETERA ADVISOR NETWORKS LLC,EL SEGUNDO,CA,United States,90245-5672,1767,1574,Y,Y,N,Y,Y,N,18099125377
1331971,17-Oct,6/27/2019 17:23,CETERA INVESTMENT MANAGEMENT LLC,EL SEGUNDO,CA,United States,90245,14,7,N,N,N,N,N,N,
1331974,17-Oct,6/27/2019 17:26,CETERA INVESTMENT ADVISERS LLC,SCHAUMBURG,IL,United States,60173-2096,2072,1911,Y,Y,N,Y,N,N,10324028419
1331951,17-Oct,6/27/2019 17:44,"YELLOWWOOD WEALTH SOLUTIONS, LLC",CHARLOTTE,NC,United States,28202,3,2,Y,N,N,Y,Y,N,71081073
1326135,17-Oct,6/27/2019 18:09,"RIVERGLADE CAPITAL MANAGEMENT, LLC",CHICAGO,IL,United States,60602,8,7,Y,N,N,N,N,Y,277299776
1306051,17-Oct,6/27/2019 18:40,STELLAR CAPITAL MANAGEMENT LLC,PHOENIX,AZ,United States,85016,8,4,Y,Y,N,N,N,N,342472961
1331456,17-Oct,6/27/2019 19:16,"LIBERTY WEALTH MANAGEMENT, LLC",OAKLAND,CA,United States,94609,22,15,Y,Y,N,Y,N,N,892882000
1330584,17-Oct,6/27/2019 21:45,"PYTHAGOREAN TRADING, LLC",GREENWICH,CT,United States,6830,2,2,N,N,N,N,N,Y,0
1331328,17-Oct,6/26/2019 10:49,"TRIUMPH WEALTH ADVISORS, INC.",WOODSTOCK,GA,United States,30189,36,33,Y,Y,N,N,N,N,18600000
1329082,17-Oct,6/27/2019 10:23,"CALAMAR CAPITAL MANAGEMENT, LLC",WHEATFIELD,NY,United States,14120,4,3,Y,N,N,N,N,Y,29646101
1331521,17-Oct,6/27/2019 10:28,"BEACON POINTE WEALTH ADVISORS, LLC",NEWPORT BEACH,CA,United States,92660,80,45,Y,Y,N,Y,N,N,2192043558
1331247,17-Oct,6/25/2019 10:32,"FIDUCIARY PLANNING, LLC",CORAL SPRINGS,FL,United States,33065,1,1,Y,N,N,Y,N,N,0
1327536,17-Oct,6/28/2019 12:29,"NIKKO ASSET MANAGEMENT AMERICAS, INC.",NEW YORK,NY,United States,10158,29,11,Y,N,N,Y,N,Y,5112176264
1331581,17-Oct,6/26/2019 13:51,"CENTENUS GLOBAL MANAGEMENT, LP",NEW YORK,NY,United States,10022,16,12,Y,N,N,N,N,Y,859212619
1332027,17-Oct,6/28/2019 9:20,"TABR CAPITAL MANAGEMENT, LLC",ORANGE,CA,United States,92868,4,2,Y,N,N,Y,N,N,135819911
1332013,17-Oct,6/28/2019 9:35,AMERICAN ECONOMIC PLANNING GROUP INC,WARREN,NJ,United States,7059,15,15,Y,Y,N,Y,N,N,912806295
1330185,17-Oct,6/28/2019 9:40,PHOENIX ASSET MANAGEMENT PARTNERS LIMITED,LONDON,,United Kingdom,SW13 9JJ,15,9,Y,N,N,N,N,Y,1247172961
1331906,17-Oct,6/28/2019 9:52,ROBERT W. BAIRD & CO. INCORPORATED,MILWAUKEE,WI,United States,53202-5391,2622,1997,Y,Y,N,Y,Y,Y,1.40E+11
1329319,17-Oct,6/28/2019 10:16,ARLON ADVISOR LLC,NEW YORK,NY,United States,10153-0028,76,20,Y,N,N,N,N,Y,1288867190
1327582,17-Oct,6/28/2019 10:23,SOMERSET CAPITAL MANAGEMENT LLP,LONDON,,United Kingdom,SW1P 1JA,38,13,Y,N,N,N,N,Y,7251460323
1331434,17-Oct,6/28/2019 10:37,"FOUNTAINCAP RESEARCH & INVESTMENT (HONG KONG) CO., LIMITED",WAN CHAI,,Hong Kong,0,14,6,Y,N,N,N,N,Y,480833078
1332054,17-Oct,6/28/2019 10:44,"FOUNTAINCAP RESEARCH & INVESTMENT (HONG KONG) CO., LIMITED",WAN CHAI,,Hong Kong,0,14,6,Y,N,N,N,N,Y,480833078
1329503,17-Oct,6/28/2019 10:49,"ORTHOGON PARTNERS INVESTMENT MANAGEMENT, LLC",NEW YORK,NY,United States,10036,7,5,Y,N,N,N,N,Y,308958760
1328264,17-Oct,6/28/2019 10:53,"EDWARD D. JONES & CO., L.P.",ST. LOUIS,MO,United States,63131,23408,17661,Y,N,N,N,N,N,3.29E+11
1332069,17-Oct,6/28/2019 11:16,CALLAHAN FINANCIAL PLANNING COMPANY,OMAHA,NE,United States,68131,7,3,Y,Y,N,Y,N,N,122825038
1332080,17-Oct,6/28/2019 11:42,"ROYAL ALLIANCE ASSOCIATES, INC.",JERSEY CITY,NJ,United States,7302,2951,2027,Y,Y,N,Y,Y,N,12621142596
1331991,17-Oct,6/28/2019 11:49,"TOWER WEALTH MANAGERS, INC.",KANSAS CITY,MO,United States,64112,16,9,Y,N,N,N,N,N,1613451730
1332092,17-Oct,6/28/2019 12:05,"WOODBURY FINANCIAL SERVICES, INC.",OAKDALE,MN,United States,55128,1925,947,Y,Y,N,Y,Y,N,7631833044
1329001,17-Oct,6/28/2019 12:09,SETCHFIELD ASSOCIATES LLC,CENTENNIAL,CO,United States,80112,2,1,Y,N,N,N,N,N,105000000
1332047,17-Oct,6/28/2019 12:10,"DWS INVESTMENT MANAGEMENT AMERICAS, INC.",NEW YORK,NY,United States,10154,511,206,Y,N,N,Y,N,Y,1.79E+11
1327835,17-Oct,6/28/2019 12:15,"INSTINET, LLC",NEW YORK,NY,United States,10019,203,43,N,N,N,N,N,N,
1331463,17-Oct,6/28/2019 12:35,OCEANWOOD CAPITAL MANAGEMENT LTD,"VALLETTA,VALLETTA",,Malta,VLT1129,20,3,Y,N,N,N,N,Y,2773357632
1332101,17-Oct,6/28/2019 12:50,"RBC CAPITAL MARKETS, LLC",NEW YORK,NY,United States,10281,7576,1847,Y,N,N,Y,Y,N,1.19E+11
1327642,17-Oct,6/28/2019 13:16,TIMECAPITAL INVESTOR ADVISORY SERVICES INC,PORT JEFFERSON STATION,NY,United States,11776,3,3,Y,N,N,N,N,N,257044156
1306976,17-Oct,6/28/2019 13:35,ALL STAR FINANCIAL INC,MINNEAPOLIS,MN,United States,55431,10,7,Y,Y,N,Y,N,N,543790686
1332138,17-Oct,6/28/2019 13:47,"COLUMBIA ADVISORY PARTNERS, LLC",SPOKANE,WA,United States,99205,10,9,Y,Y,N,Y,N,N,101000000
1323397,17-Oct,6/28/2019 14:09,"KENTER CANYON CAPITAL, LLC",LOS ANGELES,CA,United States,90049,1,1,Y,N,N,N,N,Y,164500000
1331672,17-Oct,6/28/2019 14:20,LIGHTHOUSE FINANCIAL LLC,BROOMFIELD,CO,United States,80021-8009,8,4,Y,Y,N,Y,Y,N,105492618
1332096,17-Oct,6/28/2019 14:31,FOUNDATIONS INVESTMENT ADVISORS LLC,SCOTTSDALE,AZ,United States,85259,116,116,Y,Y,N,Y,N,N,804201395
1329299,17-Oct,6/28/2019 14:43,JPMORGAN ASSET MANAGEMENT (UK) LIMITED,LONDON,,United Kingdom,EC4Y 0JP,1418,298,Y,N,N,Y,N,Y,2.75E+11
1331454,17-Oct,6/25/2019 20:39,MERCER GLOBAL ADVISORS INC.,DENVER,CO,United States,80202,342,223,Y,N,N,Y,N,N,10687217357
1331458,17-Oct,6/25/2019 21:18,GOALVEST ADVISORY LLC,NEW YORK,NY,United States,10007,2,1,Y,Y,N,Y,N,N,33997416
1331635,17-Oct,6/26/2019 15:43,"BANYAN TREE ASSET MANAGEMENT, LLC",TORRANCE,CA,United States,90503-5517,4,3,Y,N,N,N,N,N,1050505892
1331726,17-Oct,6/28/2019 6:22,NIPPON VALUE INVESTORS KK,TOKYO,,Japan,100-0005,14,6,Y,N,N,Y,N,N,1727301252
1331175,17-Oct,6/25/2019 10:59,"ALIGN IMPACT, LLC",SANTA MONICA,CA,United States,90401,6,4,Y,N,N,Y,N,N,107000000
1329615,17-Oct,6/25/2019 11:04,"SEQUENT PLANNING, LLC",OMAHA,NE,United States,68114,24,21,Y,Y,N,Y,N,N,90397809
1329959,17-Oct,6/25/2019 11:14,BALASA DINVERNO FOLTZ LLC,ITASCA,IL,United States,60143,44,41,Y,Y,N,Y,N,N,4136748330
1329487,17-Oct,6/25/2019 11:29,"BIRCH WEALTH, INC.",ROME,NY,United States,13440,1,1,Y,Y,N,N,N,N,0
1331277,17-Oct,6/25/2019 11:43,"TRUTINA FINANCIAL, L.L.C.",BELLEVUE,WA,United States,98004-6323,17,8,Y,N,N,Y,N,N,640278800
1331291,17-Oct,6/25/2019 12:07,"HARBOUR INVESTMENTS, INC.",MADISON,WI,United States,53719,217,177,Y,Y,N,Y,Y,N,1961011000
1331108,17-Oct,6/25/2019 12:20,FIRST EAGLE BDC ADVISER LLC,NEW YORK,NY,United States,10105-0048,50,0,Y,N,N,N,N,Y,
1331294,17-Oct,6/25/2019 12:28,"CIC WEALTH, LLC",ROCKVILLE,MD,United States,20852,13,11,Y,Y,N,Y,N,N,402222583
1331262,17-Oct,6/25/2019 13:49,"TEAMWORK FINANCIAL ADVISORS, LLC",SAN ANTONIO,TX,United States,78257,7,6,Y,N,N,N,N,N,142342739
1328199,17-Oct,6/25/2019 17:47,NOMURA ASSET MANAGEMENT SINGAPORE LIMITED,SINGAPORE,,Singapore,18983,56,27,Y,N,N,N,N,Y,14901070123
1328346,17-Oct,6/25/2019 18:28,STEPSTONE GROUP LP,LA JOLLA,CA,United States,92037,270,72,Y,N,N,Y,N,Y,31966231301
1331449,17-Oct,6/25/2019 19:18,BELVEDERE ADVISORS LLC,SAN FRANCISCO,CA,United States,94111,8,2,Y,N,Y,Y,N,Y,1917956840
1329634,17-Oct,6/25/2019 20:02,"STANCORP INVESTMENT ADVISERS, INC.",PORTLAND,OR,United States,97204,95,93,Y,N,N,Y,N,N,21032353419
1331771,17-Oct,6/27/2019 10:30,"CUE ADVISORY SERVICES, INC.",PHOENIX,AZ,United States,85012,3,1,N,N,N,N,N,N,
1331680,17-Oct,6/27/2019 10:49,ROBERT W. BAIRD & CO. INCORPORATED,MILWAUKEE,WI,United States,53202-5391,2622,1997,Y,Y,N,Y,Y,Y,1.40E+11
1331762,17-Oct,6/27/2019 10:05,"CARSON ADVISORY, INC.",ATHENS,GA,United States,30601,6,5,Y,N,N,N,N,N,447246956
1329710,17-Oct,6/28/2019 6:07,EDGBASTON INVESTMENT PARTNERS LLP,LONDON,,United Kingdom,W1J 7NJ,13,5,Y,N,N,N,N,N,2612456019
1331760,17-Oct,6/28/2019 7:03,RECORD CURRENCY MANAGEMENT (US) INC,NEW YORK,NY,United States,10012,6,4,N,N,N,N,N,N,3081326496
1323757,17-Oct,6/28/2019 7:23,LANSDOWNE PARTNERS (UK) LLP,LONDON,,United Kingdom,W1K 3AG,79,23,Y,N,N,N,N,Y,25675131764
1323450,17-Oct,6/28/2019 7:43,CAIUS CAPITAL LLP,LONDON,,United Kingdom,W1S 2RX,12,6,Y,N,N,N,N,Y,760461068
1309775,17-Oct,6/28/2019 8:15,LAKE BRIDGE CAPITAL II INC.,"TORONTO, ONTARIO",,Canada,M5R1B2,4,4,Y,N,N,N,N,Y,138687392
1331714,17-Oct,6/28/2019 8:26,PARK AVENUE SECURITIES LLC,NEW YORK,NY,United States,10004,1777,1766,Y,Y,N,Y,N,N,4022487394
1331489,17-Oct,6/28/2019 9:36,IDFC ASSET MANAGEMENT COMPANY LIMITED,MUMBAI,,India,400013,296,4,Y,N,N,Y,N,Y,12404350724
1332044,17-Oct,6/28/2019 10:17,"SYSTEM 2 ADVISORS, L.P.",SUMMIT,NJ,United States,7901,6,2,Y,N,N,N,N,Y,265600000
1327011,17-Oct,6/27/2019 10:12,AMERICAN CAPITAL MANAGEMENT INC,NEW YORK,NY,United States,10022-3212,12,8,Y,N,N,N,N,N,2246961197
1305777,17-Oct,6/27/2019 10:14,"PFG ADVISORS, LLC",PHOENIX,AZ,United States,85012,75,63,Y,Y,N,Y,N,N,797610169
1309635,17-Oct,6/27/2019 10:34,"TC WEALTH PARTNERS, LLC",DOWNERS GROVE,IL,United States,60515,23,23,Y,Y,N,N,N,N,401973286
1330644,17-Oct,6/27/2019 11:24,"EMET CAPITAL MANAGEMENT, LLC",NEW YORK,NY,United States,10017,10,8,Y,N,N,N,N,Y,426388491
1331483,17-Oct,6/27/2019 11:03,"WESTRIVER MANAGEMENT, LLC",SEATTLE,WA,United States,98104,20,8,N,N,N,Y,N,Y,1900640053
1331795,17-Oct,6/27/2019 11:14,"WINSLOW, EVANS & CROCKER, INC.",BOSTON,MA,United States,2110,56,38,Y,Y,N,Y,Y,N,737808011
1331754,17-Oct,6/27/2019 11:34,OLDFIELD PARTNERS LLP,LONDON,,United Kingdom,SW1X 7HH,26,14,Y,N,N,N,N,N,4243104626
1328514,17-Oct,6/27/2019 11:38,BOUSSARD & GAVAUDAN INVESTMENT MANAGEMENT LLP,LONDON,,United Kingdom,W1J0AH,31,26,Y,N,N,N,N,Y,7096247161
1322976,17-Oct,6/27/2019 9:01,OLDFIELD PARTNERS LLP,LONDON,,United Kingdom,SW1X 7HH,26,14,Y,N,N,N,N,N,4243104626
1331360,17-Oct,6/28/2019 10:52,"GUGGENHEIM PARTNERS LATIN AMERICA, INC.",MIAMI,FL,United States,33131,25,13,Y,N,N,Y,N,Y,530054614
1332056,17-Oct,6/28/2019 10:57,"REX CAPITAL ADVISORS, LLC",PROVIDENCE,RI,United States,2903,10,7,Y,N,N,Y,N,N,812111306
1330963,17-Oct,6/28/2019 11:10,QUANTUM ADVISORS PRIVATE LIMITED,MUMBAI,,India,400021,66,14,Y,N,N,N,N,Y,2193696930
1328993,17-Oct,6/28/2019 11:17,ESO CAPITAL PARTNERS UK LLP,LONDON,,United Kingdom,W1F 7TA,21,8,Y,N,N,Y,N,Y,521385142
1331872,17-Oct,6/28/2019 11:19,"APG ASSET MANAGEMENT US, INC",NEW YORK,NY,United States,10017,134,68,Y,N,N,N,N,N,1.34E+11
1332075,17-Oct,6/28/2019 11:45,HOMRICH & BERG INC,ATLANTA,GA,United States,30326,98,59,Y,Y,N,Y,N,N,5457259462
1309851,17-Oct,6/28/2019 12:02,GOLDNER HAWN LP,MINNEAPOLIS,MN,United States,55402-4128,11,8,Y,N,N,N,N,Y,177949176
1331455,17-Oct,6/29/2019 11:11,NW1 PARTNERS UK LLP,LONDON,,United Kingdom,W1J 6ER,14,6,Y,N,N,N,N,Y,15690457
1331739,17-Oct,6/27/2019 8:49,"DENTGROUP, LLC",BATON ROUGE,LA,United States,70801,4,3,Y,N,N,N,N,N,212932449
1331737,17-Oct,6/29/2019 17:30,"ELEMENTUM ADVISORS, LLC",CHICAGO,IL,United States,60606,41,15,Y,N,N,N,N,Y,4132010219
1329817,17-Oct,6/30/2019 15:39,"AH CAPITAL MANAGEMENT, L.L.C.",MENLO PARK,CA,United States,94025,148,27,Y,N,N,N,N,Y,13091296921
1331152,17-Oct,6/25/2019 9:21,PICKERING ENERGY PARTNERS LP,HOUSTON,TX,United States,77002,10,1,Y,N,N,N,N,Y,
1331085,17-Oct,6/25/2019 10:32,"SMITH BRUER ADVISORS, LLC",TALLAHASSEE,FL,United States,32317,5,3,Y,N,N,N,N,N,100970888
1331528,17-Oct,6/29/2019 11:04,NW1 PARTNERS US LLC,LONDON,,United Kingdom,W1J6ER,14,6,Y,N,N,N,N,Y,92705123
1323642,17-Oct,6/27/2019 14:32,"COLLWICK FUNDS GP, LLC",CHARLOTTE,NC,United States,28280,4,4,Y,N,N,N,N,Y,168050529
1331156,17-Oct,6/28/2019 13:49,SYLEBRA HK COMPANY LIMITED,WAN CHAI,,Hong Kong,0,14,9,Y,N,N,N,N,Y,2983374468
1330534,17-Oct,6/26/2019 10:33,ADELPHI CAPITAL LLP,LONDON,,United Kingdom,EC3V 9DH,21,11,Y,N,N,N,N,Y,3290165270
1332210,17-Oct,6/28/2019 16:12,NFP RETIREMENT INC.,ALISO VIEJO,CA,United States,92656,162,78,Y,Y,N,Y,N,N,56743714066
1332102,17-Oct,6/28/2019 16:27,"LEVINE LEICHTMAN CAPITAL PARTNERS, LLC",BEVERLY HILLS,CA,United States,90210,54,43,Y,N,N,N,N,Y,6291993920
1332219,17-Oct,6/28/2019 16:43,ADVISORS PREFERRED LLC,ROCKVILLE,MD,United States,20850,10,5,Y,N,N,N,N,N,560000000
1332222,17-Oct,6/28/2019 17:06,BRIGHTON JONES LLC,SEATTLE,WA,United States,98121,170,68,Y,Y,N,Y,N,N,5299273672
1330958,17-Oct,6/28/2019 17:17,"NRD CAPITAL MANAGEMENT, LLC",ATLANTA,GA,United States,30319,10,7,Y,N,N,N,N,Y,250520408
1331698,17-Oct,6/28/2019 17:42,ENTRUST PARTNERS LLC,NEW YORK,NY,United States,10152,155,36,Y,N,N,N,N,Y,5479741643
1328123,17-Oct,6/28/2019 17:48,AHL PARTNERS LLP,LONDON,,United Kingdom,EC4R 3AD,124,95,Y,N,N,N,N,Y,44182187992
1331957,17-Oct,6/28/2019 18:19,"THE CLARIUS GROUP, LLC",SEATTLE,WA,United States,98104,23,4,Y,N,N,Y,N,N,1397980026
1332238,17-Oct,6/28/2019 18:29,"MJP ASSOCIATES, INC.",FARMINGTON,CT,United States,6032,10,10,Y,Y,N,Y,N,N,467597750
1326015,17-Oct,6/28/2019 19:21,"CANTELLA & CO., INC.",MALDEN,MA,United States,2148,244,160,Y,Y,N,Y,Y,N,1695671774
1331259,17-Oct,6/25/2019 11:13,FINSER INTERNATIONAL CORPORATION,CORAL GABLES,FL,United States,33134,8,1,Y,N,N,N,N,N,100000000
1332254,17-Oct,6/29/2019 11:17,"SORRENTO PACIFIC FINANCIAL, LLC",SAN DIEGO,CA,United States,92131,104,22,Y,Y,N,Y,N,N,75384509
1328272,17-Oct,6/25/2019 10:15,CURBSTONE FINANCIAL MANAGEMENT CORPORATION,MANCHESTER,NH,United States,03104-3002,8,6,Y,Y,N,Y,N,N,306275155
1331841,17-Oct,6/27/2019 12:46,"CAROLINA CAPITAL CONSULTING, INC.",CHARLOTTE,NC,United States,28273,4,1,Y,Y,N,Y,N,N,284098580
1331500,17-Oct,6/26/2019 10:28,WHITEBOX ADVISORS LLC,MINNEAPOLIS,MN,United States,55416,91,35,Y,N,N,N,N,Y,9251662540
1329162,17-Oct,6/25/2019 9:57,"SHOREVIEW INDUSTRIES II, LLC",MINNEAPOLIS,MN,United States,55402,16,11,Y,N,N,N,N,Y,694013375
1331671,17-Oct,6/26/2019 19:08,CANTERBURY CONSULTING INCORPORATED,NEWPORT BEACH,CA,United States,92660-6404,58,19,Y,N,N,Y,N,N,3734869639
1331616,17-Oct,6/26/2019 19:39,DPM CAPITAL LLC,NEW YORK,NY,United States,10014,6,6,Y,N,N,N,N,Y,183299924
1327758,17-Oct,6/26/2019 20:55,COMMUNITY INVESTMENT MANAGEMENT LLC,SAN FRANCISCO,CA,United States,94111,8,4,Y,N,N,N,N,Y,180471824
1322487,17-Oct,6/28/2019 6:37,GOODHART PARTNERS LLP,LONDON,,United Kingdom,WC2R 0LT,7,1,Y,N,N,N,N,Y,1037428641
1324369,17-Oct,6/27/2019 10:02,EXTRACT ADVISORS LLC,NEW YORK,NY,United States,10003,6,4,Y,N,N,N,N,Y,234981331
1331446,17-Oct,6/25/2019 19:17,"LACIE LOU PARTNERS, LLC",NEWTOWN,PA,United States,18940,1,1,Y,N,N,Y,N,N,0
1326026,17-Oct,6/25/2019 20:13,WEALTH QUARTERBACK LLC,TOMS RIVER,NJ,United States,8753,11,3,Y,Y,N,Y,N,N,138528283
1331843,17-Oct,6/27/2019 12:56,COOPER FINANCIAL GROUP,IRVINE,CA,United States,92618,48,44,Y,Y,N,Y,Y,N,745175333
1332026,17-Oct,6/28/2019 9:17,"SC&H FINANCIAL ADVISORS, INC.",SPARKS,MD,United States,21152-9390,21,11,Y,Y,N,Y,N,N,390031060
1327277,17-Oct,6/28/2019 9:39,PORTSEA ASSET MANAGEMENT LLP,LONDON,,United Kingdom,EC2M 2EF,7,5,Y,N,N,Y,N,Y,887454334
1331837,17-Oct,6/28/2019 10:11,"SYSTEM 2 ADVISORS, L.P.",SUMMIT,NJ,United States,7901,6,2,Y,N,N,N,N,Y,265600000
1322453,17-Oct,6/28/2019 10:15,GML CAPITAL LLP,LONDON,,United Kingdom,W1T 2BU,16,8,Y,N,N,N,N,Y,677010879
1330502,17-Oct,6/28/2019 10:26,ALCHEMY INVESTMENT MANAGEMENT PTE. LTD.,SINGAPORE,,Singapore,48623,4,2,Y,N,N,N,N,Y,185717198
1327257,17-Oct,6/28/2019 10:30,"GREGORY J. SCHWARTZ & CO., INC.",BLOOMFIELD HILLS,MI,United States,48301,21,17,Y,N,N,Y,Y,N,3570252327
1330196,17-Oct,6/28/2019 10:40,KINGSWAY CAPITAL PARTNERS LIMITED,LONDON,,United Kingdom,W1K 7QB,14,12,Y,N,N,N,N,Y,2112458559
1332058,17-Oct,6/28/2019 10:51,GYROSCOPE CAPITAL MANAGEMENT GROUP LLC,NAPLES,FL,United States,34108,6,4,Y,N,N,N,N,Y,259976111
1332060,17-Oct,6/28/2019 10:57,ECHELON PARTNERS USA INC.,TORONTO,,Canada,M5C 2V9,8,6,Y,N,N,N,N,N,0
1332057,17-Oct,6/28/2019 11:06,"BASEPOINT WEALTH, LLC",CEDAR RAPIDS,IA,United States,52402,12,9,Y,Y,N,Y,N,Y,218297131
1329989,17-Oct,6/28/2019 11:18,"ABG PORTFOLIO STRATEGIES, INC.",BINGHAM FARMS,MI,United States,48025,8,8,Y,N,N,Y,N,N,127246818
1330666,17-Oct,6/28/2019 11:22,NOMURA ASSET MANAGEMENT U.K. LIMITED,LONDON,,United Kingdom,EC4R3AB,93,28,Y,N,N,N,N,Y,30744343920
1332065,17-Oct,6/28/2019 11:33,FSC SECURITIES CORPORATION,ATLANTA,GA,United States,30339,1602,678,Y,Y,N,Y,Y,N,8223701222
1332005,17-Oct,6/28/2019 11:46,"ROCKLAND CAPITAL, LP",THE WOODLANDS,TX,United States,77380,31,6,Y,N,N,N,N,Y,908252970
1325878,17-Oct,6/28/2019 11:48,INVESCO ASSET MANAGEMENT (INDIA) PVT. LTD.,"MUMBAI, MAHARASHTRA",,India,400013,237,15,Y,N,N,Y,N,Y,4824757381
1330940,17-Oct,6/28/2019 11:50,"RALEIGH INVESTMENT CONSULTANT, LLC",RALEIGH,NC,United States,27617,1,1,N,Y,Y,Y,N,Y,0
1326812,17-Oct,6/28/2019 12:03,"BOYNE CAPITAL MANAGEMENT, LLC",MIAMI,FL,United States,33133,17,13,Y,N,N,N,N,Y,244142533
1331403,17-Oct,6/28/2019 12:05,"GOULD CAPITAL, LLC",TACOMA,WA,United States,98402,4,4,Y,N,N,Y,N,N,132814317
1332098,17-Oct,6/28/2019 12:10,"HORIZON WEALTH MANAGEMENT, LLC",LA GRANGE,IL,United States,60525,11,6,Y,Y,N,Y,N,N,423142792
1331732,17-Oct,6/27/2019 8:28,ZULAUF ASSET MANAGEMENT AG,BAAR,,Switzerland,6340,2,1,N,N,Y,N,N,N,
1331268,17-Oct,6/27/2019 9:19,AVENTINE FINANCIAL GROUP,DOYLESTOWN,PA,United States,18901,1,1,Y,N,N,Y,N,N,26100000
1294546,17-Oct,6/28/2019 12:33,BAILLIE GIFFORD OVERSEAS LTD,EDINBURGH,,United Kingdom,EH1 3AN,1160,250,Y,N,N,Y,N,Y,1.62E+11
1330557,17-Oct,6/28/2019 12:43,"WISEBANYAN, INC.",LAS VEGAS,NV,United States,89117,10,3,Y,N,N,Y,N,N,178719443
1309000,17-Oct,6/28/2019 12:56,"801 WEST CAPITAL MANAGEMENT, LLC",PORTLAND,OR,United States,97258,3,3,Y,N,N,N,N,Y,410401728
1307540,17-Oct,6/28/2019 13:02,MACQUARIE INVESTMENT MANAGEMENT GLOBAL LIMITED,SYDNEY,,Australia,2000,203,60,Y,N,N,Y,N,Y,53514544647
1331261,17-Oct,6/28/2019 13:04,PPC ENTERPRISES LLC,NEW YORK,NY,United States,10022-1606,26,23,N,N,N,Y,N,Y,1018505208
1328577,17-Oct,6/28/2019 13:46,"INVICTUS CAPITAL MANAGEMENT, LP",WASHINGTON,DC,United States,20036,21,18,Y,N,N,N,N,Y,950675000
1331200,17-Oct,6/26/2019 7:18,"RENAISSANCE VENTURE CAPITAL MANAGEMENT, INC.",ANN ARBOR,MI,United States,48104-2113,4,4,Y,N,N,N,N,Y,243300864
1331362,17-Oct,6/26/2019 9:07,R.L. EVANS CO. INC.,BELLEVUE,WA,United States,98006,4,3,Y,Y,N,Y,N,N,124500000
1331236,17-Oct,6/25/2019 10:05,FOUNDATIONS INVESTMENT ADVISORS LLC,SCOTTSDALE,AZ,United States,85259,114,114,Y,Y,N,Y,N,N,695148991
1330555,17-Oct,6/26/2019 11:33,EPG WEALTH MANAGEMENT LLC,ATLANTA,GA,United States,30305,3,3,Y,Y,N,Y,N,N,
1332017,17-Oct,6/28/2019 8:40,"ACT WEALTH MANAGEMENT, LLC",PLANO,TX,United States,75024-7215,6,5,Y,N,N,N,N,N,220188800
1332048,17-Oct,6/28/2019 10:29,AMERICAN ECONOMIC PLANNING GROUP INC,WARREN,NJ,United States,7059,15,15,Y,Y,N,Y,N,N,912806295
1331220,17-Oct,6/27/2019 6:10,TRINITY STREET ASSET MANAGEMENT LLP,LONDON,,United Kingdom,W1G0QF,20,6,Y,N,N,N,N,Y,3900939961
1330638,17-Oct,6/25/2019 10:20,"PENNANT CAPITAL MANAGEMENT, LLC",SUMMIT,NJ,United States,7901,4,2,Y,N,N,N,N,Y,265988759
1329738,17-Oct,6/25/2019 10:32,"ELCO MANAGEMENT COMPANY, LLC",NEW YORK,NY,United States,10166,6,4,Y,N,N,Y,N,Y,189324835
1331027,17-Oct,6/25/2019 10:35,"WINTHROP ADVISORY GROUP, LLC",BOSTON,MA,United States,2109,19,13,Y,N,N,Y,N,N,1060221256
1331255,17-Oct,6/25/2019 10:56,"HARBOUR INVESTMENTS, INC.",MADISON,WI,United States,53719,217,177,Y,Y,N,Y,Y,N,1961011000
1326519,17-Oct,6/25/2019 11:14,"HOBART PRIVATE CAPITAL, LLC",CHARLOTTE,NC,United States,28277,16,9,Y,Y,N,Y,N,N,159685455
1330513,17-Oct,6/25/2019 11:34,"JUNIPER CAPITAL ADVISORS, L.P.",HOUSTON,TX,United States,77019,13,12,Y,N,N,N,N,Y,1377430665
1323676,17-Oct,6/25/2019 11:46,UBS OCONNOR LLC,CHICAGO,IL,United States,60606,121,57,Y,N,N,N,N,Y,8341548546
1331306,17-Oct,6/25/2019 12:39,"GWM ADVISORS, LLC",BATON ROUGE,LA,United States,70809,160,124,Y,Y,N,Y,N,N,2537216896
1330266,17-Oct,6/25/2019 13:08,"WILMINGTON CAPITAL SECURITIES, LLC",GARDEN CITY,NY,United States,11530,8,7,Y,N,N,Y,N,N,196614916
1331329,17-Oct,6/25/2019 13:57,"JUPITER WEALTH MANAGEMENT, LLC",DENVER,CO,United States,80206,3,3,Y,N,N,Y,N,N,305523615
1331347,17-Oct,6/25/2019 14:11,GLUSKIN SHEFF + ASSOCIATES INC,TORONTO        ON,,Canada,M5H 2R2,139,41,Y,N,Y,N,N,Y,7160269000
1331358,17-Oct,6/25/2019 14:36,"HORTER INVESTMENT MANAGEMENT, LLC",CINCINNATI,OH,United States,45249,174,154,Y,Y,N,Y,N,N,902003369
1331368,17-Oct,6/25/2019 15:03,"GUIDESTONE CAPITAL MANAGEMENT, LLC",DALLAS,TX,United States,75244-6152,17,11,Y,N,N,N,N,N,19647309028
1296784,17-Oct,6/25/2019 15:16,"TRUEPOINT, INC.",CINCINNATI,OH,United States,45242,63,25,Y,N,N,Y,N,N,2731503548
1331393,17-Oct,6/25/2019 15:32,"VIRTUE CAPITAL MANAGEMENT, LLC",BRENTWOOD,TN,United States,37027,118,103,Y,Y,N,Y,N,N,465235315
1331401,17-Oct,6/25/2019 16:01,"REGENT WEALTH MANAGEMENT, INC.",TULSA,OK,United States,74145-7521,3,3,Y,Y,N,N,N,N,68716445
1331373,17-Oct,6/25/2019 16:03,ELITE INVESTMENT TEAM LLC,SAN DIEGO,CA,United States,92101,12,12,Y,Y,N,Y,N,N,126500
1331473,17-Oct,6/28/2019 5:25,EGERTON CAPITAL (UK) LLP,LONDON,,United Kingdom,W1J 8LA,44,16,Y,N,N,N,N,Y,21321314000
1331281,17-Oct,6/30/2019 17:40,APAX PARTNERS L.P.,NEW YORK,NY,United States,10022-4611,84,52,Y,N,N,N,N,N,224323286
1332042,17-Oct,6/28/2019 10:37,HERITAGE FINANCIAL LLC,GAINESVILLE,VA,United States,20155,6,5,Y,Y,N,Y,N,N,102125772
1331049,17-Oct,6/26/2019 12:24,"FRANKLIN ADVISERS, INC.",SAN MATEO,CA,United States,94403-1906,213,173,Y,N,N,N,N,Y,4.35E+11
1331579,17-Oct,6/26/2019 12:35,TEMPLETON GLOBAL ADVISORS LIMITED,NASSAU,,"Bahamas, The",,19,7,Y,N,N,N,N,N,46193753046
1331599,17-Oct,6/26/2019 13:12,"LEGACY WEALTH MANAGEMENT, LLC",RIDGELAND,MS,United States,39157,1,0,Y,N,N,N,N,N,0
1331603,17-Oct,6/26/2019 13:18,"ALPHAPOINT, INC.",CORONA DEL MAR,CA,United States,92625,1,1,N,N,N,Y,N,N,
1331609,17-Oct,6/26/2019 13:22,"RAYMOND JAMES & ASSOCIATES, INC.",ST PETERSBURG,FL,United States,33716,14205,4329,Y,Y,N,Y,Y,N,1.76E+11
1331744,17-Oct,6/27/2019 12:35,RECORD CURRENCY MANAGEMENT LIMITED,BERKSHIRE,,United Kingdom,SL4 1EP,86,37,Y,N,N,Y,N,Y,57281504574
1327459,17-Oct,6/27/2019 12:51,"BIGSUR WEALTH MANAGEMENT, LLC",MIAMI,FL,United States,33131,20,9,Y,N,N,N,N,Y,956926100
1331845,17-Oct,6/27/2019 13:05,"BEARING POINT WEALTH PARTNERS, INC.",HAMPTON,NH,United States,3842,3,1,Y,Y,N,Y,N,N,208572281
1331063,17-Oct,6/26/2019 10:44,"WEALTH MANAGEMENT GROUP, LLC",ALLEN,TX,United States,75013,4,4,Y,Y,N,N,N,N,141080538
1331256,17-Oct,6/26/2019 11:00,"STRATEGIC BLUEPRINT, LLC",ATLANTA,GA,United States,30345,19,12,Y,Y,N,Y,N,N,244317336
1331884,17-Oct,6/27/2019 14:43,"PRESTIGE PLANNING, INC.",WOODBURY,MN,United States,55125,3,2,Y,Y,N,Y,N,N,240808652
1306863,17-Oct,6/28/2019 7:04,"BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC",PHILADELPHIA,PA,United States,19103,255,45,Y,N,N,N,N,Y,73820206245
1331550,17-Oct,6/29/2019 11:13,"WESTROCK ASSET MANAGEMENT, LLC",LITTLE ROCK,AR,United States,72202,12,6,Y,N,N,N,N,Y,230567276
1331443,17-Oct,6/29/2019 11:16,DELANCEY REAL ESTATE ASSET MANAGEMENT LIMITED,LONDON,,United Kingdom,W1J 6ER,39,25,Y,N,N,Y,N,Y,3911015705
1331736,17-Oct,6/27/2019 9:08,"EVENTIDE ASSET MANAGEMENT, LLC",BOSTON,MA,United States,2110,24,6,Y,N,N,N,N,N,3233519994
1323460,17-Oct,6/26/2019 10:32,STENHAM ASSET MANAGEMENT INC.,ST. PETER PORT,,Guernsey,GYI 2QE,8,4,Y,N,N,N,N,Y,1689000000
1331420,17-Oct,6/25/2019 16:47,BARON FINANCIAL GROUP LLC,FAIR LAWN,NJ,United States,07410-2504,8,5,Y,N,N,Y,N,N,203418592
1331421,17-Oct,6/25/2019 16:52,IHT WEALTH MANAGEMENT LLC,CHICAGO,IL,United States,60606,153,99,Y,Y,N,N,N,N,1267880055
1331405,17-Oct,6/25/2019 16:56,EMERALD SEPARATE ACCOUNT MANAGEMENT LLC,LEOLA,PA,United States,17540,5,4,Y,N,N,N,N,N,24136141
1330242,17-Oct,6/25/2019 17:14,"HIGHLAND CAPITAL MANAGEMENT, LLC",MEMPHIS,TN,United States,38119,25,10,Y,N,N,N,N,Y,2655536083
1330439,17-Oct,6/25/2019 17:41,"NACHMAN NORWOOD & PARROTT, INC.",GREENVILLE,SC,United States,29601-3300,16,9,Y,Y,N,Y,N,N,1571136112
1326950,17-Oct,6/25/2019 17:57,BNY MELLON ASSET MANAGEMENT JAPAN LIMITED,"CHIYODA-KU, TOKYO",,Japan,100-0005,87,14,Y,N,N,Y,N,Y,26307361680
1327698,17-Oct,6/25/2019 18:32,STEPSTONE GROUP REAL ASSETS LP,LA JOLLA,CA,United States,92037,44,44,Y,N,N,Y,N,Y,9025258458
1331201,17-Oct,6/25/2019 19:37,MITSUBISHI UFJ TRUST AND BANKING CORPORATION,TOKYO,,Japan,100-8212,6500,250,Y,N,N,Y,N,Y,3.96E+11
1329351,17-Oct,6/25/2019 17:00,"ROTUNDA CAPITAL PARTNERS, LLC",BETHESDA,MD,United States,20814,9,8,Y,N,N,N,N,Y,260533602